The invention concerns boosting polylactic acid (PLA) polymer melt strengths by random incorporation of small amounts of hydroxy-acid co-monomers with opposite alpha-carbon chirality, and the use of said polymers.
Development of sustainable and renewable materials has become an essential part of the plastics industry due to today's growing environmental concerns. As a consequence, bio-based and biodegradable polymers, such as poly(lactic acid), have become prominent.
In spite of other promising features, PLA lacks decent melt properties, i.e. it has low melt strength, melt viscosity and melt elasticity, resulting in processing limitations and challenges that must be tackled to create a commercially competitive biobased material, similar or superior to existing petroleum-derived plastics.
Thus, there is a need in the art for improved PLA polymers.
Development of sustainable and renewable materials has become an essential part of the plastics industry due to today's growing environmental concerns. As a consequence, bio-based and biodegradable polymers, such as poly(lactic acid), have become prominent. In spite of other promising features, PLA lacks decent melt properties, i.e. it has low melt strength, melt viscosity and melt elasticity, resulting in processing limitations and challenges that must be tackled to create a commercially competitive biobased material, similar or superior to existing petroleum-derived plastics.
The present invention demonstrates a significant increase in melt shear viscosity and elasticity as well as a rise in elongational viscosity and melt strength of PLA by random co-polymerisation of lactide with small amounts (0.4-10 mol %) of diethylglycolide of opposite chiral nature. Both monomers can be synthesized via a one-step zeolite catalysed process in high yields and enantiomeric purity. Both melt strength improvement and the efficient and enantiomerically pure monomer syntheses could result in a more cost-competitive and sustainable biomaterial while broadening its applicability.
The present invention solves the problems of the related art, as unexpected improvements of melt viscosity and elasticity of PLA by co-polymerisation of the classic monomer with a small amount of co-monomer with reverse stereochemistry were discovered. Both enantiomerically pure monomers can be easily synthesized using a one-step zeolite-catalysed process. The poor melt strength of PLA limits its processability when strong extensional forces are applied on the polymer, e.g. when making bottles via blow moulding, or in film blowing, fibre spinning and foaming. A stronger melt can translate in less plastic usage per item, lowering its overall footprint. Improved elasticity and melt strength by adding a bit of co-monomer could thus pave the way towards a more ecological and cost-competitive usage of PLA bioplastics with broader processing and application windows. Both the melt strength improvement and the use of enantiomerically pure monomers access to this more cost-competitive and sustainable PLA-based biomaterials with a broader application window.
In accordance with the purpose of the invention, as embodied and broadly described herein, the invention is broadly drawn to random incorporation of small amounts of a-hydroxy-acid co-monomers with opposite a-carbon chirality to boost polylactic acid (PLA) polymer melt strengths, and the use of said polymers. This effect was successfully reproducible when scaling-up the reaction. An easy way for incorporating the co-monomers relies on ring-opening polymerisation protocols of the cyclic dimers of said hydroxy-acids. In addition, Extensional viscosity measurements confirmed the presumption of the melt strength improving effect of copolymerising the right diethylglycolide. A large scale co-polymer of (L,L)-lactide with (D,D)-diethylglycolide (1.2 mol %) exhibited both a higher extensional viscosity and a higher extensional force in comparison with L-PLA and a commercial grade PLA (Ingeo 7001D) used for injection stretch blow moulding applications.
In one aspect of the invention, the one-step conversion of (2- or) a-hydroxybutyric acid in the presence of zeolite H-BEA toward diethylglycolide resulted in high yields and enantiomeric purity. This enantiomerically pure cyclic ester gave access to a range of unexplored high-molecular weight, random co-polymers with lactide, exhibiting attractive new melt properties. Small amounts (0.4-10 mol %) of diethylglycolide of opposite chiral nature compared to lactide resulted in polymer materials with a significantly increased melt shear viscosity and melt elasticity compared to L-PLA.
