Carbon-containing films are widely used in engineering systems to reduce friction and wear. In some cases, these films, which may be characterized as graphitic, diamond-like carbon (DLC), or polymeric, are deposited by chemical or physical vapor deposition methods. In other cases, these films are formed in situ. Such films have been observed to form in sliding metal contacts lubricated by hydrocarbons. (See, Hermance, H. W., and T. F. Egan. “Organic deposits on precious metal contacts.” Bell System Technical Journal 37.3 (1958): 739-776.)
Methods for forming carbon-based lubricating films in situ on the surface of substrates of steel alloys that are in sliding or rolling contact are provided. The substrates are characterized in that they have a significant concentration of chromium, molybdenum, copper, nickel or combinations thereof.
One example of a method includes the steps of: providing a first steel substrate, wherein the first steel substrate is a high-carbon steel having a chromium content of at least 5 weight percent, a high-carbon steel having a molybdenum content of at least 4 weight percent; or a low-carbon steel having a copper content of at least 1 weight percent and a nickel content of at least 1 weight percent or a combined copper and nickel content of at least 1 weight percent; applying a coating comprising a hydrocarbon fluid onto a surface of the first steel substrate; and sliding the hydrocarbon fluid-coated substrate surface against, or rolling the hydrocarbon fluid-coated substrate over, a second steel substrate, wherein the chromium, molybdenum, copper, or nickel in the first steel substrate catalyzes the formation of a solid carbon-containing tribofilm from the hydrocarbon fluid.
Illustrative embodiments of the invention will hereafter be described with reference to the accompanying drawings.
Methods for forming carbon-based lubricating films in situ on the surfaces of steel alloys are provided. The methods use chromium-containing steel alloys, molybdenum-containing steel alloys, or steel alloys that contain both copper and nickel. When the surface of these alloys slides across or rolls over another substrate under boundary friction conditions in the presence of a hydrocarbon fluid, the chromium, molybdenum, copper and/or nickel in the steel alloy catalyzes the formation of a solid carbon-containing film that reduces the friction and/or enhances the wear-resistance of the surfaces.
The steel alloys are mechanically strong and are referred to herein as dual-functional steels because they are able to provide mechanical strength comparable to steel alloys having lower chromium or molybdenum or copper and nickel contents and, at the same time, can produce wear-protective, lubricious carbon-containing tribofilms from hydrocarbon fluids with which they are in contact. Such steels can enhance energy efficiency due to lower friction and/or increase the lifetime of mechanical components due to lower wear. As a result, the dual-functional steels can replace other, lower chromium, molybdenum or copper and nickel content steels, such as 52100 steel, 1045 steel, or 8620 steel, that are conventionally used in tribological applications.
The steel alloys and methods described herein can be used to improve the performance of steel parts that are subjected to sliding and/or rolling operations. The types of steel alloys used in the methods described herein have not previously been identified as useful in applications that involve sliding or rolling surfaces. However, the inventors have discovered that the chromium, molybdenum, copper, and nickel in these steels are able to catalyze the in situ formation of a tribofilm between sliding and/or rolling surfaces that are made from these steels and coated with a hydrocarbon fluid. Moreover, these alloying element-catalyzed tribofilms can be formed even in the absence of antiwear and/or extreme pressure additives that are used in conventional lubricating coatings. The enhanced lubricity provided by the films formed by the catalysis more than compensates for other properties of these steels that previously discouraged their use in sliding and rolling applications in the art. Thus, the inventors' discovery has opened up new uses for these steels.
The chromium-containing steel alloys used in the sliding and/or rolling applications have a chromium content of at least 5 wt. %. This includes embodiments of the steels having a chromium content of at least 8 wt. % and further includes steels having a chromium content of at least 10 wt. %. By way of illustration only, steel alloys having a chromium content in the range from 5 wt. % to 30 wt. %, including those having a chromium content in the range from 10 wt. % to 20 wt. %, and those having a chromium content in the range from 8 wt. % to 15 wt. %, can be used. Commercially available steels that have a sufficiently high chromium content include D2 steel and A2 steel. The nominal compositions of a D2 steel and an A2 steel are shown in Table 1.
