The invention relates to wireless receivers, and more particularly to equalization of channel carriers and reduction of inter-carrier interference for OFDM receivers.
In recent years wireless and RF technology have dramatically changed our perceptions, use, and reliance upon portable electronic devices. The uses of wireless technology are widespread, increasing, and include but are not limited to telephony, Internet e-mail, Internet web browsers, global positioning, photography, diary, address book, and in-store navigation. Additionally, devices incorporating wireless technology have expanded to include not only cellular telephones, but Personal Data Analyzers (PDAs), laptop computers, palmtop computers, gaming consoles, printers, telephone headsets, portable music players, point of sale terminals, global positioning systems, inventory control systems, and even vending machines. Today many of these devices are high volume consumer commodities where both carriers and portable electronic device manufacturers compete for the users' money through features, network coverage, signal strength and clarity (bit error rate) while reinforcing customers desires for small and lightweight devices, long battery life, increased roaming, guaranteed connectivity and increased digital download speeds.
Amongst the multiple standards and technologies, Orthogonal Frequency-Division Multiplexing (OFDM), has reached commercial deployment and success through its use within many applications including, but not limited to:
Many of these OFDM portable electronic devices are mobile, as they are associated with users performing tasks as they move, and in many instances the users will be highly mobile as they use these electronic devices in their personal vehicles, or in public transportation such as buses, taxis and trains. For such OFDM systems these high mobility environments provide significant challenges to the system designers in two different aspects. On the one hand, due to the Doppler induced Inter-Carrier Interference (ICI), an accurate estimation of the Channel Frequency Response (CFR) at each sub-carrier is difficult to obtain. On the other hand, in fast fading environments, even with perfect CFR estimation, ICI likely causes severe degradation of the system performance. These factors result in incorrect determination of received symbols, thereby providing degraded signal quality to the user.
For fast fading channels, various channel estimation techniques have been developed based on the availability of time or frequency-domain pilots.
For channel estimation with time-domain pilots, an entire OFDM symbol is normally inserted periodically as pilot symbol. In order to maintain the performance, the space between two adjacent pilot symbols is less than 1=(2·fd·Ts) symbols, where fd·Ts is the normalized fading rate, fd is the maximum Doppler spread and Ts is the useful OFDM symbol duration. Therefore, the system throughput decreases quickly with increase of the fading rate due to the increased pilot symbol rate.
To reduce such throughput loss, pilot symbols with shorter duration than the OFDM symbol have been used. Nevertheless, for the systems with only frequency domain pilots, where a subset of sub-carriers is dedicated as pilot sub-carriers, e.g. DVB-T, frequency-domain pilot-aided channel estimation is the only choice. It has been shown that time-varying channels also provide time diversity that has been exploited to improve the error performance. However, exploiting time diversity strongly hinges on accurate estimation of the channel matrix, including both the effects of channel gain, which is defined as the channel frequency response at the kth sub-carrier, and ICI gains, which represent the multiplicative gains applied to the neighbor sub-carriers.
It would be advantageous to provide receivers with a simple process for estimating channel gain and ICI interference of fast fading channels.
In accordance with an embodiment of the invention there is provided a method comprising: a) receiving a signal, the signal comprising a plurality of subcarriers; b) processing the signal by performing pilot-aided channel estimation for determining a first estimate of frequency domain channel gain at each subcarrier; c) determining a decision signal in dependence upon the first estimate of channel gain at each subcarrier; d) determining an estimate of channel gain at each subcarrier corresponding to a diagonal vector of a channel frequency response matrix and an estimate of inter carrier interference gains at each subcarrier corresponding to off-diagonal vectors of the channel frequency response matrix in dependence upon the received signal and the decision signal; e) canceling inter carrier interference in dependence upon the estimate of channel gain at each subcarrier and the estimate of inter carrier interference gains at each subcarrier and determining a decision signal; f) repeating d) and e) until a stopping criterion is satisfied; and, g) providing the decision signal.
In accordance with another embodiment of the invention there is provided a method comprising:
receiving a signal, the signal comprising a plurality A of active subcarriers and a plurality B of null subcarriers;
determining a channel frequency response over an extended spectrum in dependence upon the received signal, wherein virtual pilots are added to a null spectrum corresponding to the null subcarriers such that the channel frequency response has smooth transition on boundaries between an active spectrum and the null spectrum;
determining an estimate of channel gain at each active subcarrier in dependence upon the channel frequency response;
applying a shaping window to the extended spectrum to reduce the discontinuity on the periodical boundary of the digital frequency response; and,
providing the estimate of channel gain at each active subcarrier.
In accordance with another embodiment of the invention there is provided a method determining a channel frequency response in dependence upon frequency domain pilots with non-factor of 2 spacing.
