This invention generally relates to using atomic layer deposition (ALD) technology in biomedical applications such as applying coatings to drugs for targeted and/or controllable release, particularly to coating active pharmaceutical ingredient (API) powders with metal oxides using ALD technology, and most particularly to coating 5-aminosalicyclic acid (5-ASA) powder with aluminium oxide (Al2O3) and/or zinc oxide (ZnO) using ALD technology.
The first applications of atomic layer deposition (ALD) were limited to microelectronics, semiconductors, capacitors, and interconnects. However, in recent years, film depositions that show promising effects in biologically relevant substrates have been developed1.
ALD has been shown to provide surface and chemical stability on pharmaceutical powders to improve their processing and flowability. For instance, powder substrates with a wider variety of physicochemical characteristics such as dibasic calcium phosphate dihydrate (DCPD), Sorbitol (SORB), α-lactose monohydrate (LAC), microcrystalline cellulose (MCC), and Croscarmellose-sodium (Na—CC) have been coated with ALD to show the effect of thin film deposition on pharmaceutical powders 2. Hirschberg et al., show that as little as 5 layers of titanium dioxide (TiO2) reduced electrostatic interactions between particles and facilitated secondary powder processing (
Film coating via ALD has also played a part in coating nanoparticles used as contrast agents for bioimaging and disease diagnosis. Powder ALD has been reported to improve the magnetic stability of magnetic resonance imaging (MRI) contrast agents such as FDA approved iron oxides (Fe2O3) typically used for T2 weighted MRIs. Duan et al.,3 reported that uncoated Fe2O3 particles are easily oxidized in ambient conditions and benefit from a 5 nm thick aluminium oxide (Al2O3) layer deposited by ALD. The thin film passivates oxygen exposure and prevents the loss of high contrast MRI capabilities as shown in
Other studies have also taken advantage of ALD films to improve the magnetic properties of metallic nickel nanoparticles and achieve targeted drug delivery. Uudeküll et al., used TiO2 film deposition on generally cytotoxic metallic nickel particles for targeted drug delivery to improve their magnetization (
In addition to biomedical applications such as improving pharmaceutical powder mechanical properties, diagnostic imaging, and targeted drug delivery, ALD is increasingly being used for applications in delayed release of drugs and vaccines.
ALD has made successful forays into the biomedical industry, and there is now an expanding interest for particles coated with ALD for delayed release. Coating irregularly shaped pharmaceutical powders not only improves processability, loading efficiency, and stability of solid drugs, but also has enormous potential in delaying drug release times for better patient compliance and long-term treatment plans. Expanding the ability of ALD to coat small particles can also reduce the harsh side effects seen in pharmaceuticals for acute and chronic disease.
Kääriäinen et al., have studied the effect of aluminium oxide (Al2O3), zinc oxide (ZnO), and titanium dioxide (TiO2) ALD coatings on acetaminophen powders5. Out of these, TiO2 films on acetaminophen were the most effective in being the least cytotoxic to human epithelial colorectal adenocarcinoma Caco-2 cell lines while still reducing the drug release % of acetaminophen. The release of acetaminophen coated with Al2O3, ZnO, and TiO2 was then studied in phosphate buffer saline (PBS) solutions of pH 6.8, and in acidic buffer solutions of pH 1.2. Their results show that uncoated powders dissolved readily in both solutions (2 minutes) (
Multifunctional nanoparticles such as iron oxide (Fe2O3), typically used for medical treatment and diagnosis, have shown promising results with zinc oxide (ZnO) ALD film coatings. In fact, Seong et al., coated superparamagnetic ibuprofen loaded Fe3O4 with 100 nm of ZnO ALD6. The ZnO film did not affect the magnetic properties of the Fe3O4 nanoparticle core, while sustained release of ibuprofen was obtained for up to 72 hours (
Hellrup et al., sustained drug release profiles for up to 12 weeks using indomethacin as a model drug7. In this case, indomethacin, which is an anti-inflammatory drug normally prescribed to treat acute pain, was coated with 115 cycles of Al2O3 ALD. The final thickness of the Al2O3 film was 30 nm, which is attributed to a higher than usual Al2O3 ALD growth rate. To test the sustained drug release, different drug doses of 1, 10, and 100 mg/kg were injected into rats. Rat blood plasma was collected after 1, 2, 4, 6, 8, 10, and 12 weeks to quantify the concentration of indomethacin. The higher drug doses of 10 and 100 mg/kg were released for up to 12 weeks, whereas the smaller drug dose of 1 mg/kg reached the lower limit of concentration at week 10 (
Similarly, Zhang et al. proved the feasibility of ALD to increase the release time of active drug powders in the nanometer to micrometer range. Budesonide and lactose particles were coated with Al2O3 ALD8. Unlike other reports, this study focused on determining the minimum number of cycles needed to alter the dissolution rate of budesonide and lactose in biological media. It was reported that 2-4 cycles are required to delay drug release and achieve less particle agglomeration for better powder processability (
Further work on budesonide particles has been conducted by D. La Zara et al., to increase particle lung retention and deposition for longer lasting chronic obstructive pulmonary disease (COPD) and asthma inhaled treatments9. Multiple ALD nanofilms including SiO2, Al2O3, and TiO2 were tested. Results showed that coating the budesonide particles with any of the ALD films tested, lead to better aerosolization of budesonide. The ALD coatings decreased van der Waals interactions between particles and prevented their agglomeration at the pulmonary target sites. They reported that a minimum of 10 nm thick coatings of either SiO2, Al2O3, and TiO2 ALD films are ideal to improve drug retention and delayed delivery at the lungs of perfused mice (
Garcea et al., disclosed a ground-breaking use of ALD for coating human papilloma virus vaccine powders containing HPV16 L1 capsomeres10. This study proved ALD's ability to control the release of antibody titers depending on the number of monolayers used to coat the powders. A lower number of Al2O3 monolayers released antibodies more quickly than powders that were coated with more monolayers (100-500 cycles of Al2O3 ALD were tested) (
Despite these notable advances made in drug release systems, there is still no single system available in the market with which both targeted and delayed release can be achieved. Availability of such a drug release system, capable of both targeted and delayed release, would greatly improve therapeutic options for treatment of disease, particularly in chronic illnesses that often require long term treatment.
