The present disclosure relates general to facial recognition system and, more particularly to a system and method for improving the performance of facial recognition systems by assigning different margin functions to samples based on the estimated image quality.
Image quality is a combination of attributes that indicates how faithfully an image captures the original scene. Factors that affect the image quality include but are not limited to brightness, contrast, sharpness, noise, color constancy, resolution and tone reproduction. Face images can be captured under a variety of settings for lighting, pose and facial expression, and sometimes under extreme visual changes such as the age or amount of make-up on a subject. These parameter settings make the recognition task difficult for learned face recognition (FR) models. Still, the task is achievable in the sense that humans or models can often recognize faces under these difficult settings. However, when a face image is of low quality, depending on the degree, the recognition task becomes infeasible.
Low quality images like the bottom row of
One problem with low quality face images is that they tend to be unrecognizable. When the image degradation is too large, the relevant identity information vanishes from the image, resulting in unidentifiable images. These unidentifiable images are detrimental to the training procedure since a model will try to exploit other visual characteristics, such as clothing color or image resolution, to lower the training loss. If these images are dominant in the distribution of low quality images, the model is likely to perform poorly on low quality datasets during testing.
An improved facial recognition system facial recognition system which adaptively assigns importance to face training samples based on both sample image quality and sample recognition difficulty. Margin functions in margin-based SoftMax loss are able to scale the gradient based on sample difficulty during backpropagation training. Based on this finding, the disclosure adaptively assigns different margin functions to each sample via its estimated image quality. While feature norm is proposed as an approximation of image quality, any other image quality measure can be adopted as well.
A loss function is set forth to achieve the above goal in a seamless way. Feature norm was found to be a good proxy for the image quality. Various margin functions amount to assigning different importance to different difficulty of samples. These two findings are combined in a unified loss function in the system and process of present disclosure (referred to as AdaFace herein) that adaptively changes the margin function to assign different importance to different difficulty of samples, based on the image quality.
In one aspect of the disclosure, a method of training a facial recognition system with a plurality of image samples of a training set includes determining an image quality of each of the image samples in the training set, assigning a margin function to each of the image samples based on the image quality of each image sample, classifying the image samples, determining a prediction, determining a loss based on the prediction and the margin function, generating gradients based on the loss and changing weights in the classifier based on the gradients.
In one aspect of the disclosure, the loss function of AdaFace assigns different importance to different difficulty of samples according to their image quality. By incorporating image quality, emphasizing unidentifiable images is avoided while focusing on hard yet recognizable samples.
In another aspect of the disclosure, angular margin scales the learning signal (gradient) based on the training sample's difficulty. Based on this, the margin function is adaptively changed to emphasize hard samples if the image quality is high and ignore very hard samples (unidentifiable images) if the image quality is low.
In another aspect of the disclosure, feature norms can serve as the proxy of image quality. It bypasses the need for an additional module to estimate image quality. Thus, adaptive margin function is achieved without additional complexity.
The efficacy of the present disclosure was verified by extensive evaluations on nine datasets (LFW, CFP-FP, CPLFW, AgeDB, CALFW, IJB-B, IJB-C, IJB-S and TinyFace) of various qualities. The recognition performance on low quality datasets can be significantly increased while maintaining performance on high quality datasets.
The drawings described herein are for illustrative purposes only of selected embodiments and not all possible implementations, and are not intended to limit the scope of the present disclosure.
Corresponding reference numerals indicate corresponding parts throughout the several views of the drawings.
The following description is merely exemplary in nature and is not intended to limit the present disclosure, application, or uses. For purposes of clarity, the same reference numbers will be used in the drawings to identify similar elements. As used herein, the term module refers to an application specific integrated circuit (ASIC), an electronic circuit, a processor (shared, dedicated, or group) and memory that execute one or more software or firmware programs, a combinational logic circuit, and/or other suitable components that provide the described functionality. As used herein, the phrase at least one of A, B, and C should be construed to mean a logical (A or B or C), using a non-exclusive logical OR. It should be understood that steps within a method may be executed in different order without altering the principles of the present disclosure. The teachings of the present disclosure may be implemented in a system for electronically communicating content to an end user or user device. Both the data source and the user device may be formed using a general computing device having a memory or other data storage for incoming and outgoing data. The memory may comprise but is not limited to a hard drive, FLASH, RAM, PROM, EEPROM, ROM phase-change memory or other discrete memory components.
