Methods and devices for passive residual lung volume reduction and functional lung volume expansion

Information

  • Patent Grant
  • 10314992
  • Patent Number
    10,314,992
  • Date Filed
    Monday, May 4, 2015
    9 years ago
  • Date Issued
    Tuesday, June 11, 2019
    5 years ago
Abstract
The volume of a hyperinflated lung compartment is reduced by sealing a distal end of the catheter in an airway feeding the lung compartment. Air passes out of the lung compartment through a passage in the catheter while the patient exhales. A one-way flow element associated with the catheter prevents air from re-entering the lung compartment as the patient inhales. Over time, the pressure of regions surrounding the lung compartment cause it to collapse as the volume of air diminishes. Residual volume reduction effectively results in functional lung volume expansion. Optionally, the lung compartment may be sealed in order to permanently prevent air from re-entering the lung compartment. The invention further discloses a catheter with a transparent occlusion element at its tip that enables examination of the lung passageway through a viewing scope.
Description
BACKGROUND OF THE INVENTION

1. Field of the Invention


The present invention relates generally to medical methods and apparatus. More particularly, the present invention relates to methods and apparatus for endobronchial residual lung volume reduction by passive deflation of hyperinflated segments with functional lung volume expansion as a result.


Chronic obstructive pulmonary disease is a significant medical problem affecting 16 million people or about 6% of the U.S. population. Specific diseases in this group include chronic bronchitis, asthmatic bronchitis, and emphysema. While a number of therapeutic interventions are used and have been proposed, none are completely effective, and chronic obstructive pulmonary disease remains the fourth most common cause of death in the United States. Thus, improved and alternative treatments and therapies would be of significant benefit.


Of particular interest to the present invention, lung function in patients suffering from some forms of chronic obstructive pulmonary disease can be improved by reducing the effective lung volume, typically by resecting diseased portions of the lung. Resection of diseased portions of the lungs both promotes expansion of the non-diseased regions of the lung and decreases the portion of inhaled air which goes into the lungs but is unable to transfer oxygen to the blood. Lung volume reduction is conventionally performed in open chest or thoracoscopic procedures where the lung is resected, typically using stapling devices having integral cutting blades.


While effective in many cases, conventional lung volume reduction surgery is significantly traumatic to the patient, even when thoracoscopic procedures are employed. Such procedures often result in the unintentional removal of healthy lung tissue, and frequently leave perforations or other discontinuities in the lung which result in air leakage from the remaining lung. Even technically successful procedures can cause respiratory failure, pneumonia, and death. In addition, many older or compromised patients are not able to be candidates for these procedures.


As an improvement over open surgical and minimally invasive lung volume reduction procedures, endobronchial lung volume reduction procedures have been proposed. For example, U.S. Pat. Nos. 6,258,100 and 6,679,264 describe placement of one-way valve structures in the airways leading to diseased lung regions. It is expected that the valve structures will allow air to be expelled from the diseased region of the lung while blocking reinflation of the diseased region. Thus, over time, the volume of the diseased region will be reduced and the patient condition will improve.


While promising, the use of implantable, one-way valve structures is problematic in at least several respects. The valves must be implanted prior to assessing whether they are functioning properly. Thus, if the valve fails to either allow expiratory flow from or inhibit inspiratory flow into the diseased region, that failure will only be determined after the valve structure has been implanted, requiring surgical removal. Additionally, even if the valve structure functions properly, many patients have diseased lung segments with collateral flow from adjacent, healthy lung segments. In those patients, the lung volume reduction of the diseased region will be significantly impaired, even after successfully occluding inspiration through the main airway leading to the diseased region, since air will enter collaterally from the adjacent healthy lung region. When implanting one-way valve structures, the existence of such collateral flow will only be evident after the lung region fails to deflate over time, requiring further treatment.


For these reasons, it would be desirable to provide improved and alternative methods and apparatus for effecting residual lung volume reduction in hyperinflated and other diseased lung regions. The methods and apparatus will preferably allow for passive deflation of an isolated lung region without the need to implant a one-way valve structure in the lung. The methods and apparatus will preferably be compatible with known protocols for occluding diseased lung segments and regions after deflation, such as placement of plugs and occluding members within the airways leading to such diseased segments and regions. Additionally, such methods and devices should be compatible with protocols for identifying and treating patients having diseased lung segments and regions which suffer from collateral flow with adjacent healthy lung regions. At least some of these objectives will be met by the inventions described hereinbelow.


2. Description of the Related Art


Methods for performing minimally invasive and endobronchial lung volume reduction are described in the following U.S. Pat. Nos. and published patent applications: U.S. Pat. Nos. 5,972,026; 6,083,255; 6,258,100; 6,287,290; 6,398,775; 6,527,761; 6,585,639; 6,679,264; 6,709,401; 6,878,141; 6,997,918; 2001/0051899; and 2004/0016435. Balloon catheter devices for use in body passageways have previously been described in U.S. Pat. Nos. 4,976,710; 4,470,407; 4,681,093 and 6,174,307, and. U.S. Pat. No. 4,976,710 describes an angioscope with a transparent occlusion balloon at its distal end. Similarly, U.S. Pat. No. 6,174,307 describes an endovascular catheter with a transparent portion near the distal tip that can be used to view the body passageway. Similarly, issued U.S. Pat. Nos. 4,470,407 and 4,681,093 also describe endovascular devices with a transparent expandable balloon covering the lens. Though these catheters utilize the balloons to view the passageways, their use for viewing pulmonary passageways is limited in several aspects. Practically, the use of these devices in pulmonary passageways would be limited to those passageways large enough to accommodate a similarly constructed bronchoscope. These devices are also limited by the fact that treatment is limited to the exact site of visualization, rather than at a point distal to the visualization point. Further, the flexibility of these devices would be limited by the inherent properties of a visualization catheter. Hence, it would be beneficial to have a catheter that is flexible and to use it to visualize points that are distal to the location of the distal tip of the catheter.


