This invention relates generally to the field of electronic devices, and more specifically, to the materials, structures, devices, and fabrication processes for reducing work function in thermionic energy conversion.
The work function W is a material surface parameter, defined as the minimum energy that is required to remove an electron from a solid to a point in the vacuum immediately outside the solid surface. The work function can be expressed as
W=EVAC−EF (1)
where EVAC is the vacuum level and EF is the Fermi energy. The work function represents the energy barrier that prevents an electron at the Fermi level from escaping the material to free space.
Thermionic emission is a physical process that electrons in a material obtain enough kinetic energy from heat to overcome the potential barrier and escape from its surface. The thermionic current density J is given by the Richardson-Dushman equation
J=AT2e−W/kT (2)
where A is the Richardson constant, T is the absolute temperature, and k is the Boltzmann constant. It can be seen from this equation that the work function is a critical parameter in the thermionic emission process. A lower work function allows electron emission at a lower temperature.
Thermionic energy conversion (TEC) is the direct conversion of heat into electricity by the mechanism of thermionic emission. A thermionic energy converter consists of two electrodes: a hot emitter and a cooler collector, separated by a vacuum gap. A fraction of the electrons in the emitter have sufficient thermal energy to overcome the work function, escape from the emitter, travel across the inter-electrode space, and are collected by the collector, generating an electron current between the two electrodes.
The maximum output voltage VOUT that can be achieved for a thermionic converter is the difference between the emitter work function WE and the collector work function WC
qVOUT=WE−WC. (3)
In order to maximize the efficiency, a large work function difference should be attained and both work functions should be low. As a rule of thumb, WE is about 1 eV larger than WC, and the optimal WC is approximately TC/700 (eV), where TC (° K) is the collector temperature. In practice, most thermionic converters have used cesium adsorbed tungsten electrodes with work functions on the order of 2.8 eV for the emitter and 1.7 eV for the collector. Traditional thermionic converters could have competitive efficiencies only operated at very high temperatures in the range of 1600-2000° K. The lack of materials with lower work functions and the associated high operating temperatures were the main challenges for thermionic converters in the past, which result in high cost and limited applicability of these devices.
TEC offers remarkable advantages due to its compactness, no moving mechanical parts, low maintenance, high power density, silent operation, long operational lifespan, and clean energy generation. However, most heat sources available for energy conversion have temperatures below the operating temperatures of traditional thermionic converters. The work functions of electrode materials must be reduced in order to lower the operating temperature and improve the efficiency. The existing methods for work function reduction are described below.
The traditional method of lowering a work function is by cesium adsorption. Alkali metals are the most electropositive elements in nature. When alkali metal atoms fall onto a substrate surface, their valence electrons tend to transfer to the substrate surface. A dipole moment is created between the positive adatom ions and the negative surface image charges. It has been found that the surface dipole density is directly proportional to the work function reduction. The work function of tungsten (˜4.5 eV) can be reduced to ˜1.6 eV by cesium adsorption, and further to ˜1 eV by the co-adsorption of cesium and oxygen.
In addition to the surface adsorption, alkali metals can be included into materials with layered structures by intercalation. Examples of such layered structures include graphene, carbon nanotubes, and transition metal dichalcogenides. The charge transfer from alkali metals to host materials creates a surface dipole moment that reduces the work function. The lowest work function that has been reported to date is 0.8 eV, which is achieved by the intercalation of potassium on WTe2.
The work function can also be tuned by shifting the Fermi level or the electron affinity of a material. Some wide bandgap semiconductors such as diamond have been shown to exhibit a negative electron affinity (NEA), in which the vacuum level is below the conduction band minimum. In this case, electrons excited into the conduction band could be emitted from the surface into vacuum without any barrier. When the diamond surface is hydrogen-terminated, the charge transfer between the hydrogen adatoms and carbon atoms creates a surface dipole and changes the relative position of the vacuum level. The negative electron affinity in conjunction with suitable donors can give rise to a lower work function. For example, work functions of 1.3 eV with nitrogen-doped and 0.9 eV with phosphorus-doped n-type diamonds have been reported.
