This non-provisional application claims priority under 35 U.S.C. § 119(a) on Patent Application No(s). 202210225728.9 filed in China on Mar. 9, 2022, the entire contents of which are hereby incorporated by reference.
The present disclosure relates to federated learning, and more particularly to a federated learning method using synonym.
Federated Learning (FL) addresses many privacy and data sharing issues through cross-device and distributed learning via central orchestration. Existing FL methods mostly assume a collaborative setting among clients and can tolerate temporary client disconnection from the moderator.
In practice, however, extended client absence or departure can happen due to business competitions or other non-technical reasons. The performance degradation can be severe when the data are unbalanced, skewed, or non-independent-and-identically-distributed (non-IID) across clients.
Another issue arises when the moderator needs to evaluate and release the model to the consumers. As private client data are not accessible by the moderator, the representative data would be lost when clients cease to collaborate, resulting in largely biased FL gradient update and long-term training degradation. The naive approach of memorizing gradients during training is not a suitable solution, as gradients become unrepresentative very quickly as iteration progresses.
Accordingly, the present disclosure provides a federated learning method using synonym. This is a FL framework that can address client absence by synthesizing representative client data at the moderator.
According to an embodiment of the present disclosure, a federated learning method using synonym, comprising: sending a general model to each of a plurality of client devices by a moderator; performing a training procedure by each of the plurality of client devices, wherein the training procedure comprises: removing a private portion of private data and encoding the private data into a digest by an encoder; training a client model according to the private data, the digest and the general model; and sending the digest and a client parameter of the client model to the moderator, wherein the client parameter is associated with a weight of the client model; determining an absent client device among the plurality of client devices by the moderator; generating a synonym of the digest corresponding to the absent client device by a synonym generator; training a replacement model according to the synonym and the digest corresponding to the absent client device by the moderator; and performing an aggregation to generate an updated parameter to update the general model by the moderator according to a replacement parameter of the replacement model and the client parameter of each of the plurality of client devices except the absent client device.
The present disclosure will become more fully understood from the detailed description given hereinbelow and the accompanying drawings which are given by way of illustration only and thus are not limitative of the present disclosure and wherein:
In the following detailed description, for purposes of explanation, numerous specific details are set forth in order to provide a thorough understanding of the disclosed embodiments. According to the description, claims and the drawings disclosed in the specification, one skilled in the art may easily understand the concepts and features of the present invention. The following embodiments further illustrate various aspects of the present invention, but are not meant to limit the scope of the present invention.
The detailed description of the embodiments of the present disclosure includes a plurality of technical terms, and the following are the definitions of these technical terms:
Client, the endpoint that contributes the data to join a distributed training or federated learning, also called “client device”.
Moderator, the service provider that collects the models from the clients to aggregate a general model for providing the service.
Private data, the data that are held by a client and need to be protected.
Digest, a sharable representation that can represent the private data. No privacy concerns are included in the digest. The dimension of the digest is usually but not limited to lower than the private data.
Synonym, an alternative representation of private data without privacy concerns. The domains of the synonym and the private data are usually the same.
Client model, the model owned by each client.
Server model, the model owned by the moderator that is aggregated from the client models.
Stochastic Gradient Decent (SGD), an optimization process to update the parameters of a machine learning model based on predefined loss functions.
Federated learning (FL), a collaborative training framework to train a machine learning model without sharing client data to protect the data privacy.
Machine learning, a field of study that gives computers the ability to learn without being explicitly programmed.
Loss function: the objective functions of the optimizing process for training a machine learning model.
The present disclosure proposed a federated learning system using synonym and a federated learning method using synonym.
The moderator Mo includes a processor M1, a communication circuit M2, and a storage circuit M3. The processor M1 is electrically connected to the communication circuit M2, and the storage circuit M3 is electrically connected to the processor M1 and the communication circuit M2.
The synonym generator g is configured to generate a synonym according to a digest corresponding to an absent client device. In an embodiment, the synonym generator g is a software running on the processor M1, however, the present disclosure does not limit the hardware configured to execute the synonym generator g. The synonym generator g may be stored in the storage circuit M3 or an internal memory of the processor M1. The detail of the synonym generator g is described later when the encoder ε is described.
