Method for producing a second harmonic wave generating device

BACKGROUND OF THE INVENTION
This invention relates to a second harmonic wave generating device having an extremely high conversion efficiency to second harmonic wave, more specifically, to a second harmonic wave generating device (hereinafter referred to as "SHG device") comprising a LiTaO.sub.3 thin film formed on a LiNbO.sub.3 substrate and a LiNbO.sub.3 thin film waveguide layer formed on the LiNbO.sub.3 thin film.
A SHG device utilizes nonlinear optical effects of a nonlinear optical material to convert wavelength .lambda. of incident laser light to wavelength 1/2.lambda., which is outputted. Since the output light has 1/2 the wavelength of incident light, the device can be used in an optical disc memory and CD player to achieve a 4-times increase in recording density, and can be used in a laser printer and photolithography with enhanced resolution.
Heretofore, a bulk single crystal of a nonlinear optical material using a high-output-power gas laser as a light source has been used as a SHG device. However, with recent increases in demand for compact optical disc systems and laser printers and since gas laser requires an external modulator for optical modulation and is not suited for compact design, a SHG device that enables and use of a semiconductor laser, which can be directly modulated and is lower in cost and easier to handle than gas laser, has been in demand. When a semiconductor laser is used as a light source, since the semiconductor laser generally has a low output power of several mW to several ten mW, a SHG device of a thin film waveguide structure which has a particularly high conversion efficiency has been required.
Optical materials that have nonlinear optical effects and can be used in a SHG device include lithium niobate (LiNbO.sub.3), lithium tantalate (LiTaO.sub.3), KTiOPO.sub.4, KNbO.sub.3, Ba.sub.2 NaNb.sub.5 O.sub.15, and Ba.sub.2 LiNb.sub.5 O.sub.15 and, among these, LiNbO.sub.3 is high in nonlinear optical constant and low in optical loss, which makes it most suitable for use in a SHG device.
Heretofore, there have been known methods to form an optical waveguide using LiNbO.sub.3, in which a bulk single crystal of LiNbO.sub.3 is treated by Ti diffusion, proton exchange, or out-diffusion to form layers with different refractive indices. However, waveguides obtained using these methods have problems in that it is difficult to have great differences in refractive index from the bulk crystal (with respect to short wavelength laser light especially not more than 1 .mu.m in wavelength), it is also extremely difficult to make phase matching for the generation of the second harmonic wave, that is, to conform the refractive index in the waveguide (effective index) of incident light to the effective index of the second harmonic wave [Yamada and Miyazaki, Technical Report of the Electronic Information Communication Society, MW87-113 (1988)], and it is difficult to obtain a high conversion efficiency because, since the boundary between the waveguide and the bulk crystal is not well defined, the light wave tends to diffuse from the waveguide and it is thus difficult to concentrate the optical energy.
The inventors, using a LiNbO.sub.3 material and a 0.8 .mu.m-band semiconductor laser light source, have conducted investigations for a combination that enables phase matching between the fundamental light wave and the second harmonic wave, and found a condition that enables phase matching using a structure comprising a LiTaO.sub.3 single crystal having a specific refractive index and a LiNbO.sub.3 thin film as a waveguide layer having a specific refractive index formed on the surface of the LiTaO.sub.3 single crystal, thus accomplishing a previous invention, which was applied for a patent as Japanese Patent Application No. 63-160804/1988.
However, the previous invention was of a type with a very narrow range of application which was able to use only a 0.8 .mu.m-band semiconductor laser as a fundamental laser light source. Furthermore, since refractive index of a substance generally varies with wavelength of light applied, the previous invention could not be applied to laser light sources of different wavelengths, and in prior art LiNbO.sub.3 thin film is directly formed on LiTaO.sub.3 substrate.
Commercial LiTaO.sub.3 single crystal substrates used as carriers for single crystal thin films are for use in SAW devices, which are high in impurity content (>2 ppm), large in refractive index distribution (10.sup.-3 /cm), and inferior in crystallinity. Therefore, when used as substrates for optical thin films, since thin film waveguide layer formed on the substrates transfers the crystallinity of the substrate, these substrates tend to cause defects such as domains, which lead to deterioration in characteristics such as optical transmission, electrooptical effect and nonlinear optical effects.
Furthermore, although it is possible to use an optical-grade LiTaO.sub.3 substrate, optical-grade single crystal substrates are very little commercialized except for LiNbO.sub.3, are thus expensive, and not suitable for general-purpose use.
The inventors have conducted intensive studies into conditions for the use of a LiNbO.sub.3 material for a SHG device which enables phase matching with laser light sources of different wavelengths. As a result, it has been newly found that a second harmonic wave can be generated very efficiently by using a substrate comprising a LiTaO.sub.3 thin film formed on a LiNbO.sub.3 substrate, forming a LiNbO.sub.3 thin film waveguide layer on the LiTaO.sub.3 thin film, setting an ordinary refractive index (n.sub.oS1) at a fundamental wavelength (.lambda..mu.m) and an extraordinary refractive index (n.sub.eS2) at a second harmonic wavelength (.lambda..mu.m/2) of the LiTaO.sub.3 thin film to specific ranges, and setting an ordinary refractive index (n.sub.oF1) of the LiNbO.sub.3 thin film waveguide layer at the fundamental wavelength (.lambda..mu.m), the extraordinary refractive index (n.sub.eS2) of the LiTaO.sub.3 thin film at the second harmonic wavelength (.lambda..mu.m/2), and an extraordinary refractive index (n.sub.eF2) of the LiNbO.sub.3 thin film waveguide layer at the second harmonic wavelength (.lambda..mu.m/2) so as to satisfy a specific relationship, thus accomplishing the present invention.
