1. Field of the Invention
The present invention generally relates to treating sleep disorders, and more specifically relates to methods and devices for treating patients suffering from obstructive sleep apnea and hypopnea.
2. Description of the Related Art
Obstructive sleep apnea (OSA) is caused by a blockage of the airway, which usually occurs when the soft tissue in the throat collapses and closes during sleep. During each apnea event, the brain briefly arouses the sufferer in order to initiate the resumption of breathing, however, this type of sleep is extremely fragmented and of poor quality. When left untreated, OSA may result in high blood pressure, cardiovascular disease, weight gain, impotency, headaches, memory problems, job impairment, and/or motor vehicle crashes.
According to the National Institutes of Health, OSA is rather common and affects more than twelve million Americans. OSA affects males more than females. Other risk factors include being overweight and over the age of forty, however, OSA can strike anyone at any age, even children. Despite the seriousness of OSA, a lack of awareness by the public and healthcare professionals results in the vast majority of patients remaining undiagnosed and untreated.
There have been a number of efforts directed to treating OSA. For example, devices for electrically stimulating the soft palate to treat snoring and obstructive sleep apnea are disclosed in U.S. Pat. Nos. 5,284,161 and 5,792,067. These devices have had mixed results because they require patient adherence to a regimen of use, subject the patient to discomfort during sleep, and result in repeated arousal of the patient.
Another protocol for treating OSA, continuous positive airway pressure (CPAP), delivers air into the airway through a specially designed nasal mask or pillow. The flow of air creates positive pressure when the patient inhales to keep the airway open. CPAP is considered by many to be the most effective non-surgical treatment for the alleviation of snoring and obstructive sleep apnea, however, patients complain about discomfort from the mask and hoses, including bloating, nasal drying, and dry eyes. As a result, patient compliance is only about 40%.
Surgical treatments have also been employed. One such treatment is referred to as uvulopalatopharyngoplasty, which involves removing about 2 cm of the trailing edge of the soft palate to reduce the soft palate's ability to flutter between the tongue and the pharyngeal wall of the throat. The procedure has been effective in alleviating snoring, but is painful and frequently results in undesirable side effects. In particular, removal of the trailing edge of the soft palate compromises the soft palate's ability to seal off nasal passages during swallowing and speech. As a result, many uvulopalatopharyngoplasty patients experience fluid escaping from the mouth and flowing into the nose while drinking.
Another procedure uses a surgical laser to create scar tissue on the surface of the soft palate. The scar tissue reduces the flexibility of the soft palate, which, in turn, reduces snoring and/or closing of the air passage. The above-mentioned laser procedure may have limited utility in treating snoring, but is ineffective in treating OSA.
Cautery-assisted palatal stiffening operation (CAPSO) is a recently developed office-based procedure performed with local anesthesia. A midline strip of soft palate mucosa is removed, and the wound is allowed to heal. The flaccid palate is stiffened, and palatal snoring ceases. As with the previously discussed surgical approaches, this procedure is not effective in treating OSA.
Surgical procedures such as uvulopalatopharyngoplasty and those mentioned above continue to have problems. The area of surgical treatment (i.e., removal of palatal tissue or scarring of palatal tissue) may be inappropriate to treat the patient's condition. In addition, the proposed procedures are painful with extended and uncomfortable healing periods. For example, scar tissue on the soft palate may present a continuing irritant to the patient. Moreover, the procedures are not reversible in the event they happen to induce adverse side effects. Finally, the procedures are useful in some patients experiencing snoring, but have little beneficial effect on patients with OSA.
Other surgical approaches have been tried that employ the use of RF or microwave energy (Somnoplasty) to shrink tissue in the tongue or soft palate. Radiofrequency ablation of the soft palate is used to produce thermal lesions within the tissues. Somnoplasty devices have been approved by the U.S. Food and Drug Administration (FDA) for radiofrequency ablation of palatal tissues for simple snoring and for the base of the tongue for OSA. In some situations, radiofrequency of the soft palate and base of tongue are performed together as a multilevel procedure. To date, the treatments alone or in combination have failed to provide relief to more than 50% of patients.
