This application is a 371 of international application of PCT application serial no. PCT/CN2020/136694, filed on Dec. 16, 2020. The entirety of each of the above mentioned patent applications is hereby incorporated by reference herein and made a part of this specification.
The present invention belongs to the field of array signal processing and relates to a spatial filtering technique of multi-dimensional spare array receiving signal, specifically a composite tensor beamforming method for an electromagnetic vector coprime planar array.
Beamforming is widely applied to such fields as radar, radio astronomy, medical imaging and 5G communication as one of key techniques for array signal processing. When software and hardware resources are limited, as compared with a conventional uniform array, a spare array has a larger array hole diameter and a higher spatial resolution, thereby realizing capability of forming a more advanced beam directivity, wherein a coprime array is a cutting-edge hot issue of research in the current academic world as a typical systemic sparse array architecture. On the other hand, in order to satisfy requirements of spatial signal polarized information for a complicated signal detection scene, as compared with a conventional scalar sensor array, an electromagnetic vector sensor can simultaneously sense a Direction of Arrival (DOA) and polarized state information of a desired signal, thereby realizing spatial filtering simultaneously in the DOA and a polarized state corresponding to the desired signal. In this regard, it is desired to realize a breakthrough in performance of related application fields by exploring an effective beamforming measure on a new form array architecture integrated with the electromagnetic vector sensor and a coprime planar array. However, it is still at a starting stage for research of a current beamforming method for an electromagnetic vector coprime planar array. Since a receiving signal of the electromagnetic vector coprime planar array covers multi-dimensional space information, a conventional measure of processing and analyzing a vector receiving signal will cause a damage to original structural information thereof.
A tensor has been widely applied in multiple fields like array signal processing, image processing and machine learning in the recent years as a multi-dimensional data model for modeling and analysis of a multi-dimensional signal, thus effectively reserving original structural information of the multi-dimensional signal and digging multi-dimensional spatial features thereof. In the field of array signal processing, promoting a conventional beamforming method based on vector signal processing in a tensor space is desirable to realize efficient spatial filtering for a multi-dimensional receiving signal. However, the design of the beamforming method for an electromagnetic vector coprime planar array is confronted with the following difficulties: on one hand, since a multi-dimensional receiving signal of the electromagnetic vector coprime planar array simultaneously covers a DOA and polarized state information, it is necessary to match its complicated space information structure and design an adaptive high-dimension tensor beamforming weight; on the other hand, since sparse arrangement of elements in the electromagnetic vector coprime planar array does not satisfy a Nyquist sampling rate, an imported virtual peak causes series loss to output performance of beamforming. Therefore, it is necessary to effectively restrain the virtual peak to improve output performance of beamforming. Therefore, it is still a hot and difficult problem needing to be solved urgently concerning how to simultaneously match a multi-dimensional receiving signal structure and a sparse arrangement feature of an array for the electromagnetic vector coprime planar array, thereby realizing tensor beamforming with a virtual peak restraining capability.
In order to solve the technical problem of multi-dimensional signal structure information loss and virtual peak interference existing in the prior art, the present invention proposes a composite tensor beamforming method for an electromagnetic vector coprime planar array, with a specific technical solution thereof as follows:
A composite tensor beamforming method for an electromagnetic vector coprime planar array comprises:
Further, the step 1 specifically includes:
structuring a pair of sparse uniform sub-planar arrays 1 and 2 on a plane coordinate system xoy of a receiving end, 1 and 2 respectively comprising × and × antenna elements, wherein , and , are respectively a pair of coprime integers; intervals of antenna elements of the sparse uniform sub-planar array 1 in x axis and y axis directions being respectively d and d, wherein a unit interval is d=λ/2, and λ denotes a signal wavelength; similarly, intervals of the antenna elements of the sparse uniform sub-planar array 2 in x axis and y axis directions being respectively d and d, wherein in 1, positions of the ()th antenna element in x axis and y axis directions are respectively
wherein =1, 2, . . . , , =1, 2, . . . , ; in 2, positions of the (, )th antenna element in x axis and y axis directions are respectively
wherein =1, 2, . . . , , =1, 2, . . . , ; and combining sub-arrays in a manner of superimposing elements (====0) at a position of an origin point of the coordinate system for 1 and 2, thereby obtaining an electromagnetic vector coprime planar array actually comprising +−1 antenna elements, wherein each of the antenna elements uses three mutually orthogonal electric doublets and three mutually orthogonal magnetic dipoles to realize sensing of electromagnetic field, thereby possessing a six-path output.