Furthermore, the inventors have also found that in adjusting the thickness of the thin film waveguide layer, prior art optical polishing tends to cause a deterioration of crystallinity on the polished surface, and dry etching is most suitable as a processing method that is able to prevent deterioration of crystallinity of such a polished surface, thus accomplishing the present invention.
SUMMARY OF THE INVENTION
In accordance with the present invention, there is provided a second harmonic wave generating device comprising a LiTaO.sub.3 thin film formed on a LiNbO.sub.3 substrate and a LiNbO.sub.3 thin film waveguide layer formed on the LiTaO.sub.3 thin film, the LiTaO.sub.3 thin film having an ordinary refractive index (n.sub.oS1) at a fundamental wavelength (.lambda..mu.m) of 2.00 to 2.20 and an extraordinary refractive index (n.sub.eS2) at a second harmonic wavelength (.lambda..mu.m/2) of 2.15 to 2.35, and an ordinary refractive index (n.sub.oF1) at the fundamental wavelength (.lambda..mu.m) and an extraordinary refractive index (n.sub.eF2) at the second harmonic wavelength (.lambda..mu.m/2) of the LiNbO.sub.3 thin film waveguide layer being represented by the following equation, ##EQU2##
There is also provided according to the present invention a method for producing a second harmonic wave generating device comprising the steps of forming a LiNbO.sub.3 thin film on a LiTaO.sub.3 substrate so that the LiTaO.sub.3 substrate has an ordinary refractive index (n.sub.oS1) at a fundamental wavelength (.lambda..mu.m) of 2.00 to 2.20 and an extraordinary refractive index (n.sub.eS2) at a second harmonic wavelength (.lambda..mu.m/2) of 2.15 to 2.35, and an ordinary refractive index (n.sub.oF1) at the fundamental wavelength (.lambda..mu.m), the extraordinary refractive index (n.sub.eS2) of the LiTaO.sub.3 thin film at the second harmonic wavelength (.lambda..mu.m/2), and an extraordinary refractive index (n.sub.eF2) at the second harmonic wavelength (.lambda..mu.m/2) of the LiNbO.sub.3 thin film waveguide layer are represented by the following equation, and processing the LiNbO.sub.3 thin film by dry etching to an appropriate thickness of 0.1 to 30 .mu.m. ##EQU3##
DETAILED DESCRIPTION OF THE INVENTION
The SHG device according to the present invention is required to have a structure in which a LiTaO.sub.3 thin film is formed on a LiNbO.sub.3, and a LiNbO.sub.3 thin film waveguide layer is formed on the LiTaO.sub.3 thin film.
Generation of a second harmonic wave in a SHG device comprising a thin film wave waveguide layer has the advantages that optical energy concentrated in the thin film can be utilized, and, since the light wave is confined within the thin film and does not diffuse, interaction can be made over a long distance, and phase matching becomes possible by making use of mode dispersion of the thin film using a substance which is not able to make phase matching when used in a SHG device using its bulk material.
The reason why LiNbO.sub.3 is used as the thin film waveguide layer of the present invention is that LiNbO.sub.3 is large in nonlinear optical constant, is small in optical loss, and can be formed into a uniform film.
The reason why LiNbO.sub.3 is used as the substrate is that this kind of substrate is easily commercially available, is resistant to mechanical and thermal shocks, and thus has almost no danger of breakage during the thin film formation process.
Furthermore, the LiTaO.sub.3 and LiNbO.sub.3 are similar in crystal structure, and easy to form a thin film on each other, thus suiting for use as materials of a thin film waveguide type SHG device.
The LiTaO.sub.3 thin film, the LiNbO.sub.3 thin film, and the LiNbO.sub.3 substrate are preferably of single crystal.
This is because single crystal is superior in optical characteristics.
The reason why the LiNbO.sub.3 thin film waveguide layer of the present invention must be formed on a LiTaO.sub.3 thin film on a LiNbO.sub.3 substrate can be explained as follows.
Since, in general, LiNbO.sub.3 is superior in crystallinity to LiTaO.sub.3, by forming a LiTaO.sub.3 thin film on the LiNbO.sub.3 substrate, the crystallinity of the LiNbO.sub.3 substrate can be transferred to the LiTaO.sub.3 thin film, thereby forming a LiTaO.sub.3 thin film with a good crystallinity.
Therefore, by forming LiNbO.sub.3 as a thin film waveguide layer on the LiTaO.sub.3 thin film with good crystallinity, a thin film waveguide having superior characteristics in terms of light transmission, nonlinear optical effects and the like can be obtained, thereby obtaining a high-efficiency SHG output.
Furthermore, a carrier for the LiNbO.sub.3 thin film can be obtained, which is more resistant to mechanical and thermal shocks than a flat plate-formed LiTaO.sub.3 substrate.
It is preferable that the LiNbO.sub.3 substrate is of an optical grade.
The optical-grade LiNbO.sub.3 single crystal substrate refers to one which has a good crystallinity, contents of impurities such as iron of not more than 2 ppm, a refractive index distribution of not more than 10.sup.-4 /cm (locally.ltoreq.10.sup.-5), and a raw material purity of 99.999% or higher.
The reason why the single crystal substrate is preferably of an optical grade is that, by forming a LiTaO.sub.3 thin film on an optical-grade LiNbO.sub.3 substrate, an optical-grade LiTaO.sub.3 thin film can be obtained, and, by forming LiNbO.sub.3 on the optical-grade LiTaO.sub.3 thin film, the crystallinity of the LiTaO.sub.3 thin film is transferred to the LiNbO.sub.3, thereby obtaining a thin film waveguide layer with particularly enhanced light transmission, electrooptical effects, and non-linear optical effects.
