The disclosed embodiments relate generally to wireless communication, and, more particularly, to uplink beam management and indication in a Millimeter Wave (mmWave) beamforming system.
The bandwidth shortage increasingly experienced by mobile carriers has motivated the exploration of the underutilized Millimeter Wave (mmWave) frequency spectrum around 30G and 300G Hz for the next generation broadband cellular communication networks. The available spectrum of mmWave band is hundreds of times greater than the conventional cellular system. The mmWave wireless network uses directional communications with narrow beams and can support multi-gigabit data rate. The underutilized bandwidth of the mmWave spectrum has wavelengths ranging from 1 mm to 100 mm. The very small wavelengths of the mmWave spectrum enable large number of miniaturized antennas to be placed in a small area. Such miniaturized antenna system can produce high beamforming gains through electrically steerable arrays generating directional transmissions.
With recent advances in mmWave semiconductor circuitry, mmWave wireless system has become a promising solution for real implementation. However, the heavy reliance on directional transmissions and the vulnerability of the propagation environment present particular challenges for the mmWave network. In general, a cellular network system is designed to achieve the following goals: 1) Serve many users with widely dynamical operation conditions simultaneously; 2) Robust to the dynamics in channel variation, traffic loading and different QoS requirement; and 3) Efficient utilization of resources such as bandwidth and power. Beamforming adds to the difficulty in achieving these goals.
In principle, beam training mechanism, which includes both initial beam alignment and subsequent beam tracking, ensures that base station (BS) beam and user equipment (UE) beam are aligned for data communication. In downlink DL-based beam management (BM), the BS side provides opportunities for UE to measure beamformed channel of different combinations of BS beams and UE beams. For example, BS performs periodic beam sweeping with reference signal (RS) carried on individual BS beams. UE can collect beamformed channel state by using different UE beams and report the collect information to BS. Similarly, in uplink UL-based BM, the UE side provides opportunities for BS to measure beamformed channel of different combinations of UE beams and BS beams. For example, the UE performs periodic beam sweeping with sounding reference signal (SRS) carried on individual UE beams. BS can collect beamformed channel state by using different BS beams and report the collect information to the UE.
For UL transmission, a beam indication (BI) mechanism is needed for UE to determine its TX beam for later UL transmission. The transmission that may need BI assistance includes SRS transmission for UL beam management and/or channel state information (CSI) acquisition, UL control channel transmission, and UL data channel transmission. A framework is needed for signaling of UE TX beam(s) that is selected for UL transmission, establishing the set of UE TX beam(s) suitable for UL transmission, and maintaining the set of UE TX beam(s) suitable for UL transmission.
A method of uplink beam indication for uplink transmission in a beamforming network is proposed. After entering connected mode, both downlink and uplink have a default beam pair link (BPL). Based on uplink beam management, the network establishes mapping between uplink beam indication states and reference signal (RS) resources. The network then signals the uplink beam indication states mapping to UE. UE performs subsequent uplink transmission based on the uplink beam indication, where UE determines its TX beams by mapping from RS resources to corresponding UE TX beams. The uplink beam indication is updated whenever a mapping between a beam indication state to a UE TX beam is changed.
In one embodiment, a UE receives a beam management (BM) configuration from a BS in a beamforming wireless communication network. The BM configuration comprises allocated reference signal (RS) resources for a BM procedure. The UE receives a beam indication table from the base station. The beam indication table comprises mappings between beam indication states and corresponding uplink reference signal indexes. The UE performs an uplink transmission based on the beam indication table. The UE maps each uplink reference signal index to a UE TX spatial filter for the uplink transmission.
In another embodiment, a BS transmits a beam management (BM) configuration to a user equipment (UE) in a beamforming wireless communication network. The BM configuration comprises allocated reference signal (RS) resources for a BM procedure. The BS establishes and transmits a beam indication table in accordance with a result of the BM procedure. The beam indication table comprises mappings between beam indication indexes and corresponding uplink reference signal indexes. The BS receives an uplink transmission from the UE based on the beam indication table. The base station maps each uplink reference signal index to a BS RX spatial filter for the uplink transmission.
