The present invention pertains to systems, apparatuses, methods and techniques relating to the generation a discrete-time sequence that represents the samples of a continuous-time sine wave.
Many digital signal processing (DSP) applications require the generation of discrete-time, sinusoidal sequences to perform functions such as up/down conversion, signal synthesis, and tone detection/tracking. Conventional methods for the generation of discrete-time sinusoidal sequences generally fall into two categories: 1) phase accumulation oscillators that use a lookup table to transform a phase-step input (θ) into a corresponding sinusoidal sample (xn=sin(φ+θ)); and 2) recursive oscillators that produce a current sinusoidal sample (xn=sin(φ+θ)) representing a phase-step of θ, using a combination of prior output samples (i.e., xn−1=sin(φ), xn−2=sin(φ−θ), . . . ). The sinusoidal samples xn, conventionally are generated at the full Nyquist rate, such that the sampling rate fS, and the frequency f=θ/2π·fS, of the sinusoidal sequence are related by f≦½·fS (i.e., f the underlying continuous-time sine wave is less than one-half the sampling rate associated with the discrete-time sequence). At lower sampling rates (i.e., at sampling rates where f≦½·fS), aliasing causes a high-frequency sequence produced by conventional methods to be indistinguishable from a lower-frequency image resulting from folding about the Nyquist frequency of ½·fS. The present inventor has come to appreciate that sampling rate constraints limit the utility of conventional approaches in applications that require very high-speed operation.
and the corresponding transfer function from phase input 1 to phase output 2 is given by
where the z-transform variable z represents a unit delay equal to one full-rate sampling period TS. The samples at output 3 are those of a sinusoidal sequence with frequency f=θ/2π·fS, provided that f≦½·fS (i.e., θ≦π). Otherwise, aliasing (i.e., frequency folding) results in an output frequency f=(n−θ/2π)·fS, where n is the smallest integer such that 0≦f≦½·fS. It should be noted that the initial value of register 11 does not affect the output frequency f, and therefore, register 11 is not preset to any particular value in a conventional implementation.
An alternative apparatus for generating sinusoidal sequences is conventional discrete-time oscillator 20, which is illustrated in
cos(φn±θ)=2·cos(θ)·cos(φn)−cos(φn−φ)xn=2·cos(θ)·xn−1−xn−2,
which is easily derived from angle sum and difference formulas for trigonometric functions, and has been known since at least the time of French mathematician Francois Viète in the 1500s. Oscillator 20 uses multiplier 12, adder 13 and registers 11A&B to implement the above recursion relation, which has the corresponding discrete-time transfer function given by
where the z-transform variable z represents a unit delay equal to one full-rate sampling period TS. The recursion relation produces samples at output 3B, which like the phase accumulation oscillator of
Conventionally, the discrete-time oscillators illustrated in
cos(φn+θ)=cos(θ)·cos(φn)−sin(θ)·sin(φn)xn=cos(θ)·xn−1−sin(θ)·yn−1 and
sin(φn+θ)=sin(θ)·cos(φn)−cos(θ)·sin(φn)yn=sin(θ)·xn−1−cos(θ)·yn−1,
where the outputs xn and yn are coupled in the sense that each output depends not only on its past value, but also on the past value of the other output. Conventional oscillator 35, illustrated in
Conventional methods for generating sinusoidal sequences employ circuits (e.g., adders, multipliers, or registers) that operate at a rate (i.e., the full sampling rate fS) which is at least twice as high as the frequency of the sinusoidal sequence they produce (i.e., the frequency f of the underlying continuous-time sine wave). At lower sampling rates, aliasing causes a high-frequency sequence to be indistinguishable from a lower frequency image produced by folding about the Nyquist frequency of ½·fS. And this problem is not resolved by conventional systems that employ multiple oscillators to produce a quadrature sequence (e.g., conventional oscillator 30), a multi-tone sequence (e.g., conventional oscillator 35), and/or a frequency-modulated sequence (e.g., conventional oscillator 40).
