The present invention relates to quantum well intermixing (QWI) techniques suitable for modifying an energy bandgap during the formation of optical semiconductor devices. In particular, the invention relates to QWI techniques in which spatial control of the QWI process can be effected so as to achieve differing bandgap shifts across a wafer, device or substrate surface.
A vast body of research exists in the field of QWI. The QWI process consists in the selective disordering of the composition of the thin layers that form quantum wells, which results in a change of energy levels within each well causing the energy bandgap to shift. This allows one to alter the emission and absorption wavelengths of the intermixed material.
A variety of QWI techniques have been developed including: impurity-induced, impurity-free (dielectric cap), implantation-induced and laser-induced methods. QWI has been demonstrated in a range of material systems, including GaAs/AlGaAs and InP/(Al)InGaAs(P).
Much effort recorded in the prior art (prior art references are given in the Annex to this description, as referred to in square parentheses) has been directed to achieving a dual-bandgap process,—where the emphasis is on obtaining a large differential shift between areas of reduced shift (nominally the as-grown bandgap) and intermixed areas. Various techniques have been proposed to enhance control over bandgap shifts, e.g. varying the material [1, 2], deposition conditions [3, 4], stoichiometry [5], size [6] and thickness [7-9] of the dielectric cap in inpurity-free processes; ion irradiation dose [8, 10], laser exposure [11-14], surface coverage/resolution effects [15], and, most commonly, anneal temperature and duration in almost all of the above reports. Not all of these approaches, however, can be used to create multiple bandgap shifts on a single wafer—by temperature adjustment alone one cannot obtain more than one shift.
Most generally, multiple bandgaps can be created using a core dual-b andgap process with one of the following approaches:
Despite the abundance of QWI techniques, there is a scarcity of prior art where these techniques could be used in a controlled manner to define multiple bandgap shifts on a common substrate.
A first prior art approach comprises various techniques where the rate of intermixing is controlled via the thickness of a barrier between the material being intermixed and the intermixing agent. The barrier may take the form of a mask or a backspace layer. The intermixing agent may be in the form of a dielectric cap containing an impurity source, or an ion beam directed at the material being intermixed.
These techniques are typified in the general approach marked as 3 above, which places a common requirement for highly accurate controllability of the barrier thickness and its composition in order to achieve target bandgaps.
A second prior art approach exemplified in [26] proposes that a stack of alternating layers of two different materials that can be selectively etched is first deposited on the sample. Selective etching is then performed to remove a given number of layers from the stack in various regions of the sample. Ion implantation, followed by a high-temperature anneal, is then used to induce intermixing, with regions capped by a different number of layers experiencing different bandgap shifts. Reference [26] proposes deposition of metal layers by evaporation or sputter deposition to form the stack of alternating layers. In particular, a copper and titanium alternating layer system is recommended. A chromium and silicon system described is reported to result in significant problems in silicide formation at the interface between the two materials, which silicide inhibited etching of the chromium layers.
Selective etching of alternate InP/InGaAs semiconductor layers has been reported in [28], for the purpose of precision depth control in the fabrication of a variable-width core waveguide laser. This technique, often referred to as stepped, or staircase etching, is employed for the definition of spot-size converters, mode expanders and tapered waveguides [29]. No suggestion of use of these layers as a QWI barrier has been proposed.
The group of references [1, 2, 22-24] marked as 2 above, and patent [30], are related to the use of composition of a topmost semiconductor layer and that of the dielectric cap, to control the bandgap shift in underlying areas. However, there is no suggestion of stacking or etching these barrier layers.
It is an object of the present invention to provide an improved QWI process that is capable of providing multiple bandgap shifts on a single device substrate, using a stack of alternating semiconductor layers that can be selectively etched and which provide a varying thickness barrier between a material to be intermixed and an intermixing agent.
According to one aspect, the present invention provides a method for producing multiple quantum well intermixed (QWI) regions having different bandgaps on a single substrate, comprising the steps of:
According to another aspect, the present invention provides a semiconductor optical device manufactured using the process defined above.
According to another aspect, the present invention provides a wafer of epitaxially grown material comprising a mechanically supporting substrate, one or more layers defining a quantum well structure deposited thereon, and a succession of intermixing barrier layers formed over the quantum well structure, each successive intermixing barrier layer being formed of a semiconductor material having a different etch characteristic than an immediately preceding barrier layer so that each successive layer can act as an etch stop layer to an immediately preceding higher layer.