Each general purpose computing device such as the controller may be implemented electronically in analog circuitry, digital circuitry or combinations thereof. Further, the computing device may include a microprocessor or microcontroller that is programmed to perform instructions (instruction signals) to carry out the steps performed by the various system components.
Motivated by the presence of unidentifiable facial images, a loss function is set forth that assigns different importance to samples of different difficulty according to the image quality. The system and method emphasizes hard samples for the high-quality images and easy samples for low quality images. Previously, assigning different importance to different difficulty of samples was done by looking at the training progression (curriculum learning). In the present disclosure the sample importance is adjusted by looking at the difficulty of the sample and its image quality. The reason why importance should be set differently according to the image quality is that naively emphasizing hard samples always puts a strong emphasis on unidentifiable images. This is because one can only make a random guess about unidentifiable images and thus they are always in the hard sample group.
There are challenges in introducing image quality into the objective. This is because image quality, £, is a term that is hard to quantify due to its broad definition and scaling samples based on the difficulty often introduces ad-hoc procedures that are heuristic in nature.
where θj is the angle between the feature vector and the jth classifier weight vector, yi is the index of the ground truth (GT) label, and m is the margin, which is a scalar hyper-parameter. ƒ is a margin function.
Referring now to
In the system 30, a facial recognition training pipeline with a margin based SoftMax loss. The loss function takes the margin function to induce smaller intra-class variations. Some examples are SphereFace, CosFace and ArcFace.
Referring now to
The features once extracted from feature block 56 are communicated to an image quality indicator block 62. The image quality indicator block 62 generates an image quality indicator corresponding to the quality of the indicator. As mentioned throughout this document, the image quality indicator may have a proxy, such as feature norm that is determined for each of the images. As described extensively, the feature norm may be used as a proxy for the image quality. An adaptive margin function block 64 generates an adaptive margin together with the image quality indicator are communicated to the adaptive loss block 66. Ultimately, the adaptive loss block 66 is used to generate updated weights or gradients that are fed back to the classifier 58 to adjust the classification. Blocks 52 through 70 may all be included within a controller 72. The controller 72 represents one or more microprocessors that are programmed to perform various functions and steps as described in further detail below.
The adaptive margin function block 64 has that is adjusted based on the image quality indicator, the loss function emphasis easy samples and identifiable hard samples.
The backbone 50 provides augmentation and optimization for the images. Examples of augmentation and optimization may include but are not limited to cropping, rescaling, and photometric jittering, scaling hue, saturation and brightness. Rescaling involves resizing an image to a smaller scale and back, resulting in blurriness. Augmentations may be used to prevent time delay in the system.
An adaptive margin function block 64 (AdaFace) is adjusted based on the image quality indicator. If the image quality is indicated to be low, the loss function emphasizes easy samples (thereby avoiding unidentifiable images). Otherwise, the loss emphasizes hard samples.
Ultimately a target is determined in block 70. The target is the label corresponding to the image as described above.
With respect to ArcFace, sometimes it is referred to as an angular margin and CosFace is referred to as an additive margin. Here, s is a hyperparameter for scaling. The present disclosure models the margin m as a function of the image quality because ƒ(θy,m) has an impact on which samples contribute more gradient (i.e. learning signal) during training.
The output of the image quality indicator block 62 and the adaptive margin function block 64 is communicated to an adaptive loss block 66. Many studies have introduced an element of adaptiveness in the training objective for either hard sample mining, scheduling difficulty during training, or finding optimal hyperparameters. For example, CurricularFace brings the idea of curriculum learning into the loss function. During the initial stages of training, the margin for cos θj (negative cosine similarity) is set to be small so that easy samples can be learned and in the later stages, the margin is increased so that hard samples are learned. Specifically, it is written as
and t is a parameter that increases as the training progresses. Therefore, in CurricularFace, the adaptiveness in the margin is based on the training progression (curriculum).
