The inventions described herein relate to filters, duplexers, and related devices and systems for use in communication systems. Aspects of the inventions herein further relate to filters, duplexers, and related systems for use in 5G/6G and beyond communication protocols and systems, and mm-Wave and Terahertz (THz) communication systems.
The technology of mobile communications has continuously evolved and improved in terms of supporting collaboration applications over the last decade. 4G communication technology still continues to evolve in the form of LTE-Advanced and has now achieved a maximum bandwidth of approximately 1 Gbps. The next-generation 5G/6G technology has posed significant challenges to researchers in all relevant fields of wireless communication technology to improve the efficiency of the essential core technology components in such a manner that the technology can support high data rate communication applications and systems.
The challenges in emerging 5G/6G communication technologies are multifold and multidimensional. From high frequency, high data rates, and CMOS scaling to powerful and high-end DSP processing, out of the box thinking is required to generate innovation and improvements. 5G is a mobile communication system that supports multiple frequency bands and a multitude of modulation standards. 5G chipsets have several transverses and antenna. Active phased-array antennas (APAAs) used to form a Massive MIMO (MMIMO) system along with digital MIMO signal processing packed on the 3D System-on-Chip (SoC) solutions seem to be the most plausible and cost-effective technological implementations for 5G (and future 6G) systems. For user terminals to be mass-produced, small form factors and low power consumption of such user terminals are key technological challenges. To implement the MMIMOs array, there will be multiple subarrays, and multiple RF front ends per each subarray. Each RF front end is likely to contain some combination of components including the Power Amplifier (PA), Low Noise Amplifier (LNA), Switch, Phase Shifter (PS), Duplexers, and Variable Gain Amplifier (VGA) as shown in
No single chip technology (or material) such as Si, GaAs or GaN, can provide the optimum workable solution with the anticipated specification for the above-mentioned RF components in 5G systems due to the required mm frequencies (28-56 GHz) and bandwidth in the GHz range. These frequencies will increase up to the range of 100 GHz to 1 THz (terahertz) and beyond for future 6G systems. If we consider the use of frequency duplexing in massive MIMO chips, two duplexing procedures are generally utilized: TDD (Time-Division Duplexing) and FDD (Frequency-Division Duplexing). The conceptual diagrams of both a frequency duplexer and a time switch (time duplexer) are shown in
In FDD, such as the system 100 shown in
In TDD systems such as shown in
Generally, known duplexers consist of two passband filters that are tuned at different frequencies while providing good isolation between the ports of the filters. They are selective components used to isolate or combine signals having different central frequencies and are essential components of FDD communication systems including, but not limited to, mobile telephony, radio transmission, broadband wireless communications, and satellite communication systems. The duplexer is a 3-port filtering device that must provide good isolation between the transmitter and the receiver while maintaining a low insertion loss (by the duplexer itself). Duplexers typically consist of two-channel filters, and a common point is used to combine the two filters to form the multiport network as shown in the duplexer 304 of
The two main classes of duplexers are active and passive. The active duplexers have a small on-chip area and also provide the necessary gain. However, since the transistors are fabricated on the substrate, the routing of a wideband mm-wave signal from the antenna to the substrate through tungsten (W) vias and the low transistor-to-transistor isolation in the substrate pose a significant technical challenge. Therefore, the active class of duplexers is generally not deemed suitable for mm-wave solutions due to low suppression of the undesired frequency band. In this active class of duplexers, the PA signal leaks through the substrate and drives the LNA in the non-linear region.
The passive class of duplexers provides better isolation since they do not suffer from the substrate coupling problem. Moreover, they typically do not have any biasing requirements and can be fabricated using the single or multiple metal layers available for interconnect in the CMOS technology. The passive class of duplexers can be implemented using a variety of different technologies as listed above in Table 1. These types of passive class duplexers have their own merits and demerits in terms of size, Q-factor, cost, insertion loss, isolation, ease of integration, and power handling capacity. All passive class duplexer types are not necessarily suitable for on-chip implementation due to the planar nature of the existing CMOS process, the small feature size, and the types of the metals used for on-chip interconnect.