In accordance with another embodiment of the invention there is provided a receiver comprising: an input port for receiving a signal, the signal comprising a plurality of subcarriers; a pilot-aided channel estimator connected to the input port, the pilot-aided channel estimator for processing the signal by performing pilot-aided channel estimation for determining a first estimate of channel gain at each subcarrier; a decision block connected to the pilot-aided channel estimator and to the input port, the decision block for determining a decision signal in dependence upon an estimate of channel gain at each subcarrier and an estimate of inter carrier interference gains at each subcarrier; an output port connected to the decision block for providing the decision signal; and, a decision aided channel estimation block connected to the input port, the decision block and to a node interposed between the decision block and the output port, the decision aided channel estimation block for determining an estimate of channel gain at each subcarrier corresponding to a diagonal vector of a channel frequency response matrix and an estimate of inter carrier interference gains at each subcarrier corresponding to off-diagonal vectors of the channel frequency response matrix in dependence upon the received signal and the decision signal and for providing the estimate of channel gain and inter carrier inference gains at each subcarrier to the decision block.
Exemplary embodiments of the invention will now be described in conjunction with the following drawings, in which:
The following description is presented to enable a person skilled in the art to make and use the invention, and is provided in the context of a particular application and its requirements. Various modifications to the disclosed embodiments will be readily apparent to those skilled in the art, and the general principles defined herein may be applied to other embodiments and applications without departing from the scope of the invention. Thus, the present invention is not intended to be limited to the embodiments disclosed, but is to be accorded the widest scope consistent with the principles and features disclosed herein.
In the description hereinbelow and in the claims mathematical terms such as maximum, etc. are used for clarity, but as is evident to one skilled in the art these terms are not be considered as being strictly absolute but also include degrees of approximation depending, for example, on the application or technology.
Consider an Orthogonal Frequency-Division Multiplexing (OFDM) system operating with N tones and bandwidth Bw. The OFDM symbol duration is therefore Ts=N=Bw, and the sample duration is Tc=1=Bw. Now consider Xk and xn as denoting the input and output sequences of an Inverse Discrete Fourier Transform (IDFT) performed at the OFDM transmitter respectively, 0≦k; n≦N, where k is the sub-carrier index, and n is the time index. Now consider that within the OFDM system we have a multi-path fading channel with a maximum delay spread of L OFDM samples, where L is the maximum multi-path delay value in multiples of Tc. It is assumed that a guard interval with length Ng, L is inserted before transmission to avoid Inter-Symbol Interference (ISI).
The received signal at the nth sample duration is therefore given by
where hn,l is the gain of the lth path at time n, and zn are independent and identically distributed complex Gaussian random processes with zero mean and variance σ2n=(1/Signal-Noise Ratio). Assuming perfect time and frequency synchronization, after removing the guard interval and applying a Discrete Fourier Transform (DFT) at the receiver, the received signal at the kth sub-carrier is written according to Russell et al “Inter-channel interference analysis of OFDM in a mobile environment,” (IEEE VTC '95, 1995, pp. 820-824) as
where Hk is the Channel Frequency Response (CFR) at the kth sub-carrier, hereinafter labeled as the channel gain, and is given by
Im−k; k is the multiplicative ICI gain in the ICI contributed by the mth sub-carrier onto the kth sub-carrier, and is given by
Now let Y=[Y0, . . . , YN−1]T and X=[X0, . . . , XN−1]T denote the received and transmitted vectors, where T is a transpose operation. The received signals are then written in a compact matrix form as
Y=FX+N (6)
where F is the channel frequency response matrix which includes the effect of both channel gain and ICI gains, denoted by Fk,k=Hk and Fm,k=Im−k,k, and m≠k. When the channel is static or its variation is slow enough for the channel to be considered constant over the OFDM symbol duration, then F reduces to a diagonal matrix. In this case, there are various existing channel estimation techniques applicable to estimate the channel gain. In the case of time-varying channels, F becomes a non-diagonal matrix, and both the diagonal and off diagonal terms in F are estimated in order to facilitate the ICI cancellation and thus to achieve satisfactory error performance. Hereinbelow, the term “channel estimation” will refer to an estimation of both the channel gain and the ICI gains.
The term Ck in Eq. 2 is the total ICI noise at the kth sub-carrier. For sufficiently large N, Ck is modeled as a Gaussian random process from the central limit theorem according to Russell et al. Since the process estimates the individual ICI gain as Im−k; k such that its corresponding ICI contribution in Ck is canceled out by the receiver to improve the receiver error performance, it is relevant to look at the statistical property of Im−k; k instead of Ck.
The ICI generating mechanism is well known in the art and, therefore, not presented herein for brevity. In order to provide an understanding of the channel estimation technique according to an embodiment of the invention the derivation of the autocorrelation of the ICI gain, is outlined hereinbelow. Considering the typical Wide-Sense Stationary Uncorrelated Scattering (WSSUS) model of Jake and Rayleigh fading, we have
E{hn,lh*n−p,l−q}=J0(2πfdpTc)σ12δq (7)
where J0(●) is the zero-order Bessel function of the first kind, σ21 is the variance of the lth tap,
and δq is the Kronecker delta function.
