Method and system for generating, storing and managing records

Information

  • Patent Grant
  • 6217074
  • Patent Number
    6,217,074
  • Date Filed
    Tuesday, May 18, 1999
    25 years ago
  • Date Issued
    Tuesday, April 17, 2001
    23 years ago
Abstract
A method and system for generating, inventorying, storing and managing records and record forms is disclosed. The record management system and method utilizes a system record generator which generates a plurality of policies, record forms and the like in response to a questionnaire record. Customized record forms and policies are generated and stored in a unique record receiver having indicia for clearly identifying forms therein. A record holder is also provided for storing, inventorying, and managing the record forms used. The method and system are particularly useful for managing and insuring that record forms are completed for employees in a company by providing convenient means for visually identifying record forms, such as employment applications and the like, for ascertaining when one or more forms is missing by the presence of an empty compartment in the record holder.
Description




BACKGROUND OF THE INVENTION




1. Field of the Invention




This invention relates to a record management system and method and, more particularly, to a system and method for generating customized policies, forms and for providing a record management system for receiving and storing both unused and used record forms.




2. Description of Related Art




In the past, many companies have spent considerable amounts of time, effort and money generating policies and appropriate forms for use in their business. It was not uncommon, for example, to have a single employee fill out numerous forms prior to, during and after employment with the company. Typically, the forms were not organized into a single record receiver. Also, after the forms were used, there was no convenient means for identifying the forms or for storing them for a single employee. For example, for a single employee of the company there would simply be a single folder with any forms associated with that employee simply being situated therein. Typically, there was no way of identifying which forms were in the folder. Also, the forms were not organized into any coherent or convenient order. Unfortunately, this sometimes resulted in forms which were required to be completed to be overlooked.




What is needed therefore, is a record management system and method which will conveniently generate the necessary forms, provide storage for the necessary forms prior to use and subsequently store the necessary forms into a convenient storage receiver.




SUMMARY OF THE INVENTION




It is, therefore, a primary object of this invention to provide a system and method for generating a plurality of policies, record forms and for providing a record management system and method for identifying and storing record forms before and after they are used.




It is also an object of this invention to provide a record management system which comprises storage means for storing record forms and also providing means for concealing some information, such as confidential information, while revealing other information, such as non-confidential information.




It is another object of this invention to provide a system and method for generating customized policies, forms, storage and retrieval devices for such customized forms.




In one aspect, this invention comprises a record holder consisting of a container comprising a plurality of compartments, a first indicia associated with one of the plurality of compartments, a second indicia associated with another of the plurality of compartments, a cover secured to the container for closing said plurality of compartments such that the first indicia is visible while the second indicia is concealed.




In another aspect, this invention comprises a file management system consisting of storage means for storing an inventory of a plurality of forms into a predetermined order, where the storage means comprises a plurality of separators for separating the plurality of forms, a first plurality of indicia associated with the plurality of separators, respectively form holder means for holding some of the plurality of forms, the form holder means comprising a second plurality of separators for separating the some of the plurality of forms, and a second plurality of indicia associated with the second plurality of separators, wherein the second plurality of indicia correspond to the first plurality of indicia.




In still another aspect this invention, this invention comprises a method for filing a plurality of forms in a form management system, storing an inventory of the plurality of forms in a first storage container, the first storage container comprising a plurality of compartments separated by a plurality of compartment separators, respectively, each of the plurality of compartment separators comprising at least one first indicia, using at least one of the plurality of forms; and storing the at least one of the plurality of forms used during the using step in a second storage container comprising a second plurality of compartments separated by a second plurality of compartment separators, each of the second plurality of compartment separators comprising at least one second indicia which generally corresponds to the first indicia.




In yet another aspect of this invention, this invention comprises a form management system and method consisting of a plurality of kits each comprising a plurality of forms, at least one of the plurality of kits comprising a form identifier associated therewith, a storage device for organizing the plurality of forms into separate storage device compartments, at least one of the storage device compartments comprising a second form identifier associated therewith, a record holder for organizing the plurality of forms into separate form holder compartments, at least one of the record holder compartments comprising a third form identifier associated therewith, the form identifier, the second form identifier and the third form identifier comprising at least one common characteristic.