Further, the step 2 specifically comprises:
setting a far-field narrow-band desired signal that is incident to the electromagnetic vector coprime planar array from a (θ, φ) direction, wherein θ and φ respectively denote an azimuth angle and a pitch angle of the desired signal and θϵ[−π/2, π/2], φϵ[−π, π]; the six-path output of each of the elements in the electromagnetic vector coprime planar array simultaneously comprises Direction of Arrival (DOA) information U(θ, φ)∈6×2 and polarized state information g(γ, η)∈2, wherein γ∈[0, 2π] and η∈[−π, π] respectively denote a polarized auxiliary angle and a polarized phase difference, and a DOA matrix U(θ, φ) and a polarized state vector g(γ, η) are specifically defined as:
wherein j=√{square root over (−1)}, and correspondingly, output of each of the elements in the electromagnetic vector coprime planar array is denoted with a spatial electromagnetic response vector pϵ6 as follows:
p=U(θ,φ)g(γ,η).
when G non-relevant interfering signals exist simultaneously in a space, the DOA matrix, the polarized state vector and the spatial electromagnetic response vector thereof are respectively denoted by Ū(
reserving three-dimensional spatial information of a receiving signal of the sparse uniform sub-planar array i (i=1, 2) at time t, i.e. DOA information and spatial electromagnetic response information in x axis direction and y axis direction, which are denoted with one three-dimensional tensor, and superimposing a three-dimensional signal tensor snapped by the collected T sampling blocks on a time dimension as a fourth dimension, thereby constituting a receiving signal tensor
corresponding to the sparse uniform sub-planar array i, the receiving signal tensor
being denoted as follows:
respectively denote a desired signal guiding vector of the electromagnetic vector coprime planar array in x axis and y axis directions, and μ=sin φ cos θ and ν=sin φ sin θ, s=[s(1), s(2), . . . , s(T)]T∈T is a signal waveform of the desired signal, ∘ denotes an outer product of vectors, (⋅)T denotes an transposition operation, and
is an independent co-distributed additive white Gaussian noise tensor; and then
respectively denote guiding vectors of the electromagnetic vector coprime planar array in x axis and y axis directions, corresponding to the gth interfering signal, and
Further, the step 3 specifically includes:
for a receiving signal tensor
of two sparse uniform sub-planar arrays that compose the electromagnetic vector coprime planar array at time t, setting a three-dimensional weight tensor
matching multi-dimensional structure information thereof, performing spatial filtering on (t) through , and forming a beam directivity in the DOA corresponding to the desired signal, thereby obtaining an output signal (t), which is denoted as follows:
(t)=<(t),>,t=1,2, . . . ,T,
wherein <⋅> denotes an inner product of tensors, (⋅)* denotes a conjugation operation; then minimizing an average output power of a tensor beamformer and performing optimization processing such that the DOA of the desired signal and a response corresponding to a polarized state thereof should not be distorted, thereby obtaining a tensor beamformer corresponding to two sparse uniform sub-planar arrays, the optimization processing expression being as follows:
denotes a three-dimensional space manifold tensor of the sparse uniform sub-planar array i corresponding to a DOA (θ, φ) and a polarized state (γ, η) of a desired signal, |⋅| denotes a modulo operation of complex number, and E[⋅] denotes an expectation-taking operation; through solving, three-dimensional weight tensors and respectively corresponding to sparse uniform sub-planar arrays 1 and 2 are obtained and output signals (t) and (t) are generated;
wherein each space dimension information of the three-dimensional weight tensors and (t) corresponds to each other, decomposed in a manner of CANDECOMP/PARAFAC is denoted as an outer product of a beamforming weight vector corresponding to DOA information in x axis, DOA information in y axis and spatial electromagnetic response information :
=,
then, an output signal (t) of the sparse uniform sub-planar array i at time t can be denoted as follows:
(t)=(t)×1×2×3,
wherein ×r denotes an inner product of a tensor and a matrix along the rth dimension;
a weight tensor corresponding to a receiving signal tensor (t) is weighted to be equivalently denoted as multi-dimensional weight of the above three beamforming weight vector , r=1, 2, 3, for (t), and a corresponding optimization problem can be denoted as follows:
wherein