Embodiments of the present invention will now be described by way of example and with reference to the accompanying drawings in which:
The process of the present invention allows multiple bandgaps to be defined in a controlled manner on the same wafer or substrate. The process is compatible, inter alia, with Al-quaternary InP material on a semi-insulating (SI) InP substrate, and thus can be used to fabricate high-frequency optoelectronic devices. This enables a plethora of component integration possibilities whereby active and passive components, each bandgap-tuned as required, can be fabricated on a common substrate as part of a photonic integrated circuit and/or a single integrated device. Examples include semiconductor optical amplifier (SOA)-preamplified modulators, photodetectors and switches, extended-cavity lasers, wavelength-detuned laser arrays, demultiplexors, etc.
For the avoidance of doubt, it is noted that throughout the present specification and particularly including the claims, for brevity and clarity the expression ‘substrate’ is used in a general sense to include the mechanically supporting and ‘original’ substrate and all further material layers in existence above that original substrate at the time of a subsequent process step. In other words, the expression ‘substrate’ is intended to cover the totality of previously processed material and layers to which a process or further process (e.g. layer deposition or thermal treatment) is to be applied. The original ‘raw material’ substrate will be referred to as the mechanically supporting substrate, although it will be understood that this too may change its physical and chemical characteristics during processing.
The process of the present invention allows multiple bandgaps to be defined in a controlled manner on the same wafer or substrate, by way of barrier thickness control through the sequential reduction of a stack of alternating ingrown epitaxial layers of different materials that are capable of being selectively etched over each other.
In a preferred embodiment, the process is implemented using custom-designed epitaxial wafer material having a sacrificial cap of alternating semiconductor layers. The number of layer pairs in the stack is two fewer than the total number of bandgaps required (i.e. including the as-grown one), whilst thicknesses and compositions of individual layers determine the shifts obtainable with stacked combinations of these layers. The composition of the topmost layer should, but does not have to, be the same as that of the bottommost layer.
Above the core layers are provided first and second cap layers, 11, 12 respectively in InGaAs and InGaAlAs, the preferred functions of which layers will be explained later.
Above these layers is provided a layered structure of intermixing barrier layers 20 to 24, comprising two repeats of an lnGaAs/InP layer pair 21, 22 and 23, 24 with an underlying lnGaAs layer 20. The wafer structure below the underlying barrier layer 20 depends on a choice of surface planarization techniques and ohmic contact requirements. These will be discussed later.
The alternating InGaAs and InP layers 20 to 24 are selected to provide differential etch properties, so that each layer can be etched using the lower layer as an effective etch stop. Selective wet etching using two different etch solutions is employed to etch one layer and stop on the other in an alternating fashion. For the specific embodiment described here, recommended etch recipes are:
In another example, the etch recipes may be:
In a first step, the substrate in
The topmost InGaAs layer 24 is then selectively etched using Recipe 1. The etch mask is removed leaving the substrate as shown in
The underlying InP layer 23 is selectively etched using Recipe 2 to leave the substrate as shown in
The substrate is then photolithographically patterned to expose the surface in the first regions corresponding to what will become the largest bandgap region (BG3—as seen in FIGS. 7 to 12). The InGaAs layer 22 is selectively etched using Recipe 1. The etch mask is removed leaving the substrate as shown in
The underlying InP layer 21 is selectively etched using Recipe 2 to leave the substrate as shown in
The substrate is then covered with a blanket layer of a QWI-suppressing material 30, such as PECVD silica. The substrate is then photolithographically patterned to protect the regions of suppressed or zero bandgap shift, shown as BGO in
An intermixing agent, in the form of an intermixing cap or QWI-initiating layer 40, is deposited over the entire substrate surface to leave the substrate as shown in
The substrate is then intermixed by way of a thermal process, preferably a high-temperature rapid thermal anneal. As shown in
A typical rapid thermal anneal process may be performed between 600 and 700 degrees C. The temperature and duration of the rapid thermal anneal step may be selected in order to achieve the required bandgap shifts.
The QWI-initiating layer 40 is then removed, together with any silica layer 30, for example by wet etching using an HF-based etchant. The exposed upper layer 24 of InGaAs together with any exposed regions of impurity-rich barrier layer 20 are removed by dry etching and the topmost portion of the second cap layer 12 may also be removed by over-etching of the barrier layer 20. This leaves the substrate as shown in
At this stage, the process for forming multiple quantum well intermixed regions having different bandgaps is complete. However, under many circumstances, it is desirable to planarize the surface of the substrate prior to further processing for device fabrication. For example, the formation of optical waveguides may require etching of the surface of the cap layers 11, 12 and it is desirable to perform these fabrication steps starting from a relatively planar substrate.
