This application is a national phase under 35 U.S.C. § 371 of PCT International Application No. PCT/CN2018/117093 which has an International filing date of Nov. 11, 2018, which claims priority to Chinese Application No. 201711193932.2, filed Nov. 24, 2017, the entire contents of each of which are hereby incorporated by reference.
Embodiments of the present disclosure generally relate to the field of communications, and more particularly relate to methods and apparatuses for performing precoding.
In the prior art, massive MIMO (Multi-Input Multi-Output) systems which employ arrays with a considerable number of antenna elements have a great potential to obtain a large multiplexing gain and accordingly deliver a high throughput. The two-stage precoding technique and hybrid analog-digital beamforming technique are able to significantly alleviate the efforts on implementation and hardware,
However, conventional technologies cannot accommodate a MU (Multi-User) MIMO system well, which mainly have the following problems:
1) in order to reduce the implementation complexity for MU massive MIMO, the Joint Spatial Division and Multiplexing (JSDM) two-stage beamforming technique has been proposed, which utilizes Block Diagonalization (BD) for decoupling, so that per-group processing (either linear precoding or non-linear precoding) can be carried out. However, this technique is developed based on the whole array, which is too complicated to be applied for massive MIMO systems;
2) existing decentralized precoding solutions are not designed for large array systems or panel-based array architectures but rather for traditional MIMO systems. Accordingly, the corresponding implementation procedure and the UE's behavior will be different.
3) In existing solutions, the UE-transparent CSI acquisition is mostly considered, where the UE is able to receive multiple CSI-RSs (Channel Status Information Reference Signals) and feedback multiple CSI to assist the precoding design for data transmissions. In such a method, the UE has no idea on its channel status from different panels and the feedback is usually with respect to the whole array, which imposes a large overhead of CSI feedback due to the massive number of antennas of the array in the system.
An objective of the present disclosure is to provide methods for performing precoding and apparatuses for the same.
According to an aspect of the present disclosure, there is provided a method for performing precoding in a base station, wherein the antenna array of the base station is divided into a plurality of panels, each panel corresponding to a plurality of ports to serve multiple users, the method comprising steps of:
A. transmitting a channel status information CSI reference signal to a UE to request the UE to report status-related information of respective panels;
B. acquiring, based on first feedback information from the UE, the status-related information of the respective panels measured by the UE and a serving panel selected by the UE;
C. performing, based on the status-related information of the respective panels and the serving panel selected by the UE, two-stage beamforming separately to the respective panels, so as to first perform decoupling to suppress inter-panel interference and then perform per-panel precoding.
According to an aspect of the present disclosure, there is provided a method for assisting in performing precoding in a UE, comprising steps of:
According to an aspect of the present disclosure, there is provided a precoding apparatus for performing precoding in a base station, wherein the antenna array of the base station is divided into a plurality of panels, each panel corresponding to a plurality of ports to serve multiple users, the precoding apparatus comprising:
a transmitting module configured for transmitting a channel status information CSI reference signal to a UE to request the UE to report status-related information of respective panels;
an acquiring module configured for acquiring, based on first feedback information from the UE, the status-related information of the respective panels measured by the UE and a serving panel selected by the UE;
a performing module configured for performing, based on the status-related information of the respective panels and the serving panel selected by the UE, two-stage beamforming separately to the respective panels, so as to first perform decoupling to suppress inter-panel interference and then perform per-panel precoding
According to an aspect of the present disclosure, there is provided an assisting apparatus for assisting in performing precoding in a UE, comprising:
a measuring module configured for measuring status-related information of one or more panels upon receiving a channel status information CSI reference signal transmitted from a base station;
a selecting module configured for selecting, by performing a channel status estimation operation, one panel as a serving panel from the respective panels whose status-related information has been measured;
a generating module configured for generating corresponding first feedback information, wherein the first feedback information includes the indicator of the selected panel and the status-related information of the respective panels; and
a feedback module configured for feeding back the first feedback information to the base station.
Compared with the prior art, the present disclosure offers the following advantages: through interaction between the base station and the UE, status information of respective panels measured by the UE is obtained; through the two-stage beamforming performed by the base station to the respective panels, intra- and inter-panel interference can be effectively suppressed; moreover, the solution of the present disclosure implements per-panel two-stage beamforming, wherein the first-stage decoupling only requires the channels between some non-serving UEs and the current panel, which eliminates complex inter-panel calibration and reduces implementation complexity and CSI feedback overhead; moreover, the base station may transmit an aperiodic CSI reporting request so as to update the status-related information of a specific panel for execution of further signal processing, thereby enhancing system performance.