The LiTaO.sub.3 thin film preferably has a thickness of 0.2 to 30 .mu.m.
This is because, when the thickness of the LiTaO.sub.3 single crystal thin film is smaller than 0.2 .mu.m, guided wave tends to leak, and, when the thin film is thicker than 30 .mu.m, the crystallinity tends to be lowered.
It is particularly preferable that the LiTaO.sub.3 thin film has a thickness of 0.5 to 10 .mu.m, and a thickness of 1 to 5 .mu.m is advantageous.
It is preferable that the LiTaO.sub.3 thin film and the LiNbO.sub.3 substrate, and the LiTaO.sub.3 thin film and the LiNbO.sub.3 thin film waveguide layer in the present invention are individually lattice matched.
The lattice matching is to adjust the lattice constant of LiNbO.sub.3 to 99.81 to 100.07% the lattice constant of LiTaO.sub.3.
The reason why such lattice matching is preferable is that it allows formation of a thin film with no lattice deflection or micro-cracks.
In the present invention, lattice matching is advantageously achieved by adding a hetero element to the LiNbO.sub.3 substrate or the LiNbO.sub.3 thin film waveguide layer to increase the lattice constant, or, on the contrary, by adding a hetero element to the LiTaO.sub.3 thin film to decrease the lattice constant.
The hetero element added to the LiNbO.sub.3 thin film waveguide layer is preferably Na and Mg.
This is because Na and Mg atoms or ions have an effect to increase the lattice constant of LiNbO.sub.3 by substitution or solid dissolution to LiNbO.sub.3, and thus lattice matching between the LiNbO.sub.3 substrate or thin film waveguide layer and the LiTaO.sub.3 thin film can be achieved by adjusting the composition of Na and Mg.
Mg has an effect to prevent the thin film from being optically damaged, and use of it is advantageous to obtain a high-efficiency SHG output.
The contents of Na and Mg are preferably 0.1 to 14.3 mole % and 0.8 to 10.8 mole %, respectively, to LiNbO.sub.3.
This is because, if the Na content is smaller than 0.1 mole %, lattice matching between the LiNbO.sub.3 thin film and the LiTaO.sub.3 thin film is not achieved regardless of the Mg content, and, if the Na content exceeds 14.3 mole %, the lattice constant tends to become too large. Thus, neither case gives lattice matching between the LiNbO.sub.3 thin film and the LiTaO.sub.3 thin film.
If the Mg content is smaller than 0.8 mole %, the effect to prevent optical damages tends to be insufficient, and, a Mg content exceeding 10.8 mole % tends to cause deposition of LiMgO.sub.3 -based crystals, thus such a high content of Mg cannot be added.
It is preferable to use Ti as the hetero element added to the LiTaO.sub.3 thin film.
This is because Ti has an effect to decrease the lattice constant of LiTaO.sub.3.
The Ti content is preferably 5.0 to 7.0 mole %.
This is because a Ti content out of the above range does not provide lattice matching to the LiNbO.sub.3 substrate or waveguide layer.
Furthermore, it is preferable to form the LiNbO.sub.3 thin film on the (0001) surface of the LiTaO.sub.3 thin film.
The (0001) surface refers to the surface which is perpendicular to c-axis of the crystal.
The reason why the (0001) surface of the LiTaO.sub.3 thin film is preferable as the growth surface of the LiNbO.sub.3 thin film is that the (0001) surface comprises only a-axis, and thus lattice matching is achieved to the LiNbO.sub.3 thin film by merely varying the lattice constant of the a-axis.
The lattice constant (a-axis) of the LiNbO.sub.3 thin film formed on the LiTaO.sub.3 thin film is preferably 99.81 to 100.07 %, more preferably 99.92 to 100.03%, of the lattice constant (a-axis) of the LiTaO.sub.3 thin film.
This is because, out of the above range, it is difficult to achieve lattice matching between the LiTaO.sub.3 thin film and the LiNbO.sub.3 thin film.
The LiNbO.sub.3 thin film used in the SHG device according to the present invention preferably has propagation losses to a 0.83 .mu.m semiconductor laser wave of not more than 1.4 dB/cm.
The propagation losses refer to a rate of decrease in light intensity per unit length in the direction of light transmitting in a thin film, which includes a scattering loss and an absorption loss.
The scattering loss depends on the condition of the interface between the substrate and thin film, surface condition of the thin film, and microcracks or the like in the thin film.
The absorption loss relates only to characteristics of the thin film, depending on the crystallinity, contents of impurities and the like of the thin film.
The SHG device according to the present invention requires that the LiTaO.sub.3 thin film has an ordinary refractive index (n.sub.oS1) at a fundamental wavelength (.lambda..mu.m) of 2.00 to 2.20 and an extraordinary refractive index (n.sub.eS2) at the second harmonic wavelength (.lambda..mu.m/2) of 2.10 to 2.40, and an ordinary refractive index (n.sub.oF1) at the fundamental wavelength (.lambda..mu.m) of the LiNbO.sub.3 thin film waveguide layer and the extraordinary refractive index (n.sub.eS2) at the second harmonic wavelength (.lambda..mu.m/2) and an extraordinary refractive index (n.sub.eF2) at the second harmonic wavelength (.lambda..mu.m/2) of the LiTaO.sub.3 thin film satisfy the following equation, ##EQU4##
This is because when the LiTaO.sub.3 thin film has an ordinary refractive index (n.sub.oS1) at the fundamental wavelength (.lambda..mu.m) of 2.00 to 2.20 and an extraordinary refractive index (n.sub.eS2) at the second harmonic wavelength (.lambda..mu.m/2) of 2.15 to 2.35, and the structure satisfies the above equation, a SHG device with a very high conversion efficiency can be obtained.
