The present invention relates to estimating the state of charge (SOC) of a battery.
An electric vehicle includes a traction battery. The battery has a state of charge (SOC) indicative of the current charging state of the battery. Knowledge of the battery SOC enables usable battery energy and battery power capability to be calculated.
The SOC of a battery may be estimated indirectly. One approach to estimating the battery SOC involves battery current integration (i.e., coulomb counting). A problem with such battery current integration approaches is that highly accurate current sensors are required to ensure the accuracy of the SOC estimation. Another approach uses battery voltage information to estimate the SOC. A problem with such battery voltage translation approaches is that many of them are either map-based or simplified equivalent circuit model based.
A battery is operated around a given battery SOC set-point in charge sustaining driving mode. The battery SOC estimation provided by the noted existing estimation approaches may be valid in this case as the long time duration dynamics are negligible. However, slow diffusion dynamics are dominant in charge depleting driving mode. The battery SOC estimation provided by the noted existing estimation approaches will not be valid due to the high non-linearity of the slow dynamics and dynamic components along wide frequency ranges.
Another battery SOC estimation approach should be developed which can be used over wide SOC, temperature ranges, and various vehicle driving conditions.
In embodiments, a powertrain having a Lithium-ion (Li-ion) traction battery pack is operated according to values of performance variables of the battery. The performance variables include a state of charge (SOC) of the battery and available battery power limits. The performance variables are estimated from the state variables, represented by Li-ion concentrations in a reduced-order electrochemical battery model. The battery model is further reduced using uneven discretization of the derived ordinary differential equation of the model. A method to estimate the battery SOC based on the estimated Li-ion concentration profile representing electrochemical dynamics of the positive and negative electrodes in the battery cell is provided. The concentration profile is estimated from the measured voltage and current of the battery using Extended Kalman Filter (EKF). The EKF is constructed based on the reduced-order battery model.
In embodiments, a Lithium-ion (Li-ion) traction battery including solid active particles is operated according to a SOC of the battery based on an estimated Li-ion concentration profile representing electrochemical dynamics of a battery cell or pack. Electrochemical dynamics are modeled using a diffusion equation, which captures the electrochemical dynamics of both electrodes, i.e., a positive electrode and a negative electrode. The reduced-order model adopts the structure of an electrode averaged model, but the model validity is extended to wider ranges of operating conditions by adding medium-to-slow dynamics information to the state variables, which are represented by effective Li-ion concentration profiles. The effective Li-ion concentration profile is estimated according to the model from the measured voltage and current of the battery.
Detailed embodiments of the present invention are disclosed herein; however, it is to be understood that the disclosed embodiments are merely exemplary of the invention that may be embodied in various and alternative forms. The figures are not necessarily to scale; some features may be exaggerated or minimized to show details of particular components. Therefore, specific structural and functional details disclosed herein are not to be interpreted as limiting, but merely as a representative basis for teaching one skilled in the art to variously employ the present invention.
Referring now to
A controller 16 is configured to monitor parameters associated with battery 12 and control the operation of the battery based on the parameters and other factors. Controller 16 is further configured to estimate the state of charge (SOC) of battery 12 pursuant to a battery SOC estimation process in accordance with embodiments of the present invention. The SOC estimation process includes estimating the SOC of battery 12 from the (measured) battery voltage in real time using a reduced-order electrochemistry model of the battery.
Objectives of the battery SOC estimation process include: 1) generating a reduced-order electrochemical battery model (i.e., an electrode-averaged battery model) which can capture the dynamics of battery 12 with sufficient accuracy; 2) minimizing the number of parameters for tuning the reduced-order battery model; and 3) estimating battery SOC from the measured battery voltage in real-time using the reduced-order battery model.
The derivation of the reduced-order or electrode-averaged model of battery 12 (“reduced-order battery model”) is based on the understanding of the full-order electrochemical model of battery 12. This full-order battery model is manipulated to the reduced-order model with the assumption that each electrode (i.e., cathode and anode) can be represented by the averaged electrode particle. This reduced model is then further reduced with the assumption that the diffusion dynamics can be represented by a representative diffusion dynamics accounting for the combined dynamics of the cathode and anode. This makes the resulting model size to be one-half of a model with two single particles. The resulting diffusion dynamics are the averaged diffusion dynamics of the cathode and the anode.