Another aspect of the invention is a method of improving effects in PLA in absence of chain extenders, blending, compounding or stereocomplexation.
Still another aspect of the invention, is a new pathway towards high melt strength materials via co-polymerisation.
Some aspects of the invention are set forth in statement format directly below:
Yet some aspects of the invention are set forth in statement format directly below:
Yet some embodiments of the invention are set forth in statement format directly below:
Yet some embodiments of the invention are set forth in statement format directly below:
Further scope of applicability of the present invention will become apparent from the detailed description given hereinafter. However, it should be understood that the detailed description and specific examples, while indicating preferred embodiments of the invention, are given by way of illustration only, since various changes and modifications within the spirit and scope of the invention will become apparent to those skilled in the art from this detailed description. It is to be understood that both the foregoing general description and the following detailed description are exemplary and explanatory only and are not restrictive of the invention, as claimed.
The present invention will become more fully understood from the detailed description given herein below and the accompanying drawings which are given by way of illustration only, and thus are not limitative of the present invention, and wherein:
The following detailed description of the invention refers to the accompanying drawings. The same reference numbers in different drawings identify the same or similar elements. Also, the following detailed description does not limit the invention. Instead, the scope of the invention is defined by the appended claims and equivalents thereof.
Biobased and biodegradable polymers are appealing alternatives for petroleum-based plastics, as the latter are associated with environmental pollution, triggering worldwide public concern.
Polylactic acid (PLA), an aliphatic polyester made up of lactic acid (LA) monomers, is nowadays one of the most promising bioplastics on the market [Rafael Auras et al. Poly(Lactic Acid): Synthesis, Structures, Properties, Processing, and Applications (John Wiley & Sons, Inc., 2010). This carbohydrate-based thermoplastic is biodegradable under controlled conditions and exhibits superior mechanical and physical properties, on par with commodity plastics such as polystyrene and poly(ethylene terephthalate) [Garlotta J. Polym. Environ. 9, 63-84 (2001)]. Certain factors restrain the adoption of PLA. At present, high-molecular weight PLA is synthesized by ring-opening polymerisation (ROP) of the cyclic dilactone lactide (LD), which is made by a back-biting depolymerisation of polycondensed LA [Rafael Auras et al. Poly(Lactic Acid): Synthesis, Structures, Properties, Processing, and Applications (John Wiley & Sons, Inc., 2010)]. While dilactones and ROP are indispensable, making LD is a two-step time- and energy consuming process that requires additional purification, driving up the cost of production. Moreover, LD yields are mediocre and the process is confronted with racemization, losing some control over the enantiopurity of (L,L)-lactide (L-LD), and thus PLA [Gruber, et al., Continuous process for manufacture of lactide polymers with controlled optical purity (1992)].
Recently, a zeolite-based catalytic process was developed in our lab, enabling the single-step conversion of LA to LD. The highly selective route outperforms the two-step procedure, potentially in cost and certainly in atom efficiency (few side-products) and in preserving the stereochemistry (no racemization) [Dusselier et al. Science 349, 79-81 (2015)].
A more intrinsic PLA drawback is associated with its processing performance and consequently its applicability. PLA has a poor melt strength, melt viscosity and melt elasticity, all crucial properties for elongational flow dominated processes such as film blowing, blow moulding, fibre spinning, foaming, etc. [Lim et al. Prog. Polym. Sci. 33, 820-852 (2008); Dorgan, in Poly(Lactic Acid): Synthesis, Structure, Properties, Processing and Applications, Rafael Auras et al. Ed. (John Wiley & Sons, 2010), pp. 125-139].