Waveguide-based duplexers are suitable for high power applications; however, their large structure size renders them unsuitable for on-chip integration. Some non-traditional duplexer designs use power limiters, couplers, and phase shifters to achieve the duplexing action. For high power signals, the limiter blocks the signal and establishes the connection between transmitter, antenna and vice versa.
Microstrip based duplexer designs are simple, easy to fabricate and their ability to integrate with planar structures makes them potential candidates for on-chip duplexer design. These designs have shown good performance at low frequencies, but at mm-wave, they exhibit high radiation losses which render them a poor choice for 5G/6G applications. The emerging techniques to mitigate the radiation and substrate losses can make these designs an attractive choice for future 5G/6G applications. These planar duplexers are considered to be the most suitable type of duplexers for on-chip fabrication. A 3-port planar passive tunable duplexer was proposed by Psychogiou et al. and its structure was designed for low frequency bands. The tuneability was achieved with the help of capacitors. In 5G/6G systems, the selectivity of the duplexer filter is a major challenge. These state-of-the-art duplexers are mostly designed for sub 6 GHz frequency ranges and have marginal selectivity which limits their usage for mm-wave applications. Microstrip based hairpin line filters are known for their simple geometry and high out-band rejection. A hairpin line structure filter with a defected ground plane has been proposed and was designed for sub 6 GHz frequency ranges. The U-shaped open stub structures look like hairpins. The main advantage of the structure is that the bandwidth can be controlled by cascading the number of hairpins. The downside of this design is its high insertion loss.
Chinig et al. proposed an open loop microstrip based duplexer and triplexer. The low-quality factor of such microstrip technology is considered a bottleneck and, so far, several techniques have been proposed to mitigate this shortcoming. The microstrips were used as feed lines and duplexing and triplexing actions were achieved by cascading different bandpass filters, tuned at different frequencies. The design offers good isolation and low insertion loss which shows that these types of filters with open loops may have the potential for use in duplexers for mm-wave applications.
The passive Surface Acoustic Wave (SAW) filter duplexer was proposed by T. Matsuda, et al. The SAW filter duplexer has high losses, and it was mainly designed for low-frequency communication systems like the AMPS-CDMA system. A miniature bulk acoustic wave (BAW) duplexer for on-chip solutions has been proposed but its structure was bulky and it was also designed for low-frequency applications. A CMOS technology-based nonreciprocal wideband transmission line duplexer was proposed by Yang. An isolator at an extremely high frequency was proposed by Wang et al. which uses unidirectional split-ring resonators. An mm-wave microstrip duplexer using elliptical open-loop ring resonators for 5G applications was proposed by Haraz et al., wherein a set of two elliptical resonating filters were used to achieve the duplexing behavior. A stub-tuned microstrip bandpass filter for mm-Wave duplexer is proposed by Hong et al., in which a pair of parallel-coupled microstrip lines of 510 mils (12.9 mm) and 452 mils (11.4 mm) is used. This particular design is proposed for 5G applications; however, the large dimensions make them unsuitable for on-chip integration.
A new design for 5G using Ka-band evanescent-mode filter has been is proposed by Stander wherein specialized vias were used to achieve the filtering effect. The bandwidth of the filter was approximately 5 GHz which limits its application as a duplexer. Other solutions include hybrid rings, notches in cavities, and band-pass filters. U.S. Pat. No. 7,038,551 (B. Kearns) describes an antenna duplexer for mobile telecommunications in which the duplexer has two microstrip bandpass filters. Each bandpass filter is connected to the transmitter and receiver. To improve the isolation between receiver and transmitter, a matching circuit is inserted. A SAW filter is also described in Patent No. EP0928064 (Satoh, et al.) wherein the combs/finger-shaped filter has two reflectors at each side to further comprise metallized fingers. The advantage of such a SAW filter over the dielectric filter is a reduction in the surface area of the filter. A waveguide duplexer is described in US Patent Publication No. US20070139135A1 (Ammar, et al.). Such waveguide-based structures are good for high power handling capacity, but they are bulky and difficult to integrate with planar structures. A T-shaped microstrip duplexer for low frequencies 1-3 GHz is shown in the Patent EA021016B1 (Belyaev et al.) wherein the filtering effect at different frequencies is achieved by different lengths of the microstrip. The design is very simple, but the size of the filters is relatively large. Duplexer design using through-glass via technology is described in the U.S. Pat. No. 9,203,373 (Zuo) wherein the substrate has a number of through vias and set of traces that behave as an inductor. The size of all such duplexers is large and most of these duplexers are either designed for low frequencies or exhibit attenuation in their frequency response.