In yet another aspect of this invention, this invention comprises a method for managing records comprising the steps of generating a plurality of management forms, situating the plurality of management forms into a record receiver having an identifier for identifying at least one of the plurality of management forms, using the at least one of the plurality of management forms, organizing those of the plurality of management forms utilized in the using step into a predetermined order in a record holder.




These and other objects and advantages of the invention will be apparent from the following description, the accompanying drawings and the appended claims.











BRIEF DESCRIPTION OF THE ACCOMPANYING DRAWINGS





FIG. 1

is a view showing a system for generating company policies, record forms and a record receiver;





FIG. 2

is a view of a questionnaire record for use in the present invention;





FIG. 3

is a view of a policy manual generated by a system record generator in response to the manual questionnaire record shown in

FIG. 2

;





FIG. 4

is a kit or compilation of record forms generated by the system generator shown in

FIG. 1

;





FIG. 5

is a portion of a policy situated in the policy manual shown in

FIG. 3

showing a policy generated in response to a question on the manual questionnaire record of

FIG. 2

;





FIG. 6

is a view of a record receiver in a closed and an open position;





FIG. 7

is a view of a record holder shown with a cover in a closed position;





FIG. 8

is another view of the record holder shown in

FIG. 7

showing the cover in an open position;





FIG. 9

is a cross-sectional view of the record holder shown in

FIGS. 7 and 8

;





FIG. 10

is a schematic view of a method and process of the present invention; and





FIG. 11

shows a system record generator in accordance with one embodiment of the invention.











DETAILED DESCRIPTION OF THE INVENTION




Referring now to

FIG. 1

, a system


10


for generating and managing a plurality of policies and records is shown. The system comprises a questionnaire record


12


. As best illustrated in

FIG. 2

, the questionnaire record


12


comprises a plurality of record information areas


14


which provide a plurality of questions to elicit various customized information. In the embodiment being described, the customized information relates to company policies (such as personnel, property, health, safety and the like) and employment information, but it should be appreciated that the customized information could relate to other areas as well. For example, question No. 4 on questionnaire record


12


asks the user of the questionnaire record


12


a question regarding whether it desires to have a policy regarding temporary employees, in which case the user would check the “keep” box


16


. Identifying a “keep” box


16


provides means for identifying those policies and/or provisions which the user wishes to include as part of its corporate policies. If a policy is not desired, then the user would mark the “delete” box


17


.




After all the questions on the questionnaire record


12


have been completed, a system record generator


18


(

FIG. 1

) generates a customized policy set


20


, at least one customized record form set


22


comprised of a plurality of record forms


22




a


and a customized record receiver


24


for receiving a plurality of customized record forms


22




a.






The customized policy set


20


comprises a plurality of policy sheets


20




a


(

FIG. 5

) comprising a plurality of policies, such as policies


21




a


and


21




b,


which are generated in response to the information on the questionnaire record


12


. For example, after the user indicates that it was desirous of keeping a policy for defining a temporary employee by checking the keep box


16


(

FIG. 2

) on questionnaire record


12


, then a corresponding customized policy


21




a


(

FIG. 5

) is generated by the system record generator


18


.





FIG. 11

illustrates components comprising the system record generator


18


in accordance with one embodiment of the invention. The system record generator


18


comprises a work station


19


which is coupled to a server


27


which, in turn, is coupled to a laser printer


29


. In the embodiment being described the work station


19


may comprise an IBM compatible PC having a Windows NT™ or Windows 95™ operating system which are available from Microsoft Corporation. Suitable software, such as Microsoft Word™, which is also available from Microsoft Corporation, may be used to generate the various record forms


22




a


and policies


21




a


and


21




b


and the like.




