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The present invention relates generally to the areas of computerized methods of information extraction from text documents and databases, statistical text analysis, keyword searching, and internet/web searching.
Developing technology capable of meeting individual information needs is challenging because the full context of a person's expertise is hard to summarize in the query presented to the system. There are several factors beyond the volume and type of information encountered in the past that contribute to a person's expertise. One is how well they digested and understood the information. Another factor is what was driving their interest in digesting the information in the first place. If different people encounter the same information with different motivations, they may acquire different types of expertise.
Current methods employed for helping people meet their individual information needs sometimes uses tools based on cognitive psychology to understand how a person interacts with data and how reading that information affects their behavior during information search.
One common way to help people find surprising information on the World Wide Web is the search engine, of which Google™ is one of the most popular examples. To use a search engine, the person conveys directly to the computer system their information need via a keyword query and the computer retrieves documents that contain those terms. In this case, the computer neither understands the user's needs nor detects what the user would find surprising. The user is providing the information about what would be relevant and hoping that the search results will also contain the information desired. A skilled search engine user can use a combination of keywords that both convey the general area of interest and the subset of documents in that area that is likely to include the desired information.
In contrast to a monolithic search engine like Google™, the field of personal information retrieval uses additional techniques employed to try to understand what would be of interest to that specific person. Two techniques commonly employed will be mentioned here. The first method (i.e., information retrieval systems) is to generate statistics based on some background corpus of information that matches a person's domain expertise. In this case, a document is considered likely to contain relevant information if its terms meet some criteria related to the statistical composition of the corpus. A second method (also known as collaborative filtering) operates with implicit or explicit feedback from either the user or other users who are deemed to be similar. For example, on Amazon.com, when someone purchases a book, they are presented with a window indicating that other shoppers who purchased the same book also purchased some other specific books. The assumption is that two people who buy the same book are likely to find relevant information in other books that each one of them has read individually.
Against this background, the present invention was developed.
The present invention relates to an improved entropy-based term dominance metric useful for characterizing a corpus of text documents, and is useful for comparing the term dominance metrics of a first corpus of documents to a second corpus having a different number of documents.
The accompanying drawings, which are incorporated in and form part of the specification, illustrate various examples of the present invention and, together with the detailed description, serve to explain the principles of the invention.
Domain General Vocabulary
A new technical idea we are exploring is to look for potential links between the statistics of a corpus that describes a particular domain and individuals' physiological reactions to the text based on their level of expertise in the domain. Such a link could find its way into technology that solves practical, real-world problems.
There are multiple components to the underlying statistics of the text. Term frequency in a particular domain, term frequency in the language as a whole, term distribution, term context, and term associations are some of the key ones. We used the STANLEY library to break up the original text along these dimensions. For this invention, we focused specifically on term “entropy”—the distribution of terms across a corpus of documents.
Understanding the relationship between the statistics of text in a domain and where people find surprising information has the potential to impact multiple aspects of information technology development. First, we can develop algorithms for modeling individuals by watching their eye movements while reading. For example, if a person is reading a web page, it may be possible to detect what terms in that web page are familiar to a person and what terms are not. This could help an automated assistant look up information in the background for the user, in the case of web browsing. In the case of education, it could help identify what parts of the material the person is not learning adequately so the curriculum could be adjusted accordingly.
Second, these findings suggest algorithms that we could use to model people based on the statistics of the text. If we understand the statistical properties that identify terms that are key terms for someone who has studied the text or we know about the conditions under which people learn relationships between concepts, we can estimate what a person would learn if they studied a particular textbook.
Third, these finding suggest that in some fashion, people encode and remember at least some statistical properties of the texts in their domain of expertise. However, it is highly unlikely that they do it in the same manner as information retrieval algorithms. This suggests that it would be useful to develop alternative algorithms that can accomplish responsiveness to the statistics of a corpus that do not collect comprehensive statistics.
Fourth, this work may suggest better test sets for evaluating information retrieval systems. Some test sets, like question answering problems, are composed of simple questions with simple answers. But if we could gain a deep enough insight into how the statistics map to a user's knowledge acquisition, more sophisticated information discovery tests could be developed.
A predominant approach to analyzing text (and the one adopted for the work discussed here) is called the “bag of words” approach. The “bag of words” approach treats each document as an unordered set of words, taking into account only the number of times that each term occurs in each document. Given an entire corpus, a number of different measures can be taken for the term, such as the total number of times the term occurs across all documents, and the number of documents in which the term occurs.
In the bag of words approach, a very similar thing occurs. The structure of sentences and the meanings of the terms are largely ignored. Instead, it is measurements of the occurrence or absence of terms that are taken into account and information about the meaning of the document is inferred from those statistics.