Different strategies for improving the melt strength properties of PLA have been described. Some effort focuses on the use of chain extenders to create long chain, branched, cross-linked or star-shaped structures of PLA, to enhance chain entanglements [Dorgan et al. J. Rheol. (N. Y. N. Y). 43, 1141-1155 (1999); Michalski et al. Prog. Polym. Sci. 89, 159-212 (2019); Corre et al. Rheol. Acta 50, 613-629 (2011)]. Although chain extenders can boost numerous properties of PLA, final polymer structures are often difficult to control, while seeking the optimal extender concentration remains challenging. In addition, chain extended polymer structures can exhibit a reduced degradability [Iñiguez-Franco et al. Polym. Test. 67, 190-196 (2018); Limsukon et al. Polym. Test. 80, 106108 (2019)], whereas extending agents themselves are often not biodegradable or biocompatible and in some cases even toxic (diisocyanates).
A second strategy consists of blending PLA with other polymers, as well as compounding it with different micro- or nanosized fillers (e.g. 5 wt %) to enhance its melt behaviour [Nofar et al. Polym. Rev. 59, 465-509 (2019)]. However, homogeneous blends or equal particles dispersion are not readily to obtain. Moreover, blending can result in recycling or (bio)degradation limitations.
Finally, stereocomplex crystallites, induced by mixing PLAs of opposite chiral nature (L-PLA with 5 wt % D-PLA), can act as crosslinking points, resulting in a melt behaviour similar to chain-extended PLA structures [Yamane et al. J. Rheol. (N. Y. N. Y). 48, 599-609 (2004)]. This would require large scale availability of pure D-LA, which is not trivial.
In contrast to these strategies, studies linking the composition of the backbone (linear lactide-based co-polymers) to rheological properties are scarce, despite the obvious value in microstructure—viscoelasticity relations for these polyesters. One group performed a few rheological studies on syndio- and heterotactically enriched PLAs [Chile et al. Macromolecules 49, 909-919 (2016)]. The effect of incorporating D-LD in L-PLA has been a topic of investigation but without unambiguously clarifying the impact of the D/L ratio or showing a negligible change in polymer melt viscosity [Dorgan et al. J. Rheol. (N. Y. N. Y). 49, 607-619 (2005); Othman et al. J. Rheol. (N. Y. N. Y). 55, 987-1005 (2011)].
Present invention concerns an unexpected and significant improvement of melt strength behaviour of PLA by ring-opening co-polymerisation of LD with (small amounts of) diethylglycolide (EG) of opposite chiral nature (
Racemic diethylglycolide (mixture of D,D+L,L) has been polymerised before, its traditional synthesis is homogeneously catalysed, inefficient and laborious, ending up with a mixture of diastereomers [Yin & Baker Macromolecules 32, 7711-7718 (1999); Trimaille et al. J. Polym. Sci. Part A Polym. Chem. 42, 4379-4391 (2004)]. Enantiomerically pure homo- and co-polymers so far have only been made by polycondensation of a-HBA or a combination of a-HBA and LA, a method leading to low molecular weight compounds (e.g. 10000 g/mol) and different polydispersities, effectively constituting different materials and corresponding different material properties [Tsuji et al. Biomacromolecules 11, 252-258 (2010); Tsuji et al. Polymer (Guildf). 52, 1318-1325 (2011); Tsuji & Sobue Polymer (Guildf). 72, 202-211 (2015)]. Zeolite-based cyclization of a-hydroxy acids here not only provides for efficiency and high yields, it maintains the stereochemistry of the substrate. Enantiomerically pure cyclic ester monomers give access to a wide range of unexplored high-molecular weight (co)-polymers with possibly attractive new properties. Rheological studies on co-polymers of enantiomerically pure LD and EG revealed a strong increase in zero shear viscosity, elastic modulus and elongational viscosity compared to conventional PLA, with clearly observed differences associated with the chiral nature of the monomers. While improvements in melt properties are usually obtained through chain extension, blending or compounding, a simple co-polymerisation here suffices, even for small EG incorporations. Unexpectedly, a strategy with promise for large scale implementation thus arises, given the ease of dropping in 1% of D-EG (=(D,D)-diethylglycolide) into the lactide batch for classic L-PLA production. The gains in melt strength could translate to fewer weight of plastic needed per functional item (e.g. blow moulding a thinner bottle) and expand the application horizon for PLA.