SUMMARY OF THE INVENTION

The present invention provides methods and apparatus for passively reducing the residual volume (the volume of air remaining after maximal exhalation) of hyperinflated or otherwise diseased lung compartments or segments. By “passively reducing,” it is meant that air can be removed from the diseased lung region without the use of a vacuum aspiration to draw the air from the region. Typically, such passive reduction will rely on a non-implanted one-way flow element, structure, or assembly which permits air to be exhaled or exhausted from the lung region while preventing or inhibiting the inspiration of air back into the lung region. By non-implanted, it is meant that some portion of the element, structure, or assembly will be temporarily placed in an airway or bronchus leading to the lung region in a manner that allows that portion to be removed later, typically within days or hours, without the need for surgical intervention Thus, the methods of the present invention will not require the permanent implantation of valves or other structures prior to actually achieving the desired residual lung volume reduction, as with the one-way implantable valve structures of the prior art.


The methods and apparatus of the present invention can be terminated and all apparatus removed should it appear for any reason that the desired residual lung volume reduction is not being achieved. Commonly, such failure can be the result of collateral flow into the diseased lung region from adjacent healthy lung region(s). In such cases, steps can be taken to limit or stop the collateral flow and allow resumption of the passive lung volume reduction protocols. In other cases, it might be desirable or necessary to employ open surgical, thoracoscopic, or other surgical procedures for lung resection.


Patients who successfully achieve residual volume reduction of hyperinflated or other diseased lung regions in accordance with the principles of the present invention will typically have those regions sealed permanently to prevent reinflation. Such sealing can be achieved by a variety of known techniques, including the application of radiofrequency or other energy for shrinking or sealing the walls of the airways feeding the lung region. Alternatively, synthetic or biological glues could be used for achieving sealing of the airway walls. Most commonly, however, expandable plugs will be implanted in the airways leading to the deflated lung region to achieve the sealing.


In a first aspect of the present invention, methods for reducing the residual volume of a hyperinflated lung compartment comprise sealingly engaging a distal end of a catheter in an airway feeding the lung compartment. Air is allowed to be expelled from the lung compartment through a passage in the catheter while the patient is exhaling, and air is blocked from re-entering the lung compartment through the catheter passage while the patient is inhaling. As the residual volume diminishes, the hyperinflated lung compartment reduces in size freeing up the previously occupied space in the thoracic cavity. Consequently, a greater fraction of the Total Lung Capacity (TLC), which is the volumetric space contained in the thoracic cavity that is occupied by lung tissue after a full inhalation becomes available for the healthier lung compartments to expand and the volume of the lung available for gas exchange commonly referred to in clinical practice as the lung's Functional Vital Capacity (FVC) or Vital Capacity (VC) increases, the result of which is effectively a functional lung volume expansion.


The hyperinflated lung compartment will usually be substantially free of collateral flow from adjacent lung compartments, and optionally the patient can be tested for the presence of such collateral flow, for example using techniques taught in copending, commonly assigned application Ser. No. 11/296,951, filed on Dec. 7, 2005; Ser. No. 11/550,660, filed on Oct. 18, 2006; and application Ser. No. 11/428,762, filed on Jul. 5, 2006, the full disclosures of which are incorporated herein by reference.


Alternatively, the methods of the present invention for reducing residual lung volume can be performed in patients having collateral flow channels leading into the hyperinflated or other diseased lung compartment. In such cases, the collateral flow channels may first be blocked, for example, by introducing glues, occlusive particles, hydrogels or other blocking substances, as taught for example in copending application Ser. No. 11/684,950, filed on Mar. 12, 2008, the full disclosure of which is incorporated herein by reference. In other cases, where the flow channels are relatively small, those channels will partially or fully collapse as the residual lung volume is reduced. In such cases, the patient may be treated as if the collateral flow channels did not exist. The effectiveness of reduction in hyperinflation however will depend on the collateral resistance between the hyperinflated compartment and the neighboring compartments, as illustrated in FIG. 9, where residual volume reduction is negligible when the resistance to collateral flow Rcoll is very small (significant collateral flow channels) and maximally effective when Rcoll is very high (no collateral flow channels).


In all of the above methods, it may be desirable to introduce an oxygen-rich gas into the lung compartment while or after the lung volume is reduced in order to induce or promote absorption atelectasis. Absorption atelectasis promotes absorption of the remaining or residual gas in the compartment into the blood to further reduce the volume, either before or after permanent sealing of the lung volume compartment or segment.


In a second aspect, the present invention provides catheters for isolating and deflating hyperinflated and other diseased lung compartments. The catheter comprises a catheter body, an expandable occluding member on the catheter body, and a one-way flow element associated with the catheter body. The catheter body usually has a distal end, a proximal end, and at least one lumen extending from a location at or near the distal end to a location at or near the proximal end. At least a distal portion of the catheter body is adapted to be advanced into and through the airways of a lung so that the distal end can reach an airway which feeds a target lung compartment or segment to be treated. The expandable occluding member is disposed at or near the distal end of the catheter body and is adapted to be expanded in the airway which feeds the target lung compartment or segment so that said compartment or segment can be isolated with access provided only through the lumen or catheter body when the occluding member is expanded.


The catheter of the present invention can be used in conjunction with, or independent of, a viewing scope such as a bronchoscope. Since it is generally configured to be narrower than a visualization tube such as a bronchoscope, the catheter may be introduced into narrower passageways and is used to isolate a portion of lung tissue.


In one embodiment of the catheter, the expandable occluding element is disposed near the distal end of the catheter body. In this embodiment, the expandable occluding element is configured such that both the proximal and distal ends of the expandable occluding element are attached to the outer surface of the catheter body.


In another embodiment of the catheter, the expandable occluding element is disposed at the distal end of the catheter body, and is configured to form a cover over the rim of the lumen. This embodiment prevents or inhibits entry of mucus into the lumen, and prevents the catheter tip from contacting the airway wall. A method of manufacturing this embodiment of the catheter is also disclosed. One end of the occluding element is attached to the internal surface of the central passageway at the tip of the catheter. The occluding element is then inverted over the catheter body and a second end of the occluding element is attached to the outer surface of the catheter body. The expandable occluding element is optionally transparent to enable viewing the body passageway (for example during diagnostic or treatment procedures).


