The present invention relates with the design and implementation of a medical device to assist patients with breathing difficulties.
Respiratory diseases affect a significant portion of world population, especially in the developing world due to environment. For example, around 71,000 children the of pneumonia annually in Pakistan. Similarly, chromic obstructive pulmonary disease (COPD) affects 2.1 percent of Pakistani population aged 40 years and above [1]. Almost 33% of these patients are hospitalized due to their COPD symptoms while 27% of them visit emergency room each year. Similarly, nearly 20 million adult Pakistanis are already suffering from asthma and it is increasing at an alarming rate of 5% annually [2]. Around twenty to thirty percent of these patients are children between 13 acid 15 years of age [2] Furthermore, many patients (mostly aged and children) get seasonal respiratory diseases and need acute treatment in emergency conditions. Last year alone, dozens of children died due to unavailability of ventilators in hospitals across Pakistan alone. Low-cost and easy to repair life-saving devices can provide a solution to such large-scale problems [3].
A mechanical ventilator is often required to treat patients with respiratory problems [4]. This treatment can be acute or chronic (for months) depending upon patient condition. According to healthcare standards, hospitals should have at least 50% of beds with ventilators always available for emergency patients [5]. Furthermore, these devices should be available at all levels i.e. districts and tehsils so that patients can be treated closer to their family without haling to travel long distance. However, this number becomes too large for dense population in many parts of the developing world. Furthermore, most of the public hospitals don't have the infrastructure to provide such facilities to the large population. Moreover, the current ICU ventilators are big and are designed for developed world hospitals (require extensive hospital infrastructure and trained staff) and aren't optimized for developing and underdeveloped countries for large scale use. There are some smaller units available, however those devices are still expensive and difficult to maintain in large numbers.
In consideration of difficulties associated with access to life-saving ventilators in many areas of developing world, we have developed a smart, affordable, and accessible breathing support device that can act as an alternative to a traditional hospital ventilator for life saving cases and can be maintained in low-resource settings. This new device will not only provide the function of a life-saving ventilator but will also be equipped with remote monitoring capabilities allowing for a smarter use and data collection and decision-making process. The smart wireless interface will allow real-time data collection and prediction to match population needs and resources in an efficient manner. The device uses the approved Ambu bag (also known as Bag Valve Mask) technology for easy adoption by the medical community. We have successfully implemented our system and have tested it on human patients under the supervision of senior doctors. This system has the potential to save hundreds of thousands of lives throughout the world in emergencies and during transportation.
A mechanical ventilator is often required to treat patients with respiratory diseases and can save lives if readily available [3], These devices should be available at all levels so that patients can be treated closer to their homes without having to travel long distance. Current state-of-the-art ventilator systems are expensive and difficult to use (require infrastructure and trained staff) and hence have proven to be inefficient for the scale of problem [6]. Experts believe that local maintenance and optimization of ventilator systems is the ultimate solution for these problems [7].
Traditional medical instruments are not designed to have wireless connectivity for safety and simplicity reasons. However, current wireless protocols have performance characteristics acceptable and allowed by regulatory authorities and hence wireless connectivity has started to become a standard in medical device community [8]. Hence, our goal is to develop smart systems that can be seamlessly integrated with other information and communication technologies and thus provide real-time monitoring and usage information without having to retrofit other devices. The data gathered can be analysed for trend analysis that would make the healthcare system simpler, smarter and scalable.
Local development of important healthcare solutions can provide sustainable solution to large scale problems such as the respiratory disorders in developing countries [9]. In some cases, such systems can be used in developed world as well for emergency situations [10]. Although efforts have been made in realizing low-cost portable ventilators [11], such systems have been limited to academic exercises and have not resulted in real systems that can be used in actual clinical applications.
The specific ventilator design presented in this invention is built upon existing breathing technologies used by the medical community to facilitate adoption. It uses a Bag Valve Mask (BVM) that, in under-served communities is used manually by patient's caregivers for hours, or days and sometimes weeks and is clearly not an efficient and reliable solution to provide breathing support to patients who are too sick to maintain their own respiration. However, its use is acceptable clinically and it has proven to be a life-saving resource when more advanced ventilators are not available. Present invention removes the limitations associated with use of the BVM (also known as the Ambu bag) manually by automating its operation and by using sensors to regulate such use to make is safer and more effective.
The invention presented here describes a novel breathing support device design using a simple architecture that conforms to the medical safety and efficacy requirements for life-saving applications. This is achieved by realizing an efficient feedback control mechanism based upon pressure and flow sensors [12]. We use accurate pressure and flow sensors with proper specifications to measure system state, using similar standards that are used in hospital ventilator systems [13].
The presented device is designed to be powered by AC current or with a battery which allows for long-term field use where AC power may be unavailable or intermittent. This also allows for bedside use in hospital settings where AC power may not be available for all devices during epidemic or emergency conditions or use in emergency vehicles.