Another device intended to treat snoring or obstructive sleep apnea uses several braided PET cylinders that are implanted to make the tissues of the tongue or uvula more rigid and less prone to deflection. The Pillar™ Palatal Implant System sold by Restore Medical of St. Paul, Minn. is an implantable device that has been cleared by the FDA. The device is a cylindrical-shaped segment of braided polyester filaments that is permanently implanted submucosally in the soft palate, for reducing the incidence of airway obstructions in patients suffering from mild to moderate obstructive sleep apnea. The Pillar device has been associated with a number of adverse side effects, including extrusion, infection, and patient discomfort.
Another implant system sold under the trademark REPOSE™ by InfluENT of Concord, N.H., uses a titanium bone screw that is inserted into the posterior aspect of the mandible at the floor of the mouth. A loop of suture is passed through the tongue base and attached to the mandibular bone screw. The Repose™ procedure achieves a suspension, or hammock, of the tongue base making it less likely for the base of the tongue to prolapse during sleep. Due to the high activity of the tongue during wakefulness, the suture component of this device may act as a “cheese cutter” to the tongue, causing device failure and requiring subsequent removal.
One effort for treating OSA involves creating an auxiliary airway. In one embodiment, commonly assigned U.S. patent application Ser. No. 12/182,402, filed Jul. 30, 2008, the disclosure of which is hereby incorporated by reference herein, teaches forming an auxiliary airway for treating obstructive sleep apnea by implanting an elongated conduit beneath a pharyngeal wall of the pharynx. The elongated conduit has a proximal end in communication with a first region of the pharynx, a distal end in communication with a second region of the pharynx, and a section extending beneath the pharyngeal wall for bypassing an oropharynx region of the pharynx.
Magnets have also been used for treating sleep apnea. For example, in one embodiment, commonly assigned U.S. patent application Ser. No. 12/183,955, filed Jul. 31, 2008, the disclosure of which is hereby incorporated by reference herein, discloses a magnetic implant including a bone anchor, a first magnet coupled to the bone anchor, a tongue anchor, a second magnet coupled to the tongue anchor, and a support for aligning the first and second magnets so that a repelling force is generated between the magnets for urging the second magnet away from the first magnet and toward the bone anchor. The support maintains the first magnet at a fixed distance from the bone anchor, aligns the first magnet with the second magnet, and guides movement of the first and second magnets.
In spite of the above advances, there remains a need for additional methods and devices for reducing the burden of managing obstructive sleep apnea through minimally invasive approaches that provide long term results, that encourage patient compliance, and that minimize patient discomfort.
In one embodiment, an implant is used for the indirect displacement of the hyoid bone through the inferior, lateral, and/or superior displacement of the inframandibular musculature. In one embodiment, inferior displacement preferably results in the musculature being pushed downwards toward the lower extremities of the patient. In one embodiment, lateral displacement preferably results in the musculature being pushed laterally toward the sides of the patient. In one embodiment, superior displacement preferably results in the musculature being pushed upwards toward the upper end of the patient. The inframandibular muscular generally refers to the geniohyoid, mylohyoid, digastric, and pterygoid muscles. In one embodiment, the location of hyoid bone is altered through the use of an implant device that is placed superior to the mylohyoid muscle. The implant device is preferably anchored to the lower anterior and posterior aspects of the mandible to inferiorly displace the inframandibular musculature which, in turn, shifts the hyoid bone in an anterior direction for avoiding obstructive sleep apnea events. In other preferred embodiments, the implant device displaces the inframandibular musculature in a lateral or superior direction, which, in turn, shifts the hyoid bone in an anterior direction.
In one embodiment, an implant for treating obstructive sleep apnea includes an elongated body having a central region, a first end, and a second end opposite the first end. The central region of the elongated body preferably engages the geniohyoid musculature that extends between a mandible and a hyoid bone. As used herein, the terms “engages” or “engaging” mean to couple with, interlock with, contact, secure, and/or attach. The first and second ends of the elongated body are preferably anchored to the opposing lateral aspects of the mandible, whereby the elongated body is under tension for urging the inframandibular musculature in an inferior direction. As the geniohyoid and inframandibular musculature is urged in an inferior direction, tension is applied to the hyoid bone in an anterior direction. As the hyoid bone is advanced, the tongue base is also displaced anteriorly for avoiding obstructive sleep apnea events.
