This invention relates to interchangeable core locks and to electronically-controlled interchangeable locks.
Small format interchangeable core (SFIC) locks are widely known in the industry. The concept allows mechanical cylinders to be removed from lock housings by the use of a specially bitted mechanical control key and re-installed into different housings. This can be done quickly and eliminates the need to have the mechanical cylinders rekeyed or re-pinned.
A feature of the mechanical SFIC lock is a control element, such as a control sleeve, that includes features that selectively lock the lock within a housing, such as a radial projection, or lug, that extends into a groove formed on the interior of the locking housing to engage the interchangeable cylinder core into the locking housing and lock the cylinder in place. When a properly bitted control key is inserted into the keyway of the interchangeable core and rotated, the control sleeve is rotated with the plug of the cylinder core into a retracted position to withdraw the projection from the groove and release the interchangeable core from the lock housing, thereby allowing the core to be removed from the lock housing. Keys bitted for normal access at the SFIC lock are able to rotate the cylinder plug and open the lock but are not able to rotate the control sleeve with the plug.
When developing an electronic SFIC lock retrofit for existing SFIC housings, a feature must be provided to allow the same function of inserting and removing SFIC cores. That is, a control element and means for actuating the control element must be provided so that the SFIC lock can be locked within and removed from the lock housing.
One SFIC electronic cylinder is described in U.S. Pat. No. 6,604,394. The core described in the '394 patent includes a control sleeve that is blocked from retracting by a spring biased blocking pin. Removal of the core requires a specially-shaped control key that has an extension on the key tip that, when the key is inserted into the cylinder, extends into the cylinder and raises the blocking pin out of the path of the control sleeve and allows the control sleeve to rotate in conjunction with the plug of the lock core to a retracted position. Normal access keys lack the extension on the key tip, and thus do not engage the control sleeve blocking pin when used to open the SFIC electronic cylinder. Like the normal access keys, the special control key must be programmed for access to the SFIC electronic cylinder in order to rotate the plug, but the engagement with the control sleeve is entirely a function of the mechanical portion of the key tip. No key programming is provided to differentiate the control key from the normal access key.
This mechanical approach to controlling rotation of the control sleeve represents a critical security flaw. Any normal access key programmed to operate the SFIC electronic cylinder could be used, in conjunction with picking tools able to raise the control sleeve blocking pin, to remove the core and leave the door unsecured. While the key and lock audit would capture the opening of the cylinder, there would be no subsequent audit of entries while the cylinder was removed from the door.
According to one aspect of the invention an electronic SFIC lock is configured so that the core locking features are electronically controlled, and keys can be electronically programmed to operate either as a normal user key or as a control key able to remove the SFIC cores. Thus, the same key will operate as a normal access key or as a control key, depending on how the key is programmed.
Because the control key is specially programmed, an audit event is captured and stored indicating that the core was removed.
Aspects of the invention embody a method for the electronic SFIC lock to operate normally in response to the presentation of a user key or to respond to the presentation of the electronic control key to facilitate the removal of the core from the housing.
An electronic SFIC lock embodying aspects of the invention includes a microcontroller and a motor that controls access by controlling operation of the lock. A key provides power and communication with the cylinder. The key and cylinder exchange secure communications as part of the authentication process to determine if the user is allowed access. The motor is coupled to a blocking actuator that controls a side bar that is engageable with a groove formed within the SFIC shell. When the side bar is engaged with the groove, it prevents rotation of the cylinder plug within the shell. When the cylinder core is presented with a properly authenticated key, the motor is activated to move the blocking actuator, so that the side bar can disengage from the groove, and the key can be used to rotate the cylinder plug.
In normal operations the motor-controlled blocking actuator and side bar interference are all that are required to allow or prevent the rotation of the cylinder plug to the unlocked position.
In accordance with aspects of the invention, the motor provides a secondary function. The secondary function of the motor and actuator allows removal of the cylinder core from the housing based on electronic signals from a properly authenticated control key.