In preparing an individual document for analysis (existing in a larger corpus), values are assigned to each unique term in each document in order to determine how well that term describes the semantic content of the document. That value is generally the product of two components, the “local weight” and the “global weight.”
The word “term” is broadly defined herein to include: individual words, acronyms, multi-word terms (several words commonly used together), phrases, and partial words (e.g., obtained by word stemming). Acronym and abbreviation expansion, spelling normalization, and thesaurus-bases substitutions can be performed to generate a term (also called a ‘token’ or ‘tokenized word-form’). The process of building a collection of terms can be viewed as applying a series of filters from raw text to the finished (processed) collection of ‘terms’ (where ‘term’ here refers to the tokenized word-forms). These filters can add multi-word concepts to the collection (filter-in), or they can remove stop-words (such as ‘and’, ‘the’, etc.) from the collection (filter-out). In fact, we can think of the filters as a mapping (mathematically speaking) from the raw text or from one collection to another collection, where the mapping can add, remove or even morph the objects in the collection, producing the filtered (processed) collection as output.
Local Weight
The “local weight” is a measure, for an individual document, of how important that term is in that document and corresponds to how well that term might describe the contents of the document. In other words, the local weight is a measure of how well a term describes the document in which it occurs. Local weight measures are oftentimes associated with the number of times the term occurs in that individual document, on the assumption that a term that occurs frequently is likely to be a term that describes the content of the document. So, for example, in a document about computer networking, the term “computer” and “network” are likely to occur frequently. Among the top most frequently occurring terms in this patent specification, for example, are good keywords that describe the content of this patent specification, including: entropy, weight, corpus, expectation, knowledge, and information. Usually raw term counts are not used directly in the computation of this local weight (although they can be). A number of measures are used; with a logarithmic scale being the most common both to normalize the range of possible values and to help control for document length. The actual equation used for the local weight is:
log(1+fij) eq. (1)
Where fij is the number of times the term i occurs in document j.
This approach has a glaring problem in it. While on the one hand, some of the key terms do, in fact, occur frequently, so do many other terms that are not key terms. In fact, by far the most frequent term is “the,” which does not convey any information content of the document. This is the same problem that arose with “salience” in a video processing problem. Salient parts of the video did contain some of the key items of interest, but it also contained a lot of things that were not key. The computation of global weight is a way to deal with this problem.
Global Weight
While the local weight for a given term is different for each document (related to the number of times the term occurs in the document), the global weight is the same for a given term across an entire corpus. The global weight is a measure of how well a term describes the corpus in which it occurs.
Classically, a term is considered a good indicator of the content of some document if it occurs infrequently in the corpus as a whole. The measure often used is entropy, although the equation is written such that terms with high entropy are given low values and terms with low entropy are given high values. The global weight wi of some term i is:
where
The terms that only occur once get the highest entropy weighting. Because most terms only occur once (including things like misspellings), it is not the case the terms with high global weights make the best indexing terms. It is not the case that infrequently occurring terms always make better keywords.
A value is assigned to each unique term in each document as a product of the local and global weight of that term. The result can be treated as a vector representation of the document, with each unique term constituting a different dimension in the feature space. This vector is a much better representation of the semantic content of the document than either local or global weights alone. Typically this type of vector is calculated for multiple documents (usually all the documents in the corpus of interest). Each document vector constitutes a column in a matrix and each row represents a term. Because most terms occur only once, the matrix is a sparse one.
Global weights based on entropy provide a set of expectations regarding how terms tend to occur in a given corpus. And just as violations of those expectations can be measured at various specific parts of a video, violations of expectations in individual sentences can be indicated by the occurrence of otherwise low entropy terms.
Dimensions to Explore in the Text Analysis Work
In text analysis, the smallest unit that we analyze, the term, has more semantic meaning. One of the key advantages that this buys us is comparison of terms not only within a corpus, but also in the English language as a whole. The user of the pixel in the most upper left hand corner of a video means very different things from video to video. But in language, a specific term can have a relatively narrow meaning. There are thus a couple of different measurements at our disposal:
Studies have been done of large representative samples of English language to determine how often terms occur. Given that a person is proficient in English, they should have received exposure to particular terms with some predictable frequency. So regardless of whether a person is an expert or a novice in a particular field, we can expect them to be familiar with various high frequency terms.
Prevalence of a Term in a Person's Area of Expertise
Different people have different areas of expertise with unique exposure to unusual terminology. In fact, domain expertise involves a variance or specialization of term frequencies and co-occurrences compared with how terms are used in English in general. If we know what documents a person has accessed or produced, we might be able to model the additional terms with which they might be familiar.