In one embodiment, the elongated body is a biocompatible mesh. The implant may include a tissue piercing element secured to one of the ends of the elongated body. As used herein, the terms “secure”, “securing” and “secured” mean fasten, attach, join, fix, clip, connect, couple and/or tie. The elements described herein may be secured together using knots, glue, or any other fastening methods or fasteners known to those skilled in the art. In one embodiment, the implant includes a first tissue piercing element secured to the first end of the elongated body and a second tissue piercing element secured to the second end of the elongated body.
In one embodiment, the implant includes an inflatable bladder located in the central region of the elongated body. The inflatable bladder may overlie the elongated body or may be embedded within the elongated body. The inflatable bladder desirably includes a port for filling the inflatable bladder with a liquid, gel, or a gas. The inflation level of the inflatable bladder may be adjusted in response to the desired level of inferior displacement of the inframandibular musculature.
In one embodiment, the first end of the elongated body is desirably anchored to a first outer surface region of the mandible and the second end of the elongated body is anchored to a second outer surface region of the mandible that faces away from the first outer surface region of the mandible. Tension is desirably applied to the first and second ends of the elongated body and, while maintaining the tension on the elongated body, the first and second ends are anchored to the mandible. As used herein, the terms “tension” or “tensioning” mean applying a force tending to stretch or elongate an object.
Although the present invention is not limited by any particular theory of operation, it is believed that the implanted elongated body will urge the inframandibular musculature in an inferior direction. In turn, as the musculature is coupled with the hyoid bone, inferior displacement of the musculature will result in the hyoid bone being displaced in an anterior direction. As the hyoid bone is displaced in an anterior direction, the likelihood of an obstructive sleep apnea event occurring is minimized.
In one embodiment, an implant for treating obstructive sleep apnea includes an elongated body having a central region, a first end, and a second end opposite the first end. The central region of the elongated body is adapted to engage the inframandibular musculature that extends between an inner surface of the mandible and a hyoid bone. The first end of the elongated body is preferably secured to a first outer surface region of the mandible, and the second end of the elongated body is preferably secured to a second outer surface region of the mandible. The elongated body is desirably under tension so as to inferiorly displace the inframandibular musculature. The central region of the elongated body preferably engages a mylohyoid muscle or a geniohyoid muscle for providing the force for inferiorly displacing the inframandibular musculature.
In one embodiment, the elongated body comprises a flexible, biocompatible mesh. The elongated body may also include an inflatable bladder located in the central region thereof, whereby the inflatable bladder is adapted to receive a liquid or a gas for selectively inflating the bladder.
In one embodiment, a method for treating obstructive sleep apnea includes inferiorly displacing the inframandibular musculature having an anterior end coupled with an inner surface of a mandible and a posterior end coupled with a hyoid bone for anteriorly displacing the hyoid bone. In one embodiment, the step of inferiorly displacing musculature includes providing an implant having an elongated body with a central region, a first end and a second end opposite the first end. The inframandibular musculature is preferably engaged with the central region of the implant. After engaging the inframandibular musculature, the first and second ends of the elongated body are placed under tension for inferiorly displacing the inframandibular musculature. After tensioning, the first and second ends of the elongated body are desirably fixed to the mandible. The fixing of the first and second ends to the mandible may include anchoring the first end of the elongated body to a first outer surface region of the mandible and anchoring the second end of the elongated body to a second outer surface region of the mandible. In one embodiment, one or more of the ends of the implant may be passed through the mandible and secured to washer-like devices on the exterior surfaces of the mandible.
These and other preferred embodiments of the present invention will be described in more detail below.