The invention develops a methodology to coat active pharmaceutical ingredient (API) powders with atomically thin layers of biocompatible metal oxide films such as aluminum oxide. Metal oxide films provide a barrier that controllably dissolves and releases the active pharmaceutical ingredients (APIs) in different pH environments such as is found in the human gastrointestinal (GI) tract. The thickness of the film, only a few tens of nanometers, and the precise atomic nanoscale engineering to control the composition and hence, film dissolution rate, provides an entirely new approach to develop API release technology which is highly controllable, less bulky as compared to current enteric formulations in standard use and can lead to increased potency per unit volume of an ingested tablet. Further, fine tuning the method to respond to the specific chemistry of the GI tract can lead to highly targeted drug release, or delayed drug release over time. Taken together, these advantages can lead to better patient outcomes. Therefore, this technology brings conventional methods a step closer to customizable drug delivery for personalized medicine.
To overcome the challenges of the drug release systems mentioned above in the Background section, this invention proposes the synthesis of a single drug release system in which both targeted and delayed release can be achieved.
In a general aspect, the invention provides a new application for atomic layer deposition (ALD) technology.
In a general aspect, the invention provides a drug coating that can be manipulated to produce desired properties that improve and/or enhance drug delivery.
In another aspect, the invention provides a new paradigm for drug delivery. The inventive method enables both targeted and delayed release of a drug using a single drug delivery system. Such new methods may decrease the amount of drug required for effective treatment and/or decrease the number of times a patient needs to take the drug. These features are particularly advantageous in chronic illnesses that often require long term treatment.
In an embodiment, the invention provides a method for coating powder particles with metal oxides, particularly biocompatible metal oxides. Non-limiting examples of such metal oxides include aluminium oxide (Al2O3) and zinc oxide (ZnO). A tool that performs atomic layer deposition (ALD), an ALD reactor/system, can be used to carry out the method. Non-limiting examples include a powder reactor such as a rotary reactor, a fluidized bed reactor, and a continuous coating reactor. General information regarding ALD reactors was obtained from the website of the company Beneq on Feb. 9, 2023.
In an embodiment, the invention provides a method for coating powder particles with metal oxide. This method encompasses sequentially carried out steps including loading a predetermined amount of powder particles into a rotary barrel reactor of a rotary thermal atomic layer deposition (ALD) system; activating a motor of the rotary thermal ALD system to rotate the rotary barrel reactor such that the powder particles are in motion when carrying out the method/when implementing steps of the method; submitting the powder particles to at least one cycle of an ALD process, thereby coating the powder particles with the metal oxide to produce coated powder particles; and unloading the coated powder particles from the rotary thermal ALD system upon completion of the at least one cycle of the ALD process. The powder particles must stay in motion as the method is implemented to assure coating of the three-dimensional surfaces of the powder particles.
It should be understood that although the steps of the methods set forth herein can be carried out sequentially such steps are not necessarily required to be performed in the order described, and the order of the steps of such methods should be understood to be merely exemplary. Likewise, additional steps may be included in such methods, and certain steps may be omitted or combined in methods consistent with various embodiments of the present methods and/or compositions.
Additionally, although the elements in the following method claims, if any, are recited in a particular sequence with corresponding labeling (unless the claim recitations otherwise imply a particular sequence for implementing some or all of those elements), those elements are not necessarily intended to be limited to being implemented in that particular sequence.
The inventive method is contemplated for use with powdered particles of any material. In an embodiment, the powder particles are of a small molecule having a pharmaceutical use for treatment, diagnosis, and/or prevention of disease. In a preferred, albeit non-limiting example, the powder particles can be powder particles of an active pharmaceutical ingredient (API). An “active pharmaceutical ingredient” refers to an ingredient of a drug that is responsible for the desired effect of the drug. A non-limiting example of an active pharmaceutical ingredient is 5-Aminosalicylic acid (5-ASA).
In an embodiment of the method, one cycle of an atomic layer deposition (ALD) process includes a series of steps. The steps include subjecting the powder particles to one pulse of a gaseous precursor metal, such as (but not limited to), trimethyl aluminium (TMA) and diethyl zinc (DEZ); subjecting the powder particles to a first purge of argon gas; subjecting the powder particles to one pulse of deionized water; and completing the at least one cycle of the ALD process by subjecting the powder particles to a second purge of the argon gas. The parameters of each step of the series of steps can be optimized for desired outcome. For example, one pulse of a gaseous precursor metal can be, but is not limited to, a time of one second; one pulse of a deionized water can be, but is not limited to, a time of 0.5 second; and first and second purges of argon gas can be, but are not limited to, 20 second flows of argon at 75 standard cubic centimetre per minute (sccm).
In an embodiment of the method, the at least one cycle of the ALD process is carried out at a temperature of less than 150°, preferably, but not limited to, at a temperature of 120° C.
In another embodiment of the method, the at least one cycle of the ALD process is followed by additional sequential cycles of the ALD process. For example, the number of additional ALD cycles carried out can be between one additional cycle and 300 additional cycles. Further, non-limiting examples are an ALD process of 200 cycles or an ALD process of 300 cycles.
