The invention is directed to devices, systems, and methods for moving and/or restraining the hyoid bone, e.g., for the treatment of sleep-related breathing disorders such as snoring, upper airway resistance syndrome and obstructive sleep apnea.
I. Characteristics of Sleep Apnea
First described in 1965, sleep apnea is a breathing disorder characterized by brief interruptions (10 seconds or more) of breathing during sleep. Sleep apnea is a common but serious, potentially life-threatening condition, affecting as many as 18 million Americans.
There are two types of sleep apnea: central and obstructive. Central sleep apnea, which is relatively rare, occurs when the brain fails to send the appropriate signal to the breathing muscles to initiate respirations, e.g., as a result of brain stem injury or damage. Mechanical ventilation is the only treatment available to ensure continued breathing.
Obstructive sleep apnea (OSA) is far more common. Normally, the muscles of the upper part of the throat keep the airway open to permit air flow into the lungs. When the muscles of the soft palate, the base of the tongue, the pharyngeal walls, and the uvula (the small fleshy tissue hanging from the center of the back of the throat) relax and sag, the relaxed tissues may vibrate as air flows past the tissues during breathing, resulting in snoring. Snoring affects about half of men and 25 percent of women—most of whom are age 50 or older.
In more serious cases, the airway becomes blocked, making breathing labored and noisy, or even stopping it altogether. In a given night, the number of involuntary breathing pauses or “apneic events” may be as high as 20 to 30 or more per hour. These breathing pauses are almost always accompanied by snoring between apneic episodes, although not everyone who snores has the condition. Sleep apnea can also be characterized by choking sensations.
Lack of air intake into the lungs results in lower levels of oxygen and increased levels of carbon dioxide in the blood. The altered levels of oxygen and carbon dioxide alert the brain to resume breathing and cause arousal. The frequent interruptions of deep, restorative sleep often lead to early morning headaches, excessive daytime sleepiness, depression, irritability, and learning and memory difficulties.
The medical community has become aware of the increased incidence of heart attack, hypertension and stroke in people with moderate or severe obstructive sleep apnea. It is estimated that up to 50 percent of sleep apnea patients have high blood pressure.
During an apneic event, the sleeping person is unable to continue normal respiratory function and the level of oxygen saturation in the blood is reduced. The brain senses the condition and causes the sleeper to struggle and gasp for air. Breathing then resumes, often followed by continued apneic events. There are potentially damaging effects to the heart and blood vessels due to abrupt compensatory swings in blood pressure associated with apneic events. During each event, the sleeping person will be partially aroused from sleep, resulting in a greatly reduced quality of sleep and associated daytime fatigue.
Although low apneic events are normal in all persons and mammals, increased or excessive frequency of blockages is associated with more serious forms of the disease and opportunity for health damage. When the incidence of blockage is frequent, corrective action is often necessary and should be taken.
II. Sleep and the Anatomy of the Upper Airway
The upper airway consists of a conduit that begins at the nasal valve, situated in the tip of the nose, and extends to the larynx. Although all tissue along this conduit is dynamic and responsive to the respiratory cycle, only the pharynx (the portion that starts behind the nasal cavity and ends in its connections to the supraglottic larynx) is totally collapsible.