In accordance with one embodiment of the lock, when the microcontroller receives the secure authentication message from the electronic control key to request release of the cylinder core from the housing, the microcontroller first causes the motor to drive the blocking actuator in a first direction to release the side bar so that it can be disengaged from the locking groove and thereby allow the user to rotate the cylinder core in the direction of unlock. The microcontroller then activates the motor in such a manner as to couple the control element to the cylinder plug, so that rotation of the plug moves the control element from a first position locking the core with respect to the housing (i.e., a core locking or lock position) to a second position releasing the lock core with respect to the housing (i.e., a core releasing or release position). In one embodiment, the microcontroller reverses the direction of the motor to drive a secondary element of the motor actuator, a control pin actuator, in the opposite direction. The secondary element of the motor actuator pushes down a control pin inside the cylinder plug (and rotatable with the cylinder plug) to extend it outward toward a control pin hole in an outer portion of the control sleeve. When the control pin is engaged with the control sleeve, by rotating the cylinder until the control pin is aligned with the control pin hole, the motor actuator pushes the control pin into the control pin hole, thereby coupling the control sleeve to the plug. The control sleeve can then be rotated, along with the plug, to the retracted position. With the control sleeve refracted, the cylinder core can be removed from the housing.
The plug 2 includes a hollowed out portion that receives a motor assembly 8. A plug front 3 is disposed on a front end of the plug 2, and a contact housing 16, holding contact elements 12, 13, and 14, is disposed within the plug front 3 and is attached to the plug front 3. The plug front 3 is rotationally coupled to the plug 2 by a splined button 46 (see
The plug 2 is coupled to a door latch or deadbolt mechanism via a cam or a tailpiece (not shown). A side bar 4, that is radially biased by spring 21, is disposed within a rear end of the plug 2. The removable core assembly 50 is secured within a lock housing by a control element that can be selectively moved between a core lock position and a core release position. In one embodiment, the control element comprises the control sleeve 7, which is electronically controlled in accordance with aspects of the present invention.
As shown in
An electronic key can be engaged with the contacts 12, 13, 14 through a key hole 28 formed in a front face of the shell 1. Locking and unlocking of the lock assembly 50 is effected by controlling the side bar 4 disposed within the plug 2. As shown in
Splined button 46 functions as an over-torque feature. If an unauthorized key or other instrument is inserted into the key hole 28 and twisted in an attempt to overcome the side bar 4, the button 46 will shear, thereby allowing the plug front 3 to rotate independently of the plug 2. With the plug front able to rotate independently of the plug 2, torque applied to the plug front 3 by an unauthorized key will not be transmitted to the plug 2.
The side bar 4, blocking pin 20, motor 8, and blocking pin actuator 36—along with the microprocessor—comprise components of an exemplary embodiment of an electronically-controlled plug locking mechanism configured to selectively permit or block rotation of the plug within the shell.
As noted, the illustrated lock assembly 50 is retained within a housing by means of the control sleeve 7 and the locking lug 31 of the control sleeve extending out of the shell 1 through the opening 29. To remove the lock assembly 50 from the housing, the control sleeve 7 must be rotated to retract the locking lug 31 into the shell 1. The control sleeve 7 is rotationally biased into the extended position by means of a bullet-nose pin 22 urged by a spring 23 against an angled camming recess 35 formed in the top rear surface of the control sleeve 7. The bullet-nose pin 22 is urged axially forwardly by the spring 23 and, by engagement with the camming recess 35, urges the control sleeve clockwise, as shown in
The lock assembly 50 may be removed from a housing using a properly programmed control key. When a properly programmed and authenticated control key is presented, first, the motor assembly 8 rotates the locking pin actuator 36 into contact with the blocking pin 20, thereby allowing the side bar 4 to move axially inwardly into a retracted position as torque is applied to the plug 2, thereby permitting the plug to be rotated. After the locking pin actuator 36 rotates into contact with the locking pin 20, the plug 2 is partially rotated to drive the side bar tip 40 out of the internal groove formed in the shell 1 and push the side bar 4 down. The motor assembly 8 then reverses direction, and rotates a control pin actuator 37 into contact with a control pin 6 that is biased radially inwardly by a telescoping spring 17 disposed between a shoulder of the pin 6 and a washer 11 (see
The motor 8, control pin 6, control pin actuator 37, and the control pin hole 32—along with the microprocessor—comprise components of an exemplary embodiment of an electronically-controlled control element coupling mechanism configured to electronically control coupling of the control element, such as control sleeve 7, to the plug 2.