Other embodiments and advantages are described in the detailed description below. This summary does not purport to define the invention. The invention is defined by the claims.
The accompanying drawings, where like numerals indicate like components, illustrate embodiments of the invention.
Reference will now be made in detail to some embodiments of the invention, examples of which are illustrated in the accompanying drawings.
The purpose of downlink (DL) and uplink (UL) beam training is to decide a proper beam pair link (BPL) between a BS and a UE for communication. In uplink UL-based beam management, the UE side provides opportunities for BS to measure beamformed channel of different combinations of UE beams and BS beams. For example, UE performs periodic beam sweeping with reference signal (RS) carried on individual UE beams. BS can collect beamformed channel state by using different BS beams and report the collected information to UE. In the example of
In according with one novel aspect, a beam indication mechanism is proposed for UE to determine its TX beam or spatial filter for later UL transmission. The transmission that may need BI assistance includes RS transmission for UL beam management and/or channel state information (CSI) acquisition, UL control channel transmission, and UL data channel transmission. A framework is provided for signaling of UE TX beam(s) that is selected for UL transmission, establishing the set of UE TX beam(s) suitable for UL transmission, and maintaining the set of UE TX beam(s) suitable for UL transmission. In one example, a beam indication as depicted by mapping table 110 is provided from BS 101 to UE 102. UL beam indication can be achieved through 1) UL RS resource index directly, 2) a mapping between beam indication state and UL RS resource, or 3) DL beam indication state directly when beam correspondence holds.
Similarly, UE 202 has an antenna 231, which transmits and receives radio signals. A RF transceiver module 232, coupled with the antenna, receives RF signals from antenna 231, converts them to baseband signals and sends them to processor 233. RF transceiver 232 also converts received baseband signals from processor 233, converts them to RF signals, and sends out to antenna 231. Processor 233 processes the received baseband signals and invokes different functional modules to perform features in UE 202. Memory 234 stores program instructions and data 235 to control the operations of UE 202. UE 202 also includes multiple function modules and circuits that carry out different tasks in accordance with embodiments of the current invention.
The functional modules and circuits can be implemented and configured by hardware, firmware, software, and any combination thereof. For example, BS 201 comprises a beam management module 220, which further comprises a beamforming circuit 221, a beam monitor 222, a configuration circuit 223, and a beam indication circuit 224. Beamforming circuit 221 may belong to part of the RF chain, which applies various beamforming weights to multiple antenna elements of antenna 211 and thereby forming various beams. Beam monitor 222 monitors received radio signals and performs measurements of the radio signals transmitted over the various UE beams. Configuration circuit 223 allocates RS resource, configures and triggers different UL BM procedures, and beam indication circuit 224 provides established BPLs and beam indication states to UE.
Similarly, UE 202 comprises a beam management module 240, which further comprises a beamforming circuit 241, a beam monitor 242, a configuration circuit 243, and a beam feedback and report circuit 244. Beamforming circuit 241 may belong to part of the RF chain, which applies various beamforming weights to multiple antenna elements of antenna 231 and thereby forming various beams. Beam monitor 242 monitors received radio signals and performs measurements of the radio signals over the various beams. Configuration circuit 243 receives radio resources and beam indication information for UE measurements and reporting behavior and data transmission. Beam feedback and report circuit 244 provide beam quality metric and send report to BS 201 based on the beam monitoring results for each BPL. Overall, beam management circuit 240 performs UL beam training and management procedures to provide UE antenna capability, to transmit reference signals over configured RS resources over different UE beams, and to enable BS to determine selected BPLs and beam indication for subsequent data transmission.
In step 331, BS 301 provides UE 302 configuration related to beam indication table. The configuration comprises UL RS resource configuration, UL RS transmission information, etc. In step 341, BS 301 provides beam indication for UL transmission. The beam indication can be UL RS, UL control channel, UL data channel. The beam indication can refer to purely DL RS, or purely UL RS, or both DL and UL RSs. In step 351, UE 302 performs corresponding UL transmission based on the configuration and the beam indication.