The processor M1 is configured to determine the absent client device among the plurality of client devices Ci, Cj. In an embodiment, the processor M1 checks the connection between the communication circuit M2 and each of the plurality of client devices Ci, Cj and thereby determining whether one or more of the client devices Ci, Cj is (are) disconnected and being the absent client device(s). The processor M1 is further configured to initialize a general model, train a replacement model according to the synonym and the digest corresponding to the absent client device, and perform an aggregation to generate an updated parameter to update the general model according to a replacement parameter of the replacement model and the client parameter of each of the plurality of client devices except the absent client device. In an embodiment, the replacement parameter, the client parameter, and the updated parameter are gradients of the neural network model corresponding to these parameters, respectively. Specifically, the replacement parameter is the gradient of the replacement model, the updated parameter is associated with the weights of the client model, such as the gradient of the client model, and the updated parameter is the gradient of the general model. In an embodiment, the aggregation may adopt the FedAvg algorithm. In other embodiments, the aggregation may adopt the FedProx algorithm or the FedNora algorithm.
The federated learning system using synonym (which may be called FedSyn) proposed by the present disclosure aims to jointly train the synonym generator g together with the training of the general model. In an embodiment, the processor M1 is in charge of training the general model and the synonym generator g. In an embodiment, since the synonym generator g can synthesize synonyms from the digests, the synonym generator g should be protected to avoid undesired access from any client devices Ci, Cj to avoid potential data leak or adversarial attacks. For example, the access limitation may be implemented by using the account type or the key of the client device Ci.
The communication circuit M2 is configured to send the general model to each of the plurality of client devices Ci, Cj. The storage circuit M3 is configured to store the digests, the synonyms, the general model, and the replacement model sent from all of the client devices Ci, Cj to the moderator Mo. In an embodiment, the storage circuit M3 is further configured to store the encoder ε.
The hardware architecture of each of the client devices Ci, Cj is basically the same, and the client device Ci in
The encoder ε is configured to remove a private portion of the private data and encode the private data into the digest. The present disclosure does not limit the type of the private data. For example, the private data is an integrated circuit diagram, and the private portion is a key design in integrated circuit diagram. For example, the private data is a product design layout, and the private portion is the product logo. When the private data is an image, the encoder ε is, for example, an image processing tool providing a function of cropping out the private portion. When the private data is a text recording personal identity information, the encoder ε is configured to convert the original data, such as decreasing the dimension of data or masking specific strings. It should be noticed than the encoder ε should not perturb the data excessively, such as adding excessive noise, and making the data unusable. In an embodiment, the encoder ε proposed by the present disclosure may be implemented by an encoder of the autoencoder. In an embodiment, the dimension of synonym is equal to the dimension of private data. In addition, in an embodiment, the aforementioned communication circuit M2 is further configured to send the encoder ε to each of the plurality of client devices Ci, Cj. In other words, the moderator Mo and each of the plurality of client devices Ci, Cj have the same encoder ε. In an embodiment, the encoder ε is a software running on the processor i1, however, the present disclosure does not limit the hardware configured to execute the encoder ε. The encoder ε may be stored in the storage circuit i3 or an internal memory of the processor i1.
The processor i1 or j1 is configured to train the client model according to the private data, the digest and the general model. In an embodiment, one of the following devices may be employed as the processor i1 or j1: Application Specific Integrated Circuit (ASIC), Digital Signal Processor (DSP), Field Programmable Gate Array (FPGA), system-on-a-chip (SoC), and deep learning accelerator. One of the above devices may be employed as the processor M1 of the moderator Mo.
The communication circuit i2 or j2 is configured to send the digest and the client parameter to the moderator Mo. In an embodiment, the communication circuit i2 or j2 may adopt wired network or wireless network. The network type of the communication circuit M2 of the moderator Mo is identical to that of the communication circuit i2 or j2.