Other features, objectives, and advantages of the present disclosure will become more apparent through reading the detailed description of the non-limiting embodiments with reference to the drawings below:
In the drawings, like or similar reference numerals represent like or similar components.
Hereinafter, the present disclosure will be described in further detail with reference to the accompanying drawings:
Particularly, the method according to the present disclosure is implemented by a precoding apparatus included in the base station and an assisting apparatus included in the UE.
Particularly, the base station includes, but not limited to, a macro base station, a micro base station, and a femtocell, etc.
Preferably, the base station and the UE are both included in a MIMO system.
Particularly an antenna array of the base station is divided into a plurality of panels, each panel corresponding to a plurality of ports to serve multiple users.
Preferably, the base station dynamically divides the antenna array of the base station into a plurality of groups based on locations of respective UEs.
Hereinafter, illustration will be made with reference to
According to a first example of the present disclosure, referring to
Referring to
while for the non-uniform panel,
But for both uniform and non-uniform, the whole array is still planar, while for the conformal array, multiple panels build up a non-planar array. Particularly,
Particularly, the precoding apparatus performs two-stage beamforming. Hereinafter, the two-stage beamforming procedure will be illustrated with reference to
Referring to
The kth user is mounted with MR, antennas and the total number of receive antennas is MR=ΣK=1KMR
The second-stage beamforming processes R=ΣK=1Krk=Σg=1Gr(g) data streams onto effective chains.
To enhance throughput performance of both the system and UEs, per-panel beamforming can also be performed by a non-linear precoder. As shown in
r=HFDx+nϵM
where the whole decoupling matrix FD=blkdiag{FD(1), . . . , FD(G)}ϵM
where HkϵM
Preferably, the base station applies specific indicators to identify respective panels; and the method configures, in the UE, the indicators corresponding to respective panels in step S104 (not shown) performed by the base station and in step S205 (not shown) performed by the UE before the steps shown in
In step S104, the precoding apparatus transmits CSI configuration information to the UE so as to configure, in the UE, the indicators corresponding to respective panels.
Next, in step S205, the assisting apparatus receives the CSI configuration information from the base station to configure, in the UE, the indicators corresponding to respective panels.
Preferably, the base station uses specific indicators CRgIs to identify different panels, and uses conventional CSI information to indicate status information of the panels. For example, for the scenario in
Preferably, the precoding apparatus dynamically configures the port of each panel serving the UE by transmitting specific CSI configuration information to the UE.
For example, when there are an unequal number of UEs to be served by two panels of the base station, the precoding apparatus assigns an unequal number of ports to each of the two panels by transmitting specific CSI configuration information to the UE.
Preferably, the precoding apparatus performs the above configuration procedure in higher layer signaling such as RRC or MAC signaling.
Hereinafter, the illustration will be made with reference to
In step S201, the assisting apparatus measures the status-related information of one or more panels upon receiving the CSI reference signal transmitted from a base station.
Particularly, the status-related information includes various kinds of channel status-related information.
Preferably, the status-related information refers to CSI information, including PMI (precoding matrix indicator), RI (rank indication), and CQI (channel quality indicator), etc.
In step S202, the assisting apparatus selects, by performing a channel status estimation operation, one panel as a serving panel from the respective panels whose status-related information has been measured;
Specifically, the assisting apparatus selects the panel with currently the best channel status as the serving panel by performing a channel status estimation operation.
In step S203, the assisting apparatus generates corresponding first feedback information.
Particularly, the first feedback information includes the indicator of the selected panel and the status-related information of the respective panels.
Particularly, the first feedback information refers to the feedback information with respect to the CSI reference signal from the base station.
Preferably, the assisting apparatus feeds back, in the first feedback information, the status-related information corresponding to multiple panels.
Preferably, the first feedback information includes the indicator of the serving panel selected by each UE and the status-related information of other potential panels.