Referring now specifically to the drawings, an improvement of melt strength behaviour of PLA by ring-opening co-polymerisation of LD with small amounts of diethylglycolide (EG) of opposite chiral nature according to an embodiment of the present invention is illustrated in
The one-step catalytic conversion of lactic acid (LA) to lactide (LD) in the presence of Brønsted acidic zeolite Beta (H-BEA), as shown in (ref 4) and corresponding patents, is applied towards the cyclization of a-hydroxybutyric acid (a-HBA) to form diethylglycolide (EG).
Applying the same reaction conditions to L-a-HBA as applied to L-LA by Dusselier et al cited above (130° C., 3 h, toluene, H-BEA (SiO2/Al2O3=25)) only yielded 5% L-EG, compared to 78% for L-LD. This could be overcome by increasing the reaction temperature to 170° C. (xylene, yield=76%). Reactions in absence of a catalyst revealed—next to the expected low cyclic ester selectivity—a conversion decline with increasing steric hindrance of the alkyl chains at the α-position. In this regard, one could expect that a-HBA would tend to form smaller products and perhaps favour ring-closure. Nonetheless, a reaction with a soluble acid catalyst (sulphuric acid) at full monomer conversion yielded less than 5% of EG, indicating the need for confining the acid function in a shape-selective catalyst such as H-BEA. Optimized, the zeolite reaction (with H-BEA, SiO2/Al2O3=150), proceeded even faster and more selective towards (L,L)-diethylglycolide (L-EG) (yield=88%). Distillation of a-HBA before reaction further enhanced the L-EG yield to 94% in a single step. 1H-NMR showed an excellent enantiomeric purity of 99.6% L-EG (e.e. =99.2%) with formation of only 0.4% meso-EG ((L,D)-EG). In contrast to enantiopure a-HBA, racemic a-HBA (rac-a-HBA) conversion is slower and less selective (yield=56%) for cyclic esters, but still a statistical mixture of the L,L; D,D- and L,D-diastereomers is achieved confirming the absence of racemization in the direct zeolite-catalysed route (
Ring-opening polymerisation, based on Kaihara et al. Nat. Protoc. 2, 2767-2771 (2007), was performed with a stannous octanoate Sn(Oct)2 catalyst and 1-dodecanol initiator. This catalytic system ensures preservation of the stereochemistry of the monomers within the polymer chains, high molecular weight and low polydispersity. Diverse lactide-based polyesters were synthesized with different incorporations of EG, varying between 0.3 and 10 mol % (n/(m+n) in
Various benchmarks were synthesized, i.e. a co-polymer of L-LD with 10 mol % D-LD and pure P(L-LD) and P(D-LD), or purchased. The latter, a commercial PLA (Ingeo 7001D, NatureWorks) has specifications targeting use in injection stretch blow moulded bottle applications.
Chain structures of co-polymers are dependent on the relative polymerisation rates of the different monomers. If propagation rates are comparable, random chain structures are obtained, whereas a significant rate difference leads to block co-polymers. There is a decrease in polymerisation rate of alkyl-substituted lactides with increasing steric hindrance of the substituents [Trimaille et al. J. Polym. Sci. Part A Polym. Chem. 42, 4379-4391 (2004); Saiyasombat et al. Polymer (Guildf). 39, 5581-5585 (1998); Vogel et al. Proceedings of the American Chemical Society, (2007), p. 2; Jing et al. Macromolecules 40, 9304-9312 (2007)]. Nevertheless, the difference in polymerisation rate between rac-LD and rac-EG has been described as rather small, indicating a high degree of randomness within their co-polymer chains [Vogel et al. Proceedings of the American Chemical Society, (2007), p. 2; Yin & Baker Macromolecules 32, 7711-7718 (1999)]
Here, the randomness of incorporation was explored and quasi confirmed by determining the time evolution of the co-monomers during ROP (
In a typical reaction, 0.01 mol of (L)- or (D)-a-hydroxybutyric acid and 0.5 g of H-Beta zeolite are added to a round bottom flask with 20 mL of toluene or o-xylene. On top of the round bottom flask, a custom made Dean-Stark trap, filled with solvent, is installed. The setup is connected to a condenser, and heated in an oil bath at 130 or 170° C. The mixture is stirred for 3 hours. After reaction, the mixture is homogenized by addition of 15 mL of acetonitrile. After homogenization, the zeolite is removed by filtration over a glass frit filter under vacuum. After the first filtration, the catalyst is rinsed with another 10 mL of acetonitrile.