The one-way flow element is adapted to be disposed within or in-line with the lumen of the catheter body in order to allow flow in a distal-to-proximal direction so that air will be expelled from the isolated lung compartment or segment as the patient exhales. The one-way flow element, however, inhibits or prevents flow through the lumen in a proximal-to-distal direction so that air cannot enter the isolated lung compartment or segment while the patient is inhaling.


For the intended endobronchial deployment, the catheter body will typically have a length in the range from 20 cm to 200 cm, preferably from 80 cm to 120 cm, and a diameter near the distal end in the range from 0.1 mm to 10 mm, preferably from 1 mm to 5 mm. The expandable occluding member will typically be an inflatable balloon or cuff, where the balloon or cuff has a width in the range from 1 mm to 30 mm, preferably from 5 mm to 20 mm, when inflated. The one-way flow element is typically a conventional one-way flow valve, such as a duck-bill valve, a flap valve, or the like, which is disposed in the lumen of the catheter body, either near the distal end or at any other point within the lumen. Alternatively, the one-way flow element could be provided as a separate component, for example, in a hub which is detachably mounted at the proximal end of the catheter body. In other instances, it might be desirable to provide two or more one-way flow elements in series within the lumen or otherwise provided in-line with the lumen in order to enhance sealing in the inspiratory direction through the lumen. In a particular illustrated embodiment, a one-way flow control assembly is provided as part of an external console attached in-line with the catheter lumen. The flow-control assembly comprises a valve that is controlled electrically or through other means, sensors for sensing flow and pressure in the lumen, and a valve controller for controlling the valve based on input from the sensors. The sensors monitor flow to detect the beginning of an inhalation cycle and pressure to detect the beginning of an exhalation cycle. Based on the input from the sensors, the valve controller opens the valve at the beginning of the exhalation cycle to deflate the lung region and closes the valve at the beginning of the inhalation cycle to prevent reinflation of the lung region.





BRIEF DESCRIPTION OF THE DRAWINGS


FIG. 1a is a perspective view of an isolation and deflation catheter constructed in accordance with the principles of the present invention.



FIG. 1b illustrates an embodiment of the occluding element covering the distal end of the catheter.



FIGS. 1c and 1d show a method of manufacture of the embodiment of the occluding element shown in FIG. 1b.



FIGS. 2-4 illustrate alternative placements of one-way flow elements within a central lumen of the catheter of FIG. 1.



FIG. 5a shows an alternative embodiment of a one-way flow element comprising a valve controller coupled to sensors and an electrically-controlled valve.



FIG. 5b shows an external console housing the one-way flow element shown in FIG. 5a.



FIG. 6a shows a flowchart and FIG. 6b show flow and pressure graphs, illustrating the operation of the one-way flow element shown in FIG. 5a.



FIG. 7 illustrates the trans-esophageal endobronchial placement of the catheter of FIG. 1 in an airway leading to a diseased lung region in accordance with the principles of the present invention.



FIGS. 8a-8d illustrate use of the catheter as placed in FIG. 7 for isolating and reduction of the volume of the diseased lung region in accordance with the principles of the present invention.



FIG. 9 is a graph showing the relationship between collateral resistance Rcoll and residual volume reduction in an isolated lung compartment.





DETAILED DESCRIPTION OF THE INVENTION

Referring to FIGS. 1a and 1b, an endobronchial lung volume reduction catheter 10 constructed in accordance with the principles of the present invention includes an elongate catheter body 12 having a distal end 14 and a proximal end 16. Catheter body 12 includes at least one lumen or central passage 18 extending generally from the distal end 14 to the proximal end 16. Lumen 18 will have a distal opening 19 at or near the distal end 14 in order to permit air or other lung gases to enter the lumen and flow in a distal-to-proximal direction out through the proximal end of the lumen. Additionally, catheter body 12 will have an expandable occluding element 15 at or near the distal end 14, to occlude an air passageway during treatment.


As mentioned above, in one embodiment the expandable occluding member is disposed near the distal end of the catheter body to seal the passageway, while in an alternate embodiment the expandable occluding element forms a cover of the rim of the catheter lumen in order to seal the passageway, prevent or inhibit mucus entry into the lumen, and shield the passageway wall from the tip of the catheter. In the alternate embodiment, the expandable occluding member may be transparent to allow viewing of the passageway. These embodiments will now be described in more detail with reference to the Figures.


In one embodiment of the catheter, as shown in FIG. 1a, the expandable occluding element 15 is located at or near the distal end 14. In this embodiment, the expandable occluding element 15 is configured such that the proximal and distal ends of the expandable occluding element 15 are attached to the outer surface of the catheter body 12. An auxiliary lumen 17A extends from the inflation port 17 to the occluding element 15 to provide for expansion of the occluding element.


In an alternate embodiment, as shown in FIG. 1b, the expandable occluding element 15 is disposed at the distal end of the catheter body 12, and is configured to form a cover over the rim of the distal opening 19 of the catheter body 12. In this embodiment, the proximal end of the occluding element 15 is attached to the outer surface of the catheter body 12, while the inner surface of the occluding element 15 wraps over the rim of the catheter body 12 and is attached to the inner surface of the catheter body 12. Inflation lumen 17A is used to inflate the occluding element 15 through inflation port 17B. When inflated, the occluding element 15 will form a cover (or “lip”), over the rim of the catheter body 12, thereby preventing or inhibiting entry of mucus into the lumen 18 of the catheter, and preventing or inhibiting the opening 19 from contacting the walls of the passageway. The inflated occluding element 15 also helps prevent or inhibit accidental placement of the catheter tip into an airway segment that is smaller than the intended airway segment. Additionally or optionally, the occluding element 15 and the distal portion of the catheter body 12 comprise a transparent material to enable viewing past the occluding element 15.