In the present disclosure, the adaptiveness in the margin is based on the image quality. Among high quality images, if a sample is hard (with respect to a model), the network should learn to exploit the information in the image, but in low quality images, if a sample is hard, it is more likely to be devoid of proper identity clues and the network should not try hard to fit on it.
MagFace explores the idea of applying different margins based on recognizability. It applies large angular margins to high norm features on the premise that high norm features are easily recognizable. Large margin pushes features of high norm closer to class centers. Yet, it fails to emphasize hard training samples, which is important for learning discriminative features. A detailed contrast with MagFace can be found below.
Referring now to
Some sample systems include face recognition with low quality images. Recent facial recognition models have achieved high performance on datasets where facial attributes are discernable, e.g., LFW, CFP-FP, CPLFW, AgeDB and CALFW. Good performance on these datasets can be achieved when the facial recognition model learns discriminative features invariant to lighting, age or pose variations. However, facial recognition in unconstrained scenarios such as in surveillance or low quality videos have drawbacks. Examples of datasets in this setting are IJB-B, IJB-C and IJB-S, where most of the images are of low quality, and some do not contain sufficient identity information, even for human examiners. Good performance involves both learning discriminative features for low quality images and learning to discard images that contain few identity cues. The latter is sometimes referred to as quality aware fusion.
To perform quality aware fusion, probabilistic approaches have been proposed to predict uncertainty in facial recognition representation. It is assumed that the features are distributions where the variance can be used to calculate the certainty in prediction. However, due to the instability in the training objective, probabilistic approaches resort to learning mean and variance separately, which is not simple during training and suboptimal as the variance is optimized with a fixed mean. In the present disclosure, however, a modification to the conventional SoftMax loss is set forth, making the framework easy to use. Further, the feature norm is used as a proxy for the predicted quality during quality aware fusion.
Synthetic data or data augmentations can be used to mimic low quality data. Other systems adopt 3D face reconstruction to rotate faces and trains a facial attribute labeler to generate pseudo labels of training data. These auxiliary steps complicate the training procedure and make it hard to generalize to other datasets or domains. The present disclosure only involves simple crop, blur and photometric augmentations, which are also applicable to other datasets and domains.
Details of the present disclosure are set forth. The cross entropy SoftMax loss of a sample xi can be formulated as follows,
where zi∈Rd is the xi's feature embedding, and xi belongs to the yith class. Wj refers to the jth column of the last fully connected (FC) layer weight matrix, W∈Rd×c, and bj refers to the corresponding bias term. C refers to the number of classes.
During test time, for an arbitrary pair of images, xp and xq, the cosine similarity metric,
is used to find the closest matching identities. To make the training objective directly optimize the cosine distance, use normalized SoftMax where the bias term is set to zero and the feature zi is normalized and rescaled with s during training. This modification results in
where θj corresponds to the angle between zi and Wj. Follow-up works take this formulation and introduces a margin to reduce the intra-class variations. Generally, it can be written as Eq. 1 where margin functions are defined in Eqs. 2, 3 and 4 correspondingly.
Different margin functions in the present example can emphasize different difficulty of samples. Previous works on margin based SoftMax focused on how the margin shifts the decision boundaries and what their geometric interpretations are. The present disclosure shows during backpropagation, the gradient change due to the margin has the effect of scaling the importance of a sample relative to the others. In other words, angular margin can introduce an additional term in the gradient equation that scales the signal according to the sample's difficulty. To show this, how the gradient equation changes with the margin function ƒ(θyi,m) is observed.