Specifically, we want to analyze how Im−k,k varies with respect to sub-carrier index k, while (m−k) remains constant. To simplify the notation, let p=m−k. The autocorrelation of Ip; k is written as
where we define
Analysis of Eq. 9 shows that A is constant with respect to r. Further, we observe that the summation part in Eq. 8 is the rth coefficient of the Fourier transform of the multi-path power delay profile. Normally, L<<N, so that that ρ(r) varies slowly with respect to r. In fact, as shown below for d<<N, we have the following approximation
Ip,k+d=Ip,k (10).
Consider first that I(m+d)−(k+d), k+d, is written as
and that for L<<N, we approximate 2πdl/N≈0 when d<<N. Therefore e−j2πdl/N≈1. Then, above I(m+d)−(k+d), k+d is written as
The autocorrelation of ICI, ρ(r), as will be shown hereinbelow is exploited to obtain an ICI gain estimate. Further, the variation of ICI gain Ip; k with respect to k depends on the multi-path delay profile.
If the channel impulse response in the kth sub-carrier is approximated by a linear equation as,
the ICI coefficients are calculated as,
Taking Eq. (11) into Eq. (12), we have,
Following this linear approximation, it is shown that,
which is independent of the subcarrier index, k.
Therefore, when the linear approximation is made, the OFDM receiver to estimates only one vector of the ICI coefficients, H1(k). The other ICI coefficient vectors for different d values can be derived based on the linear relationship shown in Eq. (13).
There has been significant research on improving the accuracy of the channel gain estimation to improve the error performance in OFDM systems. However, in fast fading channels, the Doppler induced ICI from neighboring sub-carriers results in an error that is addressed in an embodiment according to the invention hereinbelow. Therefore, both channel gain and ICI gain are accurately estimated at the receiver in order to perform ICI cancellation.
A schematic diagram of the iterative decision-aided channel estimation and ICI cancellation for mobile OFDM systems according to an embodiment of the invention is illustrated in
In the process 140 channel gains at each sub-carrier corresponding to the diagonal vector of the channel frequency response matrix, shown in
The frequency domain channel gains at each sub-carrier are estimated. The estimated channel gains are then transformed into spectrum domain, which is then filtered with a filtering function to provide a filtered spectrum. The filtered spectrum is then transformed back into frequency domain to obtain the channel gain estimates of each sub-carrier.
The frequency domain ICI gains from the dth neighbor sub-carrier at each sub-carrier are estimated. The resulting ICI gain estimates are transformed into spectrum domain, which is then filtered with a filtering function to provide a filtered spectrum. The filtered spectrum is then transformed back to frequency domain to obtain channel gain estimates of each sub-carrier.
The frequency domain ICI gains from the dth neighbor sub-carrier at each sub-carrier are estimated from the total ICI components, which is the received signals subtracted by the channel gain attenuated transmitted signals and the decision from the previous iteration.
The frequency domain ICI gains from the dth neighbor sub-carrier at each sub-carrier are estimated from the residual ICI components, which is the received signals subtracted by the sum of the channel gain attenuated transmitted signals and the other ICI component calculated from the ICI gain estimates and the decisions from the previous iterations.
To reduce complexity in the ICI gains estimation, ICI gains from the 1st neighbor sub-carrier at each sub-carrier are estimated according to an embodiment of the invention. The remaining ICI gains are obtained by scaling the estimated ICI gains with a predetermined scaling factor.
As a result the receiver performs equalization and ICI cancellation in an iterative fashion to improve the error performance.
In the second and further receiver iterations, decisions made in the previous iteration are exploited to aid the channel estimation. A simple and effective technique to improve the accuracy of the channel gain estimation with decision feedback was disclosed in Fukuhara et al, and is illustrated in
{tilde over (H)}ki=Yk/{circumflex over (X)}ki−1, (14)
where the superscript i is the iteration index. Let sm denote the IDFT 220 of the sequence {tilde over (H)}ki. If there is no noise and no ICI, the CIR is reconstructed perfectly. In this case, h0;l=hl, {tilde over (H)}ki=Hk, we have
sm=hm (15).
However, when using the noisy LS estimates of the channel gain {tilde over (H)}ki to estimate the CIR, the noise and the ICI not only cause error on the L-path CIR estimation, they also induce “multi-paths” with “delays” greater than the channel delay spread. A simple window function W is applied to remove these extra “multi-paths”. W is written as
Since in practice, the guard interval Ng is set to be greater than the delay spread of the CIR to avoid ISI, Ng≧L, we use Nw=Ng as the window size. To obtain improved channel gain estimation, the estimate of the length of the multi-path delay spread {circumflex over (L)} is used as the window size with a resulting tradeoff in complexity of calculations. Techniques to detect the length of multi-path delay spread and techniques for CIR estimation exploiting frequency domain pilots are known in the art.