In another embodiment, the invention provides powder particles having a coating of metal oxide prepared according to the methods described herein. The metal oxide coating can be composed of aluminium oxide (Al2O3) or zinc oxide (ZnO). The coating of metal oxide can be formed in a range of thicknesses, such as, but not limited to, a thickness corresponding to a thickness on a planar silicon substrate in a range of 30 to 33 nm. The coating of metal oxide can be conformational on the surface of the powder particles. A non-limiting example of these powder particles is 5-Aminosalicylic acid (5-ASA) powder particles coated with aluminum oxide or zinc oxide. 5-Aminosalicylic acid is an anti-inflammatory drug used often for treatment of chronic illnesses.
In another embodiment, the invention provides a method for treating a gastrointestinal condition, such as, but not limited to, inflammatory bowel disease (IBD), in a subject in need thereof. The method includes providing a pharmaceutical composition including 5-Aminosalicylic acid (5-ASA) powder coated with a metal oxide and administering a pharmaceutically effective amount of the pharmaceutical composition to the subject, thereby treating the gastrointestinal condition in the subject. Non-limiting examples of inflammatory bowel disease (IBD) are Crohn's Disease and ulcerative colitis.
The term “subject” refers to any human or animal who will benefit from use of the coated powder particles, compositions, methods, and/or treatments described herein.
The phrases “effective amount”, “pharmaceutically effective amount” and “therapeutically effective amount” refer to the amount of a composition necessary to achieve the composition's intended function.
Unless explicitly stated otherwise, each numerical value and range should be interpreted as being approximate as if the word “about” or “approximately” preceded the value of the value or range.
Additionally, the term “or” is intended to mean an inclusive “or” rather than an exclusive “or.” That is, unless specified otherwise or clear from context, “X employs A or B” is intended to mean any of the natural inclusive permutations. That is if X employs A; X employs B; or X employs both A and B, then “X employs A or B” is satisfied under any of the foregoing instances. In addition, the articles “a” and “an” as used in this application and the appended claims should generally be construed to mean “one or more” unless specified otherwise or clear from context to be directed to a singular form.
Other objectives and advantages of this invention will become apparent from the following description taken in conjunction with the accompanying drawings, wherein are set forth, by way of illustration and example, certain embodiments of this invention. The drawings constitute a part of this specification and include exemplary embodiments of the present invention and illustrate various objects and features thereof.
The patent or application file contains at least one drawing executed in color. Copies of this patent or patent application publication with color drawing(s) will be provided by the Office upon request and payment of the necessary fee.
A more complete understanding of the present invention may be obtained by references to the data shown in the accompanying drawings when considered in conjunction with the subsequent detailed description. Any embodiments illustrated in the drawings are intended only to exemplify the invention and should not be construed as limiting the invention to the illustrated embodiments.
(uncoated).
(uncoated).
For the purpose of promoting an understanding of the principles of the invention, reference will now be made to embodiments illustrated herein and specific language will be used to describe the same. It will nevertheless be understood that no limitation of the scope of the invention is thereby intended. Any alterations and further modification in the described methods, active pharmaceutical ingredients, coated active pharmaceutical ingredients, drug coatings, metal oxide film coatings, treatment protocols, procedures, techniques, elements, and/or compositions along with any further application of the principles of the invention as described herein, are contemplated as would normally occur to one skilled in the art to which the invention relates.
The incidence of chronic illnesses worldwide continues to increase. To date, one out of three people are affected by multiple chronic illnesses globally11. According to the World Health Organization, 71% of deaths reported worldwide every year are due to chronic illnesses. The biomedical and pharmaceutical industries have therefore prioritized research and development of new treatment alternatives for chronically ill patients. Increasing patient compliance and reducing the harsh side effects patients experience taking daily medication is at the core of developing delayed drug release systems by the pharmaceutical industry12-15. Achieving release over long periods of time (days to months) of active pharmaceutical materials has been accomplished through pellet polymeric coatings and matrices16. However, some challenges remain in terms of increasing loading capacity of the drug, having systems that mix the targeting and delaying ability of current drug release systems, and providing dosages that affect patients to the minimum17, 18.
Aminosalicylates are a type of pharmaceutical molecule that have a common moiety in their molecular structure19. These molecules include sulfasalazine, olsalazine, balsalazide, and 5-Aminosalicylic (5-ASA) acid (
It can be seen in
When 5-ASA is prescribed as an oral formulation, it is commonly absorbed in proximal structures of the small intestine. Therefore, when lesions in distal or even more proximal organs along the GI tract are affected, as in the case of CD, it is more difficult to achieve optimal 5-ASA absorption. As a result, delayed release systems and targeted release systems for 5-ASA have been extensively explored (
The drug release systems that are currently used for 5-ASA delivery are classified in delayed/extended release and targeted release systems. Delayed release systems deliver 5-ASA over long periods of time, and do not have control over the pH at which most of the 5-ASA is released. These systems include Pentasa® and Lialda®19, which achieve extended-release times through ethylcellulose coatings corresponding to a treatment time after oral administration of 5 days. Adult and pediatric patients experience long-term inflammation benefit from delayed release formulations since the low dosages enable patients to avoid taking daily medication, and the lower dosages prevent harsh side effects. However, due to the non-specific slow release of 5-ASA, if a patient experiences more severe lesions at colonic sites, the drug concentration once it arrives at the colon will be significantly diminished (
The other type of release system is targeted release. These formulations use acrylic resin coatings and include Asacol®, Salofalk® and Claversal®19. In this case, the release of 5-ASA takes place mostly at basic pH, such as that of the colon and rectum (pH ˜7). Although beneficial to reach distal structures of the GI tract, no systems have been created to release most of 5-ASA at more acidic sites in a targeted manner and the treatment time of these systems is shorter and requires daily intake (
To overcome the challenges of the drug release systems mentioned above, this invention proposes the synthesis of a single system in which both targeted and delayed release can be achieved. To this end, the instant inventors propose that using a coating technique called atomic layer deposition (ALD) as a method to create nanometer scale aluminum oxide (Al2O3) and zinc oxide (ZnO) coatings on 5-Aminosalicylic acid (5-ASA) powders enables control of 5-ASA release at specific pH profiles as well as over extended time periods.