The server


21


may comprise an IBM compatible PC which is also running a Windows NT server operating system available from Microsoft Corporation. The printer


23


may comprise a laser printer available from Hewlett Packard or any suitable device for printing the form set


22


, record receiver


24


and various record forms


22




a


and policies


21




a


and


21




b.






In the embodiment being described, a software template created in the Microsoft Word™ program may be stored in the server


27


and accessed by the work station


19


. When a questionnaire record


12


is received, the template is accessed and opened using work station


19


. Using various macros provided in Microsoft Word™, a color coding feature and basic Microsoft Word™ editing features, the template is adjusted to reflect the responses given in the completed questionnaire record


12


. The template is then re-named and stored as a new and unique document on server


27


. The document is thereafter printed in response to a print command sent from work station


19


to server


27


which then causes the laser printer


29


to print the document. Also, although not shown, the system record generator


18


may comprise a tape back-up for backing up information stored on the server


27


.




Thus, it should be appreciated that system


10


provides means for generating the customized policy


20


comprising a plurality of policies


21




a


and


21




b


in response to the questionnaire record


12


.




After all questions on the record


12


have been completed and the customized policy set


20


(

FIG. 3

) is generated, then system record generator


18


may generate the plurality of record forms


22




a


comprising the customized record form set


22


(

FIG. 4

) in response to the questionnaire record


12


. For example, if the user checks the “keep” box


30


(

FIG. 2

) corresponding to a question


6


regarding an employee's anniversary date, then not only would a corresponding policy be generated for the customized policy set


20


, but a customized record form


22




a,


like on employment application form (labeled


22




a


in FIG.


4


), therefor, may be generated to have a corresponding area (such as area


32


in FIG.


4


), for identifying the employee's anniversary date. Thus, it should be appreciated that the system record generator


18


utilizes the questionnaire record


12


to generate a customized record form set


22


.




In the embodiment being described, each customized record form set


22


may be provided to provide a plurality of one type of form, such as an employment application; an absent, vacation, leave and warnings form; accident and injury form; termination form; COBRA form; insurance forms; safety forms; employment agreements; government forms and the like.




Once the customized policy set


20


and customized record from set


22


are generated, then various record forms


22




a


from a plurality of sets


22


(

FIG. 4

) may be assembled or compiled into a storage means, storage organizer or record receiver


24


(FIG.


6


). In the embodiment being described, the record receiver


24


may comprise a binder or other suitable storage device. In this embodiment, the record receiver


24


comprises a cover


24




a


comprising a plurality of separators


26


for separating the various record forms


22




a


into a plurality of different compartments defined by the area between adjacent separators.




Notice that a plurality of indicia


40


(

FIG. 1

) are situated on cover


24




a


and correspond to indicia


38


used on the plurality of separators


36


. For example, cover


24




a


may comprise indicia


38




a


(

FIG. 6

) which corresponds to indicia


40




a


on separator


26




a.






The cover


24




a


may also comprise information


42


associated with each indicia


38




a


to facilitate correlating indicia


38




a


corresponding to a particular customized record form


22




a,


such as the employment application


22




a.






Advantageously, the system and method of the present invention provides means for quickly organizing, inventorying, and identifying various customized record forms


22




a,


such as the employment application shown in

FIG. 6

, for easy use and referral. The record form receiver


24


may comprise any type desired customized record form


22




a,


and it should be appreciated that the indicia


38


and


40


could be any suitable means for identifying the separated forms. For example, the indicia


38


and


40


could comprise a plurality of colors, shades, art work or the like as may facilitate making the various separators


36


and corresponding customized record forms


22




a


easy to identify.




Referring now to

FIGS. 7-9

, a record holder


28


is shown comprising a container


30


having a plurality of record form receiving areas


52


(FIG.


9


). As best illustrated in

FIG. 8

, the container


30


also comprises a support


33


for supporting the record holder


28


, for example, in a drawer (not shown) or file cabinet (not shown). The container


30


further comprises a cover


34


secured or integrally formed as part of the container


30


. Notice that cover


34


further comprises an aperture


37


which facilitates revealing an indicia or identifier


41


when the cover


34


is in a closed position, as illustrated in FIG.


