The present invention relates to automated analysis of documents and, more particularly, relates to document summarization through automated analysis.
Automated analysis has become a popular tool in order to categorize electronic documents (called “documents” herein). Typically, documents are analyzed through a variety of automated techniques, such as document clustering, summarization, and indexing. Such techniques are used to help people determine, respectively, similarities between documents, a synopsis of a document or documents, and a way of navigating through multiple documents.
In particular, summarization of multiple documents can be helpful, for example, when browsing through search results or when editing or exploring a taxonomy (e.g., a classification of items based on similarities between the items, such as a set of hierarchically-organized documents). For instance, home repair may be divided into a number of similar topics, such as repair of electrical systems, replacement of breakers, wiring new circuits, and replacing switches in preexisting circuits.
Some techniques for analysis of documents use phrasal expressions, typically comprising one or more words, during analysis. For example, “nuclear power” is a phrasal expression that might be of some value for a certain document. This phrasal expression could then be used to summarize the document, if, for instance, the phrasal expression occurs a predetermined number of times in the document. Additionally, if a collection of documents have the phrasal expression “nuclear power plant,” then this phrasal expression can be used in a summary of the collection.
Although document analysis is beneficial to distill a summary or multiple summaries of a collection of documents, conventional document summarization techniques tend to become overburdened when there are a large number of miscellaneous documents in the collection being summarized. Additionally, the generated summaries may not make sense relative to a collection of documents. For instance, the phrasal expressions “nuclear power” and “nuclear proliferation” might appear in the collection enough to be used to summarize the collection, but a summarization of the collection may not indicate if the two phrasal expressions are related. Therefore, a person attempting to use the summarization to navigate the collection may not realize that the two phrasal expressions are or are not related in the collection.
Thus, there is a need to improve document summarization techniques.
Exemplary aspects of the present invention provide improved techniques for summarizing documents.
In an exemplary aspect of the invention, topicality scores are determined for a number of phrasal expressions in one or more documents. Phrasal expressions can be, for example, noun phrases, with or without corresponding prepositional phrases, subject-verb pairs, and verb-object pairs. In general, the one or more documents describe some topic or multiple topics. Techniques can be used to determine how the phrasal expression compares with the topic or topics being described in the one or more documents, and topicality scores can be assigned using the techniques. Additionally, specificities are determined for the phrasal expressions. Techniques may be used to determine whether phrasal expressions are more or less specific than other phrasal expressions. For example, the phrasal expression “nuclear power plant” may be considered to be more specific than the phrasal expression “power plant.” An order is determined for the phrasal expressions by using the topicality scores and the specificities. The order may be used when summarizing the one or more documents
The order may be represented as a phrasal expression tree, for example. The phrasal expression tree may be displayed to a user, and the user can navigate through the phrasal expression tree, and therefore through the one or more documents, in a simple, easily understood manner.
A more complete understanding of the present invention, as well as further features and advantages of the present invention, will be obtained by reference to the following detailed description and drawings.
As described above, document summary has important benefits. For example, the rapid growth of electronic documents has created a great demand for techniques for automatically summarizing textual information. In particular, there are many occasions where summarization of multiple documents would be helpful, e.g., as described above, browsing search results and editing or exploring a taxonomy.
Existing technologies regarding taxonomy generation focus on the organization of documents by document clustering or categorization or both with less emphasis on the generation of taxonomy labels or summarization of the documents. Typically, the taxonomy labels are generated by choosing the words or metadata regarded as most discriminating during the process of taxonomy construction. See, e.g., U.S. Pat. No. 5,924,090, to Krellenstein, entitled “Method and Apparatus for Searching a Database of Records,” the disclosure of which is hereby incorporated by reference. Such an approach typically produces a list of tokens (e.g., “attic, cool, window, soffit, hot”), which may be hard to comprehend or misleading due to the lack of context.