Another method to reduce the work function is by means of quantum interference. If a thin metal layer has periodic indents on the surface and the indent depth is equal to one quarter of the de Broglie wavelength of the electron, the de Broglie waves interfere destructively and the number of quantum states is reduced. As a result, the Fermi level is increased and the work function is reduced.
Despite all the previous efforts to reduce the work functions of electron emitters, there are still no suitable electrode materials with work functions low enough for thermionic energy converters to operate efficiently at lower temperatures.
In light of the unfulfilled needs as described above, the present invention provides cost-effective electrode devices with low work functions so that thermionic energy converters can efficiently recover the thermal energy of medium-grade waste heat, for example, from internal combustion engines.
The details of one or more embodiments are set forth in the accompanying drawing and in the description below. Other features, objects, and advantages of the invention will become apparent from the description and drawings, and from the claims. In one general aspect, the present invention relates to a quantum wire device that include a barrier formed by an insulator or a wide bandgap semiconductor; and a plurality of metal quantum wires comprising a metal material and embedded in the barrier, wherein potential wells can be formed for electrons in the metal quantum wires by the insulator or the wide bandgap semiconductor, wherein work function of the metal quantum wires is reduced by quantum confinement compared to a bulk form of the metal material, wherein the plurality of metal quantum wires can be electrically connected, wherein the plurality of metal quantum wires can include an exposed active area for electron emission or electron collection.
Implementations of the system may include one or more of the following. The plurality of metal quantum wires can be formed by an alkali metal. The plurality of metal quantum wires can be substantially parallel to each other. The plurality of metal quantum wires can have widths smaller than 1 nm. The plurality of metal quantum wires can have lengths shorter than 500 Å. The plurality of metal quantum wires can include first ends that are electrically connected, wherein the plurality of metal quantum wires include second ends comprising the exposed active area. The insulator can include silicon dioxide, silicon nitride, or aluminum oxide. The wide bandgap semiconductor can have a negative electron affinity. The wide bandgap semiconductor can include diamond, silicon carbide, or AlxGa1-xN alloys. The barrier can be made of a crystalline material, wherein the metal quantum wires are formed by metal ions implanted along open channels in the crystalline material. The crystalline material can have a diamond cubic lattice structure, wherein the open channel direction is a <110> direction in the diamond cubic lattice structure. The barrier can be formed by a non-crystalline insulator, wherein the metal quantum wires can be formed by metal ions of the metal material in empty spaces within the non-crystalline insulator.
In another general aspect, the present invention relates to thermionic energy converter that includes an emitter electrode; a collector electrode, wherein at least one of the emitter electrode or the collector electrode comprises: a barrier; metal quantum wires comprising a metal material embedded in the barrier, wherein the barrier forms potential wells for electrons in the metal quantum wires, wherein the metal quantum wires can be electrically connected, wherein the metal quantum wires can include an exposed active area for electron emission or electron collection; and an electric circuit electrically connected the emitter electrode and the collector electrode, wherein the electric circuit can conduct an electron current from the collector electrode to the emitter electrode.