In order to obtain a particularly high conversion efficiency, it is advantageous to satisfy the equation ##EQU5## and more preferable to satisfy the equation ##EQU6##
The SHG device according to the present invention requires the LiTaO.sub.3 thin film to have an ordinary refractive index (n.sub.oS1) at the fundamental wavelength (.lambda..mu.m) of 2.00 to 2.20 and an extraordinary refractive index (n.sub.eS2) at the second harmonic wavelength (.lambda..mu.m/2) of 2.15 to 2.35.
This is because although it is preferable that the ordinary refractive index (n.sub.oS1) at the fundamental wavelength (.lambda..mu.m) the extraordinary refractive index (n.sub.eS2) at the second harmonic wavelength (.lambda..mu.m/2) of the LiTaO.sub.3 thin film be as low as possible, it is difficult to obtain LiTaO.sub.3 thin film having the refractive indices lower than the above ranges, and, when the refractive indices are higher than the above ranges, it is difficult to obtain a SHG device having a high conversion efficiency.
The LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film having the above refractive index advantageously contains hetero elements such as Na, Cr, Mg, Nd, Ti, and/or V to adjust the refractive index.
The addition of Na, Cr, Nd, or Ti to the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film can increase the refractive index of the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film, and the addition of Mg or V can decrease the refractive index of the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film.
Na is preferably contained in an amount of 0.1 to 10 mole %. If the amount exceeds 10 mole %, crystals of different structures tend to deposit in the LiTaO.sub.3 thin film, which deteriorate their optical characteristics, or if the amount is less than 0.1 mole %, the refractive index is substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Na in amounts of 0.8 to 2 mole %.
Cr is preferably contained in an amount of 0.02 to 20 mole %. If the amount exceeds 20 mole %, crystals of different structures tend to deposit in the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film, which deteriorate their optical characteristics, or if the amount is less than 0.1 mole %, the refractive indices are substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Cr in amounts of 0.2 to 10 mole %.
Mg is preferably contained in an amount of 0.1 to 20 mole %. If the amount exceeds 20 mole %, optical characterisitics of the LiTaO.sub.3 thin film tend to be deteriorated, or if the amount is less than 0.1 mole %, it has almost no effect to prevent optical damages, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Mg in amounts of 2.0 to 10 mole %.
Ti is preferably contained in an amount of 0.2 to 30 mole %. If the amount exceeds 30 mole %, optical characteristics of the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film tend to be deteriorated, or if the amount is less than 0.2 mole %, the refractive indices are substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Ti in amounts of 1.0 to 15 mole %.
Nd is preferably contained in an amount of 0.02 to 10 mole %. If the amount exceeds 10 mole %, optical characteristics of the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film tend to be deteriorated, or if the amount is less than 0.02 mole %, the refractive indices are substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Nd in amounts of 0.5 to 5 mole %.
V is preferably contained in an amount of 0.05 to 30 mole %. If the amount exceeds 30 mole %, crystals of different structures tend to deposit in the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film, which deteriorate their optical characteristics, or if the amount is less than 0.05 mole %, the refractive indices are substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain V in amounts of 2.0 to 10 mole %.
The above contents are indicated in mole % of hetero elements to LiNbO.sub.3 or the LiTaO.sub.3.
Since, when the hetero elements such as Na, Cr, Nd, Ti, Mg, or V are contained in the LiNbO.sub.3 thin film waveguide layer, the lattice constant and refractive index of the LiNbO.sub.3 are simultaneously varied, it is preferable to adjust the contents of the hetero elements as necessary.
In the present invention, the hetero elements such as Na, Cr, Mg, Nd, Ti, or V can be contained in the LiNbO.sub.3 thin film waveguide layer, the LiTaO.sub.3 thin film, or the LiNbO.sub.3 substrate by previously mixing the raw materials with a hetero element or its compound and forming the LiTaO.sub.3 thin film or the LiNbO.sub.3 thin film waveguide layer using a liquid phase epitaxial method, by growing a LiNbO.sub.3 single crystal using a Czochralski method, a sputtering method, a metal organic chemical vapor deposition (MOCVD) method, or a molecular beam epitaxial (MBE) method, a diffusion method, an ion implantation method or the like.
The SHG device according to the present invention is required to be used at a fundamental wavelength (.lambda..mu.m) of 0.68 to 0.94 .mu.m.
Although it is advantageous to use a fundamental wavelength (.lambda..mu.m) of as short as possible, and, when the fundamental laser wavelength is shorter than 0.68 .mu.m, the wavelength of the second harmonic wave is shorter than 0.34 .mu.m, at wavelengths shorter than this value, absorption loss of the thin film tends to abruptly increase, making it difficult to obtain a high SHG output. Furthermore, easily available semiconductor lasers include those of 0.68 to 0.94 .mu.m, and of 1.2 to 1.55 .mu.m, however, when the latter wavelength is used as a fundamental wavelength, the resulting second harmonic wavelength is in the range which can be relatively easily generated directly by a semiconductor laser, which does not provide an advantage of the use of a SHG device.
It is advantageous to use a fundamental wavelength (.lambda.) of 0.78 to 0.86 .mu.m, which is relatively easy to obtain a semiconductor laser light source, and it is practically preferable to use 0.82 .mu.to 0.84 .mu.m, which is easy to obtain a high-output semiconductor laser source.