The cutoff frequency Nv of the low-pass filter V 270 is dynamically calculated, such that the ratio of the power in the pass band to the total power exceeds a predefined threshold. The low-pass filter V 270 is then realized, simply by setting to zero the components at frequencies higher than the cutoff frequency of the low-pass filter V 270 in the transform domain. The low-pass filter V 270 is written as
The cutoff frequency Nv in the DFT-filtering is determined by the channel multi-path spread. Let S′m denote the DFT 260 of the sequence {tilde over (H)}ki. Hence, assuming no noise and ICI, we have
The last summation in Eq. 18 is nonzero only when m+l=0 or m+l=N. Thus we have S′0=h0 and for l>0, we have
S′N−1=hl (19).
The DFT-filtering method presented in channel gain estimation process 2200 is equivalent to the estimation process 2100 of the IDFT-filtering method if the window functions satisfy the following relationship:
V0=W0; Vk=WN−k; k≠0 (20).
Based upon this either the guard interval or the estimated multi-path spread is used to determine the cutoff frequency Nv as discussed above for the IDFT-filtering method, that Nv=Ng−1 or Nv=L−1. The low-pass filter V 270 is now written as
Compared to other prior art channel gain estimation processes, the channel gain estimation process 2200 provides several advantages including, robustness and low complexity. With respect to robustness, in the process 2200 no assumptions are made regarding the channel statistics during the estimation process. Reduced complexity is achieved as the DFT 260 and IFDT 270 processes are implemented with simpler FFT/IFFT processes respectfully.
In order to cancel the ICI from a received signal, it is necessary to estimate the ICI gains. This is accomplished, optionally, using decision feedback. Unlike the channel gain estimation, where the signal component is usually substantially stronger than the noise and the ICI, each individual ICI component is concealed within a relatively higher level of noise, which is a composite of Additive White Gaussian Noise (AWGN) and residual ICI. It is therefore a step in the process to extract the ICI gain. Assuming perfect channel gain estimation and correct decision feedback, the ICI gain Im−k; k in the ICI contributed from the mth sub-carrier onto the kth sub-carrier is written as
If the last term in the Right-Hand Side (RHS) of the last equality is treated as noise, then we obtain the LS estimate of Im−k; k in the ith iteration as
Ĩm−k,ki=(Yk−Ĥki{circumflex over (X)}ki−1)/{circumflex over (X)}mi−1. (23).
Here the decisions from the iteration i−1 are used, while the channel gain estimates are from the current iteration i. Even with perfect channel gain estimation and correct decision feedback, ˜Im−k; k is still a very approximate estimation due to the rest of the ICI components and AWGN.
However, in the 3rd and further iteration, ICI gains and decisions estimated in the previous iteration can be exploited to remove part of the ICI components from the composite noise using the following equation therefore the ICI gain estimation can be improved.
From the ICI analysis in previous section, we know that the variation of Im−k; k with respect to k is slow when L<<N, while the AWGN and the summation of residual ICI vary rapidly. Therefore, they are separable with the help of the DFT-filtering using an appropriate low pass filter, such as low pass filter V 270 of
As noted above, the first iteration provides only the channel gain estimates at the receiver, such that a simple one-tap equalizer is optionally used to estimate the tentative decisions. The decision statistics at the kth sub-carrier are written as
Rk1=(Ĥk1)†Yk (24)
where † indicates complex conjugate. Optionally, other methods such as Minimum Mean-Square Error (MMSE) with more taps is applied to obtain more accurate tentative decisions with a tradeoff in complexity.
In the ith iteration, i, 2, after estimating both channel gain and ICI gains, a simple receiver cancels the ICI at the kth sub-carrier and forms the decision statistics as
We call such a receiver a one-tap equalizer with ICI cancellation. A better receiver exploits the fact that the signal Xk not only appears at the kth sub-carrier, it also appears at the other sub-carriers as interference. The decision statistics for the kth sub-carrier with joint consideration of all sub-carriers becomes
where {circumflex over (F)}(:, k)i denotes the kth column of {circumflex over (F)}i. Such a receiver exploits time diversity due to time domain channel variation. Therefore, it provides better performance than one-tap equalization with ICI cancellation.
It is has been shown that most of the total ICI power concentrates only in a few neighboring sub-carriers. Therefore, to facilitate the tradeoff between performance and complexity, we estimate only the ICI gains from 2K neighboring sub-carriers, K sub-carriers at each side. Thus, the channel matrix F has nonzero elements in the 2K+1 diagonals, the lower triangle of the K×K matrix in the bottom-left corner, and the upper triangle of the K×K matrix in the top-right corner. For each sub-carrier, (2K+1) received signals are used to jointly perform (2K+1)-tap equalization and ICI cancellation in the data detection. Therefore, we call such a receiver a (2K+1)-tap equalizer with ICI cancellation.
The iteration is stopped, for example, after a predetermined number of iterations or the number of iterations is dynamically adjusted according to the environment of the receiver with respect to SNR, mobility of receivers, number of channels, BER, and cost of processing on battery lifetime, but not limited thereto.