The present invention provides an improved discrete-time oscillator which uses parallel processing branches to generate a sinusoidal sequence with an effective sampling rate, fS, that is higher than the operating frequency of any of the processing branches (e.g., adders, multipliers and registers). Relative to the sampling rate fS, each processing branch operates at a subsampled rate, and effectively, each branch produces a sequence that would be obtained by subsampling a full-rate sinusoidal sequence at different subsampling phases (i.e., each branch generates a different polyphase component of a full-rate sinusoidal sequence). Compared to a conventional oscillator, a discrete-time oscillator according to the preferred embodiments of the present invention, can generate samples of a sinusoidal sequence having a frequency f=θ/2π·fS which is greater than one-half the rate at which a processing branch operates. Therefore, such a discrete-time oscillator can be particularly advantageous in DSP applications, where due to parallel processing, the effective computational rates exceed the limits of the native processing circuitry.
Thus, one specific embodiment of the invention is directed to an apparatus for generating the discrete-time samples of a real-valued sinusoidal waveform, and includes: 1) an output line for providing an output that is discrete in time and in value; 2) a plurality of processing branches coupled to the output line, with each processing branch including a recursive digital filter; 3) a first input line for configuring the frequency of the discrete-time sinusoidal output; and 4) a second input line for configuring the initial state of the recursive digital filter. Each of the parallel processing branches operates at a subsampled rate, and utilizes a recursive filter to generate sub-rate samples which represent a different subsampling phase of a complete signal that is output by the apparatus. More specifically, the outputs of the parallel processing branches reflect a subsampling rate which is m times less than the full sampling rate (fS) of a complete sinusoidal sequence (i.e., a subsampling rate is equal to 1/m·fS), where m is the number of parallel processing branches. The recursive filter within any processing branch, operates independently of the recursive filter within any other processing branch, and generates subsampled outputs via a linear combination of prior output samples from the same branch. The transfer function of each filter represents a recursive form of the angle sum and difference formulas for trigonometric functions. Also, signals are input to set both the frequency and subsampling phase of the sinusoidal sequence at the output of each processing branch. The frequency is adjusted via an input line which configures at least one coefficient of each recursive filter. The subsampling phase is determined by the initial state of the recursive filter which is controlled via a second input line. In a variation of this specific embodiment, the output of the different processing branches are provided as inputs to a multiplexing circuit, which combines multiple, sub-rate inputs into a single, full-rate output (i.e., the multiplexer combines processing branch outputs with a subsampling rate of 1/m·fS into a sequence with an effective sampling rate of fS).
Another embodiment of the invention is directed to an apparatus for generating the discrete-time samples of a complex-valued sinusoidal waveform, and includes: 1) two output lines for providing as separate real and imaginary parts, a complex output that is discrete in time and in value; 2) a plurality of processing branches coupled to the output lines, with each processing branch including a recursive digital filter; 3) a first input line for configuring the frequency of the discrete-time sinusoidal output; and 4) a second input line for configuring the initial state of the recursive digital filter. The real and imaginary parts of a complex sinusoidal output are represented, respectively, as in-phase (cosine) and quadrature (sine) components which are offset in phase by 90 degrees. Each of the parallel processing branches operates at a subsampled rate, and utilizes a recursive filter to generate sub-rate samples which represent a different subsampling phase of a complete complex signal that is output by the apparatus. More specifically, the outputs of the parallel processing branches reflect a subsampling rate which is m times less than the full sampling rate (fS) of a complete sinusoidal sequence (i.e., a subsampling rate is equal to 1/m·fS), where m is the number of parallel processing branches. The recursive filter within any processing branch operates independently of the recursive filter within any other processing branch, and comprises two stages: 1) a first stage which generates an in-phase (cosine) component; and 2) a second stage which generates a quadrature (sine) component. The two stages of each recursive filter are coupled such that the output of each stage is a linear combination of a prior output sample from both stages, and the transfer function of each filter represents a recursive form of the angle sum and difference formulas for trigonometric functions. Also, signals are input to set both the frequency and subsampling phase of the sinusoidal sequence at the output of each processing branch. The frequency is adjusted via an input line which configures at least one coefficient of each recursive filter. The subsampling phase is determined by the initial state of the two-stage recursive filter which is controlled via a second input line. In a variation of this specific embodiment, the output of the different processing branches are provided as inputs to a multiplexing circuit, which combines multiple, sub-rate inputs into a single, full-rate output (i.e., the multiplexer combines processing branch outputs with a subsampling rate of 1/m·fS into a sequence with an effective sampling rate of fS).