The LiNbO.sub.3 thin film waveguide layer of the SHG device according to the present invention is required to have a thickness (T) in the range from 0.1 to 30 .mu.m.
If the thickness (T) of the thin film waveguide layer is smaller than 0.1 .mu.m, it is difficult to apply the fundamental wave, resulting in a low incident efficiency, and it is difficult to obtain a substantially high SHG conversion efficiency, or a thickness greater than 30 .mu.m results in a low optical power density and a low SHG conversion efficiency, either of which is difficult to use as a SHG device. It is advantageous for the thin film waveguide layer to have a thickness of 0.2 to 10 .mu.m, and practically preferable to have a thickness of 0.4 to 8 .mu.m.
In the SHG device according to the present invention, it is preferable that incident angle (.theta.) of the fundamental wave to the optical axis (Z-axis) of the thin film waveguide layer is within the range 0.degree..+-.15.degree. or 90.degree..+-.15.degree..
This is because, when the incident angle (.theta.) of the fundamental wave is within the above range, the conversion efficiency to the second harmonic is extremely high. It is particularly advantageous that the incident angle of the fundamental wave is within the range 0.degree..+-.5.degree. or 90.degree..+-.5.degree..
The SHG device according to the present invention is advantageously of a channel type with a width of 1 to 10 .mu.m. The reason why a channel-type SHG device is advantageous is that this type of device can have a high optical power density over a slab type. The reason why a width of 1 to 10 .mu.m is advantageous is that a width smaller than 1 .mu.m is difficult to introduce incident light into the waveguide and low in incident efficiency, resulting in a low SHG conversion efficiency, and, although the larger width has the higher incident efficiency, a width greater than 10 .mu.m is low in optical power density, resulting in a low SHG conversion efficiency.
The LiTaO.sub.3 thin film, the LiNbO.sub.3 thin film, and the LiNbO.sub.3 substrate used in the present invention can have surfaces which are treated by mirror polishing, chemical etching, or the like.
The SHG device according to the present invention preferably has a wavelength-selective thin film (filter) formed behind the light output surface or directly on the output surface, which has a second harmonic wave transmittance of 100% or close to 100%, and completely or almost does not pass the fundamental laser wave.
This can remove unnecessary fundamental laser light from the output wave and efficiently take out only the required second harmonic wave.
Furthermore, by forming the wavelength-selective thin film directly on the output surface and adjusting to satisfy the reflection reducing conditions to the second harmonic wave, reflection loss at the output surface due to a large difference in refractive index between the lithium niobate single crystal thin film layer and air can be reduced, thereby enhancing the SHG output.
The wavelength-selective thin film may be either formed at a position behind and away from the output surface or fixed onto the output surface with an appropriate adhesive.
When the thin film is fixed onto the output surface with an adhesive, it is preferable that the refractive index and thickness of the adhesive be adjusted to meet the reflection reducing conditions for the second harmonic wave in order to enhance the SHG output.
As the wavelength-selective thin film, there can be used a colored glass filter, a wavelength-selective interference film coated on a glass substrate, or the like.
The wavelength-selective thin film can be made of an oxide such as SiO.sub.2, MgO, ZnO, Al.sub.2 O.sub.3 or the like, a complex oxide such as LiNbO.sub.3, LiTaO.sub.3, Y.sub.3 Ga.sub.5 O.sub.12, Gd.sub.3 Ga.sub.5 O.sub.12 or the like, or such organic substances as PMMA and MNA, or a multilayered thin film comprising these materials can be used.
The wavelength-selective thin film can be formed by a sputtering, liquid phase epitaxial, deposition, MBE (molecular beam epitaxial), MOCVD (metal organic chemical deposition), ion plating, LB, spin coating, or dipping method.
The SHG device according to the present invention preferably has an incident surface which is provided with an reflection reducing coating to achieve a fundamental laser transmittance of 100% or close to 100%.
The reflection reducing coating can be made of such oxides as SiO.sub.2, MgO, ZnO, and Al.sub.2 O.sub.3, such complex oxides as LiNbO.sub.3, LiTaO.sub.3, Y.sub.3 Ga.sub.5 O.sub.12, and Gd.sub.3 Ga.sub.5 O.sub.12, or such organic substances as PMMA and MNA, or a multilayered thin film comprising these materials can be used. The coating layer can be formed to good advantage by a sputtering, liquid phase epitaxial, deposition, MBE (molecular beam epitaxial), MOCVD (metal organic chemical deposition), ion plating, LB, spin coating, or dipping method.
Furthermore, the SHG device according to the present invention preferably has a wavelength-selective thin film formed on the incident surface, which has a fundamental laser light transmittance of 100% or close to 100%, and completely or almost does not pass light ranging from 0.6 .mu.m to less than fundamental wavelength.
This is because semiconductor lasers generally emit weak laser light or natural light of peripheral wavelengths other than the central wavelength, and light of these wavelengths is normally unnecessary for the SHG device.
The SHG device according to the present invention is desirably coupled with a bare chip of semiconductor laser device into a single chip and sealed in a package, so that the laser wave is applied to the thin film waveguide layer of the SHG device.
This is because by coupling with the semiconductor device, a semiconductor laser device can be obtained which is compact, low-cost, adaptable to mass production, and has a high incident efficiency, and, by the packaging, the coupled semiconductor laser device can be protected, extending the service life.
The inside of the package is desirably filled with an insert gas, preferably with nitrogen gas.
A second harmonic wave outputting window of the package is desirably formed with a wavelength-selective filter.
This simplifies the process, and provides a cost reduction and improvement of transmittance to the second harmonic wave, over the case where the second harmonic wave outputting window is formed by a conventional glass plate and the wavelength-selective filter is formed inside or outside of the glass plate.