Release Rate Studies of 5-Aminosalicylic Acid (5-ASA) Coated with Atomic Layer Deposited Aluminum Oxide (Al2O3) and Zinc Oxide (ZnO) in an Acidic Environment
5-aminosalicylic acid (5-ASA) is a first line defense drug used to treat mild cases of inflammatory bowel disease. When administered orally, the active pharmaceutical ingredient is released throughout the gastrointestinal (GI) tract relieving chronic inflammation. However, delayed and targeted released systems for 5-ASA to achieve optimal dose volumes in acidic environments remains a challenge.
The experiments described herein demonstrate the application of atomic layer deposition (ALD) as a technique to synthesize nanoscale coatings on 5-ASA to control its release in acidic media. ALD Al2O3 (38.0 nm) and ZnO (24.7 nm) films were deposited on 1 g batch powders of 5-ASA in a rotatory thermal ALD system. Fourier transform infrared spectroscopy, scanning electron microscopy and scanning/transmission electron microscopy establish the interfacial chemistry and conformal nature of ALD coating over the 5-ASA particles. While Al2O3 forms a sharp interface with 5-ASA, ZnO appears to diffuse inside the 5-ASA. The release of 5-ASA is studied in pH 4 solution via UV-vis spectroscopy. Dynamic stirring, mimicking gut peristalsis, causes mechanical attrition of the Al2O3 coated particles, thereby releasing the 5-ASA. However, under static conditions lasting 5000 seconds, Al2O3 coated particles release only 17.5% 5-ASA compared to 100% release with ZnO coating. Quartz crystal microbalance based etch studies confirm the stability of Al2O3 in pH 4 media, where the ZnO films etch 41× faster than Al2O3. Such results are significant in achieving a nanoscale coating-based drug delivery system for 5-ASA with controlled release in acidic environments.
Chronic illnesses affect one out of three people globally1. Within this class of diseases, inflammatory bowel disease (IBD) and its two sub-types, ulcerative colitis (UC) and Crohn's disease (CD), are classified as chronic illnesses associated with the human gastrointestinal (GI) tract which affects more than 6.8 million people, annually2 (
The key to effective therapeutic intervention is the delivery of the 5-ASA at the optimal dose-level over sustained periods of time or at a specific location along the GI tract (
Delayed release systems deliver 5-ASA over long periods of time9-12 through ethylcellulose coatings corresponding to a treatment time after oral administration of approximately 5 days. These systems include Pentasa® and Lialda®3 (
Compounding these challenges is the fact that binder and enteric formulations used for coating active pharmaceutical ingredients (APIs) add volume to the pill, limiting API loading efficiencies. This hinders the development of high dosage oral formulations which are multifunctional i.e., pills that not only release 5-ASA over time but can release at specific locations along the entirety of the GI tract (1.5≤pH≤7.5) (
In this invention, the instant inventors propose the use of a nanoscale coating technology platform called atomic layer deposition (ALD) to coat 5-ASA powders to address the challenges described above/herein. ALD is a gas-phase, conformal, layer-by-layer film growth technique in which control over film thickness and composition can be achieved by sequential and alternative pulsing of gaseous precursor molecules14-18. The rationale to use ALD for coating 5-ASA is based on several factors. First, the use of ALD-based metal oxide chemistries such as Al2O3, ZnO and TiO2 are well-established19-21. A key advantage being that ALD occurs at relatively low temperatures (≤150° C.) to maintain the API's viability. Second, the metal oxide candidates presented above are considered biocompatible and present no known toxicity22-24. Third, ALD provides non-line of sight and self-limiting deposition characteristics that result in highly conformal and pin-hole free films that act as diffusion barriers around particles25. Fourth, the use of nanoscale films to coat API powders provides flexibility in terms of adding multifunctionality to pills without adding to its bulk and thus, can result in maintaining high dosage levels.
ALD was successfully used on various API powders to i) change the surface physicochemical characteristics and thereby improve powder flowability and processability26, or ii) to achieve controllable release rates of the drug molecule of interest. Specifically, it was shown that by coating irregularly shaped pharmaceutical powders using ALD, loading efficiency and stability of solid drugs was vastly improved resulting in better control over delaying drug release times. Molecules previously used as model APIs are acetaminophen, indomethacin, budesonide and human papilloma virus vaccine powders containing HPV16 L1 capsomeres27-31.
In the experiments described herein, aluminum oxide (Al2O3) and zinc oxide (ZnO) ALD films are used to coat 5-Aminosalicylic acid (5-ASA) particles with the goal of fine-tuning release of the 5-ASA throughout the human gastrointestinal tract. The motivation for using these two film chemistries is that in acidic environments, Al2O3 is relatively stable, while ZnO can be chemically etched. Thus, the use of these two chemistries provides a preliminary proof-of-concept for coating 5-ASA particles while understanding factors which influence 5-ASA release rates under various conditions encountered in the GI tract, including gut peristalsis (i.e., mechanical attrition) and acidic environment (low pH). Through detailed powder characterization, a basic understanding of the interaction chemistry of the ALD film with the underlying 5-ASA has been established. Studies of ALD Al2O3 coated 5-ASA under various stirring conditions mimicking gut peristalsis are conducted to highlight the importance of particle attrition on release rates. Comparison of release rates of ALD Al2O3 and ALD ZnO coated 5-ASA under acidic (pH=4) conditions are studied and quantified to highlight the importance of chemical interaction of the coatings with the gut microenvironment.