Implementations of the system may include one or more of the following. The emitter electrode can include: a first barrier; a first group of metal quantum wires comprising a metal material embedded in the first barrier, wherein the first barrier forms potential wells for electrons in the first group of metal quantum wires, wherein the first group of metal quantum wires can be electrically connected, wherein the first group of metal quantum wires can include a first exposed active area for electron emission. The collector electrode can include: a second barrier; a second group of metal quantum wires comprising a metal material embedded in the second barrier, wherein the second barrier forms potential wells for electrons in the second group of metal quantum wires, wherein the second group of metal quantum wires are electrically connected, wherein the second group of metal quantum wires can include a second exposed active area for electron collection. The electric circuit can be electrically connected the first group of metal quantum wires in the emitter electrode and the second group of metal quantum wires in the collector electrode, wherein the electric circuit is configured to conduct an electron current formed by electrons transmitted from the first active area in the emitter electrode to the second active area in the collector electrode. The emitter electrode can have a work function in the range of 0.7-1.4 eV, wherein the emitter electrode can be held at a temperature in a range of 500-1000° K. The collector electrode can have a work function in the range of 0.4-0.7 eV, wherein the collector electrode can be held at a temperature in a range of 300-500° K. The metal quantum wires can include first ends that are electrically connected and second ends comprising the exposed active area. The barrier can be made of a crystalline material, wherein the metal quantum wires are formed by metal ions implanted along open channels in the crystalline material. The barrier can be formed by a non-crystalline insulator, wherein the metal quantum wires are formed by metal ions of the metal material in empty spaces within the non-crystalline insulator. The barrier can be formed by an insulator or a wide bandgap semiconductor, wherein the metal quantum wires metal quantum wires are formed by an alkali metal.
The disclosed device and method can include one or more of the following advantages over conventional techniques. The presently disclosed quantum wire device has the following beneficial properties: low work function, high electrical conductivity, and good thermal stability. The quantum wire devices can be used as the emitter and collector electrodes of thermionic energy converters to recover the thermal energy of medium-grade waste heat. The quantum wire device includes metal quantum wires embedded in an insulator or a wide bandgap semiconductor. The work function of the metal quantum wires is reduced by quantum confinement. If the barrier material has a small or even negative electron affinity, the work function can be further reduced. The metal quantum wires are very thin, about the size of a single atom, so the quantum confinement effect is significant. The quantum wires are made of metals, which are highly electrically conductive. The metal quantum wires are electrically connected and have exposed areas for electron emission or collection.
The disclosed quantum wire device is distinctly different from any conventional electrode devices. The presently disclosed electrode devices utilize quantum confinement effect to lower the work function in a material, which is absent in conventional electrode devices. The conventional electrode devices do not have work functions low enough for thermionic energy converters to harness the thermal energy of medium-grade waste heat.
The accompanying drawing, which are incorporated in and form a part of this specification, illustrate embodiments of the invention and, together with the description, serve to explain the principles of the invention:
Reference will now be made in detail to the preferred embodiments of the invention, examples of which are illustrated in the accompanying drawings. While the invention will be described in conjunction with the preferred embodiments, it will be understood that they are not intended to limit the invention to these embodiments. On the contrary, the invention is intended to cover alternatives, modifications and equivalents, which may be included within the spirit and scope of the invention as defined by the appended claims. Furthermore, in the following detailed description of the present invention, numerous specific details are set forth in order to provide a thorough understanding of the present invention. However, it will be obvious to one of ordinary skill in the art that the present invention may be practiced without these specific details. In other instances, well known methods, procedures, components, and circuits have not been described in detail as not to unnecessarily obscure aspects of the present invention.
The working principle of this invention is based on the quantum confinement effect. Since the work function is the difference between the vacuum level and the Fermi level, the work function will be reduced when the Fermi level is increased by quantum confinement.
Other details about the emitter electrode 201 and collector electrode 202, the associated respective barriers, and the metal quantum wires 203, 204 embedded therein are described above in relation to
The operation mechanism of the disclosed devices is described in the following paragraphs. Then, two exemplary quantum wire devices are used to illustrate the quantum confinement method and the fabrication of the disclosed quantum wire devices. Low work functions generally facilitate electron emission. The collector and emitter of a thermionic energy converter are required to have low work functions in order to recover the thermal energy in the waste heat of internal combustion engines. The two exemplary devices are designed to achieve low work functions for the collector and emitter electrodes. In the first exemplary device, quantum wires made of a metal are embedded in a wide bandgap semiconductor with a negative electron affinity. In the second exemplary device, quantum wires made of a metal are embedded in an insulator with a large bandgap.
