The present invention relates methods for improving transmission capacity in a communications system. In particular although not exclusively the present invention relates to methods for enhancing transmission capacity in MU-MIMO based Communication Systems.
MIMO technology has attracted attention in wireless communications as it offers significant increase in data throughput and link range without the need for additional bandwidth or increased transmit power. This increase in throughput is achieved by spreading the same total transmit power over the antennas to achieve an array gain that improves the spectral efficiency (more bits per second per hertz of bandwidth) or to achieve a diversity gain that improves the link reliability (reduced fading). Because of these properties, MIMO is an important part of modern wireless communication standards such as IEEE 802.11n (WiFi), HSPA+, 4G, 3GPP Long Term Evolution (LTE), LTE-Advanced (LTE-A), WiMAX, etc.
Multi-user MIMO or MU-MIMO is an enhanced form of MIMO technology that is gaining acceptance. MU-MIMO enables multiple independent radio terminals to access a system enhancing the communication capabilities of each individual terminal. MU-MIMO exploits the maximum system capacity by scheduling multiple users to be able to simultaneously access the same channel using the spatial degrees of freedom offered by MIMO.
A general MU-MIMO system 100 is shown in
where: y(i) is the received signal at the i-th user, x(i) is the data signal for the i-th user, H(i) is the channel matrix of the i-th user, V(i) is the precoder matrix of the i-th user and n(i) is the additive white Gaussian noise at the i-th user.
The transmitter then uses the reported PMIs to generate the precoder for the i-th receiver as:
V(i)=W(i)1×W(i)2 (2)
While this form of pre-coding is effective it is not optimal. Additionally the use of such direct pre-coding can fail in some cases, particular where the receivers are too close to each other.
Clearly it would be to provide a method for pre-coding which mitigates the likelihood of failures. It would also be advantageous to provide a method for pre-coding which improves transmission capacity between transmitters and receivers.
Accordingly in one aspect of the present invention there is provided a method for selecting User Equipment (UE) for scheduling/precoding within the coverage area of a communications node having a predefined codebook said method including the steps of:
receiving at the communications node feedback information from each of the UEs within the coverage area of the communications node wherein the feedback information includes at least one precoder matrix indicator (PMI);
generating at the communications node a precoder matrix based on the reported precoder matrix indicator from each UE;
determining at the communications node correlation values for each UE in the coverage utilising the precoder matrix;
identifying a pair of UEs having minimum correlation values; and
selecting the identified UEs for scheduling/precoding if the minimum correlation value is less than or equal to a threshold value.
Suitably the predefined codebook is a 2-stage codebook and the feedback information includes a first precoder matrix indicator PMI1 and second precoder matrix indicator PMI2. In such cases the procoder matrix W(i) for reported PMI1 and PMI2 from each UE may be generated by W(i)=W(i)1×W(i)2 where i=1, . . . , Φ.
Preferably the correlation values are given by Ccorr(i,j)=tr{[WH(i)W(j)]H[WH(i)W(j)]}, where i=1, . . . , Φ−1, j=i+1, . . . , Φ. The minimum correlation values may be determined by Ccorr(ĩ,{tilde over (j)})=min{Ccorr(i,j)}, for (ĩ,{tilde over (j)})=arg min{Ccorr(i,j)}.
In yet another aspect of the present invention there is provided a method of precoding data transmissions in a communications node servicing User Equipment within the node's coverage area the communications node having a predefined codebook servicing said method including the steps of:
selecting a User Equipment (UE) from within the coverage area as candidates for precoding wherein the selection of the UEs is based on correlation values calculated for each UE within the coverage area utilising a precoder matrix generated from precoder matrix indicators reported to the communications node by each UE;
determining correlation values for the selected UEs based on the reported precoder matrix indicator and Channel Matrix obtained from a fixed codebook of representative channel matrices;
selecting a Channel Matrix pair having the highest correlation values; and
generating precoders utilising the selected Channel Matrix pair.
Suitably the predefined codebook is a 2-stage codebook and the feedback information includes a first precoder matrix indicator PMI1 and second precoder matrix indicator PMI2. In such cases the procoder matrix W(i) for reported PMI1 and PMI2 from each UE may be generated by W(i)=W(i)1×W(i)2 where i=1, . . . , Φ.