In the classical entropy based “equations above (Eqs. 1 and 2), we give a high weight to terms that occur infrequently. The classical formulation of entropy in Eq. (2) contains a difference between the entropy HA(i) of term i in document set A and the maximum entropy for a set of documents of size n, divided by the maximum entropy for a set of documents of size n, where HA(i) is given by equation 3:
These classical dominance values will take on values between 0 and 1, inclusive. One difficulty of this classical dominance metric is that, for example, when a term has the same percentage spread in each of two different sized document sets, the dominance values could be different for each of these sets. The dominance values of the case just described would seem to merit the same value, and yet, because of the denominator in Eq. (2), there is a dependence upon the logarithm of n.
However, according to the present invention, in order to generate a list of terms with which the person might be familiar due to their level of expertise, we want to do the opposite, i.e. give a high weight to terms that occur frequently, and that are spread out across the documents that the person has accessed or produced. Also, we might want to compare those lists to the lists of other people.
In the present invention, we often want to compare the global weights from one corpus to another. One can't do this with Eq. 2 because it is not normalized for the size of the corpus. For information retrieval purposes, the classical approach is fine because a global weight is only used within the context of the specific corpus for which it was computed and, hence, the comparison of global weights for different terms within a single corpus is valid.
The present invention comprises an improved set of normalized entropy equations (which we will define as the “dominance” metric). The dominance of a term in a set of text documents (corpus) refers to a metric describing the representational power of the term to characterize documents in the set. A term that always occurs evenly in each document of the set does not act to characterize any specific document in the set. Conversely, a term that only occurs in a single document precisely identifies that document in keyword searches.
The dominance values will be nearly identical for document distributions where the spread is proportional, for a single term (i.e., if term i appears equally in half of the documents in two separate distributions, with different values for n their dominance values will be the same). Normalized for the size of the corpus, and giving high value to terms with high entropy, the improved entropy equation used in the present invention is shown in Eq. 4
In other words, Eq. (4) is the “dominance” equation that normalizes entropy for different corpora sizes (i.e., the number of documents, n, in a given corpus of documents). To develop this improved computation of term dominance, we removed the denominator factor from Eq. (2) and, instead, we raised to the power 2 to get out of the logarithm space (or dimension); and, finally, we divided this quantity into 1 to achieve normalized values between 0 and 1 (actually, between 1/NA and 1). Since the entropy calculation takes on values between 0 and log(n), then our improved dominance formula, Eq. (4), will show what fraction of the document set (n) is covered (i.e., spread) by a particular term's distribution (pi's). Using Eq. (4) we get out of logarithmic space, and we divide by the size of the corpus, n, to normalize it for different corpus sizes.
Currently, this improved dominance metric is being employed in the STANLEY library to measure term dominance within document sets, as well as to help characterize automatically discovered topics (contexts).
Terms Occurring in or Out of Context with Each Other
Within a given domain, some terms will tend to co-occur in certain contexts. For example, in a corpus of documents about the history of the United States, we would expect the term “government” to be closely associated with terms like “congress”, “constitution” and “congress”. For a person who has expertise in that area, we would expect them to have built up background knowledge such that they have an expectation that those terms would occur together. When that expectation is violated, we would expect them to be surprised (by definition).
Co-occurrence can be calculated from the document term matrix described in
These relationships are complex and overlapping, but examined as a whole, can show different contexts that exist for an individual who is an expert in a particular domain.
In a similar fashion, the “association” between two or more people can be computed as the cosine between the vectors of pairs of people who have generated or accessed the corpus, having extracted the terms that have a high entropy for characterizing each individual.
Terms that Occur when a Person is Focused on a Particular Phase of their Work
A person may focus on a different aspect of their expertise at different times. These aspects form a multidimensional space within which a person may respond with surprise, as depicted in
Process Steps
There are several ways (mathematical functions) that can be used to characterize the similarity (or difference) between models of people (through their associated accessed corpora). One way is to assume that terms that are not common to both models do not add to the similarity comparison. However, we could use the amount of terms that are not common across both models as a measure of dissimilarity between models. Our current, most widely used, model-to-model comparison uses only those terms that are common to both models to compute a similarity measure (i.e., a scalar number) between the models.
Mathematically, what we are saying is that a term that does not occur in a model carries 0 weight in the model, thus adds 0 to any (additive) comparison with that model. The most current algorithm has the following steps:
(1) find the most dominant terms in model A and model B (this involves steps already characterized in
(2) create a collection of most dominant terms from models A and B (this step involves creating a collection that is the intersection of the collections created in step 1). In this case, we can specify the number of most dominant terms we want to use, such as N=50, where we will use the 50 most dominant terms from both A and B. At this point we have a collection of N terms;
(3) for each pair of terms from the collection created in step 2, compute the term-by-term similarity from model A and from model B, independently. At the end of this step we will have constructed two equally sized vectors of paired term-by-term similarities, one each for model A and model B; and
(4) compute the final similarity measure (scalar) between model A and Model B as a cosine similarity of the vectors constructed in step 3.