The method for producing the SHG device according to the present invention will now be described.
The method for producing a SHG device according to the present invention comprises the steps of forming a LiNbO.sub.3 thin film on a LiTaO.sub.3 substrate, making adjustment so that the LiTaO.sub.3 substrate has an ordinary refractive index (n.sub.oS1) at a fundamental wavelength (.lambda..mu.m) of 2.00 to 2.20 and an extraordinary refractive index (n.sub.eS2) at a second harmonic wavelength (.lambda..mu.m/2) of 2.15 to 2.35, and an ordinary refractive index (n.sub.oF1) at the fundamental wavelength (.lambda..mu.m), the extraordinary refractive index (n.sub.eS2) of the LiTaO.sub.3 thin film at the second harmonic wavelength (.lambda..mu.m/2), and an extraordinary refractive index (n.sub.eF2) at the second harmonic wavelength (.lambda..mu.m/2) of the LiNbO.sub.3 thin film waveguide layer are represented by the following equation, and processing the LiNbO.sub.3 thin film by dry etching to an appropriate thickness of ##EQU7##
Such steps are necessary because the thickness (T.mu.m) of the LiNbO.sub.3 can be adjusted without deteriorating the crystallinity of the etched surface, thereby enlacing the SHG conversion efficiency.
The refractive index is advantageously adjusted by adding hetero elements such as Na, Cr, Mg, Nd, Ti, and V.
The LiNbO.sub.3 thin film waveguide layer and the LiTaO.sub.3 thin film desirably contain hetero elements to adjust the refractive indices.
The addition of Na, Cr, Nd, or Ti to the LiNbO.sub.3 thin film waveguide layer and the LiTaO.sub.3 thin film can increase the refractive indices of the LiNbO.sub.3 thin film waveguide layer and the LiTaO.sub.3 thin film, and, the addition of Mg or V can decrease the refractive indices of the LiNbO.sub.3 thin film waveguide layer and the LiTaO.sub.3 thin film.
Na is preferably contained in an amount of 0.1 to 10 mole %. If the content exceeds 10 mole %, optical characteristics of the LiTaO.sub.3 thin film tend to be deteriorated, or if the amount is less than 0.1 mole %, the refractive indices are substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Na in amounts of 0.8 to 2 mole %.
Cr is preferably contained in an amount of 0.02 to 20 mole %. If the content exceeds 20 mole %, optical characteristics of the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film tend to be deteriorated, or if the amount is less than 0.1 mole %, the refractive indices are substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Cr in amounts of 0.2 to 10 mole %.
Mg is preferably contained in an amount of 0.1 to 20 mole %. If the content exceeds 20 mole %, optical characteristics of the LiTaO.sub.3 thin film tend to be deteriorated, or if the amount is less than 0.1 mole %, it has almost no effect to prevent optical damages, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Mg in amounts of 2.0 to 10 mole %.
Ti is preferably contained in an amount of 0.2 to 30 mole %. If the content exceeds 30 mole %, optical characteristics of the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film tend to be deteriorated, or if the amount is less than 0.2 mole %, the refractive indices are substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Ti in amounts of 1.0 to 15 mole %.
Nd is preferably contained in an amount of 0.02 to 10 mole %. If the content exceeds 10 mole %, optical characteristics of the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film tend to be deteriorated, or if the amount is less than 0.02 mole %, the refractive indices are substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain Nd in amounts of 0.5 to 5 mole %.
V is preferably contained in an amount of 0.05 to 30 mole %. If the content exceeds 30 mole %, crystals of different structures tend to deposit in the LiNbO.sub.3 thin film waveguide layer or the LiTaO.sub.3 thin film, which deteriorate their optical characteristics, or if the amount is less than 0.05 mole %, the refractive indices are substantially unchanged, either of which cannot be used to obtain a practically usable SHG device. It is particularly preferable to contain V in amounts of 2.0 to 10 mole %.
The above contents are indicated in mole % of hetero elements to LiNbO.sub.3 or LiTaO.sub.3.
In the SHG device according to the present invention, it is preferable that the ordinary refractive index (n.sub.oF1) of the LiNbO.sub.3 thin film at the fundamental wavelength (.lambda..mu.m), and the extraordinary refractive index (n.sub.eS2) at the second harmonic wavelength (.lambda..mu.m/2) and the extraordinary refractive index (n.sub.eF2) at the second harmonic wavelength (.lambda..mu.m/2) of the LiTaO.sub.3 thin film satisfy the following equation.
To obtain a particularly high conversion efficiency, it is advantageous to satisfy the equation ##EQU8## more preferably, to satisfy the equation ##EQU9##
The appropriate film thickness is desirably 0.1 to 30 .mu.m.
If the thickness (T) of the thin film waveguide layer is smaller than 0.1 .mu.m, it is difficult to apply the fundamental wave, resulting in a low incident efficiency, and it is difficult to obtain a substantially high SHG conversion efficiency, or a thickness greater than 30 .mu.m results in a low optical power density and a low SHG conversion efficiency, either of which is difficult to use as a SHG device. It is advantageous for the thin film to have a thickness of 0.2 to 10 .mu.m, and practically preferable to have a thickness of 0.4 to 8 .mu.m.
Dry etching techniques used in the present invention include ion beam etching, reactive ion etching, sputter etching, plasma etching, and reactive ion beam etching, and the ion beam etching is particularly preferable.
The ion beam etching uses a plasma generated a filament or ECR (electron cyclotron resonance), which is irradiated as an ion beam to etch a material to be processed.