Manufacture of the second embodiment of the catheter 10 is shown in FIGS. 1c and 1d. As shown in FIG. 1c, one end 15A of the occluding element 15 is circumferentially attached to the inner wall of the lumen, using any suitable technique such as thermal bonding or adhesive bonding. Then, the occluding element 15 is inverted over the catheter tip and catheter body 12, as shown in FIG. 1d. The second end 15B of the occluding element 15, which is now proximal to the tip of the catheter, is attached circumferentially to the outer surface of the catheter body 12, using any suitable technique such as thermal bonding or adhesive bonding. The occluding element 15 thus encloses the outer rim of the distal end of the catheter. Further, the occluding element 15 is configured such that it is fed for inflation by an inflation port 17B leading from an inflation lumen 17A. Though the figures describe a preformed balloon-like occluding element 15, any suitable material of any shape may be used to manufacture the occluding element 15 in the described manner, as should be obvious to one of ordinary skill in the art. For example, as described above, some portion of the catheter body 12 and/or of the occluding element 15 may be configured to be transparent. Optionally, a hub 20 will be provided at the proximal end, for example as shown in FIG. 1a, but the hub is not a necessary component of the catheter.


Additionally and optionally, catheter 10 is configured to be introducible into the passageway via a viewing scope such as a bronchoscope (not shown). Use of the scope, in conjunction with a catheter 10 comprising one or more transparent components as described above, enables enhanced viewing of the body passageway during diagnostic or treatment procedures, by allowing a user to view the body passageway through the transparent occluding element 15. Additionally, a transparent occluding element 15 could serve as a lens to be used in conjunction with the scope. When so used, light from the scope would interact with the occluding element 15 in such a manner as to enable more enhanced viewing than would be obtained without the use of a transparent occluding element 15. Examples of such enhanced viewing could include: obtaining wide angle or fish-eye views or a greater field of vision, telephoto properties (macro, zoom, etc.) or color filtration. These can be achieved by manipulating the material properties of the occluding element 15.


The technique of using a transparent, expandable element on a catheter may also be used independently. For example, in one embodiment, a catheter may be equipped with a transparent expandable element similar to that shown in FIG. 1b. In such an embodiment, the transparent expandable element serves as an image enhancer or diagnostic lens, and need not be fully occlusive. Similar to the above description, when used in conjunction with a viewing scope, it would enable more enhanced diagnostic viewing than would be obtained without the use of a transparent expandable element. Examples of such enhanced viewing could include: obtaining wide angle or fish-eye views or a greater field of vision, telephoto properties (macro, zoom, etc.) or color filtration. These can be achieved by manipulating the material properties of the transparent expandable element. Additionally, the transparent expandable element may be configured to allow for therapeutic procedures, such as delivery of a therapeutic electromagnetic energy (e.g., laser, infrared, etc.) to the lung or other tissue. In such a case, the surface, shape, material, size or other properties of the lens can be chosen to allow a user to manipulate the therapeutic laser energy. For example a user could focus or diffuse the energy by moving the source of laser energy back and forth relative to the transparent expandable occluding element.


The present invention relies on placement of a one-way flow element within or in-line with the lumen 18 so that flow from an isolated lung compartment or segment (as described hereinbelow) may occur in a distal-to-proximal direction but flow back into the lung compartment or segment is inhibited or blocked in the proximal-to-distal direction. As shown in FIGS. 2-4, a one-way flow element 22 may be provided in the lumen 18 near the distal end 14 of the catheter body 12, optionally being immediately proximal of the distal opening 19. As shown, the one-way flow element 22 is a duck-bill valve which opens as shown in broken line as the patient exhales to increase the pressure on the upstream or distal side of the one-way flow element 22. As the patient inhales, the pressure on the upstream or distal side of the valve is reduced, drawing the valve leaflets closed as shown in full line.


Alternatively or additionally, the one-way flow element 22 could be provided anywhere else in the lumen 18, and two, three, four, or more such valve structures could be included in order to provide redundancy.


As a third option, a one-way valve structure 26 in the form of a flap valve could be provided within the hub 20. The hub 20 could be removable or permanently fixed to the catheter body 12. Other structures for providing in-line flow control could also be utilized, as will be presently described.


In addition to the passive one-way valve structures described above, one-way flow functionality may be provided using an actively controlled one-way flow control assembly. One-way flow can be controlled by measuring the flow and pressure through the lumen and using this information to determine the beginning and end of inhalation and exhalation cycles and thereby determining whether the valve should remain open or closed. In one embodiment, the one-way flow control assembly is provided as part of an external console attached in-line with the catheter lumen. The console comprises a channel for air flow to which the proximal end of the catheter connects via a standard connector. When the patient exhales, air is forced through the catheter lumen into the console's air channel, and then exits through an exhaust port of the console. The one-way flow control assembly comprises a valve that is within or in-line with the catheter lumen and can be opened or closed by a valve controller to control the air flow through the air channel. The valve controller opens and closes the valve based on input from flow and pressure sensors within or in-line with the catheter lumen. The sensors measure the air flow and air pressure to detect the inhalation and exhalation cycles of the patient. Based on input from the sensors, the valve controller opens the valve at the beginning of the exhalation cycle, and closes the valve at the beginning of the inhalation cycle. The valve controller may control the valve electrically, magnetically, mechanically or through other means known in the art.



FIG. 5a shows an illustration of such an actively controlled one-way flow control assembly provided as part of an external console. The external console 60 comprises an air channel 61, a connector 62, and an exhaust port 64. Catheter 10 is detachably coupled to air channel 61 using a standard connector 62, such that air channel 61 is in-line with lumen 18. Preferably, a filter 63 is provided between the air channel 61 and lumen 18 to maintain sterility of air channel 61 and promote reusability of console 60. Additionally, air flowing into air channel 61 is expelled through exhaust port 64. Console 60 comprises a one-way flow assembly 70 in-line with lumen 18 of catheter 10.


One-way flow assembly 70 comprises an electrically controlled valve 71, a flow sensor 73, a pressure sensor 74, and a valve controller 75. In one embodiment, valve 71, flow sensor 73, and pressure sensor 74 are disposed within air channel 61. Valve controller 75 provides one-way flow functionality by opening and closing valve 71 based on flow and pressure signals received from sensors 73 and 74, respectively. When valve 71 is closed, it prevents air from flowing into the lumen of catheter 10 (during inhalation); during exhalation, valve 71 remains open and allows air to flow out of the isolated lung compartment.