The cross sectional area of the upper airway varies with the phases of the respiratory cycle. At the initiation of inspiration (Phase I), the airway begins to dilate and then to remain relatively constant through the remainder of inspiration (Phase II). At the onset of expiration (Phase III) the airway begins to enlarge, reaching maximum diameter and then diminishing in size so that at the end of expiration (Phase IV), it is at its narrowest, corresponding to the time when the upper airway dilator muscles are least active, and positive intraluminal pressure is lowest. The upper airway, therefore, has the greatest potential for collapse and closure at end-expiration. [ref: Schwab R J, Goldberg A N. Upper airway assessment: radiographic and other imaging techniques. Otolaryngol Clin North Am 1998; 31:931-968]
Sleep is characterized by a reduction in upper airway dilator muscle activity. For the individual with obstructive sleep apnea (OSA) and perhaps the other disorders which comprise much of the group of entities called obstructive sleep-disordered breathing (SDB), it is believed that this change in muscle function causes pharyngeal narrowing and collapse. Two possible etiologies for this phenomenon in OSA patients have been theorized. One is that these individuals reduce the airway dilator muscle tone more than non-apneics during sleep (the neural theory). The other is that all individuals experience the same reduction in dilator activity in sleep, but that the apneic has a pharynx that is structurally less stable (the anatomic theory). Both theories may in fact be contributors to OSA, but current studies seem to support that OSA patients have an intrinsically structurally narrowed and more collapsible pharynx [ref: Isono S, Remmers J, Tanaka A Sho Y, Sato J, Nishino T. Anatomy of pharynx in patients with obstructive sleep apnea and in normal subjects. J Appl Physiol 1997:82:1319-1326.] Although this phenomenon is often accentuated at specific sites, such as the velopharyngeal level [Isono], studies of closing pressures [Isono] supports dynamic fast MRI imaging that shows narrowing and collapse usually occurs along the entire length of the pharynx [ref: Shellock F G, Schatz C J, Julien P, Silverman J M, Steinberg F, Foo T K F, Hopp M L, Westbrook P R. Occlusion and narrowing of the pharyngeal airway in obstructive sleep apnea: evaluation by ultrafast spoiled GRASS MR imaging. Am J of Roentgenology 1992:158:1019-1024].
III. Treatment Options
To date, the only modality that addresses collapse along the entire upper airway is through use of mechanical positive pressure breathing devices, such as continuous positive airway pressure (CPAP) machines. All other modalities, such as various surgical procedures and oral appliances, by their nature, address specific sectors of the airway (such as palate, tongue base and hyoid levels), but leave portions of pharyngeal wall untreated. This may account for the considerably higher success rate of CPAP over surgery and oral appliances in controlling OSA. Although CPAP, which in essence acts as an airway splint for the respiratory cycle, is highly successful, it has some very significant shortcomings. It can be cumbersome to wear and travel with, difficult to accept on a social level, and not tolerated by many (for reasons such as claustrophobia, facial and nasal mask pressure sores, airway irritation). These factors have lead to a relatively poor long-term compliance rate. One study has shown that 65% of patients abandon their CPAP treatment in 6 months.
An alternative method that “splints” the airway during sleep giving the benefits afforded by CPAP without some of its shortcomings would therefore be advantageous. In this method magnetic energy is used either attractively (opposite poles of two or more magnets facing one another, resulting in attractive forces) or repulsively (like poles of two or more magnets facing one another, resulting in forces which repel one another). Magnets implanted in the tongue interact either by attractive or repulsive forces with other magnets implanted in various organs of the upper airway system or external to the body within a neck collar.
Since the “splint” method using repelling magnetic forces does not eliminate all forms of magnetic interaction (i.e. torquing, decentering, and twisting forces), implants within the tongue and pharyngeal wall often are difficult to stabilize in their desired locations. The magnetic implants could interact with one another causing the implants to fold or lose their shape, as well as attract to magnetic instruments. Implants need to resist the tendency to rotate or migrate from their original implant position.
The need remains for simple, cost-effective devices, systems, and methods for treating sleep apnea.
The present invention provides devices, systems and methods comprising at least one ferromagnetic material sized and configured for attachment to a hyoid bone, thyroid cartilage, cricoid cartilage, or both the thyroid and cricoid cartilages and a source of magnetic force sized and configured for placement to interact with the ferromagnetic material to move the hyoid bone or any combination of the above-mentioned cartilages in at least one desired direction.
The invention is particularly useful to treat sleep disordered diseases such as Obstructive Sleep Apnea (OSA).
In one embodiment, the technical features provide an implant system comprising at least one ferromagnetic material sized and configured for attachment to a hyoid bone, and a source of magnetic force sized and configured for placement to interact with the ferromagnetic material to move or prevent or resist from moving the hyoid bone in at least one desired direction, or in at least two desired directions, or in an anterior, caudal, or cranial direction, or combinations thereof.
In one embodiment, the technical features provide an implant system comprising at least one ferromagnetic material sized and configured for attachment to a thyroid cartilage, cricoid cartilage, or both the thyroid and cricoid cartilages, and a source of magnetic force sized and configured for placement to interact with the ferromagnetic material to move or prevent or resist from moving the thyroid cartilage, cricoid cartilage, or both the thyroid and cricoid cartilages in at least one desired direction, or in at least two desired directions, or in an anterior, caudal, or cranial direction, or combinations thereof.
