The invention relates to methods of applying patterns and is particularly applicable to use with security devices for incorporation into articles such as legal tender (e.g. banknotes).
The increased adoption of plastic banknotes for heavily traded currencies such as the Pound Sterling has created new opportunities for security products specifically designed for polymer substrates. Overt features are of particular interest given the general public role as a first line of defence against counterfeiters. Most security products available on the market are traditional OVD (optically variable device) based inks, or holographic and/or lenticular based micro- and/or nanostructures. Given their wide availability over many years, there is now a need for new forms of security features that are difficult to replicate or simulate. Such security features should ideally also be manufacturable at scale.
It is an object of the invention to provide a new way of applying patterns, particularly in the context of security devices.
According to an aspect of the invention, there is provided a method of applying a pattern, comprising: providing a receiving member having a layered structure, the layered structure comprising a layer of phase change material, the phase change material being thermally switchable between a plurality of stable states having different refractive indices relative to each other; and stamping an embossing member into the receiving member, wherein: the embossing member heats a selected portion of the layer of phase change material via contact with the receiving member during the stamping, the heating being such as to thermally switch phase change material in the selected portion and thereby apply a pattern of different refractive indices to the layer of phase change material.
This approach allows visually captivating (including metallic-looking) features to be formed that can be applied to both overt and covert security products. The layered structure including the layer of phase change material (PCM) can be switched precisely between different states, allowing accurately tuneable colours and controlled viewing angle variability. High contrast and high reflectivity can be achieved. The patterns can be applied efficiently and at scale and without requiring special inks or holographic technologies. The design of the layered structure and embossing member can be tuned to provide effects that are visible (via the human eye or an optical instrument) only at specific wavelengths of interrogation, which can be provided by a specifically selected checking laser or narrow band LED for example. This would enable robust methods for checking article authenticity and is difficult to mimic.
In an embodiment, the embossing member comprises a stamping surface having a pattern of protrusions, and the stamping causes the protrusions to form a corresponding pattern of indentations in the receiving member. Thus, the stamping process imparts two different types of pattern to the receiving member. The heating associated with the stamping changes visual characteristics in localized regions by switching the PCM into a different refractive index state in those regions (e.g. by crystallizing the PCM in those regions and leaving the PCM in an amorphous state in other regions). At the same time, the pattern of indentations modifies the directions of reflections from the surface and provides enhanced viewing angle variability. A retroreflective behaviour can be achieved in which tilting the receiving member to particular angles can lead to two competing reflections from different surfaces, with differences in colour and brightness based on the light to observer viewing angle.
In an embodiment, the pattern of indentations is spatially registered with the pattern of different refractive indices in the layer of PCM. The spatial registration can be achieved efficiently and accurately due to the nature of the stamping process, which applies both types of pattern (via PCM switching and indentations) simultaneously and using the same physical components (e.g. heated protrusions). Achieving similar results with two traditional, non-switchable, separate OVD inks requires a level of feature registration that is currently beyond the capability of state-of-the art printing techniques (e.g. < few microns). At the same time, the approach of this embodiment is still hard to replicate because it requires at least the following.
i. A deep understanding of the materials involved. Applicable PCMs have complex compositions, typically comprising three-element chalcogenide glasses with tightly defined relative compositions of the elements.
ii. Access to reliable supplier of PCM materials targets. The chemistry involved makes target manufacturing a non-trivial task with only a handful of suppliers able to manufacture high quality targets.
iii. A full understanding of the stack structure and design principle. Specialized software and engineering skills are required in order to understand how to design these films.
In an embodiment, at least a portion of a recessed region of the stamping surface outside of the protrusions in the stamping surface does not contact the receiving member during the stamping. This means that the stamping surface can be heated uniformly while still allowing a spatially non-uniform heating to be applied to the PCM (via the protrusions).
A wide variety of optical effects can be achieved by varying the way the embossing member is stamped into the receiving member (e.g. stamping the embossing member into different sides of the receiving member or into both sides of the receiving member), varying the form of the stamping member (e.g. providing different patterns of protrusions, such as patterns having individual protrusion elements with symmetric or asymmetric cross-sections), repeating the stamping process multiple times in different positions, from different sides and/or using different stamping members, and/or providing further features in indentations formed by the stamping, such as transparent members that give a retroreflective effect.
In an embodiment, a stamping surface of the embossing member has a non-uniform temperature distribution during the stamping, the non-uniform temperature distribution at least partly defining the selected portion of the layer of phase change material that is thermally switched during the stamping. This approach is more complicated to implement but allows patterns of different refractive indices to be defined which are different (e.g. more complex) than the pattern of indentations defined by the protrusions.
In some embodiments, the method is used to form all or part of a security device for an article. The article may comprise an article of legal tender such as a banknote, or any other article where a security device would be useful, such as other public documents, documents of high value, and/or pharmaceutic products.