The storage circuit i3 or j3 is configured to store the private data, the digest, the general model and the client model. In an embodiment, one of the following devices may be employed as the storage circuit i3 or j3: Dynamic Random Access Memory (DRAM), Static Random Access Memory (SRAM), Double Data Rate Synchronous Dynamic Random Access Memory (DDR SDRAM), flash memory, and hard disk. One of the above devices may be employed as the storage circuit M3 of the moderator Mo.
Please refer to
The client devices Ci, Cj exist and perform the training tasks respectively at the timing corresponding to
The encoder ε encodes the private data Pi into the digest Di, and then sends the digest Di to the moderator Mo. The client device Ci trains the client model Mi according to the private data Pi, the digest Di, and the general model M. It should be noted that the client device Ci has already received the general model M from the moderator Mo before the timing corresponding to
The encoder ε encodes the private data Pj into the digest Dj, and then sends the digest Dj to the moderator Mo. The client device Cj trains the client model Mj according to the private data Pj, the digest Dj, and the general model M. It should be noted that the client device Cj has already received the general model M from the moderator Mo before the timing corresponding to
The moderator Mo receives the digests Di, Dj from the client devices Ci, Cj and store thereof. The moderator Mo receives the client parameters of the client models Mi, Mj from the client devices Ci, Cj, and performs the aggregation according to these client parameters to generate the updated parameters for updating the general model M. Finally, the well-trained general model may be deployed on the consumer's device U and being used.
At the timing corresponding to
As shown in
Each of the client devices Ci, Cj in the proposed federated learning system using synonym creates digests locally by encoding private training samples, the digests are transmitted and stored at the moderator Mo, so the FL training can continue even if the client devices are absent afterwards.
Please refer to
As shown in
As shown in
As shown in
In general FL, client model training takes places at each client device, and client parameters (e.g. gradient) of the client device are transmitted to the moderator and then aggregated to update the general model. In the federated learning system using synonym, when the client device Ci is available, the client model Mi is trained using the private data Pi together with its digest Di, as shown in
The federated learning system using synonym enforces identical structures for the replacement model {circumflex over (M)}j and the client model Mi, with one of differences being data accessing. When the client device Cj is available, its private data Pj is used to generate the digest Dj for training. Whenever the client device Cj becomes absent, the moderator Mo may take the digest Dj and reconstruct the synonym Sj for the absent client device Cj to continue training. This way, the training of the federated learning system using synonym is not interrupted whether the client device Cj is present or not.
As shown in
The moderator Mo uses the first feature extractor FP to generate the first feature fP, uses the second feature extractor FD to generate the second feature fD. The concatenation {FP, FD} of the first feature FP and the second feature FD forms the space F.
As shown in
The proposed method in an embodiment of the present disclosure may be viewed as an extension of Federated Learning with the newly introduced designs of digests and synonyms together with new loss functions that update the synonym generator and help to retain model performance when trained with possibly absent client devices.
The FL training includes a plurality of iterations and
In step S1, the moderator Mo pushes the general model M to each of the plurality of client devices (denoted as “client device Ci” in the following paragraphs).
In an embodiment, step S1 further includes two steps to ensure that every client device Ci has the same encoder ε: the moderator Mo sends the encoder ε to every client device Ci, and the moderator Mo stores the encoder ε. The present disclosure fix the encoder ε to prevent the digest Di being dependent on the encoder ε, such that the digest Di is fixed in every training iteration.
Regarding step S2, please refer to
In step S2, as shown in step S21, each client device Ci encodes the private data Pi into the digest Di. As shown in step S22, the private data Pi and the digest Di are served as the input data, and the client model Mi is trained by SGD. As shown in step S23, the digest Di and the client parameter ∇Mi are sent to the moderator Mo, and the digest Di only needs to be transmitted once at the beginning of training. However, if the private data Pi was updated, the client device Ci has to generate a new digest Di′ according to the updated private data Pi and sends the new digest Di′ to the moderator Mo.