The ion beam etching not only is able to reduce the etching rate to 0.01 to 0.001 .mu.m/hr, but also has a good repeatability, provides a uniform etching rate over a large area, and gives almost no damages to the material being processed.
It is required that the tolerance of the film thickness (T.mu.m) be .+-.0.01 to 0.05 .mu.m, and the ion beam etching is the most suitable as a processing method which allows such high-precision processing and does not deteriorate the optical characteristics of the thin film waveguide layer.
The LiNbO.sub.3 substrate is desirably a LiTaO.sub.3 thin film formed on a LiNbO.sub.3 substrate.
The above-described channel-type SHG device can be produced by forming the LiNbO.sub.3 thin film on the LiTaO.sub.3 by sputtering, liquid phase epitaxy or the like, and then forming a Ti waveguide pattern on top of the thin film by photolithography and RF sputtering, which can be used as an etching mask in ion beam etching to form a step, then the etching mask is removed, and ion beam etching is made again to adjust the thickness of the LiNbO.sub.3 thin film to an appropriate value.
The reason why, after the step is provided by the above production method, the film thickness is adjusted to the SHG oscillation condition is explained as follows:
It is generally difficult to precisely measure the thickness of a thin film on a substrate, and even with an electron microscope, a measurement error is inevitably involved.
However, when a step is provided on the substrate and actually measured, and the ratio in thickness of the step and the thin film waveguide layer can be calculated using an electron microscope to precisely determine the thickness.
Thus, the thickness of the LiNbO.sub.3 thin film can be precisely adjusted to a predetermined thickness.
The reason why the etching mask comprising a Ti thin film is preferable is that Ti can be formed by ordinary RF sputtering into a uniform, smooth thin film with a good repeatability of thickness, can be easily etched with a chemical etching solution which does not corrode ordinary photolithographic resists, etching rate is low with ion beam etching, and can thus be stably used as an ion beam etching mask.

BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 is a schematic perspective view of the second harmonic wave generating device comprising a slab-type waveguide as an embodiment of the present invention
FIG. 2 is a schematic perspective view of the second harmonic wave generating device comprising a channel-type waveguide.

In the drawings, numeral 1 indicates a LiNbO.sub.3 thin film waveguide layer, numeral 2 indicates a LiTaO.sub.3 thin film, and numeral 3 indicates a LiNbO.sub.3 substrate.
DESCRIPTION OF PREFERRED EMBODIMENTS
Examples of the present invention will now be described.
EXAMPLE 1
(1) Using a RF sputtering method, a LiNbO.sub.3 single crystal thin film of 5 .mu.m in thickness was formed on a 0.5-mm thick optical-grade Z-cut LiNbO.sub.3 single crystal substrate.
(2) Using a liquid phase epitaxial growth method, a Ti/Mg/Na(5, 5, and 2 mole %, respectively)-containing LiNbO.sub.3 single crystal thin film of 5 .mu.m in thickness was grown on the LiTaO.sub.3 single crystal thin film obtained in (1).
(3) The surface of the LiNbO.sub.3 single crystal thin film obtained in (2) was mirror-polished to form a slab-type waveguide using the LiNbO.sub.3 single crystal thin film as a waveguide layer.
(4) The thickness of the waveguide (3) was adjusted by ion beam etching to a phase matching thickness of 3.66.+-.0.03 .mu.m.
(5) Both end surfaces of the slab-type waveguide obtained in (4) were mirror-polished by buffing to allow incidence of light through the surfaces, obtaining a second harmonic wave generating (SHG) device.
For a fundamental wavelength .lambda. of 0.830 .mu.m, the ordinary refractive index (n.sub.oS1) of the LiTaO.sub.3 thin film was 2.1511, the ordinary refractive index (n.sub.oF1) of the LiNbO.sub.3 single crystal thin film waveguide layer was 2.2670, the extraordinary refractive index (n.sub.eS2) of the LiTaO.sub.3 single crystal thin film at the second harmonic wavelength .lambda./2 was 2.2610, and the extraordinary refractive index (n.sub.eF2 of the LiNbO.sub.3 single crystal thin film waveguide layer at .lambda./2 was 2.2651.
This SHG device corresponds to ##EQU10##
To the SHG device, a 40 mW semiconductor laser of 0.830 .mu.m in wavelength was applied with an incident angle of 90.degree. to the crystal axis (Z-axis) of the single crystal thin film. As a result, the SHG device exhibited a very high SHG conversion efficiency of 1.83%.
EXAMPLE 2
(1) Using a RF sputtering method, a LiTaO.sub.3 single crystal thin film of 8 .mu.m in thickness was formed on a 0.5-mm thick optical-grade Z-cut LiNbO.sub.3 single crystal substrate.
(2) Using a liquid phase epitaxial growth method, a Mg/Nd(5 mole % and 2 mole %, respectively)-containing LiNbO.sub.3 single crystal thin film of 5 .mu.m in thickness was grown on the LiTaO.sub.3 single crystal thin film obtained in (1).
(3) The surface of the LiNbO.sub.3 single crystal thin film obtained in (2) was mirror-polished to form a slab-type waveguide using the LiNbO.sub.3 single crystal thin film as a waveguide layer.
(4) The thickness of the waveguide (3) was adjusted by ion beam etching to a phase matching thickness of 4.63.+-.0.04 .mu.m.
(5) Both end surfaces of the slab-type waveguide obtained in (4) were mirror-polished by buffing to allow incidence of light through the surfaces, obtaining a second harmonic wave generating (SHG) device.