Ring-Opening Polymerisation
Solvent-free ring-opening polymerisations (ROP) is carried out in a dry, custom-made round-bottom flasks. In a typical experiment, a desired amount of monomer is added to the flask in an oxygen- and moisture free environment. A solution of stannous octoate in toluene as catalyst (monomer:catalyst=2500:1) and 1-dodecanol as initiator (70 mol % of the catalyst) are added to the monomer. The solvent is removed in vacuo and the flask is filled with argon and immersed in an oil bath at 170° C. for 70 minutes. After polymerisation, the flask is cooled, and the polymer is dissolved in chloroform. The synthesized polymers are separated from the remaining monomers and oligomers via precipitation in methanol, filtered, and dried under reduced pressure.
Shear Rheology
Melt rheological properties of polymers govern their flow behaviour during processing towards various applications. Processing of PLA remains challenging due to its low melt strength and low melt viscosity and melt elasticity, limiting its applicability. Melt strength, can be indirectly determined by measuring the zero shear viscosity (η0) through strain controlled small amplitude oscillatory shear (SAOS) rheometry. Measurements were performed on the co-polymers described in Fout! Verwijzingsbron niet gevonden. at 185° C. and at a constant strain of 1% under nitrogen, to determine the modulus of complex viscosity (|η*|) and the elastic (G′) and viscous (G″) moduli with changing angular frequencies (co) between 0.1 and 100 rad.s−1. η0, being the plateau value of the complex viscosity at infinitely small ω, is determined by application of the Carreau-Yasuda model. The results of the co-polymers containing 9-10% co-monomers are depicted in
All polymer melts tend to a Newtonian plateau at low frequencies, while shear-thinning occurs at higher frequencies (
Extensional Rheology
Although shear rheometry and zero shear viscosity give good indications about the melt properties of the co-polymers, extensional rheometry can be used as a direct measurement of melt strength. To confirm the existence of the unusually high zero shear viscosities, to mitigate some of the variability of small scale experiments, and to allow extensional rheometry (sample sizes), the bulk ROP reactions were scaled-up to 100 g. A pure P(L-LD) polymer and a co-polymer of L-LD with 1.2% of D-EG were synthesized and compared to the commercial grade PLA used for injection stretch blow moulding applications (e.g. bottles).
Extensional viscosity fixture measurements were performed at different Hencky strain rates (0.1, 0.5, 1 and 3.5 s−1) to determine the extensional viscosity (ηe) as a function of extension time (timee) (
Technical effects of the invention have been displayed in Table 1. And the figures in particular
Differences in the thermal properties of the various co-polymers are observed. In general, a downward trend in glass transition temperature (Tg), melt temperature (Tm) and degree of crystallinity (Xc) are obtained with increasing amount of EG co-monomer (Table 1). Tm and Xc show a stronger decrease if co-monomers with opposite stereochemistry are used.