In one embodiment, valve 71 is a solenoid-based valve. Alternatively, valve 71 may be any other valve that can be opened and closed via an electrical control signal. Flow sensor 73 and pressure sensor 74, respectively, measure air flow and pressure in lumen 18. Valve controller 75 receives a flow indicator signal 76 from the flow sensor 73 and a pressure indicator signal 77 from pressure sensor 74 and produces a valve control signal 78 to open or close valve 71. Alternatively, one or more of flow sensor 73, pressure sensor 74, and valve 71 may reside within lumen 18 and be in communication with valve controller 75 via connections between the catheter 10 and console 60.



FIG. 5b shows one embodiment of an external console 60 connected to catheter 10. External console 60 optionally comprises a visual display 79 that receives and displays flow and pressure data as sensed by sensors 73 and 74, for example, via a connection 72 to the controller 75. Optionally, visual display 79 is a touch-screen display allowing a user to interact with console 60.



FIGS. 6a and 6b illustrate the operation of one-way flow assembly 70. FIG. 6a is a flowchart showing the operational steps of valve controller 75 as it produces the electrical valve control signal 78 to open or close valve 71 based on input from flow sensor 73 and pressure sensor 74. FIG. 6b is a graph showing exemplary signals generated by the flow sensor 73 (top panel) and pressure sensor 74 (bottom panel) during a series of respiration cycles. The flow and pressure direction during exhalation is herein referred to as the positive flow and pressure direction and plotted on the positive ordinate of the graphs in FIG. 6B, and the flow and pressure direction during inhalation is referred to as the negative flow direction and plotted on the negative ordinate of FIG. 6B.


Initially, the patient may breathe normally through lumen 18 of catheter 10. Once the treatment is initiated (step 80)—which could be accomplished using the visual display 79—valve controller 75 waits for the completion of an inhalation cycle, until flow sensor 73 indicates a flow value that is greater than a specified flow threshold value. This is shown as step 81 in FIG. 6a and shown as the first flow and pressure cycle in FIG. 6B lasting for a period indicated as 81p. The flow threshold value is chosen to indicate the beginning of an exhalation cycle. FIGS. 6a and 6b and the present description assume an exemplary flow threshold value of zero. Optionally, the flow threshold value is configurable to a value other than zero.


In step 82 in FIG. 6a (also indicating the positive flow and pressure in FIG. 6b), valve controller 75 maintains valve 71 in an open state during exhalation until flow sensor 73 receives a flow value less than or equal to zero. Thus, as is illustrated in FIG. 6b, step 82 lasts for a period indicated as 82p as long as flow sensor 73 senses an air flow value greater than zero.


When flow sensor 73 senses a flow value that is less than or equal to zero, valve controller 75 closes valve 71 in step 83 in FIG. 6a and no air flows through the lumen into the lung compartment. As is shown in FIG. 6b, Step 83 occurs contemporaneously with the flow value reaching zero or lower at the point in time denoted 83p. Typically, the flow reduces to zero at the end of exhalation, at which point valve controller 75 closes the valve 71.


The following steps of valve controller 75 refer to a pressure threshold value. The pressure threshold value is chosen to indicate the beginning of an exhalation cycle. This value is configurable, and in what follows, an example pressure threshold value of zero is assumed.


Ideally, it is desirable that valve controller 75 reopen valve 71 when the pressure increases to or above the pressure threshold value. Realistically, given hardware imperfections, the pressure as sensed and reported by pressure sensor 74 at the end of exhalation may fluctuate around zero, causing chatter of valve 71. To prevent valve chatter, in step 84, valve controller 75 maintains valve 71 in a closed state while the pressure remains above a specified minimum pressure value, denoted as min_pressure in FIGS. 6a and 6b. This minimum pressure—min_pressure—is configurable and set to a value appreciably less than the specified pressure threshold value. Thus, as is further shown in FIG. 6b, valve 71 remains closed during the period 84p.


Optionally, during step 84, valve controller 75 also monitors pressure to ensure that valve 71 will open if the patient starts exhalation prior to the pressure decreasing to below min_pressure, To this end, during step 84, valve controller 75 is optionally configured to open valve 71 if pressure increases to a value that is above the pressure threshold value by an amount referred to as a safeguard offset value. The safeguard offset value is configurable.


During step 85 in FIG. 6a, once the pressure passes below “min_pressure”, valve controller 75 maintains valve 71 in a closed state until the pressure increases to or passes the pressure threshold value. Referring to FIG. 6b, step 85 lasts the duration between the achievement of min_pressure in step 84 and the attainment of the pressure threshold value, with the period denoted as 85p in FIG. 6b.


When the pressure increases to or passes the pressure threshold value, the valve controller 75 opens the valve 71 at step 86 in FIG. 6a. Thus, referring to FIG. 6b, the opening of the valve in step 86 occurs at point 86p and is contemporaneous with the pressure increasing to or passing a zero value. This allows air to empty from the lung compartment in communication with lumen 18.


Thereafter, as the patient resumes inhalation, the valve controller 75 resumes operation at Step 82 (close valve 71 and prevent airflow into the target lung compartment), for a new respiration cycle, until the lung reduction process is terminated.


Use of the endobronchial lung volume reduction catheter 10 to reduce the residual volume of a diseased region DR of a lung L is illustrated beginning in FIG. 7. Catheter 10 is introduced through the patient's mouth, down past the trachea T and into a lung L. The distal end 14 of the catheter 10 is advanced to the main airway AW leading into the diseased region DR of the lung. Introduction and guidance of the catheter may be achieved in conventional manners, such as described in commonly-owned U.S. Pat. Nos. 6,287,290; 6,398,775; and 6,527,761, the full disclosures of which are incorporated herein by reference.