Preferably the correlation values are given by Ccorr(i,j)=tr{[WH(i)W(j)]H[WH(i)W(j)]}, where i=1, . . . , Φ−1, j=i+1, . . . , Φ. The minimum correlation values may be determined by Ccorr(ĩ,{tilde over (j)})=min{Ccorr(i,j)}, for (ĩ,{tilde over (j)})=arg min{Ccorr(i,j)}.
The fixed codebook of representative channel matrices may be generated from the long term PMI codebook and short term rank PMI codebook. Suitably the fixed codebook for Rank1, ΩRANK1 of representative channel matrices is generated from the long term PMI codebook and short term rank#1 PMI codebook. Preferably ΩRANK1 contains vectors of size NTX×1. Suitably Rank 2 the fixed codebook ΩRANK2 of representative channel matrices (CM) is generated from the long term PMI codebook and short term rank#2 PMI codebook. ΩRANK2 contains matrices of size NTX×NRX.
The fixed code books ΩRANK1 and ΩRANK2 may be utilised to identify the representative channels matrices. For Rank 2 the representative channel matrices may be given by
For Rank1 a search may be conducted over ΩRANK1 for each of the i-th UE, from the PMI based matrix W(i) for NRX vectors of size NTX×1. These vectors may then utilised to form the channel matrix H(i) of size NRX×NTX.
Suitably the correlation values for the selected UEs are calculated by C(i,n)=tr{[h(n)HW(i)]H[h(n)HW(i)]}, n=1, . . . , Nvec
Preferably the step of selecting a Channel Matrix having the highest correlation includes sorting the correlation values C(i,n1)>C(i,n2)> . . . >C(i,nN
The step of generating the precoders in one embodiment of the invention may include the steps of
a) initializing for all UEs the UE's post coder by setting G(i)(m=0)=J(i), i=1, . . . , NUE where J(i) is RI(i)×NRX;
b) calculating the precoder V(i)(m+1) for all UEs using G(i)(m);
c) calculating post coder G(i)(m+1) for all UEs using V(i)(m+1);
d) calculating
and comparing E to a convergence threshold ε;
e) setting m=m+1 if E≧ε and repeat steps b) to d) until
and
f) outputting the precoder V(i)(m+1).
Suitably V(i)(m+1) is calculated in accordance
with
where υ is the Lagrange multiplier and G(i)(m+1) is calculated in accordance with
where N0 is the noise variance.
In some embodiments of the invention the Lagrange multiplier v may be calculated according to the following steps:
a) calculating singular values λi of the decomposition
b) setting minimum (υmin) and maximum (υmax) values of the Lagrange multiplier v based on the calculated singular values λi;
c) setting the Lagrange multiplier as υ=(υmax+υmin)/2;
d) calculating
c) calculating |{circumflex over (P)}−P| where P is the total transmit power;
d) comparing |{circumflex over (P)}−P| with the convergence threshold g;
e) setting υmax=υ if |{circumflex over (P)}−P| is greater than ε and if {circumflex over (P)} is less than P;
f) setting υmin=υ if |{circumflex over (P)}−P| is greater than ε and if {circumflex over (P)} is greater than P;
g) repeating steps c) to f) until |{circumflex over (P)}−P|<ε and outputting the Lagrange multiplier υ.
In some embodiments of the invention the noise variance N0(i) may be calculated by calculating the Signal to Interference plus Noise Ratio SINR (i,l) for all UEs based on the SINR threshold contained in the Channel Quality Indicator (CQI) table and then calculating the noise variance N0(i) for all UEs in accordance with the following:
In some embodiments of the invention G(i)(m+1) may be calculated in accordance with G(i)=VH(i)HH(i)[H(i)V(i)VH(i)HH(i)+No(i)I]−1 and the noise variance may be fixed to No(i)=0, i=1, . . . , NUE.
The reference to any prior art in this specification is not, and should not be taken as an acknowledgement or any form of suggestion that the prior art forms part of the common general knowledge.