5-Aminosalicylic acid (5-ASA) particle powder is coated with aluminium oxide (Al2O3) or zinc oxide (ZnO) using atomic layer deposition (ALD) followed by characterization of the resulting ALD films (SEM/EDX, Fourier-transformed infrared (FTIR) microscopy, TEM) and release rate (of 5-ASA) studies (quartz crystal microbalance and UV-visible spectroscopy). A schematic illustration of this experimental methodology is shown in
5-ASA particle powders (CAS 89-57-6, 95% purity) with a molecular weight of 153.14 g/mol were purchased from Sigma Aldrich®. The powder was batched into 1 g quantity of material for coating using ALD. A home-built viscous flow, rotatory thermal ALD reactor was used to coat 5-ASA powder via ALD and has been described in detail in Matthieu Chazot et al.32. Briefly, the ALD reactor consisted of a horizontal tube furnace (single zone Lindberg® Blue M) with a 7.62 cm core diameter and a length of 61 cm. The upstream side of this furnace was connected to a gas manifold with precursors attached via VCR® fittings to ALD Swagelok® valves. The valves were controlled via process recipes written with a Labview® control software. A digital mass flow controller (Parker® Porter Series II 601CV) was used to control the flow of argon (Airgas®, 99.999%) during the purge steps. A Leybold® Trivac vacuum pump (with Fomblin® oil) was used to pump the furnace reactor to a base pressure of ˜13.33 Pa. Pressure was monitored via an MKS® 910 DualTrans Transducer.
A rotatory barrel reactor was used to load 5-ASA powders inside the furnace ALD system. This system has been described in detail in Matthieu Chazot et al.25. Briefly, the rotatory barrel reactor was made from stainless steel and measured 5.08 cm in length, 3.81 cm in outer diameter, and 2.79 cm in inner diameter. To avoid powders from agglomerating with each other or sticking to the inner walls of the reactor, a PTFE tube from McMaster-Carr®, was cut to fit the inside dimensions of the reactor. The powder sample was enclosed inside the barrel with a stainless-steel cap machined with 4 screw slots. In addition, the cap had openings for gases to flow in, through and out of the barrel reactor. The entire assembly was loaded into the furnace reactor from the load lock. A magnetically coupled arm (from Transfer Engineering and Manufacturing®) was used to slide the rotatory reactor inside the furnace. An external stepper motor was then used to rotate the rotatory reactor along its longitudinal axis inside the furnace through a magnetically coupled gear assembly at 8 rpm. The constant tumbling action ensured that the powder was in constant motion during the ALD process, thus exposing the entire batch of powder to the ALD precursors33.
All ALD processes were conducted at 120° C. For aluminium oxide (Al2O3) coating, trimethyl aluminium (TMA, CAS 75-24-1, ≥97% purity, Sigma Aldrich®) and deionized (DI) water (Direct-Q Millipore®) were used. For zinc oxide (ZnO) coating, diethyl zinc (DEZ, CAS 557-20-0, ≥52 wt %, Sigma Aldrich®) and DI water were used. The recipe for the Al2O3 (ZnO) consisted of 1 second pulse of TMA (DEZ) and 0.5 second pulse of DI water. In between each pulse, the ALD furnace was purged with a 20 second flow of argon at 75 standard cubic centimetre per minute (sccm). This constituted one cycle of the ALD process. These steps were repeated until a specific number of cycles were met. After the process was completed, the rotatory barrel reactor was unloaded, and the powder collected and measured. The yield of the powder collected was ≥90% (≥0.9 g) after each run indicating minimal powder loss during the ALD process. Two standard recipes were run. One batch of 5-ASA was subjected to 300 cycles of Al2O3 ALD (300CyAl2O3@5-ASA); this corresponded to a thickness of 33.0 nm on a planar silicon substrate. Another batch of 5-ASA was subjected to 200 cycles of ZnO ALD (200CyZnO@5-ASA); this corresponded to a thickness of 30.6 nm on a planar silicon substrate. Details on the procedure for thickness measurement are provided below.
To measure ALD film thickness, separate coupons of silicon were run with the exact processes in stationary reactors and measured ex situ using a J. A. Woollam® M2000 spectroscopic ellipsometer with a wavelength range from 280 nm-1690 nm. All optical models for thin film analysis were built-in J. A. Woollam's Complete Ease software.
Fourier-transformed infrared (FTIR) microscopy was performed on a Shimadzu AIM-9000 FTIR microscope. Attenuated total reflectance (ATR, Ge prism) FTIR was measured for each sample where the spectra were obtained by measuring a 100×100 μm spot size by 400 scans in a range from 700-4000 cm−1, with a resolution of 4 cm−1. The powders were placed on a 5×5 mm Si wafer (Ted Pella, Inc.) for measurements and a section of wafer without any powder was measured as the background. All spectra were baseline corrected, with CO2 correction performed as necessary, within the AIM solution analysis software. Thermogravimetric analysis (TGA) of the powders was conducted on an ISI® TGA-1000 instrument, housed inside an inert nitrogen-atmosphere glovebox, using Pt sample pans and a 5 cm3/min flow of UHP N2. The uncertainty in the mass measurement is +0.05 μg. The following protocol was conducted for all TGA experiments: 20-100° C. at a ramp rate of 20° C./min followed by 100-500° C. at a ramp rate of 5° C./min. The following mass of each sample was used: 2.14 mg 5-ASA, 2.16 mg of 300CyAl2O3@5-ASA, and 2.17 mg of 200CyZnO@5-ASA.