Computer simulations to determine the performance provided by the iterative channel estimation and ICI cancellation process according to embodiments of the invention are presented in respect of
In
A snapshot of the ICI gains estimation is illustrated in
The fact that the ICI gains at tap p>1 are obtained more accurately by approximation from the first tap ICI gain suggest that we can reduce the receiver complexity in ICI gain estimation. We only need to estimate one tap of ICI gain instead of 2K taps.
Referring to
In addition to the number of iterations performed the invention allows for a second degree of tradeoff between complexity and performance by varying the number of approximated ICI gain taps as well as the number of equalization taps. The performance improvements in BER for a receiver with varying ICI gain taps and equalization taps is plotted in
Based on the facts that the variation of channel gain and each tap of ICI gain along the sub-carrier index is much slower than the composite noise, embodiments of the invention provide a novel iterative channel estimation and ICI cancellation for OFDM systems, particularly mobile ones. According to embodiments according to the invention the process approximates the ICI gains Ip: at taps p>1 using the estimated first tap ICI gain. The approach reduces the computation complexity and provides significant improvement in error performance. Compared to prior art channel estimation processes for OFDM system, the channel estimation process according to embodiments of the invention does not rely on the channel statistics, and thus, provides robust performance in a wide range of fading conditions. The iterative decision-aided channel estimation process provides an effective solution to OFDM systems with only frequency-domain pilots. For OFDM systems with time-domain pilot symbols, the iterative decision-aided channel estimation process is also applicable to track the channel variation between the pilots, allowing relaxing the requirements for pilot repetition.
In most practical OFDM systems, although the OFDM modulation is performed with an IFFT assuming the number of subcarriers being a power of 2, there are usually null sub-carriers on both sides of the active spectrum to reduce the interference between services carried in adjacent channels. The existence of the null sub-carriers introduces the so called “edge effect” when channel estimation is performed using DFT/IDFT interpolation with filtering in case of pilot-aided solution or using DFT/IDFT filtering in case of decision-aided solution, where the channel estimation on the subcarriers close to the active spectrum edges suffers higher estimation error.
In an OFDM system, the active frequency spectrum is divided into a group of K narrowband subchannels with equal bandwidth. When the number of subchannels is sufficiently large, each subchannel is modeled as a flat-fading channel. The information data sequence is also divided into K low-rate data sequences, each being carried in one subchannel. After the insertion of (N−K) null subcarriers (where N is a power of 2) next to the K active subcarriers, the OFDM modulation is performed efficiently with an N-point IFFT. A Cyclic Prefix (CP) is added to the time-domain OFDM symbol in order to remove the ISI and the ICI caused by multipath fading channels. When the length of the CP is longer than the multipath channel delay spread, the wideband OFDM signal transmitted over a frequency-selective fading channel is equivalent to K narrowband subcarriers each transmitted of over a flat fading channel.
The frequency domain signal of a DVB-T/H/SH system is plotted in
The pilot symbols are used for both synchronization and channel estimation. In order to obtain good channel estimation, the pilot symbols are transmitted with a boosted power level in the DVB-T/H/SH system, so that the interference leaked from adjacent data subcarriers into the pilot subcarriers has less impact.
An OFDM data and pilot symbol structure similar to that of the DVB-T/H/SH system in the 2 k mode is assumed and the parameters shown in Table 1 are used.
DFT/IDFT-interpolation with filtering is an efficient technique to perform the channel estimation for OFDM systems with in-band pilot symbols. DFT-interpolation is based on the fact that the number of time-domain parameters—number of delay taps—necessary to characterize the channel is much less than the number of frequency-domain parameters, i.e., the number of subcarriers in an OFDM system. Therefore, the receiver estimates the time-domain parameters and derives the frequency domain parameters from the time-domain parameter estimations.
In most cases, the delay spread of the channel response is substantially smaller than the number of pilots. By applying a discrete transform to the frequency-domain pilots to bring these into the cepstrum domain, and then applying a Low-Pass Filter (LPF) to the cepstrum representation, the channel estimation accuracy is greatly improved since the channel frequency response mainly contains “low frequency component” in the cepstrum domain. On the other hand, the estimation error caused by the AWGN noise, the ICI and other wideband interference has a flat response in the cepstrum domain. Applying a LPF in the cepstrum domain therefore removes a significant part of the noise and interference from the channel estimation on the pilots. Applying an ideal LPF in the cepstrum domain is equivalent to applying a window. Therefore, this technique is referred to as DFT-Interpolation with Filtering (DFT-Int-Fil) hereinbelow.
In an OFDM modulator, a vector of K symbols is mapped onto K subcarriers. Among these, M symbols are pilots known at the receiver, with which the frequency channel estimations of all the subcarriers are derived. The M pilot carriers are evenly distributed over the entire signal bandwidth, with a ratio of L=K/M=12 in the DVB-T/H/SH 2 k mode systems.