The proposed system uses a modular design which allows low-cost and simpler maintenance. The system has an internal diagnostic capability to determine which module(s) need replacement during maintenance. The minimizes need for expensive diagnostic instruments and repairs.
In a typical operation, the system works in Assist-Control (AC) mode in which a breath cycle may be started by patient or otherwise by internal controller based upon Inhalation to Exhalation Ratio (I:E) and number of breaths required per minute. After breath cycle starts, continuous monitoring of air flow rate and tidal volume is done using different sensors. After providing the tidal volume set by the user, exhalation cycle starts, and system again wait for patient or internal timers to trigger next inhalation cycle.
Breath flowrate, delivered-volume and lung-pressure is measured just outside the patient mouth via two sensors; an air flowrate sensor (99) and a pressure sensor attached to the small opening (100). Motor input voltage which is controlled by Pulse width Modulation PWM, depends on the feedback from these two sensors. Breath flowrate and delivered air volume is measured via medical grade 6 to 24-Volt MEMS based hot-wire air flow sensor (99). Flow sensor range is about −50 liters per minute (LPM) to +50 liters per minute (LPM). The range −50 LPM to 0 LPM (i.e. flow direction is from patient to device) is to measure the exhalation flowrate and volume whereas the range 0 LPM to +50 LPM (i.e. flow direction is from device to patient) is to measure inhalation flowrate and volume. Sensor electrical output could be analog or digital I2C and standard medical mechanical interfaces are easily available.
Breath pressure is measured by the medical grade MEMS based pressure sensor attached to the small opening (100) via any means e.g. a small plastic tube or direct interface. Pressure sensor range is about −10 cmH2O to +70 cmH2O. The pressure range −10 cmH2O to 0 cmH2O is used to detect the pressure drop generated by the patient's attempt for inhalation. Special ventilator-oriented MEMS based medical grade flow, pressure, humidity and temperature sensors all built in one single package with standard medical interfaces can be used to simplify the sensing unit (SU).
The diameters of semicircles on back (92) and front (93) support are 62 mm and 42 mm respectively and depends on the diameters of inlet (95) and outlet (96) of BVM (4) (
There is a plate namely gear plate (108) situated on the base plate with two holes (121) and (122). Gear plate (108) holds two meshing gears (115) and (116) (
There are two small seats (114) and (123) of size 1×1 cm at the both ends of gear plate with 3-5 mm thickness. These two seats (114) and (123) are used to hold/adhere Hall Effect. Sensor's ICs to electronically detect the extreme positions of two meshing gears (
Both gears are held by gear plate (108) via corresponding ball beatings (111) and (112). Their internal diameter is 17 mm and depends on the diameter of gear shafts (109) and (110). Their outer diameter is 35 mm and thickness is 10 mm. Depending on the diameter of gear shafts, size of ball bearings can be changed. The 8 mm hole (127) in 40 mm gear shaft (110) is to insert motor shaft. Diameter of hole (127) depends on the diameter of motor shaft. A nut (129) is used to tighten the motor shaft with gear shaft (110). Through this coupling, motor can drive the mechanism to press the BVM to deliver a breath. There are two magnets (120) and (128) attached to each gear to give signals to Hall Effect Sensors (114) and (123) to detect extreme positions.
At the end of internal piping circuitry (97), there is a standard ventilator interface (101) which connects the ventilator outlet port to the patient via breathing circuit's (83) (
During inhalation, inhalation solenoid valve (98) gets opened and the exhalation solenoid valve (117) gets closed allowing air to flow in the lungs. After completing breath, inhalation stops and inhalation solenoid valve (98) gets closed whereas exhalation solenoid valve (117) gets opened allowing air to go to the atmosphere. During exhalation, exhalation solenoid valve (117) gets closed as soon as the lung pressure being measured by the pressure sensor at the small opening (100) (
The design philosophy behind the presented breathing support device is to make a low-cost design that uses already acceptable components which will allow for easy development and regulatory approval. Hence, the main component of the system is the bag or bag valve mask (BVM) which is already used for mechanical respiration. The disclosed system is designed to automate the actuation of the BVM and to regulate its safe: use through monitoring of breathing gas flow rate and pressure. It is to be noted that the BVM is one example of gas volume generator (GVG). Other example could be an electrically operated pneumatic pump or a bellow.
The system uses a combination of mechanical components (e.g. for actuation of BVM), electrical components (e.g. for automation for actuation), pneumatic components (e.g. to provide breathing gas). Each part is designed to minimize cost while providing reliability required for medical applications.
The design philosophy for the actuator part of the system is to minimize the number of moving parts in the system and to avoid difficult machining or assembly process. We compared different methods of actuation including electromagnetic actuation using electromagnets, linear actuation using linear actuators, rotary actuation using motors, cans shafts etc. We implemented different mechanisms for actuation and compared their advantages and disadvantages.