An alternate specific embodiment of the invention is directed to an apparatus for generating the discrete-time samples of a sinusoidal waveform, and includes: 1) an output line for providing an output that is discrete in time and in value; 2) a plurality of processing branches coupled to the output line, with each processing branch including a phase accumulator and a sine lookup table; 3) a first input line for configuring the frequency of the discrete-time output via a phase-step value; and 4) a second input line for configuring a phase offset at the output of the phase accumulator. Each of the parallel processing branches operates at a subsampled rate and utilizes a phase accumulator coupled to sine lookup table to generate sub-rate samples which represent a different subsampling phase of a complete signal that is output by the apparatus. More specifically, the outputs of the parallel processing branches reflect a subsampling rate which is m times less than the full sampling rate (fS) of a complete sinusoidal sequence (i.e., a subsampling rate is equal to 1/m·fS), where m is the number of parallel processing branches. Input signals are used to set both the phase-step and the phase offset of the phase accumulator, to respectively control the output frequency and the subsampling phase, respectively, of the sinusoidal sequence at the output of each processing branch. In one variation of this specific embodiment, the outputs of the different processing branches are provided as inputs to a multiplexing circuit, which combines multiple, sub-rate inputs into a single, full-rate output (i.e., combines processing branch outputs with a subsampling rate of 1/m·fS into a sequence with an effective sampling rate of fS). In a second variation of this specific embodiment, the output of a phase accumulator is coupled to the input of a sine lookup table via an adder, which provides a means for offsetting the phase value at the output of the phase accumulator.
A discrete-time oscillator created by incorporating one or more of the specific embodiments of the invention described above, can produce a discrete-time sinusoidal sequence with a higher frequency and a higher sampling rate than is possible with conventional discrete-time oscillators. Such an oscillator can be used for various commercial, industrial and military applications, e.g., in various direct conversion transmitters, software-defined or cognitive radios, multi-channel communication transmitters, all-digital RADAR systems, and high-speed arbitrary waveform generators.
The foregoing summary is intended merely to provide a brief description of certain aspects of the invention. A more complete understanding of the invention can be obtained by referring to the claims and the following detailed description of the preferred embodiments in connection with the accompanying figures.
In the following disclosure, the invention is described with reference to the attached drawings. However, it should be understood that the drawings merely depict certain representative and/or exemplary embodiments and features of the present invention and are not intended to limit the scope of the invention in any manner. The following is a brief description of each of the attached drawings.
The present inventor recognized that the sampling rate of the sinusoidal sequences produced by conventional means is limited by the maximum operating rates (i.e., the maximum clocking frequency) of the circuit components which comprise the generating apparatus. One might contemplate a solution to this problem based on conventional polyphase decomposition methods to arrive at circuit 50, illustrated in
x
2n=(4·cos2(θ)−1)·x2n−2−2·cos(θ)·x2n−3 and
x
2n+1=(4·cos2(θ)−1)·x2n−1−2·cos(θ)·x2n−2,
such that a pair of current outputs (e.g., x2n and x2n+1) are simultaneously calculated from previous outputs which have been delayed by at least two sampling clock periods. It should be noted that conventional polyphase decomposition results in an oscillator structure having multiple parallel processing branches (e.g., a first processing branch to produce output x2n and a second processing branch to produce output x2n+1) which do not operate independently, since the current output of one processing branch depends on delayed outputs from other processing branches (e.g., current output x2n of a first processing branch depends on delayed output x2n−3 from a second processing branch). The present inventor has discovered, however, that the resulting recursive filter structures are unstable, and that the number of bits required to represent the filter coefficients grows geometrically with polyphase decomposition factor m (i.e., grows geometrically with the number of iterations on the recursion relation for the direct-form recursive oscillator). Although modern digital signal processors use methods, such as parallel processing, to overcome limitations in the clocking rates of constituent components, these methods have not been adapted for use in discrete-time oscillators. Therefore, the present invention provides novel architectures that allow sinusoidal sequences to be generated at effective sampling rates which are higher than the maximum clocking rates of the constituent components.