According to an alternative aspect, there is provided a security device for an article, the device comprising: a layered structure comprising a layer of phase change material, the phase change material being thermally switchable between a plurality of stable states having different refractive indices relative to each other, wherein: the layer of phase change material comprises a pattern of different refractive indices at least partly defined by a selected portion of the phase change material in the layer being in one of the stable states and a remaining portion of the phase change material being in one or more other stable states; and the layered structure comprises a pattern of indentations in a surface of the layered structure, the pattern of indentations being spatially registered with the pattern of different refractive indices in the layer of phase change material.
The invention will now be further described, by way of example, with reference to the accompanying drawings, in which:
Throughout this specification, the terms “optical” and “light” are used, because they are the usual terms in the art relating to electromagnetic radiation, but it is understood that in the context of the present specification they are not limited to visible light. It is envisaged that the invention can also be used with wavelengths outside of the visible spectrum, such as with infrared and ultraviolet light.
As exemplified in
At least one of the layers of the layered structure 12 is a layer of PCM 2. The PCM is thermally switchable between a plurality of states having different refractive indices relative to each other. The different refractive indices may include different imaginary components and therefore different absorbances. The different refractive indices may cause the PCM 2 to have different colours and/or provide different optical effects in the different states.
All layers in the layered structure 12 are typically solid-state and configured so that their thicknesses as well as refractive index and absorption properties combine so that the different states of the PCM result in different, visibly and/or measurably distinct, reflection spectra. Optical devices of this type are described in Nature 511, 206-211 (10 Jul. 2014), WO2015/097468A1, WO2015/097469A1, EP3203309A1 and WO2017/064509A1.
In an embodiment the PCM comprises, consists essentially of, or consists of, one or more of the following: an oxide of vanadium (which may also be referred to as VOx); an oxide of niobium (which may also be referred to as NbOx); an alloy or compound comprising Ge, Sb, and Te; an alloy or compound comprising Ge and Te; an alloy or compound comprising Ge and Sb; an alloy or compound comprising Ga and Sb; an alloy or compound comprising Ag, In, Sb, and Te; an alloy or compound comprising In and Sb; an alloy or compound comprising In, Sb, and Te; an alloy or compound comprising In and Se; an alloy or compound comprising Sb and Te; an alloy or compound comprising Te, Ge, Sb, and S; an alloy or compound comprising Ag, Sb, and Se; an alloy or compound comprising Sb and Se; an alloy or compound comprising Ge, Sb, Mn, and Sn; an alloy or compound comprising Ag, Sb, and Te; an alloy or compound comprising Au, Sb, and Te; and an alloy or compound comprising Al and Sb (including the following compounds/alloys in any stable stoichiometry: GeSbTe, VOx, NbOx, GeTe, GeSb, GaSb, AgInSbTe, InSb, InSbTe, InSe, SbTe, TeGeSbS, AgSbSe, SbSe, GeSbMnSn, AgSbTe, AuSbTe, and AlSb). Preferably, the PCM comprises one of Ge2Sb2Te5 and Ag3In4Sb76Te17. It is also understood that various stoichiometric forms of these materials are possible: for example GexSbyTez; and another suitable material is Ag3In4Sb76Te17 (also known as AIST). Furthermore, any of the above materials can comprise one or more dopants, such as C or N. Other materials may be used.
PCMs are known that undergo a drastic change in both the real and imaginary refractive index when switched between amorphous and crystalline phases. The PCM is stable in each state. The switching can be achieved by any form of heating and can in principle be performed an effectively limitless number of times and with great rapidity. In the embodiments described below the switching is achieved by transferring heat from an embossing member 5 to the PCM by contact between the embossing member 5 and the receiving member 10.
Although some embodiments described herein mention that the PCM is switchable between two states such as crystalline and amorphous phases, the transformation could be between any two solid phases, including, but not limited to: crystalline to another crystalline or quasi-crystalline phase or vice-versa; amorphous to crystalline or quasi-crystalline/semi-ordered or vice versa, and all forms in between. Embodiments are also not limited to just two states.
In an embodiment, the PCM comprises Ge2Sb2Te5 (GST) in a layer less than 200 nm thick. In another embodiment, the PCM comprises GeTe (not necessarily in an alloy of equal proportions) in a layer less than 100 nm thick.
Referring again to
In some embodiments, the layered structure 12 further comprises a spacer layer 3. The spacer layer 3 is between the PCM 2 and the reflective layer 4.
In some embodiments, the layered structure 12 further comprises a capping layer 1. The PCM 2 is between the capping layer 1 and the reflective layer 4. The upper surface of the capping layer 1 may represent a viewing surface of the receiving member, with the reflective layer 4 acting as a back-reflector. Light enters and leaves the receiving member 10 through the capping layer 1 as the viewing surface. Interference effects dependent on the refractive index of the PCM 2 and the thickness of the spacer layer 3 cause the reflectivity to vary significantly as a function of wavelength. The spacer layer 3 and the capping layer 1 are both optically transmissive and ideally as transparent as possible.