Existing multi-document summarization technologies focus on sentence extraction or generation. See, for instance, D. Radey and K. McKeown, “Generating Natural Language Summaries from Multiple On-Line Sources,” Computational Linguistics, Vol 24, No 3, 469-500 (1998), the disclosure of which is hereby incorporated by reference. These technologies are intended for summarizing a relatively small number of documents (e.g., twenty documents) on a single topic, and are generally not applicable to larger sets of miscellaneous documents, as are often encountered in practice.
Exemplary embodiments of the present invention overcome these problems. In exemplary embodiments, techniques are presented that generate and present a summary of one or multiple documents in a form that enables interactive exploration through a graphical interface to a degree of specificity and topicality preferred by a user.
Given a set of documents written in a natural language (e.g., English), an exemplary embodiment of the present invention can generate a set of phrasal expressions organized into a phrasal expression tree based on the relationships, for instance, of the phrasal expressions to contents of a collection of documents and, as another example, mutual relationships among the phrasal expressions. That is, the phrasal expression tree may be formed, in an exemplary embodiment, so that (1) more centered (e.g., with respect to the collection) phrasal expressions can be seen first, (2) a child node is a more specific phrasal expression than a node corresponding to a parent of the child, and (3) mutually-related phrasal expressions are placed closely to each other.
An exemplary resultant tree, when displayed with expandable nodes, facilitates efficient user exploration from more general to more specific and from more centered to less centered concepts. Additionally, in another exemplary embodiment, the user can avoid the distraction of irrelevant information by collapsing sub-trees. The close proximity of mutually-related phrasal expressions effectively helps the user understand the overall concept space, even though each of the phrasal expressions may be terse and possibly ambiguous by itself. Moreover, another exemplary embodiment of the present invention can produce a list of phrasal expressions linearly ordered from more centered to less centered with respect to the entire document set. Furthermore, an additional exemplary embodiment of the present invention can group or cluster documents by associating each document with the phrasal expressions most closely related to the phrasal expression.
Exemplary embodiments of the present invention are useful for (but not restricted to) presenting a taxonomy, which is generally a set of hierarchically-organized documents. Another exemplary embodiment of the present invention can be used to assign succinct descriptions or labels to the taxonomy nodes by choosing the most centered phrasal expression for the set of documents associated with the node. In addition, a more detailed summary for each taxonomy node can be displayed in the form of the expandable tree described above, which helps the user reach her desired information.
Compared with existing technologies for automatic taxonomy generation, the present invention has an advantage of generating more comprehensible descriptions of taxonomy nodes. Moreover, unlike typical existing multi-document summarization techniques, exemplary embodiments of the present invention are applicable to a larger number of documents (e.g., several thousands of documents) and do not require a collection of documents to be on a single topic.
Referring now to
Turning now to
The phrase extractor process 115, in step 210 of method 200, extracts phrasal expressions from the input documents. The extracted phrasal expressions are typically sensible single-word or multi-word expressions such as noun phrases, with or without prepositional phrases, and subject-verb or verb-object pairs. An exemplary embodiment of the phrase extractor process 115 is a linguistically-motivated shallow parser such as that described in, for example, B. Boguraev and M. Neff, “Discourse Segmentation in Aid of Document Summarization,” in Proc. of Hawaii Int'l Conf. on System Sciences, Minitrack on Digital Documents Understanding (2000), the disclosure of which is hereby incorporated by reference.
Conventional frequency-based techniques such as weighted term frequency (tf-idf) are typically not suitable for embodying the phrase extractor process 115, as these frequency-based techniques suffer from a strong bias towards single-word phrasal expressions. This is because, statistically, multi-word phrasal expressions tend to occur less than single-word phrasal expressions and, thus, receive lower scores, regardless of their true topicality.