11-12.1
D2 and A2 steels are high-carbon, air hardening tool steels. High-carbon steels have a carbon content of more than 0.6 wt. % -typically in the range from 0.61 wt. % to 1.5 wt. %. In contrast, medium-carbon steels have a carbon content in the range from 0.30 wt. % to 0.60 wt. % and low-carbon steels have a carbon content lower than 0.30 wt. %. High-carbon steels are stronger than stainless steels, but their high carbon contents provide these steels with a low corrosion resistance when exposed to moisture. Furthermore, as carbon content increases, the ductility and toughness of the high-carbon steels tends to decrease. Chromium is added to high-carbon steels, such as D2 and A2 in order to enhance the corrosion resistance, but chromium also tends to decrease hardness. High-carbon steels are traditionally used in applications where hardness is valued, but high toughness and corrosion resistance is not important. Conventional applications for high-carbon steels are cutting tools, dies, punches, and other machining tool parts, springs, and high-strength wires.
Furthermore, in sliding and rolling applications that utilize oils as a base lubricant on steel surfaces, the industry-adopted approach is to add antiwear and/or extreme pressure additives, such as zinc-containing and zinc-free phosphates, including polyphosphates, to the base oil. The role of these additives is to react with the sliding or rolling surfaces to form a lubricious tribofilm. The presence of these additives has, therefore, generally been considered necessary in order to prevent surface damage. However, the use of these additive-containing base oils on high chromium content steels is not favorable because a higher chromium content has been shown to prevent the additives from reacting with the surfaces. (See, for example, Rounds, Fred G. “Influence of steel composition on additive performance.” ASLE TRANSACTIONS 15.1 (1972): 54-66; and Hall, J. M. “Wear and friction studies of neopentyl polyol ester lubricants.” ASLE TRANSACTIONS 12.4 (1969): 242-253.)
These art-recognized drawbacks of high-chromium content steels likely contributed to the failure of the industry to adopt such steels for a wider range of uses. In contrast, 52100 steel, which is a high-carbon steel with a low chromium content (less than 2 wt. %), has become a ubiquitous and long-established go-to steel in the industry for applications such as rolling bearings, and other applications, including gears and cams, where toughness and inherent and/or additive-enhanced, lubricity are important. For comparison, the nominal composition of 52100 steel, as well as the medium-carbon steel 1045, are provided in Table 1.
Steels having a substantial molybdenum content benefit from the inventors' discovery that molybdenum is able to catalyze the formation of a tribofilm from a hydrocarbon, even in the absence of antiwear and/or extreme pressure additives. The molybdenum-containing steel alloys used in sliding and/or rolling applications have a molybdenum content of at least 4 wt. %. By way of further illustration, steel alloys having a molybdenum content in the range from 4 wt. % to 10 wt. %, including those having a molybdenum content in the range from 4 wt. % to 5 wt. % can be used. Commercially available steels that have a sufficiently high molybdenum content include M2 steel, the nominal composition of which is shown in Table 1. Notably, these steels can be used even in relatively low temperature (for example, T<300° C.) sliding and/or rolling applications and/or applications other than bearings.
Alternatively, steels having a lower content of molybdenum can be used. Such steels include steels having a molybdenum content in the range from 0.2 wt. % to 2 wt. %. In these lower molybdenum-content steels, it may be desirable to use a steel that includes one or more of the other catalytic elements of chromium, copper, and/or nickel at a concentration of at least 0.3 weight percent.
Steels containing substantial concentrations of copper and nickel benefit from the inventors' discovery that both copper and nickel are able to catalyze the formation of a tribofilm from a hydrocarbon, even in the absence of antiwear and/or extreme pressure additives.
The copper and nickel-containing steel alloys used in the sliding and/or rolling applications have a copper content of at least 1 wt. % and a nickel content of at least 1 wt. %, and may be low-carbon steels having a carbon content of 0.3 wt. % or lower, or even stainless steels having a carbon content of no greater than about 0.08 wt. %. Various embodiments of the of the copper and nickel-containing steel alloys have a copper content of at least 2 wt. % and/or a nickel content of at least 2 wt. %. By way of illustration, steel alloys having a copper content and/or nickel content in the range from 1 wt. % to 5 wt. %, including those having a copper content and/or nickel content in the range from 2 wt. % to 3 wt. %, can be used. Commercially available steels that have sufficiently high copper and nickel contents include CF2 steel. The nominal composition of a CF2 steel is shown in Table 1.
