This document generally relates to sterilization and disinfection systems using high voltage pulses.
The COVID-19 disease was declared as a pandemic by the World Health Organization in March 2020 because of its rapid worldwide spread: approximately 160 million cases and over 3 million deaths have been reported as of May 2021. The virus responsible for this disease is the SARS-CoV-2, which is part of the family of Coronaviruses that affects the respiratory system with mild to moderate symptoms, and sometimes fatal complications. It is mainly spread by persons in close contact through aerosols created by breathing, coughing, and/or sneezing where the virus is contained in the secretions. Some droplets fall onto surfaces where they can survive for up to days on materials such as stainless steel or plastics, while others remain airborne as fine aerosols that may be inhaled through the mouth or nose and be infectious for up to 3 hours.
Mitigation approaches have caused entire economies to shut down with physical distancing between people being required to inhibit the spread. Interior air in tightly sealed buildings appears to exacerbate the spread as the virus can propagate and infect people in areas where air circulation or fans aid in aerosol dispersal. To reduce the concentration of infectious aerosols in conditioned buildings, the American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE) recommends (a) increasing outdoor air ventilation by opening intake air dampers to 100%, (b) enhancing filtration over code minimums (e.g. HEPA filters), (c) keeping systems running longer (24/7 if possible), and (d) bypassing energy recovery ventilation systems. However, these recommendations, if applied, can significantly increase energy usage worldwide. The estimated increase in energy needed to condition additional make up air is greater than 5 times over current use. Thus, there remains a need to perform high confidence sterilization of indoor air with low power requirements and with minimum impact to existing building infrastructures.
Devices, methods and techniques are disclosed for high confidence sterilization of indoor air with low power requirements. These mitigation techniques can be beneficial for combating airborne viruses and may also be generally applicable to sterilization of contaminants in an enclosure, such as a room or a section of a room, as well as multiple rooms, sections of a building and the entire interior of a building.
In one example aspect, an apparatus for deactivating pathogen carried in droplets includes a power source, an energy storage coupled to the power source and configured to store electric charges, a set of electrodes arranged in a specified geometry to have a fixed characteristic impedance, and a switch positioned between the energy storage and the set of electrodes. The switch is configured to operate to establish a pulsed electric field on the set of electrodes. When the switch is in a closed position, the energy storage is configured to supply the electric charges to the set of electrodes such that the electric field applied on the set of electrodes is higher than a threshold. When the switch is in an open position, the set of electrodes is configured to return the electric charges to the energy storage according to the fixed characteristic impedance.
In another example aspect, a method for deactivating pathogen carried in airborne droplets includes drawing, by an air suction component of a sterilization device, surrounding air from an external environment into the sterilization device; and directing the air to a set of electrodes that is connected to an energy storage via a switch of the sterilization device. The energy storage is configured to store electric charges, and the set of electrodes is arranged in a specified geometry to have a fixed characteristic impedance. The method includes operating the switch to establish a pulsed electric field on the set of electrodes, which includes applying, via the energy storage, an electric field that is higher than a threshold to the set of electrodes when the switch is in a closed position, and returning electric charges to the energy storage according to the fixed characteristic impedance of the set of electrodes when the switch is in an open position. The method also includes directing the air that has passed through the set of electrodes to the external environment.
In another example aspect, a method for deactivating pathogen carried in droplets on a material includes inserting the material through an opening formed by a first segment and a second segment of a sterilization device. The first segment includes a first group of electrodes and the second segment includes a second group of electrodes. The electrodes are connected to an energy storage via a switch of the sterilization device. The energy storage is configured to store electric charges, and the electrodes are arranged in a specified geometry to have a fixed characteristic impedance. The method includes operating the switch to establish a pulsed electric field on the electrodes, which includes applying, via the energy storage, an electric field that is higher than a threshold to the electrodes when the switch is in a closed position, and returning electric charges to the energy storage according to the fixed characteristic impedance of the electrodes when the switch is in an open position. The method also includes moving the material across the opening while operating the switch.
The above and other aspects and features of the disclosed technology are described in greater detail in the drawings, the description and the claims.
Airborne pathogens such as bacteria, fungi and viruses spread disease leading to illness, loss of life, and economic disruption. The recent COVID-19 pandemic has proven to be particularly devastating and appears to spread primarily through aerosol droplets in indoor settings. A nonthermal method to deactivate the virus and other pathogens in building air can greatly decrease spread of disease and the associated health and economic damage.