One presently preferred process for planarization is shown with reference to
Other options include using different etch chemistries to etch the InP and InGaAs layers 20 to 24, which etches are selected not to etch the InGaAlAs common etch-stop layer 12. For example, citric acid-based solutions (C6H8O7:H2O2) exhibit different etch selectivities for a range of volume part ratios [31].
In another alternative, instead of an InGaAlAs layer, one can employ an ultra-thin AlAs common etch stop layer 12 (several monolayers thick), which has been shown to be a reliable etch-stop layer in InP/InGaAs material systems [32].
Using a common etch-stop layer 12, the uppermost InP layer 23 is removed using etch Recipe 2, leaving the substrate as shown in
The remaining parts of the InGaAs layer 20 are then removed using etch Recipe 1, leaving the common etch-stop layer 12, as shown in
In some circumstances, it may be desirable to avoid using a planarization etch-stop layer 12, for example, where this interferes with the migration of intermixing impurities into the main body of the substrate from the QWI-initiating layer 40. In these circumstances, an alternative planarization process may be used which makes use of a replica stack of InP/InGaAs layers 50 to 54, below the main InP/InGaAs layers 20 to 24, as shown in
With reference to
The main barrier layers 20 to 25 are typically of the order of several hundred nanometers thick, or even up to 1 micron thick. The layer thickness of these barrier layers is determined by the requirements of the QWI process used, in that the individual layer thicknesses must be sufficient to suppress migration of impurities to the quantum well to the extent necessary to achieve the correct bandgap shifts. However, the replica stack layers 50 to 54 should consist only of thin etch-stop layers of the order of, typically, 20 to 30 nm thickness. As will become clear, the thickness of each of these layers should be sufficient to resist substantial overetching periods of the adjacent upper layer, but insufficiently thick to (a) cause planarity problems after the QWI process is completed, and (b) significantly reduce the local effectiveness of the QWI process.
The first processing stages are carried out in corresponding manner to those described with reference to
An intermixing agent, in the form of an intermixing cap or QWI-initiating layer 40, is deposited over the entire substrate surface to leave the substrate as shown in
The substrate is then intermixed by way of a thermal process, preferably a high-temperature rapid thermal anneal. As shown in
The QWI-initiating layer 40 is then removed, together with any silica layer 30, for example by wet-etching using an HF-based etchant. The exposed upper barrier layer 24 of InGaAs together with any exposed regions of barrier layer 20 (replica layer 54) are removed by dry or wet etching. This leaves the substrate as shown in
To planarize the surface, the barrier layer 23 is removed with an appropriate wet etch recipe which will also remove the thin replica layer 53. However, although the thin replica layer will be subject to a substantial overetch period sufficient to remove the thicker barrier layer 23, the etch-stop layer 52 will prevent further etching of the substrate in the BG3 region. The result is shown in
Although some or all of the replica layers 50 to 54 are still present in certain regions of the substrate, because these replica layers are very thin (e.g. between one and two orders of magnitude thinner than the removed barrier layers 20 to 24), there is little difficulty with subsequent device processing steps. The resulting replica stack is preferably less than 100 nm thick in its highest regions. Such height non-uniformity across the sample surface is acceptable, especially if a further etch-stop process is used later in the processing, e.g. to define the etch depth of optical waveguides.
Other approaches may include the use of an extra-thick InP buffer layer 12′ (instead of cap layer 12,
It will be noted from
The bar chart of
As is evident from
The paired barrier layer approach (marked by arrows in
The paired barrier layer technique avoids any difficulties which may otherwise be caused by the requirement to use an etch chemistry that allows selective etch of the QWI-initiating layer against both the first and second barrier layer material types. In other words, in using a paired barrier layer technique, the removal of the QWI-initiating layer 40 .(progressing from the substrate of
Conversely, if only a single extra barrier layer is used for each successive region BG3 to BG1, then the removal of the QWI-initiating layer 40 has to stop against two or more different types of material. Thus, the selectivity of the etch chemistry of the topmost barrier layer relative to that of the QWI-initiating cap may also be considered when selecting either the single barrier layers approach or the paired barrier layers approach.