Notably, copper in steel is generally considered a nuisance element because it causes metallurgical problems. It is commonly present in steels as a contaminant introduced during the recycling of scrap metal from such sources a copper wires and motors in automobiles and appliances. (See, Daehn, Katrin E., Andre Cabrera Serrenho, and Julian M. Allwood. “How will copper contamination constrain future global steel recycling?,” Environmental science technology 51.11 (2017): 6599-6606.) When nickel is also present in the steel, it can offset some of the problems introduced by copper by enhancing steel strength. However, steels with significant copper concentrations have found limited use, likely due to the copper nuisance problem. The inventors' discovery of the tribofilm formation-catalyzing properties of both copper and nickel opens the use of these types of steels to a broad range of new applications for which these steels had not been previously considered.
The performance improvements of the hydrocarbon-coated chromium-, molybdenum-, and copper and nickel-containing steels can be attributed to a reduction in the coefficient of friction between two steel surfaces, and/or to an improvement in wear resistance. Examples of steel components that can be made from the chromium-, molybdenum-, and/or copper and nickel-containing steels, and that benefit from tribofilm formation in the present of a hydrocarbon fluid, include components conventionally made from engineering steels that undergo sliding and/or rolling contact under a load. These components include transmission parts and engine parts. Such components include bearing parts (e.g., rolling bearings), pumps (e.g., hydraulic or fuel pumps) parts, valve parts, cams and tappets, shafts, gears, and propellers. In some embodiments of the methods described herein, the components made from the chromium-, molybdenum-, or copper and nickel-containing steel alloy are not a part of a bearing.
The catalytic activity of the steels comes from the chromium, molybdenum, or copper and nickel atoms that are incorporated into the steel alloys. These alloys are able to catalyze the formation of carbon-containing tribofilms from the hydrocarbon fluids present at the contact interface. A schematic diagram illustrating the tribofilm formation between two steel surfaces coated with a hydrocarbon fluid is shown in
The chromium molybdenum, copper and/or nickel of the steels may be, but need not be, distributed uniformly through the bulk of the steel substrate. For example, steels having a higher chromium, molybdenum, copper and/or nickel concentration toward the sliding or rolling surface can be used. However, advantageously, the chromium, molybdenum, copper, and/or nickel are incorporated as part of the steel alloy, rather than being part of a coating that is applied onto the steel substrate. This is advantageous because it allows for the continued ability of the steel alloy to catalyze the formation of the carbon-containing tribofilms without concern for the wearing-away of a coating.
The hydrocarbon fluids that are applied to the steel substrates include hydrocarbons and may consist only of hydrocarbons. Any liquid hydrocarbon may be used, but those having a viscosity lower than 5 cSt at 40° C. are preferred. For example, the hydrocarbons may be paraffins or polyolefins, such as polyalphaolefins. Polyalphaolefin (PAO) base oils that are made by polymerizing alpha-olefin molecules, such as ethylene, can be used. N-alkanes having a viscosity lower than 5 cSt at 40° C., such as dodecane, decane, and octane, are non-limiting examples. Viscosity can be measured as kinematic viscosity under ASTM D7042-04, as published in 2021. Because the steels are able to catalyze the formation of the carbon-containing tribofilms, the hydrocarbon fluids can be used with or without additives, such as additives that catalyze the formation of the carbon-containing tribofilms and/or that provide a carbon source for the formation of the tribofilms. For example, the hydrocarbon lubricants can be free of sulfur-containing (e.g., sulfates or sulfides), phosphorus-containing (e.g., phosphates), and/or chloride-containing additives, and/or other additives that are known as extreme pressure additives or antiwear additives. Phosphate-containing additives that may be excluded from the hydrocarbon coatings include zinc-containing and zinc-free compounds.
The carbon-containing tribofilms are characterized by the presence of D and G peaks in their Raman spectra. Such peaks are signatures of amorphous carbon materials containing a mixture of hydrogen, sp2-and sp3-bonded carbon, and sometimes other elements such as nitrogen and metals (e.g., DLC) and also of graphite. The D peak around 1350 cm−1 is assigned to the breathing mode of-sp2 hybridized atoms in a carbon ring, while the G peak around 1580 cm−1 corresponds to the stretching vibrations of the sp2 hybridized C in both chains and rings.