Any of the implant systems just described can include additional technical features, e.g., a source of magnetic force acting by attracting at least one ferromagnetic material, or a source of magnetic force acting by repelling the at least one ferromagnetic material, or the source of magnetic force acting by repelling at least two ferromagnetic materials on the lateral sides, while attracting at least one ferromagnetic material in the middle of the anatomical structure. For all of the above-mentioned technical features, the source of magnetic force is enclosed in a neck collar. The neck collar can include an interior space that allows tissue along the neck and the hyoid bone to move in response to magnetic forces.
In another embodiment, a method of treating sleep disordered breathing is provided using any of the implant systems just described.
Other technical features shall be apparent based upon the accompanying description, drawings, and claims.
This Specification discloses various magnetic-based devices, systems, and methods for moving or restraining the hyoid bone and/or muscles attached to the hyoid bone. For example, the various aspects of the invention have application in procedures requiring the restriction of tissue collapse in and/or around the airway.
The devices, systems, and methods are particularly well suited for treating sleep disordered breathing, including sleep apnea. For this reason, the devices, systems, and methods will be described in this context. Still, it should be appreciated that the disclosed devices, systems, and methods are applicable for use in treating other dysfunctions elsewhere in the body, which are not necessarily sleep disorder related.
I. Anatomy of the Hyoid Bone, the Muscles Attached Thereto, the Thyroid and Cricoid Cartilages of the Larynx
As
As best shown in
The muscles attached to the hyoid bone also include the hyoglossus muscles (see
The muscles attached to the hyoid bone also include the two geniohyoid muscles (see
Inserting into the middle part of the lower border of the hyoid bone are the sternohyoids (see
Other muscles attached to the hyoid bone are the two mylohyoid muscles (see
The position of the hyoid bone with relation to the muscles attached to it has been likened to that of a ship steadied as it rides when anchored “fore and aft.” Through the muscle attachments, the hyoid plays an important role in mastication, in swallowing, and in voice production.
The larynx, also known as the organ of voice, is part of the upper respiratory tract. As
Of the nine laryngeal cartilages, the thyroid cartilage is the largest in size (see
Along the outer surface of each lamina runs an oblique line, starting from the superior cornu and moving anterio-caudally towards the inferior thyroid tubercle on the lower margin of the thyroid cartilage (see
The inner surface of each lamina is smooth and covered by a mucous membrane (see
The corresponding half of the hypothyroid membrane is attached along the upper margin of the lamina (see
The superior cornu is long and narrow, follows an upward, backward and medialward direction (see
Although smaller in size, the cricoid cartilage is both thicker and stronger than the thyroid, and constitutes the lower and posterior walls of the larynx (see
The arch of the cricoid cartilage is thin and convex; the cricothyroid and inferior pharyngeal constrictor muscles are thereto attached (see
The lower border connects to the highest ring of the trachea via the cricotracheal ligament (see
The larynx comprises extrinsic ligaments which link the thyroid cartilage and the epiglottis with the hyoid bone and the cricoid cartilage with the trachea (see
The intrinsic ligaments of the larynx connect the various cartilages of the larynx to each other. Of particular interest is the conus elasticus (cricothyroid membrane) which connects the thyroid and cricoid cartilages. An articular capsule envelops the articulation of the inferior cornu of the thyroid with the cricoid cartilage on either side.
The articulation between the inferior cornu of the thyroid and cricoid cartilage on either side is diarthrodial, allowing free rotatory and gliding motion. The cricoid cartilage can rotate upon the inferior cornua of the thyroid cartilage around an axis that traverses both joints. The gliding movement comprises limited shifts of the crichoid on the thyroid in different directions.
The articulations between the arytenoid cartilages and the cricoid are also diarthrodial, encompassing two types of movement: 1. a rotatory movement of the arytenoid cartilages on a vertical axis (here the vocal process moves in a lateral and medial direction, and the rima glottides either grows or diminishes in size); and 2. a gliding movement (which permits the arytenoid cartilages to come closer or move farther away from each other). The articular surfaces' lateral gliding is accompanied by a forward and downward movement, when viewed from the direction and slope of the articular surfaces. The two movements of gliding and rotation are linked, the medial gliding joins with medialward rotation, and the lateral gliding with lateralward rotation. The posterior cricoarytenoid ligaments restrain the anterior movement of the arytenoid cartilages on the cricoid.