Continued with the first example, each UE measures the CSIs from itself to Panel_1 and Panel_2 based on CSI-RS1 and CSI-RS2, respectively, where H1(1,1) exclusively indicates the channel matrix of the serving Panel_1 measured by UE1 based on CSI-RSI, and H1(2,1) exclusively denotes the channel matrix of its non-serving Panel_2 measured by UE1 based on CSI-RS2. The CQI does not consider the interfering channel from non-serving panels, since it is assumed that the coordinated beamforming nulls out the leakage channel. The CQI calculated by UE 1 can be simply written by
where FD,3(1) is the decoupling matrix applied for UE 1 in Panel 1.
The UE1 reports, in the first feedback information, H1(1,1) and H1(2,1) in their pre-allocated places to the base station.
With continued reference to
Preferably, the first feedback information can be multiplexed in time or frequency, depending on different PUCCH (Physical Uplink Control Channel) formats.
Hereinafter, the form of the first feedback information will be illustrated with reference to
Referring to
With continued reference to
Next, in step S103, the precoding apparatus performs, based on the status-related information of the respective panels and the serving panel selected by the UE, two-stage beamforming separately to the respective panels, so as to first perform decoupling to suppress inter-panel interference and then perform per-panel precoding.
Specifically, the step S103 comprises step S1031 (not shown) and step S1032 (not shown).
In step S1031, the precoding apparatus calculates, based on the channels from the UE to the respective panels, decoupling matrices and beamforming matrices corresponding to the respective panels.
In step S1032, the precoding apparatus performs precoding to the respective panels.
Preferably, the decoupling matrices and beamforming matrices corresponding to the respective panels are calculated using the SLNR (Signal-to-Leakage-plus-Noise Ratio) algorithm.
For example, an intuitive way is to find the decoupling matrix FD(g)ϵM
H(g,i)FD(g)=0, for i≠g. (4)
The SLNR maximization problem for the gth panel can be formulated by
where PT(g) is the total transmit power for the gth panel, and the covariance matrices of the desired channel and the leakage channel are Rg=H(g,g)H H(g,g), and {tilde over (R)}g={tilde over (H)}(g,g)H{tilde over (H)}(g,g)+σn2MR(g)/PT(g)lM
{tilde over (H)}(g,g)=[H(g,1)T, . . . , H(g,g−1)T, H(g,g+1)T, . . . , H(g,G)T]T is the channel excluding the desired panel. The maximization SLNR problem can be reduced to maximizing a lower bound, which maximizes the smallest generalized Rayleigh quotient as
The decoupling matrix can then be obtained by dominant NT(g) eigenvectors corresponding to NT(g) largest eigenvalues of
It is noted that for higher frequencies such as Millimeter Wave (mmWave), due to hardware constraints, the first-stage beamforming is usually carried out by cost-effective analog phase shifters. Thus, analog beamforming may be implemented by further baseband decoupling. Similarly, the analog beamforming requires the CSI information from all considered UEs measured at themselves and is obtained by calculating the eigenvalue decomposition of the channel covariance matrix Rg at the gth panel, i.e. obtaining the ordered eigenvectors) of Rg corresponding to NT(g) largest eigenvalues Ug(:,1:NT(g)). then, the analog beamforming is obtained by taking phases of the eigenvectors:
FRF(g)=ej·angle(U
Then, the above SLNR based decoupling can be applied on the intermediate equivalent channel
Afterwards, the second-stage precoding carried out at each panel can be either linear or non-linear precoding.
It is noted that those skilled in the art should appreciate that the decoupling matrices and beamforming matrices corresponding to the respective panels may be calculated with various SLNR algorithms, not limited to the SLNR algorithm stated above, and those skilled in the art may select an appropriate algorithm based on actual needs to calculate the decoupling matrices and beamforming matrices corresponding to the respective panels.
According to a preferred embodiment of the present disclosure, the base station transmits an aperiodic CSI reporting request to the UE to request for updating the status-related information of a specific panel for further performance of signal processing, which enhances system performance.
Referring to
For example, in the aperiodic CSI reporting request, indicator CRgI 1 and indicator CRgI 3 are applied to request the UE to feed back the status-related information of Panel_1 and Panel_3.
Upon receiving the request, the assisting apparatus in UE measures, in a manner similar to step S201˜step S204 described above, the status-related information of the respective panels requested by the base station, generates corresponding second feedback information and feeds back the second feedback information to the base station, which will not be detailed here.
Particularly, the second feedback information refers to the feedback information with respect to the CSI reference signal from the base station.
Next, in step S105, the precoding apparatus updates the requested status-related information of the respective panels based on the second feedback information from the UE;
Next, in step S106, the precoding apparatus performs two-stage beamforming to the respective panels based on the updated status-related information of the respective panels.