Referring now to FIGS. 8A-D, functioning of the one-way valve element in achieving the desired lung volume reduction will be described. After the distal end 14 of the catheter 10 is advanced to the feeding airway AW, an expandable occluding element 15 is expanded to occlude the airway. The expandable occluding element may be a balloon, cuff, or a braided balloon as described in copending applications 60/823,734, filed on Aug. 28, 2006, and 60/828,496 filed on Oct. 6, 2006, the full disclosures of which are incorporated herein by reference. At that point, the only path between the atmosphere and the diseased region DR of the lung is through the lumen 18 of the catheter 10. As the patient exhales, as shown in FIG. 8A, air from the diseased region DR flows outwardly through the lumen 18 and the one-way flow element 22, one-way flow assembly 70, or any other one-way flow structure, causing a reduction in residual air within the region and a consequent reduction in volume. Air from the remainder of the lung also passes outward in the annular region around the catheter 10 in a normal manner.


As shown in FIG. 8B, in contrast, when the patient inhales, no air enters the diseased regions DR of the lung L (as long as there are no significant collateral passageways), while the remainder of the lung is ventilated through the region around the catheter. It will be appreciated that as the patient continues to inhale and exhale, the air in the diseased region DR is incrementally exhausted, further reducing the lung volume as the external pressure from the surrounding regions of the lung are increased relative to the pressure within the diseased region. As shown in FIG. 8C, after sometime, typically seconds to minutes, air flow from the isolated lung segment will stop and a maximum or near-maximum level of residual lung volume reduction within the diseased region DR will have been achieved. At that time, the airway AW feeding the diseased region DR can be occluded, by applying heat, radiofrequency energy, glues, or preferably by implanting an occluding device 30, as shown in FIG. 8D. Implantation of the occluding device 30 may be achieved by any of the techniques described in commonly-owned U.S. Pat. Nos. 6,287,290; and 6,527,761, the full disclosures of which have been previously incorporated herein by reference.


While the above is a complete description of the preferred embodiments of the invention, various alternatives, modifications, and equivalents may be used. Therefore, the above description should not be taken as limiting the scope of the invention which is defined by the appended claims.

Claims
  • 1. A method for reducing the residual volume of a hyperinflated lung compartment, said method comprising: sealing a distal end of a catheter in an airway feeding the lung compartment, wherein the catheter comprises an expandable occluding member disposed near a distal end of the catheter, wherein some portion of the occluding member is transparent, and wherein the shape and material of the occluding member are configured such that the occluding member forms a wide angle lens;allowing air to be expelled from the lung compartment through a passage in the catheter while the patient is exhaling; andblocking air from entering the lung compartment through the catheter passage while the patient is inhaling;wherein a proximal end of the occluding member is attached circumferentially to an outer surface of the catheter and a distal portion of the occluding member is attached circumferentially to an inner surface of the passage such that the occluding member forms the wide angle lens.
  • 2. The method as in claim 1, wherein said occluding member is adapted to be expanded in the airway such that access to the lung compartment is provided only through the passage when the occluding member is expanded.
  • 3. The method as in claim 2, wherein the occluding member has an expanded configuration and a contracted configuration, and wherein the sealing the distal end comprises inflating the occluding member into the expanded configuration to sealingly engage walls of the airway.
  • 4. The method as in claim 3, wherein the occluding member is an elastomeric balloon.
  • 5. The method as in claim 1, wherein the hyperinflated lung compartment is substantially free of collateral flow from adjacent lung compartments prior to sealing the catheter distal end.
  • 6. The method as in claim 5, further comprising introducing an oxygen-rich gas into the lung compartment after the volume is reduced to induce or promote absorption atelectasis.
  • 7. The method as in claim 1, wherein the hyperinflated lung compartment has collateral flow channels with one or more adjacent lung compartments prior to sealing the catheter distal end.
  • 8. The method as in claim 7, wherein the collateral flow channels at least partially collapse as the volume of the hyperinflated lung compartment is reduced.
  • 9. The method as in claim 1, wherein reducing the residual volume of a hyperinflated lung compartment causes functional lung volume expansion of the remaining lung compartments.
  • 10. The method as in claim 1, wherein the allowing and blocking steps are performed by a passive flow control element within or in-line with the passage in the catheter.
  • 11. The method as in claim 10, wherein the passive flow control element comprises a one-way valve.
  • 12. The method as in claim 1, wherein the allowing and blocking steps are performed by monitoring flow and/or pressure in the passage and actively opening and closing a valve within or in-line with the passage.
  • 13. The method as in claim 12, wherein flow is monitored to detect the beginning of an inhalation cycle and pressure is monitored to detect the beginning of an exhalation cycle, wherein the valve is closed at the beginning of the inhalation cycle and opened at the beginning of the exhalation cycle.
  • 14. The method as in claim 12, wherein flow and pressure are monitored using data from a flow sensor and a pressure sensor within or in-line with the passage.
  • 15. A method for diagnosing or treating a lung compartment, said method comprising: introducing a catheter into an airway feeding the lung compartment, wherein the catheter comprises a distal end, a proximal end, at least one lumen extending from the distal end to the proximal end, wherein the distal end comprises a transparent expandable member, wherein the shape and material of the transparent expandable member are configured such that the transparent expandable member forms a wide angle lens, and wherein a proximal end of the transparent expandable member is attached circumferentially to an outer surface of the catheter and a distal portion of the transparent expandable member is attached circumferentially to an inner surface of the catheter lumen such that the transparent expandable member forms the wide angle lens;viewing the airway through the transparent expandable member using a viewing scope such that the transparent expandable member provides a wide angle view of the airway; andperforming a diagnostic or therapeutic procedure on the lung.
  • 16. The method of claim 15, wherein the therapeutic procedure is a lung volume reduction procedure.
  • 17. The method of claim 15, wherein the diagnostic procedure is used to determine collateral ventilation in the lung compartment.
CROSS-REFERENCE TO RELATED APPLICATION

The present application is a divisional of U.S. patent application Ser. No. 12/407,709, filed Mar. 19, 2009 (now U.S. Pat. No. 9,050,094), which is a continuation-in-part of International Application No. PCT/US08/56706, filed Mar. 12, 2008, which claims the benefit of U.S. patent application Ser. No. 11/685,008, filed, Mar. 12, 2007, the full disclosures of which are incorporated herein by reference.