Multiple techniques have been developed to disinfect air, such as electrostatic fields, ionic purifiers, and dielectric barrier discharge. Table 1 shows some of the existing pathogen sterilization methods for fluid and air.
E. Coli
E. Coli
E. Coli
E. Coli
P. fluorescens
B. subtilis
B. subtilis
E. coli
E. coli
A. versicolor
A. versicolor
A. niger
A. niger
Mizuno (methods 1 and 2) used a non-thermal, pulsed electric field for fluid sterilization. The pulsed electric field was generated by discharging an 850-pF capacitor charged to 30 kV (˜0.4 J/pulse) into a flow cell. Care was taken not to affect the virus with temperature rise. The pulse width was determined by the conductivity of the fluid carrying the virus (from 0.5 to 500 μs) with the dielectric relaxation (τ=ρε) ranging from 0.5 ns to 0.2 μs. It is noted that the relaxation time for human saliva to be between ≈5-500 ns. Swine Vesicular Disease and Equine Herpesvirus were studied respectively. Deactivation ratios of the virus were 104 to >105. Electron microscope analysis of the virus after subjection to the pulsed treatment showed that the RNA within the core collapsed. Effectiveness was attributed to the electric field, not the power dissipated in the dielectric fluid as deactivation occurred over a wide range of conductivity of the transport fluid at low temperature.
This phenomenon observed by Mizuno is consistent with later findings by Zhou that observed the collapse of DNA molecules above an externally applied critical electric field that suggested the cause for the collapse as a polarization of ions beyond the Debye and Oosawa-Manning condensed layer. Presumably, the quasi-neutral RNA polyanion and surrounding elements in a virus are perturbed by the external field leading to molecular rearrangement and destruction. Zhou also showed the ability to manipulate the shape of the DNA molecule in TBE buffer (>90% water) starting at 200 V/cm.
Vaze and Gallagher (methods 3-6) used a high-power plasma barrier discharge to expose airborne E. Coli directly to the discharge. FOM varied from −0.45 for ozone treatment alone to 4.6 with the dielectric barrier discharge. Vaze used a pulsed plasma driven by 28 kV and 50 A; Gallagher similarly used a pulsed source of similar properties, but reported on using a 600 μs pulse. No tests were performed on viruses. Pastuszka (methods 7 and 8) reported on a commercial electrostatic wind generator. The device required recirculation multiple times and eventually achieved a reduced level of pathogens (bacteria and fungi, respectively). FOM was −1.9 for bacteria and −2.3 for fungi in approximately 6 hours. No data was reported on the effect of viruses. Yao (method 9) used an electrostatic field to deactivate bacteria. Fields up to 15 kV/cm were used. An FOM of −0.78 was calculated for this approach.
Huang (methods 10-19) used unipolar ions to enhance standard heating and ventilation filters. Several species were studied that included bacteria, fungi, and viruses. Air movement was approximately 1.1 m/s through a 20 mm thick standard ventilation filter. Sampling was done immediately past the ion emitter-filter combination. The large FOM (5.7 to 6.5) is attributed to the short time the pathogen traverses the filter and is trapped. The percentage of pathogens trapped, however, is low and ranged from 75-90% for bacteria and fungi and about 40% for the virus studied. The degree of deactivation of the pathogen trapped in the filter was not studied.
Finally, McDevitt (method 20) studied the deactivation effects of UV-C on influenza virus up to an energy flux of 15 J/m2 at 50% relative humidity. The reduction in the survival of the virus was observed to be approximately 50, but the effectiveness changed from −200% to +25% for a range of relative humidity of 25% to 75%. The nominal FOM is estimated to be approximately 2.2.
As compared to the airborne methods (methods 3-20), the Mizuno data in
This patent document discloses techniques related to systems and methods of applying high electric fields to an air stream to disrupt viral DNA/RNA and structures in cellular pathogens, thereby rendering them inactive. The disclosed techniques can provide, among other features and benefits, a high confidence method to reduce infectious units by a ratio of greater than 104. Because the techniques rely on electric field strength, current draw can be minimal, and the system use little electrical energy. The disclosed techniques can be implemented as a system that is easily added onto existing building air handling systems or deployed as room or personal devices. The disclosed techniques can also be implemented as a device to perform high confidence sterilization of surfaces and materials.