A preferred, but non-limiting, implementation of the phrase extractor process 115 is as follows. Instead of counting the occurrences of phrasal expressions, the phrasal expressions are evaluated based on the occurrences of their constituent tokens in the input documents 110, where a token is a content word. A token-document matrix, whose [i,j]-element is the occurrence frequency of the ith token in the jth document, is generated, and the columns of this matrix are called document vectors 215. Similarly, a token-phrase matrix, whose [i,j]-element is the occurrence frequency of the ith token in the jth phrasal expression, is generated, and the columns of this matrix are called phrase vectors 220. A conventional tern-weighting scheme and length-normalizing are applied to the columns of the matrices 215, 220.
It should be noted that step 210 produces both phrasal expressions and vectors 215, 220. For example, if the sentence “Nuclear weapons are dangerous” is considered to be a document, then a phrasal expression might be “nuclear weapons.” A word-based phrase vector 220 might be [0,0,1,1], indicating there are zero instances of “are,” zero instances of “dangerous,” one instance of “nuclear” and one instance of “weapons.” A word-based document vector might be [1,1,1,1], indicating there is instance of “are,” one instance of “dangerous,” one instance of “nuclear” and one instance of “weapons.”
The phrase evaluator process 125 assigns a topicality score 255 of each of the extracted phrasal expressions 220 with respect to the collection of input documents 205. The topicality score 255 for a phrasal expression 220 is a degree to which the phrasal expression 220 represents the topics discussed in the input documents 115. For example, a phrasal expression 220 can receive a larger topicality score when it is more closely related to the topics discussed in more documents. A preferred, but non-limiting, implementation of the phrase evaluator process 125 is as follows.
In step 225, a subspace 230 of a column space of the token-document matrix is determined by applying the Iterative Residual Rescaling (IRR) technique. This technique is described in R. Ando and L. Lee, “Iterative Residual Rescaling: An Analysis and Generalization of LSI,” in Proc. of Special Interest Group on Information Retrieval (SIGIR) (2001). In step 235, the subspace 230, the word-based document vectors 215 and the word-based phrase vectors 220 are used to compute subspace-based vectors. The subspace-based vectors are the subspace-based document vectors 240 and the subspace-based phrase vectors 245. The associations between documents and phrasal expressions are measured by computing inner products between corresponding subspace-based document vectors 240 and the subspace-based phrase vectors 245. These associations are called topicality scores 255 and are determined for phrasal expressions in step 250. The topicality score may be defined as the square sum of the inner products between the projected phrase vector and all the projected document vectors:
where Pi is a phrase vector, dj is the jth document vector, and there is a collection, C, of documents.
The IRR technique is a generalization of Latent Semantic Indexing (LSI), described in S. Deerwester, S. Dumais, G. Fumas, T. Landauer, and R. Harshman, “Indexing by Latent Semantic Analysis,” Journal of the American Society for Info., 41(6) (1990), the disclosure of which is hereby incorporated by reference. R. Ando and L. Lee, “Iterative Residual Rescaling: An Analysis and Generalization of LSI,” already incorporated by reference above, has shown that IRR gives a better document similarity measurement than either LSI or a conventional usage of the vector space model, especially when the distributions of underlying topics over documents are nonuniform. Nonetheless, techniques such as LSI may be used when determining topicality, if desired. Subspace projection-based methods such as LSI and IRR provide similarity measurements among text units, which take the statistics of word co-occurrences into account. This produces a smoothing effect.
The phrase evaluator process 125 may also measure phrase-phrase relations (not shown in
Referring now to
Method 300 begins in step 315, where phrasal expression 305 and phrasal expression 310 are used to determine content word sets 320 and 325. A phrasal expression 305 might be “nuclear weapon.” Word set 320 might then be {nuclear, weapon}. A difference between phrasal expression 305 and word set 320 is that the word order matters in phrasal expression 305 (e.g., “nuclear weapon” and “weapon nuclear” are different phrasal expressions), while the word order does not matter in phrasal expression 320, i.e., sets {nuclear, weapon} and {weapon, nuclear} are equivalent.