7


.




Notice in

FIG. 9

that the record holder


28


further comprises a plurality of separators


50


having indicia


54


thereon. In the embodiment being described, the indicia


54


correspond to the indicia


38


and


40


described above relative to the record receiver


24


(FIG.


6


).




In the embodiment being described, the separators


50


may comprise separate wall dividers (such as walls


50




a


in

FIG. 9

) having the indicia


54


situated thereon. Alternatively, separators


50


may include separate removable folders


51




a


(as viewed in

FIG. 9

) or other means for separating the customized record forms


22




a


so that they are suitable for receiving and storing at least one of the record forms


22




a.


Notice that the indicia


54


(

FIG. 8

) correspond directly to the indicia


38


and


40


shown in

FIG. 6

which provides means for easily identifying the record forms


22




a


prior to their use and also after they are used and stored in record holder


28


. This facilitates providing a convenient form inventory and management system for keeping track of, accounting for, and managing the numerous record forms


22




a


that are used in a business. The indicia


54


may comprise color, marking, lettering, graphics and the like, as with the indicia


38


and


40


. In the embodiment being described, the folders


51




a


themselves may be colored to provide or define the indicia


54


.




The record holder


28


further comprises locking means or a lock


44


(

FIG. 7

) which, in the embodiment being described, may be VELCRO™, a string tie arrangement (not shown) or any suitable means for securing cover


34


in the closed position shown in FIG.


7


.




The system and method of the present invention also comprises security means for concealing certain information, such as confidential information


46


(

FIG. 8

) while revealing non-confidential information, such as information


48


. As best illustrated in

FIGS. 8 and 9

, the record holder


28


comprises a transparent sheet or cover


60


(

FIG. 9

) which cooperates with a wall


28




a


of record holder


28


to define a compartment


46


(

FIG. 9

) for receiving and storing a customized record form


22




b.


As best illustrated in

FIG. 8

, record form


22




b


comprises a confidential area


46


, defined by the area above line


62


, and a non-confidential area


48


defined by the area below line


62


(as viewed in FIG.


8


). As illustrated in

FIG. 7

, when cover


34


is in the closed position shown in

FIG. 7

, the confidential information area


46


is covered, thereby concealing any information in the confidential area


46


of the record form


22




b.


Simultaneously, any information in the non-confidential area


48


is revealed.




It has been found that the record holder


28


is particularly suitable for use in an employment environment where it is important to maintain the confidentiality of some information, such as employment review information, payroll and wage information and the like, while revealing other non-confidential information, such as an employee's name and address. One method for utilizing the features of the present invention will now be described with respect to FIG.


10


.




The method starts by completing the questionnaire record


12


(

FIG. 1

) at block


90


. At decision block


92


(FIG.


10


), it is determined whether or not the questionnaire record


12


is complete. If it is not, then the method loops back to block


90


as shown. If it is, then the method proceeds to block


94


where the customized policy


20


(

FIG. 1

) is generated by the system record generator


18


in a manner described earlier herein.




The system record generator


18


generates the customized record set


22


at block


96


(FIG.


10


). Selected customized record forms


22




a


from one or more sets are then compiled into the record receiver


24


(block


98


in FIG.


10


).




Throughout the normal course of business, the record forms


22




a


may be removed from the record receiver


24


and completed (block


100


) and, thereafter, stored in the record holder


29


(block


102


).




When the cover


34


on container


30


is secured in the closed position, the confidential information area


46


on record form


22




b


may then be concealed (block


104


).




At block


106


, the record holder


28


may then be stored in any suitable storage, such as a file cabinet. At decision block


108


, it is determined whether any of the record forms


22


utilized in the record receiver


24


need to be replenished. If they do, then a reorder form (not shown) may be situated in the record receiver


24


such that a user may easily reorder any missing forms


22


from a form supplier (not shown). In this regard, the user would fill out the reorder form (block


110


in

FIG. 10

) and send it to the supplier. At block


112


, a replenishment supply of forms


22




a


is supplied for storing in and replenishing of the record receiver


24


.