denotes an output signal of the sparse uniform sub-planar array i at the rth dimension, and a beamforming weight vector of remaining two dimensions other than the rth dimension is obtained after (t) is weighted, and is denoted as follows:
wherein (⋅)H denotes conjugation and transposition operations, and Lagrangian multiplier method is used to solve in order six sub-optimization problems corresponding to sparse uniform sub-planar arrays 1 and 2, and their respective three beamforming weight vectors (r=1, 2, 3) and (r=1, 2, 3), with closed-form solutions thereof as follows:
Further, the step 4 specifically includes:
denoting the tensor beam power pattern ({acute over (θ)}, {acute over (φ)}) of the sparse uniform sub-planar array tensor beamformer equivalently as follows through a CANDECOMP/PARAFAC decomposition form substituted into :
wherein {acute over (θ)}ϵ[−π/2, π/2] and {acute over (φ)}ϵ[−π/π]; when DOA is in a direction of a desired signal, i.e. {acute over (θ)}=θ and {acute over (φ)}=φ, a tensor beam power value of ({acute over (θ)}, {acute over (φ)}) reaches a maximum, which is regarded as a main lobe; at a two-dimensional DOA plane, virtual peaks exist in both tensor beam power patterns ({acute over (θ)}, {acute over (φ)}) and ({acute over (θ)}, {acute over (φ)}) of sparse uniform sub-planar arrays 1 and 2 and virtual peak positions () and () respectively corresponding thereto do not overlap each other, i.e. ≠≠.
Further, the step 5 specifically includes:
performing coprime composite processing on output signals of two sparse uniform sub-planar arrays, the virtual peak positions of which do not overlap each other, thereby realizing virtual-peak restrained electromagnetic vector coprime planar array tensor beamforming, wherein the coprime composite processing comprises coprime composite processing based on multiplicative rules and coprime composite processing based on power minimization rules.
Further, principles of the coprime composite processing based on multiplicative rules are as follows: when, in a two-dimensional DOA (), a tensor beam power pattern ({acute over (θ)}, {acute over (φ)}) of 1 corresponds to a virtual peak, and a tensor beam power pattern ({acute over (θ)}, {acute over (φ)}) of 2 does not correspond to a virtual peak, thus at a position of (), tensor beam power of ({acute over (θ)}, {acute over (φ)}) and ({acute over (θ)}, {acute over (φ)}) is multiplied and the virtual peak is retrained; similarly, when, in a two-dimensional DOA (), a tensor beam power pattern ({acute over (θ)}, {acute over (φ)}) of 2 corresponds to a virtual peak, and a tensor beam power pattern ({acute over (θ)}, {acute over (φ)}) of 1 does not correspond to a virtual peak, tensor beam power of ({acute over (θ)}, {acute over (φ)}) and ({acute over (θ)}, {acute over (φ)}) is multiplied and the virtual peak corresponding to the position can also be restrained; and an electromagnetic vector coprime planar array output signal ymul(t) based on multiplicative rules is obtained by multiplying output signals (t) and (t) of sparse uniform sub-planar arrays 1 and 2 at time t and is denoted as follows:
ymul(t)=(t)*(t),
correspondingly, the tensor beam power pattern of the electromagnetic vector coprime planar array is an arithmetic square root of a product of tensor beam power patterns of two sparse uniform sub-planar arrays:
Further, principles of the coprime composite processing based on power minimization rules are as follows: in a two-dimensional DOA (), a virtual peak response value (), of ({acute over (θ)}, {acute over (φ)}) is greater than a response value (), corresponding to a non-virtual peak position of ({acute over (θ)}, {acute over (φ)}) and the virtual peak is restrained by selecting a minimum value thereof; similarly, on (), a virtual peak response value () of ({acute over (θ)}, {acute over (φ)}) is greater than a non-virtual peak position response value () of ({acute over (θ)}, {acute over (φ)}) and the virtual peak is also restrained by selecting a minimum value thereof; and an output signal ymin(t) of the electromagnetic vector coprime planar array based on power minimization rules is obtained by conducting minimization processing on power of output signals (t) and (t) of sparse uniform sub-planar arrays 1 and 2 at time t:
ymin(t)=min(|(t)|2,|(t)|2),
wherein min (⋅) denotes a minimum value taking operation; and correspondingly, the tensor beam power pattern of the electromagnetic vector coprime planar array is constituted by selecting a minimum value through comparison of tensor beam power of two sparse uniform sub-planar arrays in each two-dimensional DOA:
min({acute over (θ)},{acute over (φ)})=min(|<({acute over (θ)},{acute over (φ)},γ,η)>|2).