In summary, existing technology does not provide suitable designs for a small size, low power, and high isolation on-chip duplexer for a 5G/6G System. In mm-wave and THz MMIMO phased array systems, the expected number of antennas ranges from 4 to 512 on the single chip. The same number of duplexers are also needed on the same single CMOS chip. In existing nm CMOS technologies, if the CMOS chip size exceeds the order of size more than 30×30 mm2, then the matching and reliability issues become dominant. As a result, the yield of the SoC will be reduced. Therefore, innovative and out of the box designs are required for 5G/6G duplexer technology.
In an aspect, a ring resonator based T-shaped duplexer is provided for use in communication systems, the T-shaped duplexer comprising a T-shaped microstrip duplexer body having a first rectangular-shaped body section and a second rectangular-shaped body section that extends from the first-rectangular shaped section in a perpendicular position relative to the first rectangular-shaped section, three connection ports including a first connection port disposed at an open end of the second rectangular-shaped body section, a second connection port disposed at one end of the first rectangular-shaped body section, and a third connection port disposed at another end of the first rectangular-shaped body section, and two bandpass filters, each bandpass filter comprising a ring resonator structure having a circular shape, an outer edge of the ring resonator structure being connected to the first rectangular-shaped body section of the T-shaped microstrip duplexer body, wherein each of the two bandpass filters creates an Electromagnetically Induced Transparency (EIT) window within a frequency absorption region of the bandpass filter to allow a signal to pass at a pre-tuned frequency band.
In another aspect, a ring resonator based bandpass filter device is provided for use in communication systems, the bandpass filter device comprising a microstrip structure having a rectangular shaped body and having a first port provided at one end of the rectangular shaped body and a second port provided at a second end of the rectangular shaped body, and a ring resonator structure having a circular shape, an outer edge of the ring resonator structure being connected to the rectangular shaped body of the microstrip structure, wherein the ring resonator structure creates an Electromagnetically Induced Transparency (EIT) window within a frequency absorption region of the bandpass filter device to allow a signal to pass at a pre-tuned frequency band.
In a further aspect, a stub resonator based T-shaped duplexer is provided for use in communication systems, the T-shaped duplexer comprising a T-shaped microstrip duplexer body having a first rectangular-shaped body section and a second rectangular-shaped body section that extends from the first-rectangular shaped section in a perpendicular position relative to the first rectangular-shaped section, three connection ports including a first connection port disposed at an open end of the second rectangular-shaped body section, a second connection port disposed at one end of the first rectangular-shaped body section, and a third connection port disposed at another end of the first rectangular-shaped body section, and two bandpass filters connected to the first rectangular-shaped body section of the T-shaped microstrip duplexer body, each bandpass filter comprising a rectangular microstrip structure, a first rectangular stub resonator structure extending from the rectangular microstrip structure in a perpendicular direction relative to the microstrip structure, and a second rectangular stub resonator structure extending from the rectangular microstrip structure in a perpendicular direction relative to the microstrip structure and being in a parallel position relative to the first rectangular stub resonator structure and being separated from the first rectangular stub resonator structure by a gap distance, wherein each of the two bandpass filters creates an Electromagnetically Induced Transparency (EIT) window within a frequency absorption region of the bandpass filter to allow a signal to pass at a pre-tuned frequency band.
In yet another aspect, a stub resonator based bandpass filter device is provided for use in communication systems, the bandpass filter device comprising a microstrip structure having a rectangular shaped body and having a first port provided at one end of the rectangular shaped body and a second port provided at a second end of the rectangular shaped body, a first stub resonator structure having a rectangular shape and extending from the rectangular shaped body of the microstrip structure in a perpendicular direction relative to the rectangular shaped body of the microstrip structure, and a second stub resonator structure having a rectangular shape and extending from the rectangular shaped body of the microstrip structure in a perpendicular direction relative to the rectangular shaped body of the microstrip structure, the second stub resonator structure being in a parallel position relative to the first stub resonator structure and being separated from the first stub resonator structure by a gap distance, wherein the first stub resonator structure and the second stub resonator structure act as resonators and in combination provide a coupled circuit response that creates an Electromagnetically Induced Transparency (EIT) window within a frequency absorption region of the bandpass filter device to allow a signal to pass at a pre-tuned frequency band.