Separately, instantaneous voltage drops by the electrolyte and the over-potential, which is computed from the Butler-Volmer current density equation, are combined in a single internal resistance term. These assumptions make the reduced-order or electrode-averaged battery model even simpler as open potential and electrolyte potential terms do not need to be computed separately.
In turn, Li-ion concentration profiles, which represent the battery cell dynamics, are estimated from input current profiles of output voltage measurement profiles using Extended Kalman Filter (EKF) based on the reduced-order battery model. The battery SOC is then computed from the estimated Li-ion concentration profiles.
Referring now to
Again, with reference to
As further shown in
The derivation of reduced-order battery model 30 from full-order battery model 20 will now be described in detail. As known to one of ordinary skill, full-order battery model 20 is represented by the following equations:
where φ is the electric potential, c is the Li-ion concentration, subscript s and e represent the active electrode solid particle and the electrolyte respectively, σeff is the effective electrical conductivity of the electrode, κeff is the effective electrical conductivity of the electrolyte, κDeff is the liquid junction potential term, Ds is the diffusion coefficient of Li-ion in the electrode, Deeff is the effective diffusion coefficient of Li-ion in the electrolyte, t0 is the transference number, and F is the Faraday constant.
The Butler-Volmer current density equation is as follows:
where, αa is the transfer coefficient for anodic reaction, αc is the transfer coefficient for cathodic reaction, R is the gas constant, T is the temperature, η=φs−φe−U(cse) is the over potential at the solid-electrolyte interface at an active solid particle, and j0=k(ce)α
The battery terminal voltage V is according to the following equation:
Reduced-order battery model 30 is derived from full-order battery model 20 by making the following assumptions as shown in
∇xØs is 0 (the gradient of the electric potential in the solid with respect to the direction from the anode to the cathode (i.e., the x-direction) is zero);
∇xØe is 0 (the gradient of the electric potential in the electrolyte with respect to the x-direction is zero); and
∇xce is 0 (the gradient of the Li-ion concentration in the electrolyte (ce) with respect to the x-direction is zero).
As a result of these assumptions, reduced-order battery model 30 is represented by the following ordinary differential equation (ODE) of each electrode (1):
The derived ODE represents the electrochemical dynamics of each electrode.
With the assumption that the electrochemical dynamics of the positive and negative electrodes can be combined and then represented by one ODE, an effective Li-ion concentration profile representing electrochemical dynamics combining both electrodes is estimated by the ODE. In other words, the Li-ion concentration profile for each of averaged solid particles 32 and 36 is considered to be the same for simplification.
The battery terminal voltage is according to the following equation (2):
V=U(cse)−R0i (2)
where Cse is the effective Li-ion concentration at the solid-electrolyte interface and R0 is the internal resistance term which depends on the open circuit voltage and is a known quantity of battery 12.
The ODE (1) describes the Li-ion diffusion dynamics and other medium-to-slow electrochemical dynamics of battery 12. The states of the equation (1) are Li-ion concentrations along the discretized particle radius and are given by the following matrix equation (3):
cs=[cs,1 . . . cs,Mr-1]T (3)
The control input is battery input current represented by the following equation (4):
uk=ik (4)
The (measured) system output (y) is the battery terminal voltage and the battery terminal voltage expression is represented by the following equation (5):
y=U(cse)−R0i (5)
Equation (5) for the measured battery terminal voltage corresponds to the proposed terminal voltage equation (2) (V=U(cse)−R0i).
As described herein, only one ordinary differential equation (i.e., the state-space equation (1)) is solved for both of the anode and the cathode. Thus, the diffusion dynamics from equation (1) represent the averaged sense of the diffusion dynamics of both the anode and the cathode. The battery terminal voltage is reduced to the terminal voltage equation (2) with the assumption that the over-potential and voltage drops by electrolyte can be represented by the internal resistance R0. This assumption enables to exclude over-potential calculations associated with full-order battery model 20 and thus the resulting reduced-order battery model 30 is even simpler.