According to quantum mechanics, a particle can only have discrete energy values inside a quantum well. The ground state energy, which has the lowest energy level, is above zero. That means the Fermi level is lifted up by quantum confinement. Take an example of a single one-dimensional (1-D) metal quantum wire embedded in an insulator. The insulator presents a potential barrier to electron movements. The electron of the metal quantum wire is trapped in a two-dimensional (2-D) potential well formed by the insulator. Assume the quantum wire extends along the z direction, and the potential well is symmetric in x and y directions.
U0=Wbulk−EEA. (4)
The energy states of an electron confined to a 2-D potential well can be obtained by solving the time-independent Schrodinger equation below
where ψ(x,y) is the wave function, U(x,y) is the potential energy, and E is the total energy.
The work function in the potential well, Wwell, can be expressed as
Wwell=U0−E1,1+EEA=Wbulk−E1,1. (6)
The barrier material in
It has been shown that the work function of a metal can be reduced by quantum confinement for a single metal quantum wire embedded in an insulator.
One severe drawback of the conventional thermionic energy converters is that they are required to operate at very high temperatures. Waste heat can be roughly categorized based on the heat source temperature: high-grade (>950° K), medium-grade (˜500-950° K), and low-grade (<500° K). The conventional technologies are not capable of efficiently recovering the waste heat at lower temperatures to electricity. However, the waste heat sources at lower temperatures contain more amount of energy in total than the waste heat sources at higher temperatures. For example, the heat produced by internal combustion engines represents the single most important source of the waste heat. There is only about 25% of the fuel combustion energy is utilized for vehicle operation, while about 40% of the fuel energy is lost in the form of waste heat in exhaust gas. The temperature of the exhaust gas is in the range of 300-700° C. It would be very beneficial to global economy and environment if thermionic energy converters can efficiently recover the waste heat from internal combustion engines. For a thermionic energy converter to operate efficiently in the temperature range of 500-1000° K, the emitter work function WE needs to be in the range of 0.7-1.4 eV.
A thermionic energy converter is a heat engine that converts heat into electricity. Its maximum theoretical (ideal) energy conversion efficiency is limited by the Carnot efficiency ηmax, which is given by the equation below
where THOT and TCOLD are the temperatures of the hot and cold reservoirs. The efficiency is increased by either raising THOT or lowering TCOLD. It can be seen from above equation that lowering TCOLD is more effective than raising THOT in order to increase the efficiency. If the reject heat temperature (i.e., collector temperature TC) is in the temperature range of 300-500° K, the optimal collector work function WC would be in the range of 0.4-0.7 eV according to the rule of thumb before (i.e., WC≈TC/700). However, such a low work function is currently not available by using the conventional state-of-art technologies.
The First Exemplary Device
The first exemplary device is designed to provide a low work function in the range of 0.4-0.7 eV for the collector electrode to operate in the temperature range of 300-500° K. In this device, metal quantum wires are embedded in diamond with a negative electron affinity. The diamond cubic crystal structure is a very open structure with an atomic packing factor of 0.34.
Significant advance has been made in recent years to grow single crystal diamond films on non-diamond substrates by chemical vapor deposition (CVD). Iridium has emerged as an exceptional substrate material for diamond nucleation and growth. Because Ir is a rare and expensive material, bulk Ir substrate is not an option for large-area diamond growth. Silicon is a very cost-effective substrate material, and large area wafers are readily available. Moreover, Si has a better fit of the thermal expansion coefficient with diamond. Heteroepitaxial growth of Ir on Si requires the insertion of a buffer layer to avoid them to form iridium silicides, which possess different crystal structures. SrTiO3 and yttria-stabilized zirconia (YSZ) are suitable candidates for the buffer layer. The growth of high-quality epitaxial diamond films has been reported on Ir/SrTiO3/Si(001) and Ir/YSZ/Si with both (001) and (111) orientations.