A discrete-time oscillator circuit 100 that uses parallel processing branches to generate sinusoidal sequences with an effective sampling rate, fS, that is higher than the operating rate of each parallel branch, is shown in
y
n=2·cos(2·ω·TS)·yn−2−yn−4,
with corresponding discrete-time transfer function,
where the z-transform variable z represents a unit delay of one full-rate period TS. The present inventor has discovered that a discrete-time oscillator that implements the above difference equation and corresponding transfer function, generates an output sequence which is subsampled by a factor of two, such that the output sequence represents every other value of a sampled sine wave with frequency f=ω/2π (i.e., the output sequence represents subsamples of a full-rate sinusoidal sequence). In the preferred embodiments, the frequency of the sampled (full-rate) sine wave is controlled by programming the filter coefficient represented by the 2·cos(2·ω·TS) term in the above difference equation, and a common filter coefficient is used within each processing branch. At a clocking rate of fS, each subsample occurs twice (i.e., each output sample is replicated two times), and at a clocking rate of ½·fS, each subsample occurs only once (i.e., output subsamples are not replicated). In the preferred embodiments, therefore, the clocking rate of each processing branch is ½·fS, when the number of processing branches m is equal to two, and each subsample appears only once at the output of the recursive filter within each of the processing branches. The inventor has also discovered that the phase of the subsampled output sequence (i.e., the offset with which the full-rate sequence is effectively subsampled) depends on the initial condition of the recursive filter in each processing branch. For an initial condition of
y
n−2(t0)=cos(2·ω·TS) and yn−4(t0)=cos(4·ω·TS),
the phase φ of the subsampled output sequence is zero (i.e., subsampling begins with the first full-rate sample), and for an initial condition of
y
n−2(t0)=cos(ω·TS) and yn−4(t0)=cos(3·ω·TS),
the phase φ of the subsampled output sequence is one (i.e., subsampling begins with the second full rate sample). For this reason, in the preferred embodiments the initial conditions (i.e., the initial state) of the recursive filter in each of the processing branches are established, so that in combination, the subsampled sequences produced by the various processing branches provide all the samples of a complete, full-rate sequence. In the exemplary embodiment of circuit 100, in
In the exemplary embodiment of circuit 100, the subsampled outputs of the recursive digital filter within each processing branch (e.g., output 111 of branch 110 and output 121 of branch 120) are combined into a full-rate sequence (i.e., at output 3C) using 2:1 multiplexer 18A. Multiplexer 18A has two inputs that operate at a subsampling rate of ½·fS, and a single output that operates at the full sampling rate of fS. The operation of multiplexer 18A is such that samples at the multiplexer input appear in sequential order at the multiplexer output. Referring to circuit 100 in
x
2n
=x
0
,x
2
,x
4
,x
6
,x
8,
and the subsampled output of the second processing branch (i.e., output 121 of branch 120) is given by
x
2n+1
=x
1
,x
3
,x
5
,x
7
,x
9,
Consequently, the full-rate output (i.e., output 3C) of multiplexer 18A is given by
x
n
=x
0
,x
1
,x
2
,x
3
,x
4
,x
5
,x
6
,x
7
,x
8
,x
9,
In alternate embodiments, such as those where, for post-processing purposes, multiple sub-rate outputs are preferable to a single full-rate output, the multiplexer operation is absent.