US Referenced Citations (145)
Number Name Date Kind
3322126 Rusch et al. May 1967 A
3498286 Michael et al. Mar 1970 A
3669098 Nagashige Jun 1972 A
3677262 Henry Jul 1972 A
3768504 Rentsch Oct 1973 A
3776222 Smiddy Dec 1973 A
3794026 Jacobs Feb 1974 A
3866599 Johnson Feb 1975 A
3913568 Carpenter Oct 1975 A
4041936 Carden Aug 1977 A
4134407 Elam Jan 1979 A
4147169 Taylor Apr 1979 A
4327720 Bronson et al. May 1982 A
4327721 Goldin et al. May 1982 A
4382442 Jones May 1983 A
4453545 Inoue Jun 1984 A
4468216 Muto Aug 1984 A
4470407 Hussein Sep 1984 A
4538607 Saul Sep 1985 A
4567882 Heller Feb 1986 A
4681093 Ono et al. Jul 1987 A
4716896 Ackerman Jan 1988 A
4742819 George May 1988 A
4784133 Mackin Nov 1988 A
4796639 Snow et al. Jan 1989 A
4819664 Nazari Apr 1989 A
4846153 Berci Jul 1989 A
4850371 Broadhurst et al. Jul 1989 A
4852568 Kensey Aug 1989 A
4862874 Kellner Sep 1989 A
4896941 Hayashi et al. Jan 1990 A
4949716 Chenoweth Aug 1990 A
4955375 Martinez Sep 1990 A
4958932 Kegelman et al. Sep 1990 A
4961738 Mackin Oct 1990 A
4976710 MacKin Dec 1990 A
5056529 De Groot Oct 1991 A
5143062 Peckham Sep 1992 A
5146916 Catalani Sep 1992 A
5165420 Strickland Nov 1992 A
5181913 Erlich Jan 1993 A
5246012 Strickland Sep 1993 A
5285778 Mackin Feb 1994 A
5308325 Quinn et al. May 1994 A
5309903 Long May 1994 A
5329940 Adair Jul 1994 A
5331947 Shturman Jul 1994 A
5361753 Pothmann Nov 1994 A
5447165 Gustafsson Sep 1995 A
5477851 Callaghan et al. Dec 1995 A
5499625 Frass et al. Mar 1996 A
5546935 Champeau Aug 1996 A
5588424 Insler et al. Dec 1996 A
5598840 Iund et al. Feb 1997 A
5624449 Pham et al. Apr 1997 A
5642730 Baran Jul 1997 A
5645519 Lee et al. Jul 1997 A
5653231 Bell Aug 1997 A
5660175 Dayal Aug 1997 A
5662712 Pathak Sep 1997 A
5682880 Brain Nov 1997 A
5707352 Sekins et al. Jan 1998 A
5752921 Orr May 1998 A
5765557 Warters Jun 1998 A
5795322 Boudewijn Aug 1998 A
5800455 Palermo et al. Sep 1998 A
5893841 Glickman Apr 1999 A
5897528 Schultz Apr 1999 A
5915383 Pagan Jun 1999 A
5972026 Laufer et al. Oct 1999 A
6083255 Laufer et al. Jul 2000 A
6099546 Gia Aug 2000 A
6174307 Daniel et al. Jan 2001 B1
6174323 Biggs et al. Jan 2001 B1
RE37117 Palermo Mar 2001 E
6258100 Alferness et al. Jul 2001 B1
6287290 Perkins et al. Sep 2001 B1
6293951 Alferness et al. Sep 2001 B1
6346074 Roth Feb 2002 B1
6398775 Perkins et al. Jun 2002 B1
6527761 Soltesz et al. Mar 2003 B1
6585639 Kotmel et al. Jul 2003 B1
6609521 Belani et al. Aug 2003 B1
6629951 Laufer et al. Oct 2003 B2
6651672 Roth Nov 2003 B2
6679264 Deem Jan 2004 B1
6692494 Cooper et al. Feb 2004 B1
6709401 Perkins et al. Mar 2004 B2
6712812 Roschak et al. Mar 2004 B2
6722360 Doshi Apr 2004 B2
6749606 Keast et al. Jun 2004 B2
6792947 Bowden Sep 2004 B1
6878141 Perkins et al. Apr 2005 B1
6886558 Tanaka May 2005 B2
6941950 Wilson et al. Sep 2005 B2
6997189 Biggs et al. Feb 2006 B2
6997918 Soltesz et al. Feb 2006 B2
7011094 Rapacki et al. Mar 2006 B2
7022088 Keast et al. Apr 2006 B2
7086398 Tanaka Aug 2006 B2
7276077 Zadno-Azizi et al. Oct 2007 B2
7449010 Hayase et al. Nov 2008 B1
7588033 Wondka Sep 2009 B2
7883471 Aljuri et al. Feb 2011 B2
8137302 Aljuri et al. Mar 2012 B2
8496006 Aljuri et al. Jul 2013 B2
9050094 Aljuri et al. Jun 2015 B2
9533116 Aljuri et al. Jan 2017 B2
20010051899 Kawashima et al. Dec 2001 A1
20020049370 Laufer et al. Apr 2002 A1
20020062120 Perkins et al. May 2002 A1
20020169413 Keren et al. Nov 2002 A1
20030051733 Kotmel Mar 2003 A1
20030171332 Abraham et al. Sep 2003 A1
20030228344 Fields et al. Dec 2003 A1
20040016435 Deem et al. Jan 2004 A1
20040243016 Sanderson et al. Dec 2004 A1
20050016530 McCutcheon et al. Jan 2005 A1
20050022809 Wondka Feb 2005 A1
20050126572 Gosweiler et al. Jun 2005 A1
20050166924 Thomas et al. Aug 2005 A1
20050187561 Lee-Sepsick et al. Aug 2005 A1
20050288684 Aronson et al. Dec 2005 A1
20060095002 Soltesz et al. May 2006 A1
20060102186 Adler May 2006 A1
20060122647 Callaghan et al. Jun 2006 A1
20060129134 Kerr Jun 2006 A1
20060264772 Aljuri et al. Nov 2006 A1
20060283462 Fields et al. Dec 2006 A1
20070005083 Sabanathan et al. Jan 2007 A1
20070096048 Clerc May 2007 A1
20070142742 Aljuri et al. Jun 2007 A1
20070225747 Perkins et al. Sep 2007 A1