Co-polymerisation of LD and EG with a reverse stereo-configuration seems to have a unique positive impact on the viscoelastic properties of PLA. While improvements in melt properties are mostly the result of chain extension, stereocomplexation, blending, compounding, etc., obtaining these effects through co-polymerisation is unexpected and may be very promising. A higher melt strength could facilitate certain elongational dominated processes (extrusion blow moulding, thermoforming, film blowing, foaming, etc.), broadening the application window of PLA bioplastics only by adding a small amount of co-monomer to the existing ROP procedure. Moreover, if a thinner stretch can be achieved without breakage of the stronger melt, less polymer can be used for a given application, leading to a smaller ecological footprint of the plastic application.
Small Amplitude Oscillatory Shear
Small amplitude oscillatory shear (SAOS) measurements are carried out on an AresMelts rheometer, using a parallel plate set-up (8 mm diameter) surrounded by a convection oven, purged with N2 gas. Prior to rheology measurements, polymer samples are compression moulded into discs of 8 mm diameter and a thickness of 1 mm. The polymer discs are vacuum dried overnight at 80° C. prior to SAOS measurements. First, dynamic time sweep measurements are performed to verify the thermal stability of the polymer samples under the applied test method. The changes in G′ and G″ are determined in time at an angular frequency of 10 rad/s, a strain amplitude of 1% and a temperature of 185° C. during 300 s. Secondly, strain sweep tests are performed by varying the strain amplitude between 0.1 and 10% to determine the linear viscoelastic regime of the materials. Frequency sweep measurements are carried out at 185° C. with dynamic frequencies ranging from 0.1 to 100 rad/s at a strain amplitude of 1-10%. Consecutively rate sweep tests are performed applying shear rates between 0.01 and 1 s−1. At each shear rate a waiting time of 30 s is installed to guarantee steady state, while a measuring time of 10 s is applied.
Extensional Viscosity Fixture
Extensional flow properties of the polymers are determined on an AresMelts rheometer, using an Extensional Viscosity Fixture (EVF) set-up. Extensional viscosities are measured in strain-controlled stretch experiments with a Hencky strain of 3.4 at 185° C. under a N2 atmosphere. The polymer samples are compression molded into rectangular plates of 18.0 mm long, 10.0 mm (±0.10 mm) wide and 0.80 (±0.05 mm) thick. Prior to stretch measurements the plates are dried at 80° C. overnight. The experimental protocol consists of three steps. During the first step a pre-stretch with a stretch rate of 0.0075 s−1 is performed on the polymers to compensate for thermal expansion during heating. Before pre-stretch a delay time of 50.0 s is applied to ensure the polymer samples are completely molten. The pre-stretch is followed by a relaxation step of 5.0 s to remove residual stress in the sample. Finally, the stretch measurement takes place at a constant Hencky strain rate (0.05, 0.1, 0.5, 1, 3.5 s−1).
Haul-Off
To determine the extensional properties of the polymer melts a Göttfert 2002 capillary rheometer is used in combination with a Haul-off apparatus. The polymer material is added to the barrel of the capillary rheometer at 185° C. To create molten polymer strands, the melt is pushed out of the barrel by a piston with a diameter of 12 mm and a die of 2 mm at a piston speed of 0.05 mm s−1. The molten strands are attached to the Haul-off apparatus which spins the molten strands on a wheel, rotating at a pull-off speed of 100 mm s−1. The speed is linearly increased at an acceleration of 0.12 mm s−1 till the polymer melt breaks.
aAverage build-in % of methyl and methine protons (when both visible), determined by 1H-NMR (400 MHz, CDCl3).
bPolystyrene standards were used to calibrate weight-average molecular weights (Mw). The experimental molecular weight was corrected considering the Mark-Houwink parameters for PLLA [Garlotta J. Polym. Environ. 9, 63-84 (2001)].
cCommercial grade PLA from NatureWorks
dLarge scale polymerisation reactions (50-100 g)
Number | Date | Country | Kind |
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20197312.0 | Sep 2020 | EP | regional |
Filing Document | Filing Date | Country | Kind |
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PCT/EP2021/075980 | 9/21/2021 | WO |