In a human body, an air filled space between the nasal cavity N and the larynx LX is referred to as the upper airway. The most critical part of the upper airway associated with sleep disorders is the pharynx PX. Referring to
As is well known to those skilled in the art, the soft palate and the tongue are both very flexible structures. The soft palate SP provides a barrier between the nasal cavity N and the mouth M. In many instances, the soft palate SP is longer than necessary so that it extends a significant distance between the back of the tongue T and the posterior pharyngeal wall PPW.
Referring to
Although the muscles relax throughout the body during sleep, most of the muscles of the respiratory system remain active. During inhalation, the diaphragm contracts and causes negative pressure to draw air A into the nasal cavity N and the mouth M. The air then flows past the pharynx PX, through the trachea TR and into the lungs. The negative pressure causes the tissue of the upper airway to deform slightly, which narrows the airway passage. In apneic patients, the soft palate SP, the tongue T, and/or the epiglottis EP collapse against the posterior pharyngeal wall PPW or lateral pharyngeal wall to block airflow into the trachea. As the airway narrows, airflow through the pharynx and nasal cavity may become turbulent, causing the soft palate SP to vibrate and generating a sound commonly known as snoring.
During sleep, humans typically experience brief obstructions of airflow and/or small decreases in the amount of airflow into the trachea and lungs. An obstruction of airflow for more than ten seconds is referred to as apnea. A decrease in airflow by more than fifty percent is referred to as hypopnea. The severity of sleep disorders is measured by the number of apneas and hypopneas that occur during every hour of sleep.
If apnea or hypopnea occur more than five times per hour, most medical personnel diagnose the individual as having an upper airway resistance problem. Many of these patients often exhibit symptoms related to sleep disorders including sleepiness during the day, depression, and difficulty concentrating.
Individuals having ten or more episodes of apnea or hypopnea during every hour of sleep are officially classified as having obstructive sleep apnea syndrome. As the airway is obstructed, the individual makes repeated attempts to force inhalation. Many of these episodes are silent and are characterized by movements of the abdomen and chest wall as the individual strains to draw air into the lungs. Typically, episodes of apnea may last a minute or more. During this time, oxygen levels in the blood will decrease. Ultimately, the obstruction may be overcome by the individual generating a loud snore or awakening with a choking feeling.
The present invention provides a number of advantages over prior art methods and devices used for treating obstructive sleep apnea syndrome and hypopnea. First, the methods and devices disclosed herein provide for simple surgical procedures that are minimally invasive. Typically, the methods and devices disclosed herein may be utilized during an outpatient procedure. In addition, the methods and devices disclosed herein provide both immediate and long term results for treating obstructive sleep apnea syndrome and hypopnea. Moreover, the methods and devices disclosed herein do not require a significant level of patient compliance.
Referring to
Referring to
Referring to
Referring to
In one embodiment, an implant device as described herein is looped around the geniohyoid or digastrics and has both ends of the implant device anchored at the same or approximately the same location on the lateral edge of the mandible thereby causing inferior, lateral, and/or superior displacement of the digastrics or geniohyoid musculature.
Referring to
In one embodiment, the ends of the implants 50A, 50B are fixed to the inferior edge of the mandible 36 while being accessed through the use of a small incision. Tension is preferably applied to the first and second ends 54, 56 of the implant device 50 in order to displace the mylohyoid musculature 26. In one embodiment, the musculature is displaced inferiorly, however, the musculature may also be displaced superiorly, laterally, or combinations thereof (e.g. laterally and inferiorly). Once a preferred level of tension is applied to the first and second ends 54, 56 of the implant devices 50A, 50B, the first and second ends are fixed to the mandible 36. Fixation may be accomplished using sutures, suture anchors, or adhesives such as cyanoacrylate or fibrin glue for securing the first and second ends of the implant to the respective outer surfaces 64A, 64B of the mandible 36. Alternatively, the ends 54, 56 of the implant devices 50A, 50B may be passed through surgically created holes in the mandible and then secured on the outside of the mandible with anchoring elements such as a locking sleeve, a slotted spring washer type device, sutures, adhesives, and/or a staple.