The foregoing aspects, and other features and advantages of the invention, will be apparent from the following, more particular description of aspects of the invention, the accompanying drawings, and the claims.
Details of one or more implementations of the subject matter of the invention are set forth in the accompanying drawings briefly described below and the related description set forth herein. Other objects, features, aspects, and advantages will become apparent from the description, the drawings, and the claims. Note that the relative dimensions of the drawings may not be drawn to scale. Like reference numbers and designations in the various drawings indicate like elements.
Aspects of the present invention and their advantages may be understood by referring to the figures and the following description. The descriptions and features disclosed herein can be applied to various devices, systems, software, and methods in communication circuits and systems including for example in a communication system device such as a user equipment device, a base station device or a communication node device.
Microstrip based filters are known for their planar structure and their ability to integrate with other components. The open-circuit microstrip stub 508 in the microstrip line 506 shown in
The multiple stubs of λ/4 length placed in the near proximity of one another behave differently from their RLC response. Using this unique signature of coupling in the circuit response, a number of innovative designs may be utilized for duplexer technology to make duplexers suitable for 5G/6G mm-wave and Terahertz (THz) applications.
Making a transparency window in the absorption spectrum of the open-circuit stub can be used to design duplexers for 5G Systems. A transparency window within the Lorentz absorption region can be created because of an Electromagnetically Induced Transparency (EIT) response of the transmission line of the duplexer as shown in
A double stub bandpass microwave filter 800 is shown in
A frequency response graph 900 for the filter of
A second arrangement is to make the stub lengths of the filter equal in length and this results in a Fano based design as shown in
To model EIT using the lumped components (discrete R, L and C components), it is important to understand that the EIT windows in a multiple-stub spectral response are the consequence of resonance detuning that results from relative spatial shifts of the open stub locations leading to strong interference effects. To represent the detuning effect, the stubs can be replaced by lumped components, as shown in
A third arrangement is also possible that results in a classical Lorentzian resonance as shown in filter 1400 of
To a certain limit, the quality factor of all three resonances (EIT, Fano and Lorentz) can be controlled by making minor changes in the geometry of the stubs, such as changes in length, width, or spacing between the stubs. EIT offers the maximum bandwidth. The bandwidth of an EIT filter can be controlled by changing the difference in the lengths of the open-circuit stubs, such as stubs 806 and 808 of
The bandwidth of the Lorentzian filters is also controllable, but contrary to the EIT and Fano filters, the bandwidth is controlled in the Lorentzian filters by the width of the microstrip line. A narrow microstrip line produces frequency curves with low-quality factor and a wide microstrip line gives resonance with a high Q. This happens because as the microstrip mimics an RLC series resonator and when the resistance is increased the Q-Factor decreases as given by Equation 2 below,
Where the L is the inductance and R represent the resistance of the RLC equivalent of the microstrip. The resistance of narrow microstrip is higher than the resistance of the wide microstrip. The microstrip model gives a clear insight into the design parameters,
where the attenuation coefficient, α is:
α=αc+αd Equation 3
Here, αc is the attenuation coefficient due to conductor losses and αd is the attenuation coefficient due to dielectric losses. In summary, the bandwidth of all three filters types (EIT, Fano, and Lorentz) can be changed with changes in certain dimensions of the design structure. This attribute of these designs makes them suitable for different bands and bandwidths of mm-wave 5G/6G and THz applications.
All three filters discussed above can be potentially used to make planar high-frequency duplexers for 5G/6G applications and beyond. One duplexer arrangement is shown as a T-shape duplexer 2000 in
The top views of an IC containing different on-chip antennas (square-shaped, T-shaped, and ring-shaped) are shown in
One typical cross-sectional view of the chip (IC stack) is shown in
A T-shaped EIT-based planar duplexer 2500 is shown in
For massive MIMO configurations with a small channel bandwidth, high selectivity is the primary requirement and hence Fano-based filters are one of the potential candidates in such a scenario. A Fano-based duplexer 2700 is shown in
Similarly, Lorentzian filters can also be deployed in a T-shaped duplexer as shown in duplexer 2900 of
A 3D view of a T-shaped duplexer is shown in
As discussed above, the stub size is close to λ/4 in the stub-based T-type duplexers. In lower mm-wave band (28-32 GHz) the size of the stub is in the order of mm, which is large for the MMIMO system where one has to integrate a large number of the duplexers on a single chip. Such type of duplexers are therefore good candidates for the upper mm-wave frequencies (>50 GHz) or THz frequencies.