It is noted that RNA and similar molecules are net charged molecules or polyanions. Some prior systems discuss the external effects of this and the natural shielding or quasi-neutrality that occurs, where the equilibrium can be upset with an external electric field. These molecules and viruses also have a polarization property in an electric field that can be characterized by a net permittivity. For the case of DNA and viruses, a relative permittivity increase can occur over vacuum of approximately εr≈8 as an upper limit. From this value, for a virus suspension in water with no air gap between the electrodes and water, it is possible to estimate the electric field within the virus. For simplicity, the virus structures are treated as spherical. Thus, the critical electric field required to cause collapse for RNA indicate a field of approximately twice that of the applied electric field within the RNA/DNA structure, or approximately 60 kV/cm.
For viruses contained in large water droplets with airgaps in between, applying electric fields to the virus particle itself sufficient to destroy the virus becomes problematic. A water droplet with εr≈80 has a tendency to become polarized and shield the interior from the high externally applied electric field. Breakdown of air at atmospheric pressure—which can limit the electric field strengths—is approximately 30 kV/cm. However, that limit can be significantly exceeded with short pulses. For instance, it has been demonstrated that fields as high as 160 kV/cm can be achieved in a 200 μm gap for seven nanoseconds before electrical breakdown occurs. But even these extremely high electric field levels applied to the water droplets suspended in air are insufficient to observe the pathogen destroying effects demonstrated by Mizuno. Thus, it can be concluded that for virus materials contained in water droplets suspended in air, it is very difficult to achieve the electric field required to deactivate the virus by collapsing the DNA or RNA. Thus, it is necessary to free as much water surrounding the virus as possible.
When subjected to an electric field, a water droplet becomes nearly instantaneously polarized giving rise to mechanical deformation and sometimes jet formation at the apex. For example, submicron droplets down to 30 nm can be caused by a similar process. A spherical droplet enhances the electric field at the apex which can also generate corona discharge. Further deformation under the influence of the electric field causes an increase in the field enhancement. A stability criterion for a water droplet in an electric field has been established. When the tangent angle is approximately π/2 at the waist (near spherical) and the field is greater than 11 kV/cm, the droplet is naturally unstable giving rise to further atomization. Droplets that are thin in the direction of the electric field require a higher electric field for instability and presumably those thinner at the waist require lower electric field to be unstable. Enhancement at the tips of an elongated structure, however, can have a tendency to realign the structure to the electric field forming more favorable conditions. The SARS-CoV-2 virus is 60-140 nm and near spherical, whereas the Escherichia coli bacteria is about 2 μm in length and about 0.5 μm at the waist. Additionally, measured the dielectric constant of cellular structures are expected to be between 2.6 and 4.9. Given such virus dimensions, an electric field can be used to shed the water surrounding a pathogen. Once the water is shed, a sufficiently high electric field can be applied to cause DNA/RNA collapse in the case of a virus, or permeation of the cell or nucleus wall in the case of a cell type pathogen without causing air breakdown. Thus, a pulsed electric field of sufficient intensity can be used to sterilize an air flow. Additionally, depending on electrode shape, the pulsed electric field can be used to sterilize surfaces or materials. In particular, it is noted that the FOM of the Mizuno data was limited by the technology used to generate the 30 Hz pulses. Higher repetition rate can significantly raise the FOM by log10 of the increase in rate.
In some embodiments, the switch 205 can be an optical switch, such as a light-driven optical transconductance varistor (OTV) 301 as high voltage solid state switches start to become inefficient above 5000 Hz and certainly above 10,000 Hz. The OTV is a device that is made of wide bandgap materials and controlled by light. The OTV is capable of very high pulse repetition rate (e.g., greater than 5000 Hz), short duration (e.g., 10's ns), and switching of many 10's of kV. The OTV also allows bi-directional current flow. Additional details of the OTV are described in U.S. Pat. No. 9,142,339, the content of which is incorporated by reference as part of the disclosure. When the energy is delivered in a short pulse to establish the pulsed electric field on the electrodes 307, the energy is contained capacitively and/or inductively in the electrodes 307 and the majority of the energy is fed back again into the storage element 303 that delivered the energy. The process is first to charge up the energy storage element 303, then close the switch 305 and allow that energy to build up in the electrodes 307. This process depletes the energy in the storage element so that the energy in the electrodes can be returned to the storage element again. At this point the switch 305 is opened to contain the energy in the storage element. The process can be repeated at a high rate (e.g., from 5000 Hz to above 1 MHz).
As discussed above, to minimize energy use, the electrodes are arranged in a specified geometry to have a fixed characteristic impedance to provide a “lossless” line so that almost all the energy can be fed back into the energy storage.