A more detailed version of this algorithm is presented next.
Model-to-Model Comparison Algorithm (Steps 46 and 48)
The process shown in Steps 30 through 32 and Steps 40 through 42 of
Next, the result of Steps 34 and 44 shown in
Next, for any two terms either in the first corpus of interest, A, (or in the second corpus of interest, B) we can compute a term-to-term similarity measure using the rows of WA or WB. Thus, the term-similarity, sijA, for terms i and j in the corpus of interest, A, is computed as
where θijA is the angle between the term vectors, WiA and WjA, corresponding to terms i and j respectively, and |DA| is the number of documents in the corpus of interest, A. Note that a similar equation holds for the second corpus of interest, B, where A is replaced by B.
Next, in Step 46, shown in
MA={MijA=sijA, ∀i≠j, i,jεDTAB} Eq. (6)
where sijA is defined in Eq. (5). Note that a similar equation holds for the corpus of interest, B, where A is replaced by B.
Finally, a model-to-model comparison of A and B, shown as Step 48 in
where θAB is defined as the angle between the dominance models for the two corpora of interest (A and B); MA and MB are defined in Eq. (6); and |DTAB| is the number of all possible non-reflexive pairs of dominant terms from the intersections of the two corpora (A and B). Thus, sAB, defined in Eq. (7), is the model-to-model similarity between A and B, and is a scalar number between 0 and 1 representing the degree of similarity between models of corpus A and corpus B.
The process described in
The processes of the instant invention can be performed on text documents written in English, or any other language.
The present invention has used dominance to compare document groups in one language to document groups in another language (through a cross-language comparison interface). With the present dominance algorithm, we are comparing two (or even more than two) document sets; and in a particular application, each of these could correspond to a person, a group of people (e.g., a news source, or announcements from some official body), or even to an ideology or a culture (i.e., through the text used to describe such an entity).
The elements of processing system 1400 are interconnected as follows. Processor(s) 1405 is communicatively coupled to system memory 1410, NV memory 1415, DSU 1420, and communication link 1425, via chipset 1440 to send and to receive instructions or data thereto/therefrom. In one embodiment, NV memory 1415 is a flash memory device. In other embodiments, NV memory 1415 includes any one of read only memory (“ROM”), programmable ROM, erasable programmable ROM, electrically erasable programmable ROM, or the like. In one embodiment, system memory 1410 includes random access memory (“RAM”), such as dynamic RAM (“DRAM”), synchronous DRAM (“SDRAM”), double data rate SDRAM (“DDR SDRAM”), static RAM (“SRAM”), or the like. DSU 1420 represents any storage device for software data, applications, and/or operating systems, but will most typically be a nonvolatile storage device. DSU 1420 may optionally include one or more of an integrated drive electronic (“IDE”) hard disk, an enhanced IDE (“EIDE”) hard disk, a redundant array of independent disks (“RAID”), a small computer system interface (“SCSI”) hard disk, and the like. Although DSU 1420 is illustrated as internal to processing system 1400, DSU 1420 may be externally coupled to processing system 1400. Communication link 1425 may couple processing system 1400 to a network such that processing system 1400 may communicate over the network with one or more other computers. Communication link 1425 may include a modem, an Ethernet card, a Gigabit Ethernet card, Universal Serial Bus (“USB”) port, a wireless network interface card, a fiber optic interface, or the like. Display unit 1430 may be coupled to chipset 1440 via a graphics card and renders images for viewing by a user.
It should be appreciated that various other elements of processing system 1400 may have been excluded from
The processes explained above are described in terms of computer software and hardware. The techniques described may constitute computer-executable instructions embodied or stored within a machine-readable storage medium, that when executed by a machine will cause the machine (e.g., computer, processor, etc.) to perform the operations described. Additionally, the processes may be embodied within hardware, such as an application specific integrated circuit (“ASIC”) or the like.
A machine-readable storage medium includes any mechanism that provides (i.e., stores) information in a form accessible by a machine (e.g., a computer, network device, personal digital assistant, manufacturing tool, any device with a set of one or more processors, etc.). For example, a machine-readable storage medium includes recordable/non-recordable media (e.g., read only memory (ROM), random access memory (RAM), magnetic disk storage media, optical storage media, flash memory devices, etc.).
The particular examples discussed above are cited to illustrate particular embodiments of the invention. Other applications and embodiments of the apparatus and method of the present invention will become evident to those skilled in the art. It is to be understood that the invention is not limited in its application to the details of construction, materials used, and the arrangements of components set forth in the following description or illustrated in the drawings.
The scope of the invention is defined by the claims appended hereto.
The United States Government has rights in this invention pursuant to Department of Energy Contract No. DE-AC04-94AL85000 with Sandia Corporation.
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