It will be understood that the processes described above can be extended in principle to any number of different bandgaps.
Although the exemplary embodiments above have been described in connection with an impurity-based QWI-initiating layer, other types of QWI-initiating materials and techniques may be used to initiate, accelerate or promote the intermixing process. These include impurity-free dielectric caps, sputtered materials (e.g. silica), plasma/sputter damage and some of the techniques outlined in the review of the prior art above. It is noted that the QWI-initiating layer processes described in connection with
In a general sense, it is noted that the QWI-initiating layer, or ion implantation, effectively provide a means for applying an intermixing agent (e.g. impurity) to the surface of the substrate. The expression ‘surface of the substrate’ is intended to encompass ion implantation where substantial quantities of the introduced agent are actually driven past the surface.
In preferred embodiments, the application of the intermixing agent includes an intermixing agent activation step, such as the high temperature rapid thermal anneal process described above. Some QWI processes, for example photo-absorption-induced disordering, may require no activation step at all.
Although the exemplary embodiments above have been described in connection with a QWI-inhibiting layer of PECVD silica layer, other types of QWI-inhibiting materials may be used to inhibit, suppress or otherwise retard the intermixing process. These include spin-on glass, sputtered silica etc.
In practice, the QWI-inhibiting layer 30 might not be required at all in certain circumstances. In a first example, if the cumulative thickness of barrier layers 20 to 24 is sufficient to completely suppress QWI in the thickest region BG0, then the native as-grown bandgap BG0 will be retained in those areas This technique could be particularly applicable where implantation is used for application of the QWI agent. In a second example, it might not be necessary to retain the native as-grown bandgap, i.e. the region BG0 might also be intentionally bandgap shifted. In a third example, where the presence of, for example, the InGaAs layer 24 at an interface with the QWI-initiating material is important to enhance migration of the QWI agent into the substrate, omission (i.e. removal) of this layer in the BG0 region may be sufficient to substantially depress migration of the QWI agent such that the remaining thickness of barrier layers 20 to 23 are themselves sufficient to effectively prevent QWI in region BG0. In this case, rather than depositing layer 30, the upper barrier layer might actually be removed in the BG0 regions. In a fourth example, the removal of QWI-initiating material in the BG0 region prior to the activation step (e.g., rapid thermal anneal) may prove sufficient to suppress any bandgap shift in that region. The QWI-initiating cap in the BG0 region may be removed either by etching or lit-off using photolithography. In this case, the anneal conditions used to induce bandgap shifts in areas BG1-BG3 covered by the QWI-initiating cap must not affect the native bandgap in the uncapped region BG0.
Embodiments of the invention offer a number of advantages. It is possible to create a large number of bandgap shifts of arbitrary magnitude and these can readily be altered. Multiple bandgap shifts can be achieved with only a single intermixing step, i.e. a single application/activation of a QWI-initiating agent. Superior barrier layer thickness and composition control can be achieved by virtue of the use of epitaxially grown barrier layers, preferably using the same equipment as used for formation of the substrate quantum well structures.
Preferably, the barrier layers are formed in a continuous process sequence with the epitaxial growth of the underlying substrate quantum well structures (i.e. without removal of the wafer substrates from the vacuum deposition environment), guaranteeing high purity and low contamination. This is a substantial improvement over the provision of separately deposited) (evaporated or sputtered) metal barrier layers as proposed in reference [26]. Epitaxial growth of the barrier layers as described here ensures extremely good spatial uniformity of the layers, compositional control and near-atomic scale precision which ensure superior etch rate control and control of migration of the QWI initiating agent during the application/activation step.
Furthermore, the process is suitable for large-scale production because the barrier layer thicknesses and compositions can be incorporated into the as-grown wafers for later application of the QWI processes. No post-growth barrier layer deposition is necessary.
Further advantages can be realised in that the process described herein can be made fully compatible with a wide range of different materials systems including Al-quaternary InP material systems on a semi-insulating InP substrate. Planarization of the substrate after QWI processing can be effected without any further photolithography steps which reduces cost and potential yield losses.
Other embodiments are intentionally within the scope of the accompanying claims.
Number | Date | Country | Kind |
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0329915.3 | Dec 2003 | GB | national |
Filing Document | Filing Date | Country | Kind | 371c Date |
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PCT/GB04/05452 | 12/24/2004 | WO | 6/22/2006 |