It is noted that two conductors (e.g., one carrying a forward current and the other a return current) with some specified geometry can exhibit a fixed electrical property based on the geometry alone (e.g., “characteristic impedance”). That is, the characteristic impedance is fixed and does not depend on the angular frequency that is defined as the ratio of the voltage and current of a pure sinusoidal wave of the same frequency travelling along the line. For example, parallel rods can be used as transmission lines as shown in
To enable low-energy usage, low duty cycle ultra-fast pulses can be used. The ultra-fast pulses allow the energy recovery scheme that takes advantage of the combined inductive and capacitive effects of the electrodes, leading to near total energy recovery. In some embodiments, using transmission lines as the energy storage 303 can be optimal for recovering the energy. However, other storage elements (e.g., a capacitor, an inductor, a combination thereof etc.) can also be used.
In some embodiments, an electric field that satisfies both sets of criteria can be applied to the same set of electrodes 603 to achieve breakdown and deactivation of the pathogen. For example, Mizuno used 60 pulses at 30 Hz to realize a reduction in the viable virus count of 104-105. A building air velocity through a filter is estimated to vary around 140 ft/min. At this rate, a volume of air takes 6×10−4 s to travel a typical filter thickness of 1″. Producing a high repetition rate (e.g., from 5000 Hz to above 1 MHz) using, for example, switching electronics, approximately 600-700 pulses can be applied to an airstream in the path length of a standard air filter, achieving an FOM of 5.2×105, a factor of nearly 104 greater than any other methods described in Table 1. Further, the atomization and sterilization effects are electric field dependent, thus a close array of electrodes can be used at lower voltages to make a device consumer safe. If made compact enough, the close array of electrodes can be inserted into respirators for personal protection equipment.
In some embodiments, depending on the material and accessibility to an opposing surface, the device can be built non-symmetrically, e.g., either using 811 or 813 by itself without the opposing electrode set.
In one example aspect, an apparatus for deactivating pathogens carried in droplets is disclosed. The apparatus includes a power source, an energy storage coupled to the power source and configured to store electric charge, a set of electrodes arranged in a specified geometry to have a fixed characteristic impedance, and a switch positioned between the energy storage and the set of electrodes. The switch is configured to operate to establish a pulsed electric field on the set of electrodes for deactivating pathogens carried in droplets. The energy storage is configured to supply the electric charges to the set of electrodes such that the electric field established on the set of electrodes is higher than a threshold, and the set of electrodes is configured to return the electric charges to the energy storage according to the fixed characteristic impedance.
In some embodiments, the threshold is determined based on (1) a first threshold that is sufficient to break down the droplets and (2) a second threshold that is sufficient to deactivate the pathogen carried in the droplets that have broken down. In some embodiments, the switch is configured to operate at a rate that is higher than 5000 Hz to establish the pulsed electric field on the set of electrodes. In some embodiments, the switch is configured to allow bidirectional current flows to enable the electric charges to return to the energy storage when the switch is in the open position. In some embodiments, the switch comprises an optical switch. In some embodiments, the optical switch is an optical transconductance varistor.
In some embodiments, each of the set of electrodes includes a plurality of electrodes that are arranged parallel with respect to one another, each electrode having a round cross section. In some embodiments, the energy storage and the set of electrodes form two transmission lines of equal impedance separated by the switch. The switch is configured to be conducting until the energy storage is fully discharged to establish the electric field on the set of electrodes and to be non-conducting to maintain a voltage on the set of electrodes. In some embodiments, the switch is configured to be conducting to enable the set of electrodes to return the electric charges to the energy storage.
In some embodiments, the apparatus is positioned in an air supply duct of a building. In some embodiments, the apparatus further includes an enclosure that encloses the energy storage, the set of electrodes, and the switch. The apparatus includes an air pump positioned within the enclosure. The air pump is coupled to the power source to draw surrounding air into the enclosure via one or more openings of the enclosure and supply the drawn air to the set of electrodes. The apparatus also includes one or more conduits configured to direct air after passing through the set of electrodes to an external environment.
In some embodiments, the set of electrodes is divided into a first group of electrodes and a second group of electrodes. The apparatus includes a first segment that encloses the first group of electrodes and a second segment that encloses the second group of electrodes. The first segment and the second segment form an opening to allow a material that carries the droplets to pass therethrough. In some embodiments, the first segment and the second segment are substantially parallel to each other. In some embodiments, the apparatus further includes a hinge coupled to the first segment and the second segment such that the opening formed by the first segment and the second segment is adjustable to allow the material to pass through.