Let Pj(i) be the probability output at class j after SoftMax operation on an input xi. By deriving the gradient equations for LCE with respect to Wj and xi, the following are obtained:
In Eqs. 10 and 11, the first two terms, (Pj(i)−(yi=j)) and
are scalars. Also, these two are the only terms affected by parameter m through ƒ(cos θyi). As the direction term,
is free of m, the first two scalar terms may be thought of as a gradient scaling term (GST) and denoted by,
For the purpose of the GST analysis, the class index j=yi, is considered since all negative class indices jl=yi do not have a margin in Eqs. 2, 3, and 4. The GST for the normalized SoftMax loss is
g
softmax=(Py
since ƒ(cos θyi)=s·cos θyi and
The GST for the CosFace is also
g
CosFace=(Py
as ƒ(cos θyi)=s(cos θyi−m) and
Yet, the GST for ArcFace turns out to be
The derivation can be found in the supplementary. Since the GST is a function of θyi and m as in Eq. 15, it is possible to use it to control the emphasis on samples based on the difficulty, i.e., θyi during training.
To understand the effect of GST, GST is visualized with respect to the features.
Note that this adaptiveness is also different from approaches that use the training stage to change the relative importance of different difficulty of samples.
Image quality is a comprehensive term that covers characteristics such as brightness, contrast and sharpness. Image quality assessment (IQA) is widely studied in computer vision. SER-FIQ is an unsupervised DL method for face IQA. BRISQUE is a popular algorithm for blind/no-reference IQA. However, such methods are computationally expensive to use during training. The feature norm is used as a proxy for the image quality. In models trained with a margin-based SoftMax loss, the feature norm exhibits a trend that is correlated with the image quality
Referring now to
Referring now to
To address the problem caused by the unidentifiable images, the margin function is adapted based on the feature norm. Using different margin functions can emphasize different difficulty of samples. The feature norm can be a good way to find low quality images. The two findings are used and a new loss for facial recognition is generated.
For the image quality indicator, the following is provided. As the feature norm, ∥zi∥ is a model dependent quantity, using batch statistics μz and σz. it is normalized. Specifically,
where μz and σz are the mean and standard deviation of all ∥zi∥ within a batch. And └⋅┐ refers to clipping the normalized feature norm value between −1 and 1 and stopping the gradient from flowing. Since
makes the batch distribution of ∥∥ as approximately unit Gaussian, clipping the value of the normalized feature norm is clipped to be within −1 and 1 for better handling. It is known that approximately 68% of the unit Gaussian distribution falls between −1 and 1, so the term h is introduced to control the concentration. h is set such that most of the values
fall between −1 and 1. A good value to achieve this would be h=0.33. The gradient is stopped from flowing during backpropagation because features are not wanted to be optimized to have low norms.
If the batch size is small, the batch statistics μz and σz can be unstable. Thus, the exponential moving average (EMA) of μz and σz is used across multiple steps to stabilize the batch statistics. Specifically, let μ(k) and σ(k) be the k-th step batch statistics of ∥zi∥. Then
μz=αμz(k)+(1−α)μz(k-1), (17)
and a is a momentum set to 0.99. The same is true for az.
For the adaptive margin function, a margin function is used such that if image quality is high, hard samples are emphasized, and if image quality is low, hard samples are de-emphasized. This is achieved with two adaptive terms gangle and gadd, referring to angular and additive margins, respectively. Specifically, let
where gangle and gadd are the functions of ∥dZi∥ which are defined as:
g
angle
=−m·∥
∥,g
add
=m·∥
∥+m. (19)
Note that when ∥∥=−1, the proposed function becomes ArcFace. When ∥∥=0, it becomes CosFace. When ∥∥=1, it becomes a negative angular margin with a shift.
Referring now to
High Quality: LFW, CFP-FP, CPLFW AgeDB and CALFW are popular benchmarks for facial recognition in the well-controlled setting. While the images show variations in lighting, pose, or age, they are of sufficiently good quality for face recognition.
Mixed Quality: IJB-B and IJB-C are datasets collected for the purpose of introducing low quality images in the validation protocol. They contain both high quality images and low quality videos of celebrities.