More generally, a discrete-time oscillator circuit according to the preferred embodiments of the invention has m parallel processing branches, as illustrated by circuit 200A in
y
n=2·cos(m·ω·TS)·yn−m−yn−2m,
with corresponding discrete-time transfer function,
where, as before, the z-transform variable z represents a unit delay of one full-rate period TS. A discrete-time oscillator that implements the above difference equation and corresponding transfer function, generates an output sequence which is subsampled by a factor of m, such that in the preferred embodiments, the clocking rate of each processing branch is 1/m·fS and each subsample appears only once at the output of the recursive filter within each of the processing branches. The phase φε{0, 1, 2, . . . , m−1} of the subsampled output sequence (i.e., the offset with which the full-rate sequence is effectively subsampled) depends on the initial state (i.e., the initial register values) of the recursive filter in each processing branch, according to
y
n−2m(t0)=cos((m−φ)·ω·TS) and yn−4m(t0)=cos((2m−φ)·ω·TS).
It can be readily appreciated by those skilled in the art, that the initial state defined by the above equations results in a cosine waveform, and that alternatively, a sine waveform is generated for an initial state given by)
y
n−2m(t0)=−sin((m−φ)·ω·TS) and yn−4m(t0)=−sin((2m−φ)·ω·TS).
Therefore, a different initial state preferably is established for the recursive filter in each of the processing branches (e.g., using writeable filter registers as shown in
The exemplary embodiment of circuit 200A, in
x
n=cos(m·ω·TS)·xn−m−sin(m·ω·TS)·yn−m and
y
n=sin(m·ω·TS)·xn−m+cos(m·ω·TS)·yn−m,
where m is the number of processing branches. The frequency f=ω/2π of the full-rate output sequence, is controlled by programming the recursive filter coefficients, which preferably, are the same for each processing branch and are given by cos(m·ω·TS) and sin(m·ω·TS) in
x
n(t0)=cos((m−φ)·ω·TS) and yn(t0)=−sin((m−φ)·ω·TS)
(i.e., the subsampling phase depends on the initial state of the recursive filter in each processing branch). Therefore, a different initial state preferably is established for the two-stage recursive filter in each of the processing branches (e.g., using writeable filter registers as shown in
Exemplary oscillator 200C, shown in
x
n=cos(m·ω·TS)·(xn−m+yn−m)−(sin(m·ω·TS)+cos(m·ω·TS))·yn−m and
y
n=cos(m·ω·TS)·(xn−m+yn−m)+(sin(m·ω·TS)−cos(m·ω·TS))·xn−m,
where: 1) m is the number of processing branches; 2) xn are samples representing the real part of a complex-valued output; and 3) yn are samples representing the imaginary part of a complex-valued output. In accordance with the above difference equations, therefore, recursive filtering within each processing branch of exemplary oscillator 200C involves only three multiplication operations (e.g., multipliers 16F-H), compared to four multiplication operations for the recursive filtering within each processing branch of oscillator 200B (e.g., multipliers 16B-E). Generally, an implementation with fewer multipliers is preferred because multipliers are more complex circuits than adders and registers. Besides the three multiplication operations, recursive filtering within each processing branch of oscillator 200C includes three addition operations (e.g., adders 17D-F) and three registering operations (e.g., writeable registers 15E-G). The frequency f=ω/2π of the full-rate output sequence is controlled by programming the recursive filter coefficients, which preferably, are the same for each processing branch and are given by α+β=sin(m·ω·TS)+cos(m·ω·TS), α−β=sin(m·ω·TS)−cos(m·ω·TS), and β=cos(m·ω·TS) in
x
n(t0)=cos((m−φ)·ω·TS) and yn(t0)=−sin((m−φ)·ω·TS)
(i.e., the subsampling phase depends on the initial state of the recursive filter in each processing branch). In the preferred embodiments of oscillator 200C, the recursive filter within each of the m processing branches is set to a different initial state (e.g., using writeable filter registers as shown in
Although in the preferred embodiments, the parallel processing branches contain recursive digital filters, in alternate embodiments, the parallel processing branches use other approaches to generate a set of subsampled sinusoidal sequences that can be combined to form a full-rate sinusoidal sequence. Exemplary discrete-time oscillator circuits 300A&B, shown in
φn=2·θ+φn−2,
with corresponding discrete-time transfer function,