Although the present invention is not limited by any particular theory of operation, it is believed that implanting a device as shown and described above in
Referring to
Referring to
In one embodiment, the implant device is preferably placed within a plane that lies between the genioglossus and the geniohyoid muscles. The implant device preferably provides an anchoring point to the base of the tongue as healing occurs.
Although the present invention is not limited by any particular theory of operation, it is believed that using an implant device to suspend the geniohyoid musculature as shown and described above in
In one embodiment, an implant device as described herein is looped around the geniohyoid or digastrics and has both ends of the implant device anchored at the same or approximately the same location on the lateral edge of the mandible thereby causing inferior, lateral, and/or superior displacement of the digastrics or geniohyoid musculature. In one preferred embodiment, the displacement is inferior, however, in other embodiments the displacement may be lateral, lateral and inferior, lateral and superior, and/or superior. Although the present invention is not limited by any particular theory of operation, it is believed that using the implants described herein for displacement of the digastrics or geniohyoid muscles will move the back of the tongue and surrounding tissue away from the opposing pharyngeal wall for minimizing the likelihood of OSA episodes.
Referring to
The implant device 250 preferably includes a bladder 280 that is carried by a flexible, biocompatible strip. The bladder 280 is desirably inflatable and is preferably placed over or embedded within the central region 252 of the implant device 250. The inflatable bladder 280 desirably includes an inflation port 282 that may be used for inflating the bladder with a solution such as a sterile saline solution. The bladder may be comprised of a biocompable elastomer such as silicone, polyurethane, or other materials known to those skilled in the art of making balloons for use on medical implants. The inflation port may optionally be connected to another, smaller bladder placed subcutaneously by a small tube in communication with both bladders. The physician may therefore adjust the volume of the main bladder through an injection in the neck, whereby the injection is aimed at the smaller bladder in the subcutaneous space. The inflatable bladder 280 may also be inflated with a gas. In one embodiment, a sterile needle is preferably inserted into the inflation port 282, and a gas or liquid is introduced into the bladder 280 for inflating the bladder. Although the present invention is not limited by any particular theory of operation, it is believed that the implant device shown and described in
In one embodiment, after an incision is made in the frenulum, the genioglossus muscle may be undermined by using a scalpel or harmonic scalpel. The genioglossus muscle may be repositioned anteriorly to a point that opens the airway sufficient for normal breathing. The implant device is desirably implanted through the plane created to advance the genioglossus muscle. After anterior displacement of the genioglossus muscle, the newly positioned genioglossus muscle may be sutured to the implant device or surrounding tissue. In this embodiment, the implant device may be used as part of a two-part system whereby the mesh is also adapted to indirectly displace the hyoid bone. The above-described methods and devices may also be used alone.
The present invention discloses a simple, minimally invasive procedure that may be performed on an out-patient basis. The present invention desirably provides immediate and long-term results for treating obstructive sleep apnea. The present invention does not impact the shape or motion of the tongue or soft palate, but only indirectly affects the position of the hyoid bone. Thus, the present invention is less likely to affect swallowing or speech, thereby providing a great improvement over prior art devices and methods. The present invention also preferably uses materials having long-term biocompatibility.
The headings used herein are for organizational purposes only and are not meant to be used to limit the scope of the description or the claims. As used throughout this application, the word “may” is used in a permissive sense (i.e., meaning having the potential to), rather than the mandatory sense (i.e., meaning must). Similarly, the words “include”, “including”, and “includes” mean including but not limited to. To facilitate understanding, like reference numerals have been used, where possible, to designate like elements common to the figures.
Although various embodiments disclosed herein relate to use in humans, it is contemplated that the present invention may be used in all mammals, and in all animals having air passages. Moreover, the methods and devices disclosed herein may incorporate any materials that are biocompatible, as well as any solutions or components that minimize rejection, enhance tissue ingrowth, enhance the formation of mucosal layers, and/or improve acceptance of the implant device by a body after the device has been implanted.
While the foregoing is directed to embodiments of the present invention, other and further embodiments of the invention may be devised without departing from the basic scope thereof. As such, the scope of the present invention is to be limited only as set forth in the appended claims.
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