The present invention has the following advantages as compared with the prior art:
To make the objectives, technical solutions, and technical effects of the present invention more comprehensible, the following describes the present invention in details with reference to accompanying drawings and embodiments.
As shown in
As shown in
wherein =1, 2, . . . , , =1, 2, . . . , ; in 2, positions of the ()th antenna element in x axis and y axis directions are respectively
wherein =1, 2, . . . , , =1, 2, . . . , ; and sub-arrays are combined in a manner of superimposing) elements (====0) at a position of an origin point of the coordinate system for 1 and 2, thereby obtaining an electromagnetic vector coprime planar array actually comprising +−1 antenna elements;
corresponding to the sparse uniform sub-planar array i, the receiving signal tensor
being denoted as follows:
respectively denote a desired signal guiding vector of the electromagnetic vector coprime planar array in x axis and y axis directions, and μ=sin φ cos θ and ν=sin φ sin θ, s=[s(1), s(2), . . . , s(T)]T∈T is a signal waveform of the desired signal, ∘ denotes an outer product of vectors, (⋅)T denotes an transposition operation, and
is an independent co-distributed additive white Gaussian noise tensor; and then
respectively denote guiding vectors of the electromagnetic vector coprime planar array in x axis and y axis directions, corresponding to the gth interfering signal, and
of two sparse uniform sub-planar arrays that compose the electromagnetic vector coprime planar array at time t, setting a three-dimensional weight tensor
matching multi-dimensional structure information thereof, performing spatial filtering on (t) through , and forming a beam directivity in the DOA corresponding to the desired signal, thereby obtaining an output signal (t), which is denoted as follows:
(t)=<(t),>,t=1,2, . . . ,T,
denotes a three-dimensional space manifold tensor of the sparse uniform sub-planar array i corresponding to a DOA (θ, φ) and a polarized state (γ, η) of a desired signal, |⋅| denotes a modulo operation of complex number, and E[⋅] denotes an expectation-taking operation; through solving, three-dimensional weight tensors and respectively corresponding to sparse uniform sub-planar arrays 1 and 2 are obtained and output signals (t) and (t) are generated;
in x axis, DOA information
in y axis and spatial electromagnetic response information :
=.
denotes an output signal of the sparse uniform sub-planar array i at the rth dimension, and a beamforming weight vector of remaining two dimensions other than the rth dimension is obtained after (t) is weighted, and is denoted as follows:
Principles of the coprime composite processing based on multiplicative rules are as follows: when, in a two-dimensional DOA (), a tensor beam power pattern ({acute over (θ)}, {acute over (φ)}) of 1 corresponds to a virtual peak, and a tensor beam power pattern ({acute over (θ)}, {acute over (φ)}) of 2 does not correspond to a virtual peak, thus at a position of (), tensor beam power of ({acute over (θ)}, {acute over (φ)}) and ({acute over (θ)}, {acute over (φ)}) is multiplied and the virtual peak is retrained; similarly, when, in a two-dimensional DOA (), a tensor beam power pattern ({acute over (θ)}, {acute over (φ)}) of 2 corresponds to a virtual peak, and a tensor beam power pattern ({acute over (θ)}, {acute over (φ)}) of 1 does not correspond to a virtual peak, tensor beam power of ({acute over (θ)}, {acute over (φ)}) and ({acute over (θ)}, {acute over (φ)}) is multiplied and the virtual peak corresponding to the position can also be restrained. As shown in
ymul(t)=(t)*(t).