To characterize the morphology of 5-ASA powder before and after Al2O3 and ZnO ALD, a Hitachi® benchtop scanning electron microscope (SEM) with a 15 keV electron beam was used. A small amount of powder was placed on the SEM holder using double sided carbon tape. The powder was observed at an indicated magnification of 1200× using fast scan mode. Energy dispersive spectroscopy (EDS) was conducted using a Bruker Quantax EDX detector. The associated software from Bruker® was used for elemental identification of the 5-ASA powders, 300CyAl2O3@5-ASA and 200CyZnO@5-ASA. The x-ray counts were maximized by scanning large volumes of 5-ASA at multiple spots. At least three different regions on the samples were observed and measured.
Scanning/transmission electron microscopy was performed on the 300CyAl2O3@5-ASA particles using an FEI Tecnai® F30 S/TEM operated at 120 keV and equipped with a bottom-mounted Gatan® Multiscan 794 digital camera, Fischione Instruments Model 3000 high angle annular dark-field (HAADF) STEM detector, and an EDAX r-TEM super ultrathin window Si(Li) EDS system; both bright-field TEM (BF-TEM) and HAADF-STEM imaging were performing along with STEM-EDS mapping of Al, O, and C. TEM samples of 300CyAl2O3@5-ASA were prepared by making a 50:50=H2O: isopropyl alcohol (IPA) solution in a 1 mL centrifuge tube and adding a small amount of 300CyAl2O3@5-ASA particles. 10 μL of the mixed solution was then dropped onto a 300-mesh Cu grid (63 μm grid openings) with a lacey C support film (SPI Supplies Inc.) and allowed to dry overnight.
Similarly, scanning/transmission electron microscopy was also performed on the 200CyZnO@5-ASA particles but using an FEI Themis Z S/TEM with Cs probe correction operated at 200 kV and equipped with a bottom-mounted FEI Ceta 16M CMOS camera, Fischione Instruments Model 3000 high angle annular dark-field HAADF-STEM detector, and a SuperX windowless Si drift detector EDS system (solid angle of collection=0.67 sr). Both high-resolution TEM (HR-TEM) and HAADF-STEM imaging were performed along with STEM-EDS mapping of Zn, O, and C. For HR-TEM imaging, the beam current was set to 300 pA, and a 60 μm objective aperture was used (resulting in ˜15 mrad semi-angle of collection). For HAADF-STEM imaging and STEM-EDS mapping, the probe semi-angle of convergence was 9 mrad with a probe current of ˜60 pA. It should be noted that the 5-ASA particles were susceptible to beam-induced damage during S/TEM analysis at 200 kV, often experiencing severe warping upon accumulation of a sufficiently high electron dose. Thus, the currents used for S/TEM analysis at 200 kV (as well as the analysis time used for STEM-EDS mapping) were selected to limit the effects of beam-induced damage, so the obtained data was accurately representative of the 200CyZnO@5-ASA particles. Unlike, the TEM samples of 300CyAl2O3@5-ASA particles, TEM samples of 200CyZnO@5-ASA particles were prepared using an entirely dry method; a small amount of 300CyAl2O3@5-ASA powder was directly placed onto a 300-mesh Cu grid (63 μm grid openings) with a lacey C support film (Ted Pella, #01895). The grid was then picked up using a pair of locking tweezers and shook very gently to disperse the particles over the grid; dry air was subsequently used to remove any macroscopically visual particle clusters from the grid. At least two different particles per sample were observed and measurements taken.
Quartz crystal microbalance studies of the etch rates of ALD Al2O3 and ZnO films were made using an SRS® QCM200 system. The AT-cut quartz crystals with patterned Cr—Au electrodes and a resonance frequency of 5 MHz (from SRS®) were used. The quartz crystals were 2.54 cm in diameter and were coated with 300 cycles and 200 cycles Al2O3 and ZnO ALD, respectively using the same precursors as described previously. The ALD on QCMs were performed using a Fiji Gen2 ALD commercial system from Veeco®. It is not expected that the film composition or properties are hardware dependent.
Post-ALD, the QCM probe was loaded with a coated crystal and the frequency and resistivity were zeroed prior to each run. The QCM was submerged into an 80 mL beaker with 80 mL deionized water and a stirring rod rotating at 150 rpm. After 3 minutes of collected baseline, 0.678 μL of HCl were pipetted into the solution to achieve a pH 4 acidic solution. The mass loss (μg/cm2) over time was extracted in real time until no significant mass loss could be measured on the QCM, thus indicating that the films were fully etched from the surface of the crystal.
UV-visual spectroscopy was used as the method of choice for identifying 5-ASA in low pH solutions. To conduct static tests, a Shimadzu ultraviolet-visible (UV-Vis) 1800® scanning spectrophotometer was used to identify 5-ASA's signature peak34 at 298 nm. 10 ml quartz cuvettes with a 1 cm path length were filled with hydrochloric acid (HCl, ACS reagent 37% (w/w) from Millipore Sigma®) solution maintained at pH 4. After the UV-vis spectrophotometer was auto-zeroed and baselined, known amounts of 5-ASA powder (70 μg/ml) were dropped into the sample cuvette and scanned over a wavelength range from 190-1100 nm.
All release rate studies of 5-ASA were performed in triplicate using 8 mg powder batches. An Agilent Technologies Cary® 60 UV-Vis spectrophotometer, equipped with a 1 cm path length fiber optic probe (C Technologies Inc.), was used to monitor the 298 nm peak. The probe was inserted into 100 mL HCl solutions maintained at pH 4. This acidic media was made by adding 0.848 μL HCl to a 100 mL graduated cylinder and brought up to volume with DI water. The HCl solutions were placed on a magnetic stir plate, and the solution was stirred at various rotations per minute (rpm). For the experiments reported, three fixed rpm were used: 400, 23 and no stir (i.e., 0 rpm). Since the peak of interest for 5-ASA was found to be at 298 nm, the UV-vis spectrophotometer was set to collect 999 scans from a range of 200-400 nm, every 5 seconds.