Low Quality: IJB-S and TinyFace are datasets with low quality images and/or videos. IJB-S is a surveillance video dataset, with test protocols such as Surveillance-to-Single, Surveillance-to-Booking and Surveillance-to-Surveillance. The first/second word in the protocol refers to the probe/gallery image source. Surveillance refers to the surveillance video, Single refers to a high quality enrollment image and Booking refers to multiple enrollment images taken from different viewpoints. TinyFace consists only of low-quality images.
In step 514, training images are preprocesses by, for example, cropping and aligning faces with five landmarks, resulting in 112×112 images. For the backbone, ResNet was modified as set forth by Jiankang Deng, Jia Guo, Niannan Xue, and Stefanos Zafeiriou. ArcFace: Additive angular margin loss for deep face recognition. In Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition, pages 4690-4699, 2019. 1, 2, 3, 4, 5, 7, the disclosure of which is incorporated by reference herein.
The backbone and classifier are trained by the optimizer for 24 epochs, in this example. The learning rate is one configuration of the optimizer The model is trained with Stochastic Gradient Descent (SGD) with the initial learning rate of 0.1 and step scheduling at 10, 18 and 22 epochs. If the dataset contains augmentations, two more epochs may be added for convergence. A scale parameter s is set it to 64 in this example.
Since the present method is designed to train better in the presence of unidentifiable images in the training data, three on-the-fly augmentations that are widely used in image classification tasks in step 514, i.e., cropping, rescaling and photometric jittering. The augmentations create more data but also introduce more unidentifiable images. It is a trade-off that is to be balanced. Oftentimes in facial recognition, the augmentations are not used because they generally do not bring benefit to the performance. The present loss function is capable of benefitting from augmentations because it can adapt to ignore unidentifiable images.
Cropping defines a random rectangular area (patch) and makes the region outside the area to be 0. The image is not cut and resized as the alignment of the face is important. Photometric augmentation randomly scales hue, saturation and brightness. Rescaling involves resizing an image to a smaller scale and back, resulting in blurriness. These operations are applied randomly with a probability of 0.2.
For hyperparameter m and h ablation, ResNet18 backbone is adopted and used ⅙th of the randomly sampled MS1MV2. Two performance metrics are used. For High Quality Datasets (HQ), an average of 1:1 verification accuracy is used in LFW, CFP-FP, CPLFW, AgeDB and CALFW. For Low Quality Datasets (LQ), an average of the closed-set rank-1 retrieval and the open-set TPIR@FIPR=1% for all 3 protocols of IJB-S is used. Unless otherwise stated, the data is augments as described above.
Effect of Image Quality Indicator Concentration h. h=0.33 is described as a good value. To validate this claim, the performance when varying h is shown. When h=0.33, the model performs the best. For h=0.22 or h=0.66, the performance is still higher than CurricularFace. As long as h is set such that has some variation, h is not very sensitive. h=0.33 is used.
In
The effect of hyperparameter margin m corresponds to both the maximum range of the angular margin and the magnitude of the additive margin.
In step 516 the image quality of all of the samples is determined as mentioned in detail above. A proxy for the image quality may be used. In
As mentioned above relative to step 514, on-the-fly augmentations in our training data is performed. The present loss function can effectively handle the unidentifiable images, which are generated occasionally during augmentations. Experiments with a larger model ResNet50 on the full MS1MV2 dataset were performed in
A margin function is assigned to each sample based on the image quality in step 518. In step 520, the image samples are classified in the classifier 58. A prediction is generated in step 522. In step 524, the loss is determined based upon the prediction and the margin function. Ultimately, r in step 526 gradients are calculated and the weights are adjusted in the backbone and classifier as mentioned above. This is referred to as back-propagation. Training may then be repeated starting back at step 510.