Aggressive CMOS scaling and development in both analog and digital domains have brought the implementation of massive MIMO systems close to the reality. A 5G/6G design typically has components like an antenna, a duplexer, a time switch, filters, a mixed-signal ADC/DAC and a baseband processor provided on the same chip. Using the available metal layers stack in a non-traditional sense to realize some of the above-mentioned components like the antenna, the duplexers, and the time switches can make the system efficient in power, speed and area.
The quality factor and width of the microstrips used to design the passive components depend on the thickness of the CMOS metal stack and resistivity of the substrate. It is recommended to use a high resistivity substrate to not only reduce the resistive losses in passive on-chip structures but also increase the radiation efficiency of the on-chip antennas. However, in the standard bulk CMOS process, the resistivity of the substrate is optimized to reduce the possibility of the latch-up in the CMOS transistors.
In mm-wave duplexers, resonators with a high-quality factor are preferred to reduce the insertion loss. Therefore, thin substrates are more suitable in mm-wave resonators. The thin substrate with a controlled resistivity makes it possible to design narrow microstrip structures with the same intrinsic impedances. As discussed earlier, a MMIMO chip might have 4 to 512 antennas, thus the same number of duplexers will be needed. Most commonly used on-chip antennas are planar monopole, patch, dipole, loop and Yagi-Uda antennas as shown in
The dimension of a patch antenna at 28 GHz with a dielectric SiO2 permittivity of 4 is approximately 3×2 mm2. Ideally, the size of the duplexer should be equal to or less than the size of the antenna on the top metal layer of the chip as shown by the comparison of patch antenna 3202 to duplexer 3204 in the IC stack of
A scalability analysis was conducted to determine the size of proposed duplexer designs. The results of the study in the frequency band from 20 GHz to 300 GHz are plotted in the graph 3400 of
The design of a duplexer for mm-wave 5G/6G applications is challenging and requires innovations and improvements in existing design methodologies. If the complexity of the problem is well understood, then sometimes the simple geometries can also provide a convenient solution. A miniature proposed design using a simple ring resonator 3506 with a microstrip feed line 3502 is shown in
Lorentz absorption at microwave frequencies (K, Ka-band) can be achieved by using different methods like placing a resonating cavity near a microstrip as shown in
EIT, Fano, and Lorentz profiles can also be attained using the different combinations of the partial split-ring resonator and partial reflecting area in the microstrip line as shown in
All these methods have one common goal of reducing the size of the DoC. The designs and partial simulation results of these innovative techniques are discussed below.
The Fano resonance can be achieved by making a precise cut at the bottom of ring 3706 as shown in
A large bandwidth can be achieved by using EIT instead of Fano resonance in the same split ring structure as shown in the
Moderate out-of-band rejection can be achieved by using traditional Lorentzian resonance which can be attained by inserting a cut both in the ring 4506 and in the transmission line 4502 as shown in
Effect of Dielectric Losses
At mm-wave, one cannot neglect the adverse effect of the dielectric losses (tan δ) on the passband response of passive components. A series of electromagnetic simulations was performed at 28 GHz to quantify the effect of dielectric losses on the signal attenuation in passband. The summary of attenuation for all three types of filters (
The ring resonator based EIT, Fano, and Lorentz type filters are applied in the T-Shaped duplexer shown in
One method is to use the split ring resonators which mimic an LC tank. The planar geometrical structure using a split ring resonator design is shown in
Three different types of resonance phenomenon (Fano, EIT, and Lorentzian) are used to achieve the duplexing action. The frequency response of Fano, EIT, and Lorentz DoCs are shown in the frequency response graphs of
These three kinds of filters and associated duplexers have numerous applications at different locations in a 5G/6G front-end architecture. The EIT and Lorentzian based designs are useful at the front-end where large bandwidth is desired for the complete band. The Fano-based design is more suitable for the selection and duplexing of sub-bands. The aforementioned designs utilize simple and planar structures, and due to their small size they can fit under the AoC for the 28-32 GHz low band mm-wave applications. Maximum isolation of −30 dB with an insertion loss of up to 0.5 dB can be attained using the aforementioned structures. The aforementioned designs are flexible because both the selectivity and isolation can be controlled thereby adding another dimension to the novelty of the structure.