In one embodiment, the lock assembly 50 includes a secondary feature for blocking rotation of the control sleeve 7, which is known as a “dead-latch feature.” This feature comprises the latch pin control collar 18 having a latch pin recess, or relief area, 38 formed therein and a latch pin 24 that is biased radially inwardly by a spring 26. The latch pin 24 and spring 26 are is secured within the shell 1 by a set screw 25. The latch pin 24 includes a blocking collar 41 that, when in the position shown in
The method described above to retract the control sleeve 7 and remove the core assembly 50 from the housing requires the user to initially rotate the cylinder plug 2 partially toward the unlock position. This operation rotates the latch pin control collar 18, by means of the plug 2 engaging radial projections 39 (see
The operation is only momentary. When power is lost by removing the key, the control pin actuator 37 resets and allows the control pin 6 to be reset by its spring 17 back inside the plug 2, and the latch pin 24 is reset by its spring 26 after collar 18 is rotated back to the position of
The latch pin 24 serves as a deadlatch security feature of the plug 2 to prevent manipulation of the control sleeve 7 by applying direct pressure to the control sleeve 7 and retracting it.
A key 60 configured for use with the lock assembly 50 is shown in
The key includes a microcontroller disposed within the body 62. The microcontroller of the key 60 may comprise a microprocessor in communication with memory, such as electronically erasable programmable read only memory (EEPROM) and is associated with functions related to the operation of the lock 50 and key 60, such as, comparing information, executing algorithms to effect operation of the lock, and storing information relating to authorization codes (e.g., control or access credentials), passwords, lock activation events (e.g., audit events, such as entry and core removal), and other data. The microcontroller of the key 60 communicates with the microcontroller of the lock 50 via contact between the pins 64 of the key 60 with the contacts 12, 13, 14 of the lock 50. During such communication, data and power are exchanged between the key 60 and lock 50.
A key 60 and lock 50 have a unique authorization, or identification, codes programmed in the memories of the respective microcontrollers. When the key projection 66 is inserted into the key hole 28, the key microcontroller sends an authentication code to the lock microcontroller, and the lock microcontroller performs a comparison to determine if the key 60 is authorized to open the lock 50. If the key 60 is authorized to open the lock 50 (i.e., the key presents a valid access credential), the lock microcontroller and/or the key microcontroller sends a signal to the motor assembly 8 to actuate the blocking pin actuator 36 to move the blocking pin 20 (as described above), thereby allowing the side bar 4 to move down when torque is applied to the plug 2, and thus the lock 50 can be opened.
The key 60 may include an indicator such as a light (LED) and/or beeper that indicates the status of the key. For example, the indicator may shine green if the key is authorized to open a lock and red if the key is not authorized to open a lock.
The key 60 may be programmed to implement a hierarchical lock system, where some keys are programmed to open certain locks—perhaps only one lock—and other keys may be programmed as master keys, thereby able to open several—perhaps all—locks in the system.
The key 60 may also be programmed as a control key able to remove a removable core from its housing. When the key projection 66 of a key 60 programmed as a control key is inserted into the key hole 28, the key microcontroller sends an authentication code to the lock microcontroller. The lock microcontroller confirms that the key is an authorized control key (i.e., the key presents a valid control credential), and the lock microcontroller and/or the key microcontroller sends a signal to the motor assembly 8 to actuate the blocking pin actuator 36 to move the blocking pin 20 (as described above), thereby allowing the side bar 4 to move down when torque is applied to the plug 2, and thus the lock 50 can be opened. After the plug 2 has been partially rotated, the lock microcontroller and/or the key microcontroller sends a signal to the motor assembly 8 to actuate the control pin actuator 37 to apply an outward axial force to the control pin 6. A signal, such as a flashing LED on the key 60, may be provided to indicate to the user that the control pin actuator 37 has been activated to engage the control pin 6. The plug is then rotated in the opposite direction to align the control pin 6 with the control pin hole 32 to couple the control sleeve 7 to the plug 2. The plug 2 is then rotated back in the first direction to retract the sleeve 7, and the lock assembly 50 can be removed from its housing.
While the present invention has been described and shown in considerable detail with reference to certain illustrative embodiments, including various combinations and sub-combinations of features, those skilled in the art will readily appreciate other embodiments and variations and modifications thereof as encompassed within the scope of the present invention. Moreover, the descriptions of such embodiments, combinations, and sub-combinations is not intended to convey that the inventions requires features or combinations of features other than those expressly recited in the claims. Accordingly, the present invention is deemed to include all modifications and variations encompassed within the spirit and scope of the following appended claims.
This application claims the benefit under 35 U.S.C. §119(e) of U.S. Provisional Application No. 61/508,248, filed Jul. 15, 2011, the disclosure of which is hereby incorporated by reference in their entirety.
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