The actuation mechanism replicates the manual actuation from human hands as the BVM is designed for manual actuation. One example of mechanical actuation is a pair of rounded metal pieces on top and bottom side of the ambu bag to compress and release it. An electrical motor is used for automation of the actuation process. The mechanical assembly is coupled to the actuation mechanism (e.g. motor) using some sort of circular-to-translinear motion converter. An example is the use of a gear assembly connected with rounded jaws to achieve tins (
The electrical part of the system mainly consists of a combination of printed circuit boards. One main board (like a motherboard in a personal computer) is designed to house these printed circuit boards in a modular format. Each board contains the components for a certain function required for system operation. For example, a system control unit (CU) PCB is designed to utilize a high-performance microcontroller (e.g. Arm Cortex M0) for controlling system operation. Another design can use a PIC18F microcontroller along with typical electrical I/O (switches, LEDs, relays, connectors) commonly known to a person skilled in the art as a microcontroller for the CU.
To get desired torque to move the actuation assembly, high current motor drivers are used in a motor driver circuit. Typical current requirements are from 100 mA to 3A depending upon the motor which in twin depends upon the size of the BVM. The motor drivers use heat sink to minimize thermal damage during use. The motor driver is used between the CU and the motor.
The device is powered by a power management unit (PMU). The PMU is designed like laptop computers i.e., the AC mains power (from wall outlet) is used to power the system as well as to charge system batteries. The backup power source in the form of one or more batteries is useful in case of power interrupts and for portable use as in ambulances and in remote areas with shortage of continuous power supply. Hence, the system is designed to work with both power sources. The system can also be charged by a small portable generator that can run on liquid fuels or operated manually using a rotary or foot peddle. The efficient system design allows for hours of continuous operation with a suitable battery [17]. Normally, two different batteries are used, one (bigger) for the motor and other (smaller) for the rest of the system. Different type of batteries can be used in the system e.g. lead-acid batteries, dry cell batteries or Lithium polymer (Lipo) batteries. Lead-acid batteries are normally cheaper but heavier and require some maintenance. Dry cell and LiPo batteries are expensive but are lighter and require less maintenance. The unit contains portable batteries with recharging circuitry (e.g. KR-7000F from Panasonic), voltage measurement circuit to determine the requirement, of recharging (e.g. STM6904 from ST Microelectronics), and voltage regulators (e.g. ADP150 from Analog Devices) to provide stable voltage to allow for a smooth operation of the entire system. The system uses LEDs and alarms to indicate battery status (e.g. charging level).
The PMU can use both AC mains and internal battery as power source. It uses a rectifier to convert AC mains into DC voltage. This rectified DC voltage is then fed to battery charging management and switching circuitry. If AC mains is available, batteries will be charged by the charging management circuitry. Also, if AC mains is available, switching circuitry will use that to power the system. If AC mains is not available, switching circuitry will switch to using batteries without any interruption. Also, if system is operating on batteries and AC mains becomes available, switching circuitry will switch the system back to AC mains without any interruption and batteries will start to charge. After switching management, DC voltage is stepped-down via voltage regulators and distributed to each module according to its requirements.
For the sensing unit (SU), temperature, pressure, humidity and oxygen sensors are used to ensure safe and accurate operation of the system. A spirometer/flow-rate sensor is used to measure the flow of air provided to the patient. Similarly, a pressure sensor is used to measure the pressure of the air flow to the patient. The pressure depends upon the condition of the patient and the percentage of natural respiration process that may be present. Also, during the course of actual use, patient's self-respiration can change, and sensor feedback is essential to adjust the system accordingly [14]. The design incorporates optional valves to adjust air/oxygen ratio as required in some applications [16]. In some cases, the ratio is automatically selected based upon the house supply and hence is directly used. Humidity is also controlled automatically by passing the air intake through a water/steam chamber. Example of sensors include flow sensors (e.g. HAFUHH0050L4AXT Analog Airflow sensor from Honeywell), Pressure Sensors (SSCSANN001PGAA5 Analog Pressure Sensor from Honeywell) and composition sensors (e.g. Oxygen sensor such as KGZ-10 Series from Honeywell).
The system can also include a wireless interface providing status information to a smart-phone or a similar system. Different algorithms and alarms can be used to process this data allowing direct feedback to the medical practitioner/caregiver. This allows for scaling up this solution for many patients observed by a single medical practitioner (e.g. a Nurse). The data from the ventilators can be processed at individual level to predict patient health patterns and suggest treatment pathways. The data from a larger number of such devices can help in determining trends at population levels and outbreak of epidemics as well as in registering the correct use of such devices and their actual deficiency. It also helps to design a resource management system whereby patients can be directed towards the closest facility with available ventilators so that they don't lose time during travel and figuring out their next possible destination if the patient is in critical need of a ventilator.