Referring to
Upon receiving the request, the assisting apparatus in the UE measures, in a manner similar to step S201˜step S204 described above, the beamformed status-related information of respective panels requested by the base station, generates corresponding second feedback information, and feeds back the second feedback information to the base station, which will not be detailed here.
Next, in step S108, the precoding apparatus updates the requested status-related information of the respective panels based on the second feedback information from the UE.
In step S109, the precoding apparatus performs precoding to the respective panels based on the updated status-related information of the respective panels.
According to the above method provided by the present disclosure, status information of the respective panels measured by the UE is obtained through interaction between the base station and the UE; intra- and inter-panel interference can be effectively suppressed through the two-stage beamforming performed by the base station to the respective panels; moreover, the solution of the present disclosure implements per-panel two-stage beamforming, wherein the first-stage decoupling only requires the channels between some non-serving UEs and the current panel, which avoids the complex inter-panel calibration and reduces implementation complexity and CSI feedback overhead; moreover, the base station may transmit an aperiodic CSI reporting request to the UE so as to update the status-related information of a specific panel for execution of further signal processing, thereby enhancing system performance.
The precoding apparatus according to the present disclosure comprises a transmitting module 101, an acquiring module 102, and a performing module 103; and the assisting apparatus according to the present disclosure comprises a measuring module 201, a selecting module 202, a generating module 203, and a feedback module 204.
Preferably, the base station applies specific indicators to identify the respective panels, and the precoding apparatus comprises a configuration transmitting module (not shown), and the assisting apparatus comprises a configuration receiving module (not shown).
The configuration transmitting module transmits CSI configuration information to a UE so as to configure, in the UE, the indicators corresponding to respective panels.
Next, the configuration receiving module receives the CSI configuration information from the base station so as to configure, in the UE, the indicators corresponding to the respective panels.
Preferably, the base station uses specific indicators CRgIs to identify different panels and uses conventional CSI information to indicate status information of the panels. For example, for the scenario in
Preferably, the configuration transmitting module dynamically configures the port of each panel serving the UE by transmitting specific CSI configuration information to the UE.
For example, when there are an unequal number of UEs to be served by two panels of the base station, the configuration transmitting module assigns an unequal number of ports to each of the two panels by transmitting specific CSI configuration information to the UE.
Preferably, the configuration transmitting module performs the configuration process in higher layer signaling such as RRC or MAC signaling.
Hereinafter, the illustration will be made with reference to
Next, upon receiving the CSI reference signal transmitted from a base station, the measuring module measures status-related information of one or more panels.
Particularly, the status-related information includes various kinds of channel status-related information.
Preferably, the status-related information refers to CSI information, including PMI (precoding matrix indicator), RI (rank indication), and CQI (channel quality indicator), etc.
The selecting module selects, by performing a channel status estimation operation, one panel as the serving panel from the respective panels whose status-related information has been measured;
Specifically, the selecting module selects the panel with currently best channel status as the serving panel by performing a channel status estimation operation.
Next, the generating module 203 generates corresponding first feedback information.
Particularly, the first feedback information includes the indicator of the selected panel and the status-related information of the respective panels.
Particularly, the first feedback information refers the feedback information with respect to the CSI reference signal from the base station.
Preferably, the assisting apparatus feeds back, in the first feedback information, the status-related information corresponding to multiple panels.
Preferably, the first feedback information includes the indicator of the serving panel selected by each UE and the status-related information of other potential panels.
Next, the feedback module 204 feeds back the first feedback information to the base station.
Preferably, the first feedback information can be multiplexed in time or frequency, depending on different PUCCH formats.
Next, the acquiring module 102 acquires, based on the first feedback information from the UE, the status-related information of the respective panels measured by the UE and a serving panel selected by the UE;
Next, the performing module 103 performs, based on the status-related information of the respective panels and the serving panel selected by the UE, two-stage beamforming separately to the respective panels, so as to first perform decoupling to suppress inter-panel interference and then perform per-panel precoding
Specifically, the performing module 103 comprises a decoupling submodule (not shown) and a precoding submodule (not shown).
The decoupling submodule calculates, based on the channels from the UE to the respective panels, the decoupling matrices and beamforming matrices corresponding to the respective panels.
Next, the precoding submodule performs precoding to the respective panels.