In step 330, it is determined if the word set 320 is a subset of the word set 325. If the word set 320 is a subset of the word set 325 (step 330=Yes), then the specificity of phrasal expression 305 is assumed to be less than the specificity of phrasal expression 310. If the word set 320 is not a subset of the word set 325 (step 330=No), then step 335 is performed. In step 335, it is determined if the word set 325 is a subset of the word set 320. If so (step 335=Yes), the specificity of phrasal expression 305 is assumed to be greater than the specificity of phrasal expression 310. If not (step 335=No), the specificity order between the phrasal expressions 305, 310 is undefined.
It should be noted that specificity is typically defined for a pair of phrasal expressions. Method 300 will generally be performed for each pair of phrasal expressions. Therefore, if there are three phrasal expressions A, B, and C, a specificity will be defined for pairs A-B, A-C, and B-C. In an exemplary embodiment, specificity will be assigned as “<”, “>”, or “undefined.” Specificity may also indicated by references, such as, in step 340, having phrasal expression 305 reference phrasal expression 310 or vice versa. The specificity references may be used to create a specificity order, which is then used in the method of
The tree generator process 135 performs the method 400 shown in
In
If so (step 430=Yes), then step 435 is performed. In step 435, it is determined if p1 shares more content words with p2 than p1 shares with the parent of p2. If so (step 435=Yes), then p2 is detached from its parent (step 445), and p1 is made the parent of p2 (step 450). If not (step 435=No), step 440 is performed.
In step 440, it is determined if the topicality of p2 is closer to the topicality of p1 than to the topicality of the current parent of p2. Topicality scores may be used for this step. If so (step 440=Yes), then p2 is detached from its current parent (step 445), and p1 is made the parent of p2 (step 450). If not (step 440=No), method 400 continues in step 455.
In step 455, it is determined if all pairs have been inspected. If not (step 455=No), then method 400 continues in step 425. If so (step 455=Yes), then the phrasal expression tree 460 has been created.
The phrasal expression tree 460 can be implemented through such techniques as a linked list or a doubly linked list.
Additionally, the tree generator process 135 can partition or cluster documents by associating each document with the phrasal expressions most closely related to the document. Using the IRR-based implementation above, the relatedness between documents and phrasal expressions can be measured by the inner products between corresponding projected vectors. The relatedness can then be assigned values, which can be used to order the phrasal expressions so that the phrasal expressions are near the documents to which the phrasal expressions are related.
Turning now to
The phrasal expression tree shown in
Referring now to
Turning now to
The processor 710 and memory 720 can be singular or distributed. Portions of the summarization module 730 will be loaded into processor 710 for execution. The portions of the summarization module 730 will, when loaded into processor 710, configure the processor to perform steps to undertake some part of the present invention. Network interface 740 can be used to connect to a network (not shown) and is optional. Display interface 755 is used to provide information to the display 760 in a form the display 760 can use. Phrasal expression tree 780 can be a phrasal expression tree such as those shown in
The present invention described herein may be implemented as an article of manufacture comprising a machine-readable medium, as part of memory 720 for example, containing one or more programs that when executed implement embodiments of the present invention. For instance, the machine-readable medium may contain a program configured to perform steps in order to perform methods 200, 300, and 400, described above. The machine-readable medium may be, for instance, a recordable medium such as a hard drive, an optical or magnetic disk, an electronic memory, or other storage device.
It is to be understood that the embodiments and variations shown and described herein are merely illustrative of the principles of this invention and that various modifications may be implemented by those skilled in the art without departing from the scope and spirit of the invention.
Number | Name | Date | Kind |
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6865572 | Boguraev et al. | Mar 2005 | B2 |
20020138528 | Gong et al. | Sep 2002 | A1 |
Number | Date | Country | |
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20050096897 A1 | May 2005 | US |