The device can use Bluetooth Low energy and Wireless LAN for wireless link with a smart hub within a hospital ward. The central hub can communicate with a smart phone or tablet using WiFi. It can also be used to communicate data to a central service providing availability and usage statistics. The wireless communication scheme uses encryption based upon international standards. User interface design ensures that medical practitioners are able to work with it and are comfortable with it. The unit is implemented by including a wireless connectivity module/chipset in the system. An example is the BLE chipset front microchip (RN4020). The functionality is provided in the form of a wireless connectivity kit that can be connected to a standard port (e.g. serial, usb) available on the electrical circuit board for such functionality.
The presented breathing support device is designed to have a decision-flow architecture (also termed as the software architecture) to run it in different modes. As an example, a typical implementation will have a simple, normal and a smart mode. The simple mode simply automates ambu bag actuation without using any feedback control i.e. it operates in open-loop. It can be used on patients with no effort of their own and provides ‘at ambu bag like’ operation but without the need for a human operator. The normal mode uses the data from different sensors to achieve the desired volume, pressure etc. by considering patient efforts as well. This mode is safer than commonly used ambu bag since it synchronizes the actuation of the ambu bag with patient's breathing pattern to minimize the possibility of pressure build-up that can cause ventilator induced lung injury. In the smart mode, the ventilator uses adaptive learning to adjust its operation based upon a training algorithm that is used to optimize its operation for each patient. The smart mode uses data from all the different sensors used in the ventilator and at exhale and inhale port near the patient. It allows system to converge to optimal flow, pressure and humidity ranges compared to the normal mode. For patients with varying breathing effort, the smart mode is most optional.
The system uses sensor's feedback and user settings to use one of several different modes. For example, it can use volume-controlled modes mode by integrating the flow rate sensor's data to determine the volume (tidal volume) delivered to the patient. The examples of modes that can be implemented using this technique include continuous mandatory ventilation (CMV), assist-control ventilation (ACV), or synchronous intermittent mandatory ventilation (SIMV). The system uses pressure sensor measurements in this mode to ensure that the system operate within the safety limits. The system can use a Proportional-Intergral-Derivative (PID) controllers to implement all these modes as well as pressure-controlled modes as it provides more control. In advanced implementations, the system can use a machine-learning based approach to adjust its operation to the patient's conditions based upon results gather from large pool pd earlier patient data. This can enable an intelligent use of system that will enable performance levels not obtained from traditional ventilators or ambu bag.
The system can use a humidity and temperature control unit between the system output and the patient, if longer term ventilation is desired. This component essentially uses water to create moisture through which the breathing gas passes. A humidity sensor is used to control the amount of moisture (via heat) and hence the level of humidity in the passing air. Similar mechanism can also be used to adjust the temperature of the breathing gas to be close to body temperature.
We have built our ventilator and have tested it in the field with very good results. Although other portable ventilator designs have been presented before [11], our design utilize unique features consisting of (i) design of mechanical actuation based upon pulley or gear system, (ii) sensing based feedback for an ambu bag based system to enable safe and effective use in different modes, (iii) use of dual power mode to allow the system to run on both AC mains and battery, (iv) use of humidity and temperature control to allow long term use from the otherwise restricted ambu bag based resuscitator, (v) the use of smart algorithms to adjust the operation in run-time, (ii) use of data collection via wireless link to enable remote monitoring enabling smart decision making by medical staff. A comparison of one implementation of the presented device with a commercial system in table I shows the range of different parameters for both. It shows the suitability of the presented system for many cases.
In summary, we present a unique and innovative design of a low-cost ventilator that is based upon automation of the already accepted manual resuscitator i.e. the ambu bag by using electrical motors and sensors-based feedback control system to provide safe and regulated operation when cexpensive ventilators aren't available. The system doesn't provide the advanced functions of big ICU ventilators but can provide lifesaving support for majority of cases till the patient recovers or a better alternative becomes available. Hence, it can save thousands of lives each year if used at large scale.
Each of the following References is hereby incorporated by reference herein, in its entirety:
Other embodiments are within the scope and spirit of the invention. For example, due to the nature of software, functions described above can be implemented using software, hardware, firmware, hardwiring, or combinations of any of these. Features implementing functions may also be physically located at various positions, including being distributed such that portions of functions are implemented at different physical locations.
Further, while the description above refers to the invention, the description may include more than one invention.
The present application claims priority to U.S. provisional application No. 62/559,631 entitled A SMART, LOW-COST HARDWARE AND SOFTWARE SOLUTION FOR A PORTABLE VENTILATOR, filed on Sep. 17, 2017, which is incorporated herein by reference in its entirety.
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