The designs provided in
In
A new class of the Lorentz-based, double-spiral type of duplexer suitable for a single or multilayer implementation is shown in
Application Scenarios
1. 5G/6G Applications and Beyond
One possible application scenario of 5G/6G radio architecture addressing two mm-wave bands: 28-32 GHz and 39-43 GHz is shown in
2. Asymmetric Duplexers
In some communication networks (for example Satellite networks), the uplink and downlink can have different data rates and that translates to different bandwidth requirements in the associated cognitive radios. The cognitive radio allocates the software and hardware resources dynamically to optimally utilize the available resources in order to meet the user demands at the same time.
In such cases, we can apply different types of filters 5910 and 5912 for the uplink and the downlink as shown in
Additionally, such asymmetric duplexers may be used in bands where part of the uplink band is intentionally left unused to avoid interference in adjacent bands, such as when using the C and D blocks of the WCS frequency band, for example. Such asymmetric duplexers may also be used when implementing channel aggregation, such as may occur in LTE Advanced systems, thereby causing the downlink to have a wider bandwidth than the uplink bandwidth.
Those of skill in the art will appreciate that the various examples, logical and functional blocks, devices, modules and units described in connection with the aspects disclosed herein can be implemented as hardware blocks inside the application specific integrated chip (ASIC) or discrete blocks in 3D integrated circuits or multichip modules or hybrids or reconfigurable modules of software defined radios (implemented in any technology). To clearly illustrate this interchangeability of hardware and functionality, various illustrative components, blocks, modules, and/or steps have been described above generally in terms of their functionality. Whether such functionality is implemented as hardware or software depends upon the particular constraints imposed on the overall system and devices. Skilled persons can implement the described functionality in varying ways for each particular system, but such implementation decisions should not be interpreted as causing a departure from the scope of the invention described herein. In addition, the grouping of functions within a unit, module, block, or step is for ease of description. Specific functions or steps can be moved from one unit, module, or block without departing from the invention.
The above description of the disclosed aspects, and that provided in the accompanying documents, is provided to enable any person skilled in the art to make or use the invention. Various modifications to these aspects will be readily apparent to those skilled in the art, and the generic principles described herein, and in the accompanying documents, can be applied to other aspects without departing from the spirit or scope of the invention. Thus, it is to be understood that the description and drawings presented herein, and presented in the accompanying documents, represent particular aspects of the invention and are therefore representative examples of the subject matter that is broadly contemplated by the present invention. It is further understood that the scope of the present invention fully encompasses other aspects that are, or may become, understood to those skilled in the art based on the descriptions presented herein and that the scope of the present invention is accordingly not limited by the descriptions presented herein, or by the descriptions presented in the accompanying documents.
This application claims the benefit of priority to U.S. Provisional Patent Application No. 63/093,771, filed on Oct. 19, 2020 and entitled “Duplexer For 5G and 6G mm-Wave and THz Applications”, which is incorporated herein by reference.
Number | Name | Date | Kind |
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4574288 | Sillard et al. | Mar 1986 | A |
7038551 | Kearns | May 2006 | B2 |
9203373 | Zuo et al. | Dec 2015 | B2 |
10186743 | Ramzan et al. | Jan 2019 | B2 |
10186744 | Ramzan et al. | Jan 2019 | B2 |
20070139135 | Ammar et al. | Jun 2007 | A1 |
20110019259 | Yen | Jan 2011 | A1 |
20180219531 | Ramzan | Aug 2018 | A1 |
Number | Date | Country |
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021016 | Mar 2015 | EA |
0928064 | Jun 2002 | EP |
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Number | Date | Country | |
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20220123453 A1 | Apr 2022 | US |
Number | Date | Country | |
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63093771 | Oct 2020 | US |