In order to establish viability of the 5-Aminosalicylic acid (5-ASA) post atomic layer deposition (ALD), the Fourier-transformed infrared (FTIR) spectra of the samples were studied first. The detailed FTIR spectrum of uncoated 5-ASA is well studied in literature35-38 and is also provided in
Five different peaks were identified as shown in
An additional comparison between the ATR-FTIR spectra of the control (uncoated 5-ASA) and 300CyAl2O3@5-ASA is shown in
Thermogravimetric analysis (TGA) was conducted in inert N2 atmosphere and is shown in
In order to ascertain the physical morphology of the 5-ASA particles, optical images were taken for the control, 300CyAl2O3@5-ASA, and 200CyZnO@5-ASA powders. These are shown in
The 300CyAl2O3@5-ASA particles were analyzed under Bright-field transmission electron microscopy (BF-TEM). A typical cluster of 5-ASA particles are shown in
The 300CyAl2O3@5-ASA particle was also imaged in dark field mode (
STEM-EDS mapping was performed and in
To understand the etching rate of Al2O3 and ZnO ALD films, QCM crystals were coated by ALD. The inset on the lower right of
In contrast, a different QCM crystal was coated with 200 cycles ZnO ALD (
Prior to studying the release rate of 5-ASA in acidic HCl media, the UV-vis spectrum of 5-ASA was studied. An aliquot of 5-ASA corresponding to 70 μg/mL, was pipetted into a 1 cm path length quartz cuvette. The spectrum collected is shown in
To study release rates of 5-ASA (uncoated and coated), powders were immersed in pH 4 HCl solution containing a fiber optic probe connected to a UV-vis system. The probe tip was consistently placed at the same position in the beaker to negate any artifact in the measurements which might arise from variabilities in the time taken for the molecule to reach the sensor tip. The release of 5-ASA in the solution was determined by tracking the evolution of 298 nm feature in the UV-vis spectrum over time. An example of the raw kinetic data collected is shown in
Next, two specific studies were conducted. In the first study, the release rate of 5-ASA powders, with and without 300 cycles Al2O3 ALD, was studied by gathering the absorbance at 298 nm as a function of time. The powders were stirred at different rpm using a magnetic stir bar in a pH 4 HCl solution. The justification for studying release rate as a function of stirring was to recognize that the stirring action produces mechanical attrition of the 5-ASA particles and may thus, mimic gut peristalsis. The powders were exposed to three different conditions: fast stirring at 400 rpm, slow stirring at 23 rpm, and no stirring (i.e., 0 rpm). The results for all three experiments are shown in
Across all stirring test conditions, the 300CyAl2O3@5-ASA powders showed subdued release compared to the control, uncoated powder. These results are in line with QCM data (
In order to quantify release rate data, the following equation (Equation 1) was adopted to model the curves:
Here, abs (t) represents the time (1) variation of the absorbance from the UV-vis data. P1 represents the asymptotic value in absorbance which corresponds to the full dissolution of 5-ASA in HCl. P2 is the time taken in seconds for reaching half the absorbance saturation (i.e., the time at which absorbance is 0.5×P1). In
A first order kinetics equation is regularly used to describe release rates57. In the instant case, the use of the Equation 1 justified for the following reasons. First, our first order kinetics modeling did not yield a high goodness of fit with the data; possibly attributed to a multi mechanism for release which involves i) mechanical action involving particle breakage exposing
fresh surfaces and, ii) slow shell dissolution in the low pH solution. Second, Equation 1 provides a high goodness of fit (r2>0.90, except for control sample in the no stir case) for all the release rate data evaluated. Third, the parameters (P) and P2) extracted are physically relevant. P1 corresponds to the saturation absorbance for a specific mass loading of the 5-ASA powder. P2 is related to the kinetics of the dissolution process which directly corresponds to the release rate of the powder. Importantly, these parameters allow quantification of the ALD coating performance on 5-ASA which is key to comparing samples across various testing conditions and coating chemistries. The parameters extracted from fitting Equation 1 to the release rate data (average and standard deviation obtained from triplicate runs) for all powders are provided in Table 1. P1 is found to be a function of both rpm and coating. P/increases with rpm and, in general, is higher for the control, uncoated powder compared to 300CyAl2O3@5-ASA. At 23 rpm P1 is 0.961±0.005 for the uncoated powder and 0.595±0.004 for 300CyAl2O3@5-ASA. Similarly, for the no stir sample, P1 is 0.818±0.007 for the uncoated powder and 0.140±0.008 for 300CyAl2O3@5-ASA. An exception to this is found for the 400 rpm sample where P1 for the 300CyAl2O3@5-ASA powder appears higher (1.258±0.003) than the uncoated powder (1.084±0.002). This anomaly could be attributed to the difference in dispersity of the two powders, accentuated at high rpm.
The kinetic parameter P2 quantifies the rate of dissolution of the 5-ASA in pH 4 solution. As expected, P2 increases with decreasing stirring rate and is consistently higher for the coated powder than for the uncoated powder, indicating the effectiveness of the 300 cycles Al2O3 ALD in slowing dissolution across all stirring conditions. For example, at 400 rpm the uncoated powder has a P2 of 41±1 seconds, whereas the 300CyAl2O3@5-ASA has a P2 of 784±8 seconds. At 23 rpm, the uncoated powder has a P2 of 712±8 seconds, whereas the 300CyAl2O3@5-ASA has a P2 of 1070±16 seconds. Finally, for the no stir sample the uncoated powder has a P2 of 1023±31 seconds, whereas 300CyAl2O3@5-ASA has a P2 of 2686±261 seconds.