II. Systems and Methods for Moving or Restraining the Hyoid Bone, Thyroid Cartilage and Cricoid Cartilage
The middle pharyngeal constrictor muscle, hyoglossus muscle and geniohyoid muscle are all attached to the hyoid bone. Further attached to or affected by these muscles are the genioglossus and styloglossus muscles, thyrohyoid muscle, superior pharyngeal constrictor muscle and the inferior pharyngeal constrictor muscle. Each of these muscles affects the “openness” of pharyngeal airway, to a greater or lesser extent. Through manipulation of the hyoid bone, the pharynx can be caused to remain patent (open) [ref Moore K L, Dalley A F. Clinically Oriented Anatomy, Fifth Ed. Lippincott Williams & Wilkins 2006: 1047-1049], even with events that would normally result in a hypopneic or apneic event.
As
One or more magnets or ferrous structures 14 may be affixed to the body of the hyoid bone 12, as
Following surgical implantation and attachment of the magnetic structures, a suitable time period may be allowed to pass for healing of the surgical incision and reduction in swelling and soreness. After that period, an external collar 18 (see
The collar 18 holds one or more external magnets 20. The vertical position of the magnets in the external collar will depend on the type of movement expected from the hyoid bone. For example, if the hyoid bone needs to move anteriorly, then the collar-borne magnets will be positioned at the level and opposing the position of the implanted magnetic or ferromagnetic structures 14 (see
The external collar 18 with magnets 20 will thereby attract the implanted magnetic or ferrous structures 14. The magnetic force of attraction will move the hyoid bone 12 toward the collar-borne magnets 20. The various muscles attached to or affected by the position and shape of the hyoid bone 12 can all affect airway patency and the system 10 is therefore utilized for treatment of the sleep related disorders.
The force of attraction acting upon a magnetic or ferrous structure 14 affixed to the body of the hyoid bone 12 will cause an anterior displacement of the hyoid bone 12 toward an opposing collar-borne magnet 20 (see
If the physician desires caudal movement of the hyoid bone 12, the physician affixes one or more magnetic or ferrous structures 14 to the body of the hyoid bone, as seen in
If the physician desires caudal movement of the greater horns 13 of the hyoid bone 12, the physician affixes one or more magnetic or ferrous structures 14 to one or more of the greater horns of the hyoid bone, as seen in
Similarly, if the physician desires cranial movement of the hyoid bone 12, the physician affixes one or more magnetic or ferrous structures 14 to the body of the hyoid bone, as seen in
If the physician desires cranial movement of the greater horns 13 of the hyoid bone 12, the physician affixes one or more magnetic or ferrous structures 14 to one or more of the greater horns of the hyoid bone, as seen in
Depending on the physician's diagnosis, any combination of anterior, lateral, caudal, or anterior cranial displacement of the hyoid bone as a whole and/or the greater horns of the hyoid bone may be selected for treatment, depending upon each individual patient's needs.
Desirably, the collar 18 is sized and configured to form a space 30 (see
Desirably, the collar 18 is sized and configured to include a protective spacing pad 32 proximal to the magnet 20 (as
The direction of displacement of the body of the hyoid bone 12 or the greater horns of the hyoid bone 12 may in some cases be opposite to that described above. In this event (see
In yet another alternative embodiment (see
In an alternative embodiment, one or more magnets or ferrous structures 14 can be affixed by attachment means 16 to the thyroid cartilage, the crichoid cartilage, or both the thyroid and crichoid cartilages, as shown in
Although the disclosure hereof is detailed and exact to enable those skilled in the art to practice the invention, the physical embodiments herein disclosed merely exemplify the invention which may be embodied in other specific structures. While the preferred embodiment has been described, the details may be changed without departing from the technical features of the invention.
This application claims the benefit of U.S. provisional patent application Ser. No. 60/903,741 filed 27 Feb. 2007.
Number | Date | Country | |
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60903741 | Feb 2007 | US |