According to each exemplary aspect of the present invention stated above, it is possible to provide a method for pre-coding which mitigates the likelihood of failures. It is also possible to provide a method for pre-coding which improves transmission capacity between transmitters and receivers.
In order that this invention may be more readily understood and put into practical effect, reference will now be made to the accompanying drawings, which illustrate preferred embodiments of the invention, and wherein:
As will be appreciated by those of skill in the art in a MU-MIMO transmission scheme precoding is often applied based on the channel feedback received from UEs, including a channel rank indicator (RI), channel quality indicator (CQI), and precoding matrix indicator (PMI). The RI indicates the estimated number of simultaneous layers which can be received by the UE. One or more layers can be mapped to the same codeword and are jointly encoded for transmission to the target UE. In 3GPP LTE/LTE Advanced, different codebooks have been defined depending on the number of transmit antenna ports, and they provide precoding support for simultaneous transmission of variable number of layers (data stream) to the same target UE. For simplicity and ease of discussion the following description focuses on the case of two UEs and 2-stage codebook of PMI.
With reference to
In the present example the selection of the UE pair with minimum correlation value is performed as follows. Let W(i) denote the precoder matrix corresponding to the reported PMI#1 and PMI#2 of the i-th UE (i=1, . . . , Φ). Then
W(i)=W(i)1×W(i)2 (3)
The correlation values can be calculated per equation (4) below
C
corr(i,j)=tr{[WH(i)W(j)]H[WH(i)W(j)]},i=1, . . . ,Φ−1,j=i+1, . . . ,Φ (4)
The minimum correlation values are then provided by the following
C
corr(ĩ,{tilde over (j)})=min{Ccorr(i,j)},
(ĩ,{tilde over (j)})=arg min{Ccorr(i,j)}. (5)
The minimum correlation values are then compared against a correlation threshold T. If the minimum correlation value is greater than the threshold T i.e. Ccorr(ĩ,{tilde over (j)})>T then the (ĩ,{tilde over (j)}) pair are not selected as pair for scheduling/precoding and the process is terminated 303. If the minimum correlation value is less than the correlation threshold T i.e., Ccorr(ĩ,{tilde over (j)})≦T the correlation values of the reported PMI and CM are then calculated 304.
The representative channel matrices (CM) in this instance are obtained utilising the fixed codebook of representative channels 305. The fixed codebook of representative channels differs for the rank. For Rank 1 the fixed codebook ΩRANK1 of representative channel matrices is generated from the long term PMI codebook and short term rank#1 PMI codebook. ΩRANK1 contains vectors of size NTX×1. For Rank 2 the fixed codebook ΩRANK2 of representative channel matrices (CM) is generated from the long term PMI codebook and short term rank#2 PMI codebook. ΩRANK2 contains matrices of size NTX×NRX.
The fixed code books ΩRANK1 and ΩRANK2 are utilised to identify the representative channels matrices. For Rank 2 the representative channel matrices is given by
For Rank1 a search is conducted over ΩRANK1 for each of the i-th UE, from the PMI based matrix W(i) for NRX vectors of size NTX×1. These vectors are then utilised to form the channel matrix H(i) of size NRX×NTX.
Once the representative channel matrices are identified the correlation values are then calculated in accordance with the following
C(i,n)=tr{[h(n)HW(i)]H[h(n)HW(i)]},n=1, . . . ,Nvec (7)
The correlation values are then sorted to find the NRX largest correlation values C(i,n1)>C(i,n2)> . . . >C(i,nN
H(i)=[h(n1),h(n2), . . . ,h(nN
The Channel Matrix pairs having the maximum correlation values are then selected 306 and the precoders then calculated 307 utilising values for No(ĩ) No({tilde over (j)}) are then calculated using CQI(ĩ,l), CQI({tilde over (j)},l) (discussed in greater detail below). Then utilising the values for No(ĩ), No({tilde over (j)}) and H(ñ(ĩ)), H(ñ({tilde over (j)})) with Lagrange multiplier (discussed in greater detail below) values for the precoders V(ĩ), V({tilde over (j)}) computed.