The receiver calculates a first channel estimation on the pilot subcarriers as,
which are called the LS estimates, where ε(k) is the channel estimation error caused by AWGN noise and other additive interferences, such as the ICI for fast fading channels, xP(k) and rP(k) are respectively the kth transmitted and received pilots.
The channel responses of other subcarriers are estimated via interpolation from the LS channel estimates. For simplicity, only one-dimensional (1D) interpolation over the frequency-domain is considered. Various interpolation techniques exist to achieve this goal, where the DFT/IDFT interpolation has been shown to be simple and effective.
The LS channel estimates are first converted into the cepstrum domain using an M-point DFT,
In most practical cases, the channel delay spread is substantially smaller than the number of pilot carriers. Therefore, the energy of the cepstrum representation of {tilde over (H)}P (k) concentrates in the lower band. On the other hand, the transform of the noise and interference components is flat in the cepstrum domain. A LPF can therefore be applied to {tilde over (G)}P(m) to remove part of the interference while keeping most of the useful information. In cases where the channel impulse response is much shorter than M, the performance improvement could be significant since the majority of the interference is removed. The LPF is applied by a rectangular window as,
The interpolation is then performed by padding K−M zeros to {tilde over (G)}WP(m) and by applying a K-point IDFT to the zero-padded version {tilde over (G)}WP-INTP(m) of {tilde over (G)}WP(m),
{hacek over (H)}(k)=IDFTK{{tilde over (G)}WP-INTP(m)} (30)
where
In practical OFDM systems such as the DVB family, K and M are usually not a power of 2. In those systems, the OFDM modulation is performed by padding N−K null subcarriers in addition to the K active subcarriers, to be able to apply the more efficient N-point IFFT/FFT.
The DFT-based interpolation solution provides accurate results only when the channel frequency response is periodical and when it is continuous between the period boundaries. However, this is not the case in practice, where most OFDM systems have null subcarriers on the side of the useful spectrum. There are no pilots among the null subcarriers. When the channel estimation is performed over the entire spectrum—including both active and null subcarriers—to apply an FFT instead of a DFT, this results in large estimation errors on the subcarriers close to the boundaries between the active and the null subcarriers because of the Gibbs's phenomenon, which is referred to as the “edge effect” hereinbelow.
DFT interpolation is optimal when the number of total subcarriers is divisible by the pilot spacing. Performance degradation occurs for the FFT-interpolation-based channel estimation when the pilots are not strictly evenly-distributed in the whole spectrum. In the case of the DVB-T/H/SH systems, the pilot spacing is 12 subcarriers, which is not a power of 2. Therefore, it is impossible to have strictly evenly-distributed pilots. Simulation results show that this causes higher channel estimation MSE compared to a DFT-based interpolation. Therefore, an alternative solution is needed which has both a performance close to the DFT-based interpolation and an implementation complexity close to the FFT-based solution.
The edge effect of the DFT-interpolation-based channel estimation is caused mainly by the discontinuities on the two boundaries. In the state of the art, a Wiener filter is used to add more virtual pilots in the null area of the spectrum. However, applying the Wiener filter requires the knowledge of the channel characteristics. This issue is addressed by performing channel estimation which optimizes the MSE of the active subchannels only. This is achieved by applying a matrix multiplication, which requires more complexity. Alternatively, the edge effect is mitigated by transmitting extra pilot symbols near the edges of the active spectrum in addition to the regularly spaced pilots, thereby increasing pilot density at the edges. Then, an efficient MMSE channel estimator is applied to achieve better channel estimation performance. This technique, however, requires the transmission of additional pilots and requires also additional complexity in both the MMSE channel estimation and in estimating the second-order channel characteristics which are required by the MMSE channel estimator.
In an embodiment according to the invention Virtual Pilots (VPs)—and corresponding virtual channel gain estimates—are added in the null spectrum to reduce the discontinuity on the two boundaries between the active and the null spectrum. The VPs are added in such a manner that the channel frequency response over the expanded spectrum is smooth on the two boundaries between the active spectrum and the null spectrum. In an optimal solution the spectrum is circularly continuous after the VPs are added. However, this is not easily achievable. According to an embodiment of the invention a less optimal but simpler method is implemented in order to minimize the complexity.
With the assumed DVB-T/H/SH 2 k mode system, there are 343 null subcarriers at the end of the active spectrum. When there are multiple such OFDM services occupying adjacent channels, this is equivalent to a system having about 171 null subcarriers on each side. With the pilot spacing of 12 subcarriers, there are 14 pilots missing in the null spectrum on each side of the active spectrum. Therefore, an expanded LS CEV is generated by adding 14 VPs on each side of the original LS CEV.
Assuming perfect synchronization, for a received OFDM symbol, the receiver first obtains the LS channel estimates on the pilot carriers with Eq. (27), resulting in the LS CEV {tilde over (H)}P. The LS CEV, which contains MLS channel estimates on the active pilots, is extended into a Pseudo CEV (PCEV) vector of length Me, as,
{tilde over (H)}Pe=[ā1 {tilde over (H)}P ā2] (32)
where ā1 and ā2 are the two VP vectors of length L1 and L2 respectively on the left and right side of the active spectrum, and Me=L1+M+L2. The PCEV is thereafter used for DFT-interpolation-based channel estimation.