Regarding step S21, please refer to
The implementation details of steps S211-S213 may refer to paragraphs regarding aforementioned
L
client
=L
CE(Mi(Pi,Di),y) (Equation 1)
, where LCE is the Cross Entropy Loss, Mi(Pi, Di) denotes the predicted result and y denotes the actual result.
In the process of steps S3-S6, the moderator Mo collects all of client parameters ∇Mi and determines if any client device Ci is absent. If the client device Cj is absent (due to purposely leaving or network congestion), the moderator Mo generates a replacement model {circumflex over (M)}j to calculate a replacement parameter ∇{circumflex over (M)}j using the synonym Sj generated from the digest Dj. The moderator Mo updates the general model M by aggregating ∇Mi and ∇{circumflex over (M)}j.
Please refer to
As shown in
In an embodiment of step S71, since the moderator Mo has already stored the encoder ε in step S1, the digest of synonym ε(Si) may be generated according to the synonym Si.
In step S72, the Data Similarity Loss LDSL ensures that the projection of the private data Pi and the projection of the synonym Si should be similar, as Equation 2 shown below:
L
DSL
=L
MSE(ε(S),(D)) (Equation 2)
, where LMSE is Mean Square Error Loss, S and D denote all synonyms and digests owned by the moderator Mo, respectively. It should be noted that the synonym S is not generated only when there is an absent client device, but all the digests D collected by the moderator Mo will be used to generate corresponding synonyms S.
In step S73, the Synonym Classification Loss LSCL ensures that the synonyms Si and the digests Di should be classified well by the general model M, as Equation 3 shown below:
L
SCL
=L
CE(M(Si,Di),y) (Equation 3)
, where LCE is the Cross Entropy Loss, y denotes the actual result. Since the synonym Si is generated by the synonym generator g, the convergences of LSCL and LDSL are equivalent to the implementation of the training of the synonym generator g.
In step S74, the weighted sum represents the moderator loss Lserver for jointly training the synonym generator S and the general model M, as Equation 4 shown below:
L
server
=L
DSL
+λL
SCL (Equation 4)
, where λ is a balancing hyperparameter, which is set to λ=1 in an embodiment.
The present disclosure expects the general model M to learn from the synonyms Si generated by the synonym generator g. To achieve this goal, the present disclosure introduces an additional training process at the moderator Mo, as shown by the process of steps S71-S74.
The present disclosure introduces two concepts that advocate joint training of the general model M and the synonym generator g. Specifically, the present disclosure wants the general model M to learn: (1) how to best generate appropriate synonym Si and (2) how to best perform classification, i.e. determine the predicted result {tilde over (y)}i from the synonym Si and the digest Di. The first concept aims to train the general model M so that it is capable of correctly classifying the information obtained from the digest Di and the synonym Si. This concept is enforced by the two sets of arrows FP and FD in
The following algorithm shows the pseudo code of the federated learning method using synonym according to an embodiment of the present disclosure.
where M denotes the general model, g denotes the synonym generator, t denotes the number of times of iteration, Mi denotes the client model of the client device Ci, Pi denotes the private data of the client device Ci, Lclient denotes the Client Classification Loss, ∇Mi denotes the client parameter (gradient) of the client model Mi, {circumflex over (M)}j denotes the replacement model, Sj denotes the synonym of the absent client device Cj, ∇{circumflex over (M)}j denotes the replacement parameter (gradient) of the replacement model {circumflex over (M)}j, and Lserver denotes the moderator loss.
In view of the above, the present disclosure proposes a federated learning method using synonym. This is a FL framework that can address client absence by synthesizing representative client data at the moderator. The present disclosure proposes a data memorizing mechanism to handle the client absence effectively. Specifically, the present disclosure handles the following three scenarios in combinations: (1) unreliable clients, (2) training after removing clients, and (3) training after adding clients.
During the FL training, there are four common training scenarios, (a) a client temporarily leaves during the FL training, (b) a client leaves the training forever, (c) all clients leave the FL training sequentially, and (d) multiple client groups join the FL training in different time slots. Please refer to
Number | Date | Country | Kind |
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202210225728.9 | Mar 2022 | CN | national |