It should be appreciated that the record receiver


24


may provide or store a plurality of identical record forms


22


for use by multiple individuals. The record holder


28


shown in

FIGS. 7-9

is suitable for retaining all record forms


22


associated, for example, with a single individual or entity. At decision block


114


, it is determined whether record forms


22


for another individual need to be completed. If they do, then the method loops back to block


100


as shown. If they do not, then the process is complete. Notice that if the decision at decision


108


is negative, then the process loops to decision block


114


as shown.




Advantageously, this method and system provide means for generating customized policies and forms for use, for example, in a business. The system and method also provide means for collecting, inventorying and compiling the forms and subsequently storing the forms after their use. Further, the system and method provides means for easily identifying and separating the forms into convenient compartments and for ultimately storing the forms into coded areas after they are used so they can be easily identified by the user.




While the methods herein described, and the forms of apparatus for carrying these methods into effect, constitute preferred embodiments of this invention, it is to be understood that the invention is not limited to these precise methods and forms of apparatus, and that changes may be made in either without departing from the scope of the invention, which is defined in the appended claims.



Claims
  • 1. A method for managing records comprising the steps of:generating a plurality of management forms; situating said plurality of management forms into a record receiver having an identifier for identifying at least one of said plurality of management forms; using said at least one of said plurality of management forms; organizing those of said plurality of management forms utilized in said using step into a predetermined order in a record holder; said method further comprises the step of: providing a record holder having a plurality of compartments; situating at least one folder in each of said plurality of compartments.
  • 2. The method as recited in claim 1 wherein said method further comprises the step of:correlating said plurality of management forms in said record receiver with the forms identified in said record holder.
  • 3. The method as recited in claim 2 wherein said plurality of management forms comprises at least one application form.
  • 4. The method as recited in claim 1 wherein said method further comprises the step of:completing a customizer record having a plurality of selection criteria; generating a customizer management policy in response to said selected customizer record.
  • 5. The method as recited in claim 4 wherein said method further comprises the step of:identifying a desired form using said customizer record; and compiling a plurality of said desired forms.
  • 6. The method as recited in claim 1 wherein said plurality of management forms comprises at least one employment form.
  • 7. The method as recited in claim 1 wherein said plurality of management forms comprises at least one application form.
  • 8. The method as recited in claim 1 wherein said method further comprises the steps of:associating an indicia with each of said plurality of management forms; using said indicia in said record receiver and said record holder to identify said plurality of management forms.
  • 9. The method as recited in claim 8 wherein said method further comprises the step of:using at least one color as said indicia; said color identifying at least one of said plurality of management forms.
  • 10. A method for managing records comprising the steps of:generating a plurality of management forms; situating said plurality of management forms into a record receiver having an identifier for identifying at least one of said plurality of management forms; using said at least one of said plurality of management forms; organizing those of said plurality of management forms utilized in said using step into a predetermined order in a record holder; said method further comprises the step of: recording information on a first management form; situating said first management form in a compartment associated with said record holder; closing a lid situated on said record holder such that at least a portion of said information on said first management form becomes concealed.
  • 11. A method for managing records comprising the steps of:generating a plurality of management forms; situating said plurality of management forms into a record receiver having an identifier for identifying at least one of said plurality of management forms; using said at least one of said plurality of management forms; organizing those of said plurality of management forms utilized in said using step into a predetermined order in a record holder; said method further comprising the step of: providing at least one folder having a predetermined color corresponding to one of said plurality of management forms; situating said at least one folder in at least one of a plurality of compartments in said record holder; using said predetermined color to identify said preselected management form in said record receiver.
CROSS-REFERENCE TO RELATED APPLICATIONS

This application is a division of Ser. No. 08/586,190 filed Jan. 16, 1996.

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