Each of the capping layer 1 and spacer layer 3 may consist of a single layer or comprise multiple layers having different refractive indices relative to each other (i.e. where the capping layer 1 or spacer layer 3 consists of multiple layers at least two of those layers have different refractive indices relative to each other). The thickness and refractive index of the material or materials forming the capping layer 1 and/or spacer layer 3 are chosen to create a desired spectral response (via interference and/or absorption). Materials which may be used to form the capping layer 1 and/or spacer layer 3 may include (but are not limited to) ZnO, TiO2, SiO2, Si3N4, TaO, ITO, and ZnS-SiO2.
Any or all of the layers in the layered structure 12 may be formed by sputtering, which can be performed at a relatively low temperature of 100° C. The layers can also be patterned using conventional techniques known from lithography, or other techniques e.g. from printing.
In a particular embodiment, the layer of PCM 2 comprises GST, is less than 100 nm thick, and preferably less than 10 nm thick, such as 6 or 7 nm thick. The spacer layer 3 is grown to have a thickness typically in the range from 10 nm to 250 nm, depending on the colour and optical properties required. The capping layer 1 is, for example, 20 nm thick.
As depicted in
The embossing member 5 heats a selected portion 2A of the layer of PCM 2 via contact between the embossing member 5 and the receiving member 10 during the stamping, as depicted in
In an embodiment, all of the layer of PCM 2 is provided in the same initial state prior to the stamping, as depicted in
In an embodiment, the embossing member 5 comprises a stamping surface (the lower surface of the embossing member 5 in
In some embodiments, the protrusions 6 comprise a plurality of identical protrusion elements (as shown in the examples). In
The stamping causes the protrusions 6 to form a corresponding pattern of indentations 7 in the receiving member 10 (labelled in
The pattern of indentations 7 is spatially registered with the pattern of different refractive indices in the layer of PCM 2. In the example shown, the spatial registration consists of localized regions of the portion 2A of switched PCM 2 being located at the same positions as the indentations (i.e. where the hot protrusions penetrated into the receiving member 10). The pattern of indentations 7 may thus be aligned with the pattern of different refractive indices (defined by the portion 2A of switched PCM 2). The pattern of indentations 7 may also be substantially identical to the pattern of different refractive indices. This spatial registration and/or identicality of patterns can be achieved efficiently relative to alternative approaches for forming different types of pattern because in the present case the two types of pattern are both formed by contact between the same embossing member 5 and the receiving member 10.
In an embodiment, at least a portion of a recessed region 9 outside of the protrusions 6 in the stamping surface does not contact the receiving member 10 during the stamping (see
In other embodiments, the stamping surface of the embossing member 5 has a non-uniform temperature distribution during the stamping. The non-uniform temperature distribution may in this case at least partly define the selected portion of the layer of PCM 2 that is thermally switched during the stamping. The non-uniform temperature distribution may be provided for example via a plurality of localized heating elements. By addressing different combinations of the heating elements and/or varying the powers output by them it is possible to define different spatial and/or temporal heating profiles, thereby allow patterns of different refractive indices to be defined which are different (e.g. more complex) than the pattern of indentations 7 defined by the protrusions 6. In some embodiments the embossing member 5 may be configured to allow individual control of the temperatures of different parts of the pattern of protrusions 6 (e.g. of different individual protrusions).
The stamping of the embossing member 5 into the receiving member 10 can be performed from either or both sides of the receiving member 10 (at different times or at the same time).
In some embodiments, as described in detail below, the layered structure 12 comprises a reflective layer 4 beneath the layer of PCM 2 and the stamping of the embossing member 5 into the receiving member 10 is performed at least once from the side of the PCM 2 opposite to the reflective layer 4 (i.e. from above, as shown in the arrangements of
In some embodiments, the stamping of the embossing member 5 into the receiving member 10 is performed multiple times. At least a subset of the stampings may be performed with different embossing members 5 (e.g. embossing members 5 having stamping surfaces with different patterns of protrusions). The using of multiple stamping (with or without different embossing members 5) may be done to provide complex optical effects and/or to adjust a visual effect at different times (e.g. to modify a security device to indicate a change in status, such as an upgrade or imminent expiry).
The receiving member 10 may form all or part of a security device for an article. The article may an article of legal tender (e.g. a banknote) or another article. The security device may thus comprise a layered structure 12. The layered structure 12 comprises a layer of PCM 2. The PCM 2 is thermally switchable between a plurality of stable states having different refractive indices relative to each other. The layer of PCM 2 comprises a pattern of different refractive indices at least partly defined by a selected portion 2A of the PCM 2 in the layer being in one of the stable states and a remaining portion 2B of the PCM 2 being in one or more other stable states. The layered structure 12 comprises a pattern of indentations 7 in a surface of the layered structure 12. The pattern of indentations 7 is spatially registered with the pattern of different refractive indices in the layer of PCM 2. The pattern of different refractive indices may be formed using any of the methods discussed above with reference to
Number | Date | Country | Kind |
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2008165.9 | Jun 2020 | GB | national |
Filing Document | Filing Date | Country | Kind |
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PCT/GB2021/051278 | 5/26/2021 | WO |