Next, the effect of two different film chemistries: 300 cycles Al2O3 ALD and 200 cycles ZnO ALD, were studied on the release rate of 5-ASA in pH 4 solution. The release rate studies were conducted under no stir conditions to negate any influence of mechanical attrition of the particles. The results are shown in
As reported previously, 300CyAl2O3@5-ASA does not show significant release of 5-ASA as the Al2O3 is stable in pH 4. However, for 200CyZnO@5-ASA, an incubation period of 1225 seconds is observed. Beyond this time, 5-ASA can be reliably detected in the solution. The incubation time is the time it takes for HCl to etch through the ZnO coating. From QCM studies presented earlier, the etching rate for ZnO at pH 4 is 0.02 nm/s. Therefore in 1225 seconds, it is expected that 24.5 nm of ZnO film will be removed. This value can be compared to the 24.7 nm final thickness of the ZnO observed on 5-ASA shown in the TEM image in
The fit parameters P; and P2 are presented as a comparison in Table 2. The P/parameter for the control and 200CyZnO@5-ASA are nearly the same indicating that, eventually with the ZnO fully dissolved, the 5-ASA powder reaches its saturation absorption value of ˜0.82, as in the case of the control. In the same time interval, 300CyAl2O3@5-ASA releases 5-ASA with an absorbance value of 0.140. This value is 17.5% of the total absorbance recorded from the control sample. Thus, the P1 parameter helps quantify the degree of protection that Al2O3 provides in a pH 4 environment.
The kinetic parameter P2, on the other hand, is similar for 300CyAl2O3@5-ASA and 200CyZnO@5-ASA (2686 seconds vs. 2651 seconds, respectively). Since in both cases the powder sinks to the bottom of the beaker (note: for the control, uncoated sample the powder is dispersed at the bottom and top and hence, results in lower P2), the times involved in reaching saturation are diffusion limited and unrelated to the powder coating quality.
Additional data and comparisons regarding release rate studies are shown in
Conformal nanoscale coatings of 38.0 nm of Al2O3 and 24.7 nm of ZnO on 5-ASA powders have been demonstrated using ALD. ATR-FTIR measurements and TGA analyses on the coated powders indicate that the low temperature of ALD (120° C.) maintains the viability of the molecule. SEM reveals a needle-like morphology of the 5-ASA that remains intact through the deposition process. EDS provides confirmation of the presence of Al2O3 and ZnO. S/TEM and associated STEM/EDS mapping of the powders indicate that ALD is uniform, pin-hole free and conformal around the 5-ASA particles. Furthermore, the interface between Al2O3 and 5-ASA is found to be stable and sharp whereas ZnO appears to diffuse limitedly inside the 5-ASA particle.
To study 5-ASA release rates in acidic environment, the etching rates of Al2O3 and ZnO at pH 4 were studied using a QCM. It was found that the etching rate of ZnO is 41× more than Al2O3. Based on this finding, 5-ASA powder with and without ALD Al2O3 and ZnO layers were tested in acidic, pH 4 media. The effect of stirring, mimicking gut peristalsis, was monitored for Al2O3 coated 5-ASA powders. High stirring releases the 5-ASA faster in the solution due to high particle attrition and exposure of new surfaces to the acidic solution. In contrast, the no stir ALD Al2O3 coated sample effectively slows the release of 5-ASA for at least 5000 seconds in pH 4 solution. The ALD ZnO coated 5-ASA sample under no stir conditions shows an initial ‘incubation period’ in which 5-ASA is prevented from being released. Once the ZnO is etched, 5-ASA readily dissolves in the pH 4 solution. Quantification of the release rate data indicates that the ALD Al2O3 coated sample releases only 17.5% of the total load in the time it takes to release the full load of 5-ASA for the ALD ZnO coated sample. The fundamental mechanistic studies reported herein show that ALD-based nanoscale coatings can be designed to create effective barriers around 5-ASA particles. The coatings can be optimally engineered to controllably release the molecule in low pH environments thereby improving therapeutic efficacy of controllable release drug systems.
All patents and publications mentioned in this specification are indicative of the levels of those skilled in the art to which the invention pertains. All patents and publications are herein incorporated by reference to the same extent as if each individual publication were specifically and individually indicated to be incorporated by reference. It is to be understood that while a certain form of the invention is illustrated, it is not intended to be limited to the specific form or arrangement herein described and shown.
It will be apparent to those skilled in the art that various changes may be made without departing from the scope of the invention and the invention is not to be considered limited to what is shown and described in the specification. One skilled in the art will readily appreciate that the present invention is adapted to carry out the objectives and obtain the ends and advantages mentioned, as well as those inherent therein.
The methods, active pharmaceutical ingredients, coated active pharmaceutical ingredients, drug coatings, metal oxide film coatings, treatment protocols, procedures, techniques, elements, and/or compositions described herein are presently representative of the preferred embodiments, are intended to be exemplary and are not intended as limitations on the scope. Changes therein and other uses will occur to those skilled in the art which are encompassed within the spirit of the invention.
Although the invention has been described in connection with specific, preferred embodiments, it should be understood that the invention as ultimately claimed should not be unduly limited to such specific embodiments. Indeed various modifications of the described modes for carrying out the invention, which are obvious to those skilled in the art, are intended to be within the scope of the invention.
This invention was made with government support under NSF-1562102 & 1908167 awarded by the National Science Foundation (NSF) and AFOSR-FA9550-19-1-0127 awarded by the Air Force Office of Scientific Research (AFOSR). The U.S. government has certain rights to the invention.
Number | Date | Country | |
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63459784 | Apr 2023 | US |