In some embodiments, the threshold is determined based on (1) a first threshold sufficient to break down the droplets and (2) a second threshold sufficient to deactivate the pathogen carried in the droplets that have been broken down. In some embodiments, operating the switch includes operating the switch at a rate that is higher than 5000 Hz to establish the pulsed electric field on the set of electrodes. In some embodiments, the switch is configured to allow bidirectional current flows to enable the electric charges to return to the energy storage when the switch is in the open position. In some embodiments, the switch comprises an optical switch. In some embodiments, the optical switch is an optical transconductance varistor.
In some embodiments, each of the set of electrodes includes a plurality of electrodes that are arranged parallel with respect to one another, each electrode having a round cross section. In some embodiments, the energy storage and the set of electrodes form two transmission lines of equal impedance separated by the switch. The operating of the switch includes operating the switch as a conducting element until the energy storage is fully discharged to establish the electric field on the set of electrodes and operating the switch as a non-conducting element to maintain a voltage on the set of electrodes. In some embodiments, the operating of the switch further includes operating the switch as a conducting element to enable the set of electrodes to return the electric charges to the energy storage.
In some embodiments, the threshold is determined based on (1) a first threshold sufficient to atomize the droplets and (2) a second threshold sufficient to deactivate the pathogen carried in the droplets that have been broken down. In some embodiments, operating the switch includes operating the switch at a rate that is higher than 5000 Hz to establish the pulsed electric field on the set of electrodes. In some embodiments, the switch is configured to allow bidirectional current flows to enable the electric charges to return to the energy storage when the switch is in the open position. In some embodiments, the switch comprises an optical switch. In some embodiments, the optical switch is an optical transconductance varistor.
In some embodiments, each of the set of electrodes includes a plurality of electrodes that are arranged parallel with respect to one another, each electrode having a round cross section. In some embodiments, the energy storage and the set of electrodes form two transmission lines of equal impedance separated by the switch. The operating of the switch includes operating the switch as a conducting element until the energy storage is fully discharged to establish the electric field on the set of electrodes and operating the switch as a non-conducting element to maintain a voltage on the set of electrodes. In some embodiments, the operating of the switch further includes operating the switch as a conducting element to enable the set of electrodes to return the electric charges to the energy storage.
As demonstrated in the discussions above, most of the conventional airborne techniques create ozone, are low confidence and cannot easily be retrofitted into air handling systems that recirculate air throughout a building. The techniques disclosed herein provide an experimentally proven, non-thermal technique utilizing a very prompt pulsed electric field that can effectively kill or deactivate airborne pathogens (both virial and cellular) thus providing high-throughput, high-confidence airstream disinfection. Because the disclosed techniques are based on an electric field and not dependent on a conduction current between electrodes, the power requirement is extremely low. Furthermore, the system introduces a minimal backpressure on the airflow thus causing minimal pressure drop and consequent loss of efficiency. Using the disclosed techniques, a significant reduction (>104) of colony or plaque forming units in the airflow can be achieved in a single pass.
While this patent document contains many specifics, these should not be construed as limitations on the scope of any invention or of what may be claimed, but rather as descriptions of features that may be specific to particular embodiments of particular inventions. Certain features that are described in this patent document in the context of separate embodiments can also be implemented in combination in a single embodiment. Conversely, various features that are described in the context of a single embodiment can also be implemented in multiple embodiments separately or in any suitable subcombination. Moreover, although features may be described above as acting in certain combinations and even initially claimed as such, one or more features from a claimed combination can in some cases be excised from the combination, and the claimed combination may be directed to a subcombination or variation of a subcombination.
Similarly, while operations are depicted in the drawings in a particular order, this should not be understood as requiring that such operations be performed in the particular order shown or in sequential order, or that all illustrated operations be performed, to achieve desirable results. Moreover, the separation of various system components in the embodiments described in this patent document should not be understood as requiring such separation in all embodiments.
Only a few implementations and examples are described, and other implementations, enhancements and variations can be made based on what is described and illustrated in this patent document.
This patent document claims priority to and benefits of U.S. Provisional Patent Application No. 63/029,441 entitled “High throughput, high confidence, low power requirement, disinfection system” and filed May 23, 2020. The entire contents of the before-mentioned patent application are incorporated by reference as part of the disclosure of this patent document.
This invention was made with Government support under Contract No. DE-AC52-07NA27344 awarded by the United States Department of Energy. The Government has certain rights in the invention.
Number | Date | Country | |
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63029441 | May 2020 | US |