correspondingly, the tensor beam power pattern thereof is an arithmetic square root of a product of tensor beam power patterns of two sparse uniform sub-planar arrays:
Principles of the coprime composite processing based on power minimization rules are as follows: in a two-dimensional DOA (), a virtual peak response value () of ({acute over (θ)}, {acute over (φ)}) is greater than a response value () corresponding to a non-virtual peak position of ({acute over (θ)}, {acute over (φ)}) and the virtual peak is restrained by selecting a minimum value thereof; similarly, on (), a virtual peak response value () of ({acute over (θ)}, {acute over (φ)}) is greater than a non-virtual peak position response value () of ({acute over (θ)}, {acute over (φ)}) and the virtual peak is also restrained by selecting a minimum value thereof. As shown in
ymin(t)=min(|(t)|2,|(t)|2),
wherein min (⋅) denotes a minimum value taking operation; and correspondingly, the tensor beam power pattern thereof is constituted by selecting a minimum value through comparison of tensor beam power of two sparse uniform sub-planar arrays in each two-dimensional DOA:
min({acute over (θ)},{acute over (φ)})=min(|<({acute over (θ)},{acute over (φ)},γ,η)>|2).
The effects of the present invention are further described below in combination with embodiments:
Embodiment 1: an electromagnetic vector coprime planar array is used to receive an incident signal and parameters thereof are selected as ==5 and ==4, that is, the electromagnetic vector coprime planar array of the architecture comprises +−1=40 antenna elements in total. It is assumed that a desired signal is located at (θ, φ)=(30°, 45°) and carries a polarized auxiliary angle γ=15° and a phase difference subangle η=−20°; an interfering signal is located at (
When a signal-to-noise ratio (SNR) of a desired signal is 0 dB and the number of snapshots of the samples is T=300, the tensor beam power patterns mul({acute over (θ)}, {acute over (φ)}) and min({acute over (θ)}, {acute over (φ)}) of the electromagnetic vector coprime planar array based on multiplicative rules and power minimization rules are drawn as shown in
Embodiment 2: further, the composite tensor beamforming method of the electromagnetic vector coprime planar array as proposed is compared with a signal-to-interference-plus-noise ratio (SINR) performance of the tensor signal processing method based on the electromagnetic vector uniform planar array. In order to ensure fairness of simulative comparison, 40 elements are arranged for the electromagnetic vector uniform planar array according to a structure with 5 rows and 8 columns. When the number of snapshots of the samples is T=300, a performance comparison curve of an output SINR varying with the SNR is drawn as shown in
To sum up, the present invention matches structural space information covered in the multi-dimensional receiving signal of the electromagnetic vector coprime planar array, thereby forming principles of spatial filtering of a coprime sparse uniform sub-planar array receiving signal tensor. In addition, the present invention matches the coprime arrangement feature of the two sparse uniform sub-planar arrays to perform coprime composite processing on the output signal of the sparse uniform sub-planar array by using a feature that virtual peaks do not overlap each other in the tensor beam power patterns of the two sparse uniform sub-planar arrays, so as to realize electromagnetic vector coprime planar array tensor beamforming having a capability of restraining the virtual peak and improvement of output performance.
The above are merely preferred embodiments of the present invention. Although the preferred embodiments of the present invention are disclosed above, they are not used to restrict the present invention. Any person skilled in the art who is familiar with the field can make many likely changes and modifications to the technical solution of the present invention with the method and technical contents disclosed above or modify them as equivalent embodiments of equivalent change without departing from the scope of the technical solution of the present invention. Therefore, any content without departing from the technical solution of the present invention, any simple change, equivalent change and modification made to the above embodiments according to the technical substance of the present invention, belong to the protection scope of the technical solution of the present invention.
Filing Document | Filing Date | Country | Kind |
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PCT/CN2020/136694 | 12/16/2020 | WO |
Publishing Document | Publishing Date | Country | Kind |
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WO2022/126408 | 6/23/2022 | WO | A |
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11567161 | Zhou | Jan 2023 | B2 |
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Number | Date | Country | |
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20230048116 A1 | Feb 2023 | US |