Instead of using Wiener filtering to estimate the actual channel frequency response in the null spectrum, we investigated the following four simple methods to extend the CEV, as shown in
The Zero-padding is the conventional method, which is listed here as a reference for comparison. As shown in
In order to mitigate the “edge effect”, in the Smooth-padding method, the original vector is extended such that the curve is smoothly extended on the edges as,
It is shown in
The Symmetric-padding method comprises appending the mirror image of a sub-vector on both sides of the LS CEV. The curve is most likely not smooth when looking at the small local area around the edges. However, it does provide a “smoother” transition if these small local areas are ignored. It will be shown hereinbelow that, in flat-fading channels, this method actually provides better performance than the Smooth-padding method.
In the Repeat-padding method, the first L1 entries of {tilde over (H)}P are copied in ā1 and the last entries of {tilde over (H)}P are copied in ā2. Although this method adds VPs in the null spectrum, it keeps a significant amount of the discontinuity between the active and null spectrum, which results in inferior performance compared to the Smooth and Symmetric padding methods.
It is noted that in the above data-padding methods, we no longer perform channel estimation of the original channel, strictly speaking. We are essentially estimating a Pseudo channel with the original channel frequency response inside the active spectrum and an assumed channel frequency response in the null spectrum. In
On the other hand, although the discontinuity is mitigated, the Pseudo channel unlikely keeps the “band-limiting” property of the actual channel in the cepstrum domain. Performing windowing introduces additional MSE due to the discarding of the high frequency component of the Pseudo channel. Furthermore, the noise contained in the padding data, i.e., LS channel estimates, on both sides introduces more estimation error. The target is to find a solution which significantly reduces the edge effect while keeping most of the “band-limiting” property.
With all four methods to extend the pilot vector into the null spectrum, discontinuity still exists at the boundaries of the extended spectrum. One method is to add longer padding sequences on both sides of the active spectrum to keep the discontinuity further away from the active spectrum. However, adding longer padding sequence not only causes more distortion to the cepstrum band-limiting property but also introduces more noise into the channel estimation process. In an embodiment according to the invention spectrum shaping is applied to the extended channel estimation vector {tilde over (H)}Pe. The first shaping window considered is the Hanning window.
Applying the Hanning window makes the windowed PCEV converge to zero on both ends of the extended spectrum {tilde over (H)}Pe and therefore reduces the discontinuity. To apply this spectrum shaping, Eq. (28) becomes,
{tilde over (G)}Pe(m)=DFTM
where wP(k) is a vector comprising the shaping window coefficients on the pilot subcarrier indexes and Me is the length of the extended spectrum. After the DFT-interpolation, a reverse shaping is applied to re-equalize the channel estimations as,
It is noted that it is possible to apply such shaping to the active spectrum {tilde over (H)}P only, instead of the extended spectrum {tilde over (H)}Pe. This method has been implemented in combination with an optimal MMSE weighting. However, such windowing achieves “continuity” on the boundaries by decreasing the windowed value to zero as the index moves to the two edges, as shown in Eq. (35). When making the re-adjustment with Eq. (36), small errors of the channel estimation close to the edges of {tilde over (H)}P are boosted due to the near-zero values of w(k) in these areas. Simulations showed that this actually leads to even larger channel estimation MSE compared to the case without shaping.
On the other hand, applying the window shaping to the expanded spectrum puts the near-zero shaping coefficients inside the null spectrum, away from the active spectrum of interest. In order to pursue the best performance, a search is performed to find the optimal generalized Hanning window—or other type of shaping windows—defined as,
where A is the generalization factor, which determines the discontinuity at the edges of the Hanning window. The optimal A provides the best compromise between the MSE introduced by the discontinuity and the MSE caused by the noise boosting in Eq. (36).
In the DVB-T/H/SH systems, there is one scattered pilot every 12 subcarriers. Since 12 is not a power of 2, an issue arises when an FFT is used for the interpolation. For the DVB-T/H/SH 2 k mode, the FFT block size is 2048, while the closest block size which is divisible by 12 is 2052. Performing a DFT-interpolation with a 2052-point IDFT is an optimal solution, assuming that the channel under consideration meets the Nyquist theorem in frequency with the specific pilot structure. However, performing a 2048-point IFFT instead of the 2052-point IDFT will cause performance degradation.
Let's assume that the channel delay spread is limited to Δ samples, which is smaller than the cyclic prefix length G. The channel impulse response is obtained from the scattered pilots as,
where M is the number of pilots.