Referring now to
Compared to classic margin-based loss functions, our method adds a negligible amount of computation in training. With the same setting, ArcFace takes 0.3193 s per iteration while AdaFace takes 0.3229 s (+1%). Finish out method
The gradient or gradient scaling term of step 530 is described in further detail. The gradient scaling term (GST), g is introduced. Specifically, it is derived from the gradient equation for the margin-based SoftMax loss and defined as
This scalar term, g affects the magnitude of the gradient during backpropagation from the margin-based SoftMax loss. The form of g depends on the form of the margin function ƒ(cos θj). In
Note that Py
In the following, the derivation of angular margin is set forth. ƒ(cos θyi) can be rewritten as
by the laws of trigonometry. Therefore,
The value g may be interpreted. For SoftMax and Additive Margin, g=(Py
This term is different for Angular Margin due to
being a function of cos θyi. The exact form of
for Angular Margin is found in Eqn. 23. As shown in
can be viewed as scaling the importance of sample based on the difficulty.
A correlation between feature norm and brisque during training is set forth. The idea of using the feature norm as a proxy of the image quality is set forth in models trained with a margin based SoftMax loss, the feature norm exhibits a trend that is correlated with the image quality. Here for ArcFace and AdaFace both loss functions exhibit this trend. Regardless of the form of the margin function, the correlation between the feature norm and the image quality is quite similar (upper plot in 1st and 2nd columns). This behavior is used to design the proxy for the image quality. In
Note that three concepts (image quality, feature norm and sample difficulty) are used to describe a sample, as illustrated in
Referring now to
A description of the training samples' Gradient Scaling Term for AdaFace is set forth.
In
The image quality proxy ∥dZi∥ does not depend on batch size due to exponential moving average in Eq. 17 of the main paper (rewritten below).
The problem arising from unidentifiable face images in the training dataset is reduced. Data collection processes or data augmentations introduce the images in the training data. Motivated by the difference in recognizability based on image quality, the problem is reduced by using a feature norm as a proxy for the image quality and changing the margin function adaptively based on the feature norm to control the gradient scale assigned to different quality of images. The efficacy of the adaptive loss function on various qualities of datasets are used to achieve a state of the art for mixed and low-quality face datasets.
Example embodiments are provided so that this disclosure will be thorough, and will fully convey the scope to those who are skilled in the art. Numerous specific details are set forth such as examples of specific components, devices, and methods, to provide a thorough understanding of embodiments of the present disclosure. It will be apparent to those skilled in the art that specific details need not be employed, that example embodiments may be embodied in many different forms and that neither should be construed to limit the scope of the disclosure. In some example embodiments, well-known processes, well-known device structures, and well-known technologies are not described in detail.
The terminology used herein is for the purpose of describing particular example embodiments only and is not intended to be limiting. As used herein, the singular forms “a,” “an,” and “the” may be intended to include the plural forms as well, unless the context clearly indicates otherwise. The terms “comprises,” “comprising,” “including,” and “having,” are inclusive and therefore specify the presence of stated features, integers, steps, operations, elements, and/or components, but do not preclude the presence or addition of one or more other features, integers, steps, operations, elements, components, and/or groups thereof. The method steps, processes, and operations described herein are not to be construed as necessarily requiring their performance in the particular order discussed or illustrated, unless specifically identified as an order of performance. It is also to be understood that additional or alternative steps may be employed.
The foregoing description of the embodiments has been provided for purposes of illustration and description. It is not intended to be exhaustive or to limit the disclosure. Individual elements or features of a particular embodiment are generally not limited to that particular embodiment, but, where applicable, are interchangeable and can be used in a selected embodiment, even if not specifically shown or described. The same may also be varied in many ways. Such variations are not to be regarded as a departure from the disclosure, and all such modifications are intended to be included within the scope of the disclosure.
This is a non-provisional application of provisional application 63/323,107 filed on Mar. 24, 2022, the disclosure of which is incorporated by reference herein. This application incorporates by reference herein the entire disclosures of provisional U.S. Ser. No. 62/803,784, filed on Feb. 11, 2019, U.S. Ser. No. 17/058,193, filed on Nov. 24, 2020, and U.S. Ser. No. 16/697,364, filed Nov. 27, 2019.
This invention was made with government support under W911NF-18-1-0330 awarded by the U.S. Army Research Laboratory. The government has certain rights in the invention.
Number | Date | Country | |
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63323107 | Mar 2022 | US |