where the z-transform variable z represents a unit delay of one full-rate period TS. The present inventor has discovered that a discrete-time oscillator that implements the above difference equation and corresponding transfer function, accumulates phase at a rate of 2·θ·(½·fS). And at a clocking rate of ½·fS, the discrete-time oscillator generates an output sequence representing every other value of a sampled sine wave with frequency f=θ/2π·fS (i.e., the output sequence represents subsampling, without replication, by a factor of 2 on a full-rate sequence). In the preferred embodiments, therefore, the clocking rate of each processing branch is ½·fS, when the number of processing branches m is equal to two, and is more generally equal to 1/m·fS for subsampling by a factor of m. In addition, in the preferred embodiments the frequency of the output sequence is controlled by setting the phase-step value θ that appears in the above difference equation, e.g., as shown in
In addition, the inventor has discovered that the phase of the subsampled output sequence (i.e., the offset with which the full-rate sequence is subsampled) depends on the initial condition of the phase accumulator within each processing branch. For an initial condition of
φn−2(t0)=0,
the phase φ of the subsampled output sequence is zero (i.e., subsampling begins with the first full-rate sample), and for an initial condition of
φn−2(t0)=1,
the phase φ of the subsampled output sequence is one (i.e., subsampling begins with the second full rate sample). In general, the initial condition of the phase accumulation preferably is
φn−2(t0)=φ,
for a subsampling phase equal to φ. In the preferred embodiments, the subsampling phase of each processing branch is established so that, in combination, the subsampled sequences produced by the different processing branches collectively provide all the samples of a complete, full-rate sequence. In exemplary circuit 300A, a phase accumulator with writeable registers (e.g., a registers 25A&D having both write enable and data inputs) is used to establish the subsampling phase of each processing branch. In the alternative embodiment of circuit 300B, shown in
As used herein, the term “coupled”, or any other form of the word, is intended to mean either directly connected or connected through one or more other elements or processing blocks.
Several different embodiments of the present invention are described above, with each such embodiment described as including certain features. However, it is intended that the features described in connection with the discussion of any single embodiment are not limited to that embodiment but may be included and/or arranged in various combinations in any of the other embodiments as well, as will be understood by those skilled in the art.
Similarly, in the discussion above, functionality sometimes is ascribed to a particular module or component. However, functionality generally may be redistributed as desired among any different modules or components, in some cases completely obviating the need for a particular component or module and/or requiring the addition of new components or modules. The precise distribution of functionality preferably is made according to known engineering tradeoffs, with reference to the specific embodiment of the invention, as will be understood by those skilled in the art.
Thus, although the present invention has been described in detail with regard to the exemplary embodiments thereof and accompanying drawings, it should be apparent to those skilled in the art that various adaptations and modifications of the present invention may be accomplished without departing from the spirit and the scope of the invention. Accordingly, the invention is not limited to the precise embodiments shown in the drawings and described above. Rather, it is intended that all such variations not departing from the spirit of the invention be considered as within the scope thereof as limited solely by the claims appended hereto.
This application is a continuation in part of U.S. patent application Ser. No. 14/729,013, filed on Jun. 2, 2015 and titled “Generation of High-Rate Sinusoidal Sequences” which, in turn, claimed the benefit of U.S. Provisional Patent Application Ser. No. 62/026,022, filed on Jul. 17, 2014, and titled “Method and Apparatus for Generating High-Rate Sine Sequences”. The present application also claims priority to U.S. Provisional Patent Application Ser. No. 62/190,364, filed on Jul. 9, 2015, and U.S. Provisional Patent Application Ser. No. 62/327,156, filed on Apr. 25, 2016. The foregoing applications are incorporated by reference herein as though set forth herein in full.
Number | Date | Country | |
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62026022 | Jul 2014 | US | |
62190364 | Jul 2015 | US | |
62327156 | Apr 2016 | US |
Number | Date | Country | |
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Parent | 14729013 | Jun 2015 | US |
Child | 15205817 | US |