Preferably, the decoupling submodule calculates the decoupling matrices and beamforming matrices corresponding to the respective panels using the SLNR algorithm.
According to a preferred embodiment of the present disclosure, the base station transmits an aperiodic CSI reporting request to the UE to update the status-related information of a specific panel for further performance of signal processing, thereby enhancing system performance.
Particularly, if the base station needs to update the state-related information of one or more specific panels to perform two-stage beamforming, the precoding apparatus comprises a first transmitting module (not shown), a first updating module (not shown), and a first processing module (not shown).
The first transmitting module transmits an aperiodic CSI reporting request to the UE to request the UE to report status-related information of the one or more specific panels;
For example, in the aperiodic CSI reporting request, indicator CRgI 1 and indicator CRgI 3 are applied to request the UE to feed back the status-related information of Panel_1 and Panel_3.
Upon receiving the request, the assisting apparatus in the UE measures, in a manner similar to the operations performed by the receiving module 201˜feedback module 204 described above, the status-related information of the respective panels requested by the base station, generates corresponding second feedback information, and feeds back the second feedback information to the base station, which will not be detailed here.
Particularly, the second feedback information refers to the feedback information with respect to the CSI reference signal from the base station.
Next, the first updating module updates the requested status-related information of the respective panels based on the second feedback information from the UE;
Next, the first processing module performs two-stage beamforming to the respective panels based on the updated status-related information of the respective panels.
Preferably, if the base station requires the state-related information of one or more specific panels to perform precoding, the precoding apparatus comprises a second transmitting module (not shown), a second updating module (not shown), and a second processing module (not shown).
The second transmitting module transmits an aperiodic CSI reporting request to the UE to request the UE to report beamformed status-related information of the specific one or more panels.
Upon receiving the request, the assisting apparatus in UE measures, in a manner similar to step S201˜step S204 described above, the beamformed status-related information of the respective panels as requested by the base station, generates corresponding second feedback information, and feeds back the second feedback information to the base station, which will not be detailed here.
Next, the second updating module updates, based on the second feedback information from the UE, the requested status-related information of the respective panels.
Next, the second processing module performs precoding to the respective panels based on the updated status-related information of the respective panels.
According to the solutions of the present disclosure, the status information of the respective panels measured by the UE is obtained through interaction between the base station and the UE; intra- and inter-panel interference can be effectively suppressed through the two-stage beamforming performed by the base station to the respective panels; moreover, the solution of the present disclosure implements per-panel two-stage beamforming, wherein the first-stage decoupling only requires the channels between some non-serving UEs and the current panel, which eliminates the complex inter-panel calibration and reduces implementation complexity and CSI feedback overhead; moreover, the base station may transmit an aperiodic CSI reporting request to the UE so as to update the status-related information of a specific panel for execution of further signal processing, thereby enhancing system performance.
Hereinafter, experimental simulation results of the present disclosure will be illustrated with reference to
The MU MIMO system is simulated using Monte-Carlo simulations, wherein Tomlinson-Harashima Precoding (THP) is applied for per panel precoding. The simulation setup is depicted in Table 1, where it is assumed that NT(g)=16 effective chains for each panel.
With reference to
With reference to
To those skilled in the art, it is apparent that the present disclosure is not limited to the details of the above exemplary embodiments, and the present disclosure may be implemented with other forms without departing from the spirit or basic features of the present disclosure. Thus, in any way, the embodiments should be regarded as exemplary, not limiting; the scope of the present disclosure is limited by the appended claims, instead of the above depiction. Thus, all variations intended to fall into the meaning and scope of equivalent elements of the claims should be covered within the present disclosure. No reference signs in the claims should be treated as limiting the involved claims. Besides, it is apparent that the term “comprise/comprising/include/including” does not exclude other units or steps, and singularity does not exclude plurality. A plurality of units or means stated in the apparatus claims may also be implemented by a single unit or means through software or hardware. Terms such as the first and the second are used to indicate names, but do not indicate any particular sequence.
Number | Date | Country | Kind |
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201711193932.2 | Nov 2017 | CN | national |
Filing Document | Filing Date | Country | Kind |
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PCT/CN2018/117093 | 11/23/2018 | WO |
Publishing Document | Publishing Date | Country | Kind |
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WO2019/101152 | 5/31/2019 | WO | A |
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Number | Date | Country | |
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20200304177 A1 | Sep 2020 | US |