If UL beam indication is through beam indication state similar to TCI state used for DL indication, then the UL beam indication can be categorized into a shared table (e.g., table 410) or two separate tables (e.g., tables 420 and 430). Shared table 410 can accommodate both a mapping between a TCI state with a DL RS resource and a mapping between a TCI state with a UL RS resource. Separate tables can accommodate either a mapping between a TCI state with a DL RS resource (table 420) or a mapping between a TCI state with a UL RS resource (table 430).
In an alternative design, sharing a same TCI table for DL and UL beam indications can be devised as follows, as depicted by table 440. A TCI state can be mapped to a RS set, which includes both a DL RS resource index and a UL RS resource index. When UL beam indication is signaled with such a TCI state, the UL RS resource index is used to derive a UE TX beam. A TCI state can be mapped to a RS set, which simply includes a DL RS resource index. When UL beam indication is signaled with such a TCI state, the DL resource index is used to derive a UE TX beam. A TCI state can be mapped to a RS set, which simply includes a UL RS resource index. When UL beam indication is signaled with such a TCI state, the UL resource index is used to derive a UE TX beam.
After entering RRC-CONNECTED mode, both DL and UL have a default BPL for communication. The DL and UL default BPLs are identified during, e.g., random access channel (RACH) procedure before entering RRC-CONNECTED mode. The default BPL may be mapped to a default beam indication state, e.g., “000”. When beam correspondence holds for a connected UE, DL beam management (BM) procedure can be used to establish UL beam indication. DL UE RX Beams identified for DL reception can be used for UL UE TX transmission. Both DL reception and UL transmission can use the same default BPL. DL BM procedure is executed for DL beam determination. Table of mapping between TCI states and DL BM RS resources is established and signaled from BS to UE. In UL transmission, results of DL BM can be reused, i.e. DL beam indicator (TCI) can be used for UL beam indication. The value of beam indication field in all downlink control information (DCIs) carried over PDCCHs can be a TCI beam indication state established or updated after DL BM procedure.
In addition, different UL beam management (BM) procedures can be used to establish UL beam indication. A first UL BM procedure enables UE to transmit with sweeping UE TX beams and enables BS to measure with sweeping BS RX beams (U-1). U-1 can be configured as a periodic UL BM procedure, including UL RS configuration containing UL RS resource groups. A second UL BM procedure enables UE to transmit UL RS on a number of UL resources with a fixed UE TX beam, while BS may use different BS RX beams (U-2). Application of a fixed UE TX beam and application of which UE TX beam as the fixed UE TX beam can be signaled from the network. A third UL BM procedure enables UE to transmit UL RS on a number of UL resources with different UE TX beams, while BS may use a fixed BS RX beam (U-3). UL beam indication, e.g., UL beam and UL RS resource index, is signaled to UE with indication to trigger the U-3 procedure.
Once the UL beam indication state is established, it also needs to be maintained for selectin of UL BPL. In a first option, the beam indication state is explicitly updated whenever a mapping between beam indication state to BS RX beam or to UE TX beam is changed. For example, U-1, U-2, U-3 can all result in beam indication state update. In a second option, beam indication state is explicitly updated only when spatial QCL assumption for a beam indication state is changed at UE. For example, U-3 may result beam indication state update, but U-2 may not result beam indication state update.
Although the present invention has been described in connection with certain specific embodiments for instructional purposes, the present invention is not limited thereto. Accordingly, various modifications, adaptations, and combinations of various features of the described embodiments can be practiced without departing from the scope of the invention as set forth in the claims.
This application claims priority under 35 U.S.C. § 119 from U.S. Provisional Application No. 62/567,014, entitled “Mechanism for UL Beam Indication,” filed on Oct. 2, 2017; the subject matter of which is incorporated herein by reference.
Number | Date | Country | |
---|---|---|---|
62567014 | Oct 2017 | US |