For a fundamental wavelength .lambda. of 0.832 .mu.m, the ordinary refractive index (n.sub.oS1) of the LiTaO.sub.3 thin film was 2.1511, the ordinary refractive index (n.sub.oF1) of the Mg/Nd-containing LiNbO.sub.3 thin film waveguide layer was 2.2644, the extraordinary refractive index (n.sub.eS2) of the LiTaO.sub.3 single crystal thin film at the second harmonic wavelength .lambda./2 was 2.2611, and the extraordinary refractive index (n.sub.eF2 of the Mg/Nd-containing LiNbO.sub.3 thin film waveguide layer was 2.2631.
This SHG device corresponds to ##EQU11##
To the SHG device, a 40 mW semiconductor laser of 0.832 .mu.m in wavelength was applied with an incident angle of 90.degree. to the crystal axis (Z-axis) of the single crystal thin film. As a result, the SHG device exhibited a very high SHG conversion efficiency of 2.21%.
EXAMPLE 3
(1) Using a RF sputtering method, a LiTaO.sub.3 single crystal thin film of 5 .mu.m in thickness was formed on a 0.5-mm thick optical-grade Z-cut LiNbO.sub.3 single crystal substrate.
(2) Using a liquid phase epitaxial growth method, a Ti/Mg/Na(5, 5, and 2 mole %, respectively)-containing LiNbO.sub.3 single crystal thin film of 5 .mu.m in thickness was grown on the LiTaO.sub.3 single crystal thin film obtained in (1).
(3) The surface of the LiNbO.sub.3 single crystal thin film obtained in (2) was mirror-polished to form a slab-type waveguide using the LiNbO.sub.3 single crystal thin film as a waveguide layer.
(4) The thickness of the waveguide (3) was adjusted by ion beam etching to a phase matching thickness of 4.05.+-.0.03 .mu.m.
(5) The slab type waveguide obtained in (3) and (4) was processed by photolithography to form a ridge-type channel waveguide with a width of 10 .mu.m, a thickness of 4.05.+-.0.03 .mu.m, and a step size of 1.3 .mu.m.
(6) Both end surfaces of the channel-type waveguide obtained in (5) were mirror-polished by buffing to allow incidence of light through the surfaces, obtaining a second harmonic wave generating (SHG) device.
For a fundamental wavelength .lambda. of 0.780 .mu.m, the ordinary refractive index (n.sub.oS1) of the LiTaO.sub.3 thin film was 2.1551, the ordinary refractive index (n.sub.oF1) of the Ti/Mg/Na-containing LiNbO.sub.3 thin film waveguide layer was 2.2691, the extraordinary refractive index (n.sub.eS2) of the LiTaO.sub.3 single crystal thin film at the second harmonic wavelength .lambda./2 was 2.2632, and the extraordinary refractive index (n.sub.eF2) of the Ti/Mg/Na-containing LiNbO.sub.3 thin film waveguide layer was 2.2675.
This SHG device corresponds to ##EQU12##
To the SHG device, a 40 mW semiconductor laser of 0.78 .mu.m in wavelength was applied with an incident angle of 90.degree. to the crystal axis (Z-axis) of the single crystal thin film. As a result, the SHG device exhibited a very high SHG conversion efficiency of 5.72%.
EXAMPLE 4
This example is basically similar to Example 1, except for wavelength-selective filters (having a 98% transmittance of laser liight at 415-nm wavelength and a 1% transmittance of laser light at 830-nm wavelength) comprising 590 angstroms thick MgO formed by RF sputtering at both ends of the waveguide.
This SHG device was also measured for SHG conversion efficiency as in Example 1. As a result, the SHG device exhibited a very high SHG conversion efficiency of 1.99%.
EXAMPLE 5
This example is basically similar to Example 1, except that various types of hetero elements were contained in the LiTaO.sub.3 thin film and the LiNbO.sub.3 thin film waveguide layer to adjust the refractive indices. These SHG devices were also measured for refractive index and SHG conversion efficiency. The results are shown in Table 1.
As described above, the present invention can provide a thin film waveguide type second harmonic wave generating device having a high SHG conversion efficiency, using an easily available LiNbO.sub.3 single crystal substrate.
TABLE 1______________________________________LiNbO3 Cr Ni VLiTaO3 10 mole % 5 mole % 8 mole %______________________________________10 mole % Cr 2.1512diffused layer 2.26691,000 angstroms 2.2611 2.2650 1.80%8 mole % Ni 2.1512diffused layer 2.2672250 angstroms 2.2611 2.2652 1.84%8 mole % V 2.1510diffused layer 2.2671550 angstroms 2.2609 2.2652 1.79%______________________________________ Note: Figures individually indicate from the top: noS1 noF1 neS2 neF2 Conversion efficiency.

Number	Name	Date
3586872	Tien	Jun 1971
4951293	Yamamoto et al.	Aug 1990
4953931	Miyazaki et al.	Sep 1990
4973118	Enomoto et al.	Nov 1990

Number	Date	Country
0364214	Apr 1990	EPX
043290	Jun 1991	EPX

Method for producing a second harmonic wave generating device

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Burnham, et al., "Achieving Efficient SHG In Thin Film Waveguides By Adjustment of Waveguide Thickness", Xerox Disclosure Journal, vol. 4, No. 3, May/Jun. 1979.
Patent Abstracts of Japan, vol. 7, No. 228 (P-228) (JP-A-58-117,510).
DeMicheli, M., "Nonlinear Effects In TIPE-LiNbO.sub.3 Waveguides For Optical Communications", Journal of Optical Communications, vol. 4, No. 1, pp. 25-31 (1983).
Patent Abstracts of Japan, vol. 14, No. 150 (P-1025) (4093), Mar. 22, 1990 (JP-A-2-12 135).