This example illustrates the in situ formation of solid carbon-containing tribofilms at rubbing surfaces of high-carbon chromium-containing steels, high-carbon molybdenum-containing steels, and a low carbon content copper and nickel containing steel in the presence of liquid hydrocarbon containing films.
Chromium-Containing Steels. Friction testing was conducted on D2, a steel containing 11-12 wt. % Cr and 1045, a steel with no Cr content (Table 2). The comparison was conducted between 1045 and D2 steel to demonstrate the catalytic activity of chromium. Prior to testing, both steels were heat-treated to give the same Vickers hardness (˜230). A 9.5 mm diameter ball made from 52100 steel and having a smooth surface (Ra roughness ˜5 nm) was loaded against a flat steel sample (Ra roughness ˜20 nm) and the interface was lubricated by polyalphaolefin (PAO), a hydrocarbon base oil, without additives. Reciprocating tests were conducted under normal load of 2N, a frequency of 5 Hz, and stroke length of 10 mm. During the motion, the lateral forces experienced by the ball were recorded with time and coefficient of friction data were obtained. After the friction test, the ball and substrate were rinsed with hexane and examined under a 3D laser confocal microscope to assess surface wear. The results show drastic improvements in friction and wear resistance for the D2 steel substrate (
A dark-colored solid deposit that had accumulated on the ball surface at the end of tribo-testing was rinsed with hexane to remove the residual lubricant. Raman spectroscopy (Horiba LabRam HR Evolution Confocal Raman microscope) was used to study the deposit using laser wavelength of 473 nm. The Raman spectra for the wear deposit on the 1045 steel, the wear deposit on the D2 steel, and a DLC film are shown in
To further confirm the catalytic activity of chromium on in situ tribofilm formation, an additional comparative friction test was conducted between A2 steel and D2 steel, which has a lower chromium content than A2 steel (Table 3).
Friction and wear performance of D2 is better than A2, as determined by lower coefficient of friction (COF) and less surface wear (
Molybdenum-Containing Steel. Comparative friction testing was conducted between A2 steel and M2 steel (
Both A2 and M2 were heat-treated to give the same Vickers hardness (˜290). While friction performance, as determined by COF (
Additional testing of the tribofilm-forming properties of D2 steel and CF2 steel coated with the representative hydrocarbon dodecane was conducted. The steels were hardened and polished to a comparable Vickers Hardness, as shown in Table 5.
The wear coefficients for three trials with the D2 substrate lubricated with dodecane are shown in
The wear coefficients for three trials with the CF2 substrate lubricated with dodecane are shown in
The coefficients of friction (COFs) for the 52100 substrate, the CF2 substrate, and the D2 substrate, each lubricated with dodecane, are shown in
The word “illustrative” is used herein to mean serving as an example, instance, or illustration. Any aspect or design described herein as “illustrative” is not necessarily to be construed as preferred or advantageous over other aspects or designs. Further, for the purposes of this disclosure “a” or “an” can mean “one or more” and can also mean “only one”. Embodiments of the inventions described herein consistent with either construction are covered.
The foregoing description of illustrative embodiments of the invention has been presented for purposes of illustration and of description. It is not intended to be exhaustive or to limit the invention to the precise form disclosed, and modifications and variations are possible in light of the above teachings or may be acquired from practice of the invention. The embodiments were chosen and described in order to explain the principles of the invention and as practical applications of the invention to enable one skilled in the art to utilize the invention in various embodiments and with various modifications as suited to the particular use contemplated. It is intended that the scope of the invention be defined by the claims appended hereto and their equivalents.
This application claims priority to U.S. provisional patent application No. 63/126,636 that was filed on Dec. 17, 2020, the entire contents of which are incorporated herein by reference.
This invention was made with government support under W911NF202029 awarded by the U.S. Army Research Laboratory. The government has certain rights in the invention.
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20080145264 | Hetzner | Jun 2008 | A1 |
20180216408 | Bomidi | Aug 2018 | A1 |
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20220195549 A1 | Jun 2022 | US |
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63126636 | Dec 2020 | US |