The Second Exemplary Device
The second exemplary device is designed to provide a low work function (in the range of 0.7-1.4 eV) for the emitter electrode to operate in the temperature range of 500-1000° K. In this device, quantum wires are embedded in a non-crystalline insulator. SiO2 is a suitable insulator because it has a wide bandgap of 9 eV and the potential barrier U0 is large. Thermal oxidation of silicon results in vitreous SiO2 films that do not exhibit long-range order but have a high degree of short-range order. The basic structure unit of SiO2 molecule is a tetrahedra cell (SiO44−) with one silicon atom located at the center and four oxygen atoms at the corners. Two tetrahedra cells are then joined to each other by a common oxygen atom called a bridging oxygen, which is the case for crystalline SiO2. In vitreous SiO2, some of the vertices of the tetrahedral have non-bridging oxygen atoms. The bond angle Si—O—Si is nominally about 145°, but it can vary between 100° and 180° with minimal change in bond energy. Furthermore, rotation of the bond about the axis is almost free. Because of the flexibility in the bridge bonds, the SiO2 molecule can be described as a continuous random network of tetrahedra cells.
The random order structure tends to be very open, i.e. having a large fraction of empty space between atoms. Channels exist through which small positive ions such as Na+ and K+ can readily migrate. Alkali metals such as Na and K often exist as positive ions in SiO2. These ions can move under the influence of electric fields even at room temperature. The migration of mobile ions in the gate oxides of MOS transistors can cause reliability issues such as threshold voltage shift. It has been reported that Na+ ions are more mobile than K+ ions, and the mobility difference between Na+ and Li+ ions is not significant. A limit is reached somewhere between the ion radii of K+ and Rb+, above which ion drift in oxide is impossible.
The layer structure shown in
A negative bias is applied to the back metal layer 1204 to attract positive metal ions from the front metal layer 1205. Alkali metal ions migrate through the front oxide layer 1202 and accumulate at the SiO2/Si interface because metal ions such as Na+ and K+ cannot penetrate the silicon lattice. When metal ions drift through the oxide and fill the empty space in the oxide, metal wires of atomic size are formed. Because of the random molecule structure of SiO2, the metal quantum wires can have irregular shapes. The diameters of metal wires are about the size of one metal atom. Since Rb+ cannot drift in oxide, the size of empty space only allows metal ions smaller than Rb+ to drift through.
The front and back metal layers (1205 and 1204) are then removed by chemical etch. A thick metal layer (labeled as 1301 in
The presently disclosed quantum wire device can have the following beneficial properties of (1) low work function, (2) high electrical conductivity, and (3) good thermal stability. The quantum wire devices can be used as the electrodes (both emitter and collector electrodes, or one of them) of thermionic energy converters to recover the thermal energy of medium-grade waste heat. The quantum wire device comprises of a plurality of metal quantum wires embedded in an insulator or a wide bandgap semiconductor. The work function of the metal quantum wires is reduced by quantum confinement. If the barrier material has a small or even negative electron affinity, the work function can be further reduced. The metal quantum wires are very thin, about the size of a single atom, so the quantum confinement effect is significant. The quantum wires are made of metals, which are highly electrically conductive. The metal quantum wires are electrically connected and have exposed areas for electron emission or collection.
The quantum wire device of this invention is distinctly different from any conventional electrode devices. The presently disclosed electrode devices utilize quantum confinement effect to lower the work function in a material, which is absent in conventional electrode devices. None of the conventional electrode devices have work functions low enough for thermionic energy converters to harness the thermal energy of medium-grade waste heat.
Furthermore, the methods for work function reduction are different for thermionic emission and field emission. In field emission, a strong electric field reduces the potential barrier (i.e., work function) and enhances electron emission. Field emission is therefore called “cold emission”. Field emission is dependent of the electric field strength and the emitter's surface curvature. It has been reported that the electron emission is enhanced at the tips of SiC nanowires, carbon nanotubes, and other structures with sharp tips. The widths of their nanowires are generally about tens of nanometers, which are much larger than the sizes for quantum confinement (i.e., less than 1 nm). Moreover, in thermionic emission, there is no strong electric field to reduce the potential barrier.
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