20080051719 Nair et al. Feb 2008 A1
20080228130 Aljuri et al. Sep 2008 A1
20080228137 Aljuri et al. Sep 2008 A1
20090241964 Aljuri et al. Oct 2009 A1
20090260625 Wondka Oct 2009 A1
20100031964 Turek et al. Feb 2010 A1
20110011406 Blom et al. Jan 2011 A1
20110152678 Aljuri et al. Jun 2011 A1
20110203594 Brain Aug 2011 A1
20110259339 Isaza Oct 2011 A1
20130296696 Aljuri et al. Nov 2013 A1
20170071606 Aljuri et al. Mar 2017 A1
Foreign Referenced Citations (29)
Number Date Country
0791340 Aug 1997 EP
0815803 Jan 1998 EP
0982044 Mar 2000 EP
1078601 Oct 2006 EP
2004504867 Feb 2004 JP
WO-9210971 Jul 1992 WO
WO-9533506 Dec 1995 WO
WO-9844854 Oct 1998 WO
WO-9848706 Nov 1998 WO
WO-9849191 Nov 1998 WO
WO-9901076 Jan 1999 WO
WO-9917827 Apr 1999 WO
WO-9920332 Apr 1999 WO
WO-9932040 Jul 1999 WO
WO-9934741 Jul 1999 WO
WO-9964109 Dec 1999 WO
WO 0041612 Jul 2000 WO
WO-0051510 Sep 2000 WO
WO-0062699 Oct 2000 WO
WO-0102042 Jan 2001 WO
WO-0103642 Jan 2001 WO
WO-0110314 Feb 2001 WO
WO-0113839 Mar 2001 WO
WO-0113908 Mar 2001 WO
WO-03022124 Mar 2003 WO
WO-03022221 Mar 2003 WO
WO-2006055692 May 2006 WO
WO-2006078451 Jul 2006 WO
WO 2006091597 Aug 2006 WO
Non-Patent Literature Citations (29)
Entry
European search report and opinion dated Oct. 13, 2015 for EP Application No. 08732032.1.
Burger et al., “Gas exchange in the parabronchial lung of birds: Experiments in unidirectionally ventilated ducks,” Respiration Physiology Mar. 1979; 36(1):19-37.
Notice of Allowance dated Aug. 26, 2016 for U.S. Appl. No. 13/938,025.
Office action dated Jul. 12, 2013 for U.S. Appl. No. 12/407,709.
Ojo et al., Lung volume reduction surgery alters management of pulmonary nodules in patients with severe COPD. Chest. Dec. 1997; 112(6): 1494-1500.
Becker et al., Lung Volumes Before and After Lung Volume Reduction Surgery, Am J Respir Crit Care Med, 1998; 157:1593-1599.
Clark et al., “Lung volume reduction surgery alters management of pulmonary nodules in patients with severe COPD” Chest (1997) 112(6):1494-1500.
Criner et al., Effect of Lung Volume Reduction Surgery on Diaphragm Strength, Am J Respir Crit Care Med, 1998; 157:1578-1585.
European search report and opinion dated Nov. 16, 2009 for EP Application No. 06717427.6.
Harada et al., Re-expansion of Refractory Atelectasis Using a Bronchofiberscope with a Balloon Cuff, Chest, Dec. 1983; 84:725-728.
International search report and written opinion dated Aug. 26, 2008 for PCT/US2008/056706.
Kotloff et al., “Comparison of Short-term Functional Outcomes Following Unilateral and Bilateral Lung Volume Reduction Surgery,” Chest. Apr. 1998;113(4):890-5.
Morrell et al., “Collateral ventilation and gas exchange during airway occlusion in the normal human lung,” Am Rev Respir Dis. Mar. 1993;147(3):535-539.
Notice of allowance dated Feb. 2, 2015 for U.S. Appl. No. 12/407,709.
Notice of allowance dated Mar. 26, 2013 for U.S. Appl. No. 12/820,547.
Office action dated Apr. 10, 2015 for U.S. Appl. No. 13/938,025.
Office action dated Apr. 11, 2012 for U.S. Appl. No. 12/407,709.
Office action dated Apr. 15, 2010 for U.S. Appl. No. 11/685,008.
Office action dated Jul. 8, 2014 for U.S. Appl. No. 12/407,709.
Office action dated Aug. 1, 2012 for U.S. Appl. No. 12/820,547.
Office action dated Nov. 1, 2013 for U.S. Appl. No. 12/407,709.
Office action dated Nov. 24, 2009 for U.S. Appl. No. 11/685,008.
Office action dated Dec. 17, 2012 for U.S. Appl. No. 12/407,709.
Sclafani, “Clearing the Airways,” AARC Times, Jan. 1999, pp. 69-72.
Snell, et al. The potential for bronchoscopic lung volume reduction using bronchial prostheses. Chest. Sep. 2003; 124(3):1073-1080.
U.S. Appl. No. 11/428,762, filed Jul. 5, 2006.
U.S. Appl. No. 60/828,496, filed Oct. 26, 2006.
Woolcock et al., Mechanical Factors Influencing Collateral Ventilation In Human, Dog, and Pig Lungs, J Appl Physiol. Jan. 1971; 30(1):99-115.
Office action dated Dec. 18, 2015 for U.S. Appl. No. 13/938,025.
Related Publications (1)
Number Date Country
20150231353 A1 Aug 2015 US
Divisions (1)
Number Date Country
Parent 12407709 Mar 2009 US
Child 14703670 US
Continuation in Parts (1)
Number Date Country
Parent PCT/US2008/056706 Mar 2008 US
Child 12407709 US