Assuming perfect LS channel estimation from the pilots, the channel estimation error is then caused solely by the application of an FFT, Eq. (38) becomes,
The DFT interpolation is performed by first padding ND−M zeros to the time-domain channel impulse response h(n),
hN
followed by a ND-point DFT operation,
It is shown that for k=mL+1, where L is the subcarrier spacing, HD(k)=HP)(m). When an N-point FFT interpolation is applied, N-M zeros are first padded to h(n) as,
hN(n)={h(n), (N−M)zeros} (42)
and the N-point FFT is then applied,
The difference between the DFT-interpolation and the FFT-interpolation is calculated as,
Assuming h(n) are i.i.d. Gaussian random variables with zero mean and variance 1/Δ—to guarantee a total path gain of 1, the MSE of DH(k) is calculated as,
where dN=ND−N.
The MSE is calculated for a DFT size of 2052 and an FFT size of 2048 and is plotted in
In embodiments according to the invention comprise two methods to replace the DFT operation with an FFT followed by linear interpolation (FFT-Intp).
The first method is based on the fact that performing a DFT with different number of points over the same time-domain sequence is equivalent to sampling the frequency-domain spectrum of this sequence with a different resolution. In this case, the 2052-point frequency response sampled with a resolution of Fs/2052 is obtained directly by linear interpolation from the 2048-point frequency response sampled at Fs/2048, where Fs is the sample frequency. In this solution, only the interpolation coefficients for each point need to be found, which are fixed for all scenarios. This, however, requires the storage of 4100 interpolation coefficients.
In the above example, 28 VPs are added on the two sides of the active spectrum of 143 pilots so that a total of 171 pilots cover the extended spectrum which is divided into 2048 subchannels. A second solution is to add 113 VPs to the 143 active pilots so that the total number of pilots is now 256. A 256-point FFT is then performed to convert the extended channel frequency response into the cepstrum domain. The 256-point cepstrum is then expanded into a 4096-point vector by padding zeros. A 4096-point IFFT is then applied to perform the interpolation and obtain a 4096-point frequency response for the extended channel.
Since the interpolation factor is now 16, instead of 12, we obtain a frequency response sequence over-sampled by a factor of 4/3. A linear interpolation is subsequently performed to obtain the frequency response of each subcarrier, as shown in
This figure shows that four subcarrier channel frequency responses are obtained from every five points from the over-sampled 4096-point sequence as,
where the next block of ā and
When decision-feedbacks are available, each subcarrier becomes a “pilot” assuming all feedback decisions are correct. In this case, LS channel estimation is calculated for each subcarrier and K LS estimates are obtained. DFT/IDFT-filtering is applied to this LS vector to improve the channel estimation accuracy by discarding a significant part of the wideband channel estimation noise, caused by both additive noise (AWGN and ICI) and incorrect decision feedbacks. Since this operation is no longer an interpolation, we refer to it as DFT/IDFT-filtering. The DFT/IDFT-filtering process follows the operations for DFT/IDFT-interpolation described above, except that the LS channel estimation vector contains all active subcarriers.
Due to the fact that there is discontinuity on the edge of the active spectrum, the “edge effect” still exists causes performance degradation. This “edge effect” is mitigated by extending the LS channel estimation vector on both sides so as to obtain smooth curve transmissions on the boundaries of the active spectrum. The discontinuity of the extended channel frequency response vector—i.e., including the null spectrum—is reduced by applying the spectrum shaping as described above.
Simulation results of a COFDM receiver with the channel estimation processes according to embodiments of the invention are presented hereinbelow. The COFDM system is assumed to have:
In these simulations, it is assumed that the channel is static and frequency selective, with a uniform power delay profile. Each MSE curve is obtained as an average over 10000 channel realizations. Unless otherwise specified, a channel delay spread of 40 samples is assumed.
In
In order to compare the performances of the DFT-based channel estimation with different data padding methods, we calculate the MSE of the channel estimates obtained by simulations over each subchannel as,
where k is the subchannel index and the average is over 10000 channel realizations.
At this Eb/N0, since the additive noise is no longer insignificant, applying windowing provides performance improvement by removing a significant portion of the noise.
In order to further mitigate the “edge effect” of the data-padding-based channel estimation methods, the Hanning window is applied to shape the channel frequency response. The channel estimation MSE results obtained by simulation with this spectrum shaping are shown in
The mobile channel model used in the simulation is a scaled Typical Urban (TU) wireless channel profile. It has the similar power delay profile shape as the TU channel but is linearly scaled to the specified multipath delay spread. Furthermore, the Doppler spectrum of all the incoming waves follows the Jake's model.
It is noted that the above embodiments of the invention for mitigating the edge effect are not limited to the DVB OFDM systems, but also to other OFDM systems with Null spectrum, where DFT/IDFT interpolation with filtering is applied in case of pilot-aided channel estimation, or/and DFT/IDFT filtering is applied in case of decision-aided channel estimation and ICI gain estimation.
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Numerous other embodiments may be envisaged without departing from the spirit or scope of the invention.
This application claims benefit from U.S. Provisional Application No. 60/905,603 filed Mar. 8, 2007.
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