In this instance the resultant precoders are Minimum Mean Squared Error (MMSE) pecoders which are computed based on the PMI feedback. Consequently information on the channels is not required to produce the precoders. A more detailed discussion of the generation of the MMSE precoders in accordance with an embodiment of the present invention is discussed with respect to
With reference to
G(i)(m=0)=J(i),i=1, . . . ,NUE.
Here J(i) is the matrix RI(i)×NRX the (a,b)-th element being zero for a≠b and being 1 for a=b and (m) denotes the m-th iteration. The precoder V(i)(m+1) is then computed for all UEs 402 using G(i)(m) for i=1, . . . , NUE. and the following equation:
In equation 9 the variable υ is the Lagrange multiplier obtained form step 505 in
The process then proceeds to compute for all UEs the post coder G(i)(m+1) 403 using V(i)(m+1) for i=1, . . . , NUE in accordance with the following equation.
For less complexity, the post coder G(i)(m+1) for each UE can be calculated using the following:
G(i)=VH(i)HH(i)[H(i)V(i)VH(i)HH(i)+No(i)I]−1 (11)
In the case of equations 10 and 11 N0(i) is the noise variance obtained form step 602 in
The process then computes
denotes Frobenius norm. The process then determines if E is greater than or equal to the convergent threshold ε i.e. E≧ε. If E≧ε then the process increments m 405 and repeats the calculations for V(i)(m+1) and G(i)(m+1) per steps 402, 403 to again calculate the value of E. This process is then repeated until
at which stage the precoder V(i)(m+1) is outputted 406.
As can be seen form the above discussion the calculation of the precoder V(i)(m+1) requires the use of a Lagrange multiplier v. The process of computing the Lagrange multiplier υ 500 is shown in
are computed 501. The minimum and maximum value of the Lagrange multiplier υmaxυmin are then set 502. The Lagrange multiplier is then set 503 as υ=(υmax+υmin)/2.
Once the Lagrange multiplier has been set the quantity
is then calculated 504. The process then proceeds to calculate the absolute value {circumflex over (P)} less the total transmit power P which is then compared with the convergence threshold ε. If the absolute value of is less than ε i.e. |{circumflex over (P)}−P|≧ε the value of {circumflex over (P)} is compared with the value of P, if {circumflex over (P)} is less than P then υmax=υ 506 before resetting the Lagrange multiplier per step 503. If {circumflex over (P)} is greater than P then υmin=υ 507 before resetting the Lagrange multiplier per step 503.
The steps of setting the Lagrange multiplier 503, calculation of P 504 and setting υmax=υ 506 or υmin=υ are repeated until |{circumflex over (P)}−P<ε at which stage the Lagrange multiplier υ 505 for use in the calculation of the precoder V(i)(m+1) at step 402 of
In addition to the use of the Lagrange multiplier the process of generating the pre-coder information on the noise variance N0(i) is also required.
For less complexity, the noise variance can be fixed to zero i.e. No(i)=0, i=1, . . . , NUE in either case the value for N0(i) is then utilised in the calculation of G(i)(m+1) at step 403 of the precoder calculation process discussed in relation to
As can be seen form the above discussion the present invention provides MMSE precoders based on the joint transmit & receive optimization method in which utilises the PMI feedback. While the above examples have for the purposes of simplicity and ease of discussion focused on the case of two UEs and 2-stage codebook of PMI it will be appreciated by those of skill in the art that the proposed processes for the generation of precoders is not limited to the case of two UEs and 2-stage codebook of PMI and could be easily expanded to cover cases including multiple UEs and higher stage code books.
It is to be understood that the above embodiments have been provided only by way of exemplification of this invention, and that further modifications and improvements thereto, as would be apparent to persons skilled in the relevant art, are deemed to fall within the broad scope and ambit of the present invention described herein.
This application is based upon and claims the benefit of priority from Australian Patent Application No. 2012904070, filed on Sep. 18, 2012, the disclosure of which is incorporated herein in its entirety by reference.
Number | Date | Country | Kind |
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2012904070 | Sep 2012 | AU | national |
Filing Document | Filing Date | Country | Kind |
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PCT/JP2013/075604 | 9/13/2013 | WO | 00 |