Again, the state vector according to the matrix equation (3) (cs=[cs,1 . . . cs,Mr-1]T) represents the Li-ion concentration profiles along the electrode solid particle radius. The averaged Li-ion concentration profile is calculated according to the following equation (other expressions can also be used):
The SOC of battery 12 may then be estimated according to the following equation:
with θ0% at 0% SOC; with θ100% at 100% SOC; and cs,max being maximum Li-ion concentration.
Referring now to
For uneven discretization 42, the state-space, ordinary differential equation (1), which describes the Li-ion concentration diffusion dynamics in the averaged solid particle, converts to the following matrix equation (6):
The state-space matrix equation (6) (ċs=Acs+Bi) is the continuous expression for the state-space equation around the equilibrium.
The discretized expression for the state-space equation around the equilibrium is represented by the following equation (7):
ck+1=Akck+Bkik (7)
where
Ak=(I+AΔt)
Bk=BΔt
The battery terminal voltage equation is then given by the following equation (8):
and where, with the assumption that cse=cMr-1
In the output matrix Hk, a pre-calculated
profile with respect to the estimated Li-ion concentration at the solid-electrolyte interface is used.
profile 84 corresponds to the slope 86 of plot line 82 at any given point along plot line 82.
From Ak and Hk (or from A and H) battery 12 is fully observable. (Note that the symbol A or Ak may be replaced herein with the symbol F or Fk.)
The model based Extended Kalman Filter (EKF) design follows the following series of equations.
Predict:
{circumflex over (x)}k|k−1=f({circumflex over (x)}k−1|k−1,uk−1)
Pk|k−1=Fk−1Pk−1|k−1Fk−1T+Qk
Update:
{tilde over (y)}k=yk−h({circumflex over (x)}k|k−1)
Sk=HkPk|k−1HkT+Rk
Kk=Pk|k−1HkTSk−1
{circumflex over (x)}k|k={circumflex over (x)}k|k−1+Kk{tilde over (y)}k
Pk|k=(I−KkHk)Pk|k−1
where:
The overall SOC estimation of battery 12 is summarized as follows.
Using the constructed state-space models and EKF, the Li-ion concentration profiles of battery 12 are estimated using according to the following equations:
ck+1=Fkck+Bkik
yk=Hkcs−R0ik
The estimated Li-ion concentration profiles being represented by the following equation:
ĉk+1=ĉk+Kk(yk−ŷk)
The SOC of battery 12 is then estimated from the Li-ion concentration profile information according to the following equation:
Referring now to
A method and system for estimating the SOC of a battery from the measured battery voltage using a reduced-order battery model in accordance with embodiments of the present invention includes the following features. The electrochemical process of the battery is captured by reduced-order battery model 30. This means that once model 30 is calibrated, it can be used over a wide range of operating points, SOC, and temperature. The proposed reduced-order battery model 30 is much simpler than typical electrochemical battery models such as full-order battery model 20. This is possible by introducing several assumptions as described herein. Battery model 30 can be tuned by a relative small number of model parameters. The Extended Kalman Filter (EKF) is used for the SOC estimation and its formulation is simple enough to be implemented in the battery management system (BMS) of controller 16.
The method and system for estimating the SOC of a battery in accordance with embodiments of the present invention include other features. The method and system provide an alternative way to estimate the battery SOC with sufficient accuracy only using battery current input and the terminal voltage output information in real time. Reduced-order battery model 30 is relatively simple enough to be used for control design. The model calibration is much easier than the case of equivalent circuit battery model when the prediction accuracy is same. The SOC estimation accuracy is much less sensitive to the current sensor due to the inherent noise rejection capability of the EKF.
Referring now to
While exemplary embodiments are described above, it is not intended that these embodiments describe all possible forms of the present invention. Rather, the words used in the specification are words of description rather than limitation, and it is understood that various changes may be made without departing from the spirit and scope of the present invention. Additionally, the features of various implementing embodiments may be combined to form further embodiments of the present invention.
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