The present invention relates to methods and surgical kits that can be used to fuse facet joints through minimally invasive procedures.
In the United States, about 10% of the population will suffer from back pain sometime in the next year. This occurrence is more than any other injury or disease except for the common cold and flu. About one-third of those suffering from back pain will not recover and will live with persistent, disabling symptoms. These numbers are cumulative year after year.
One root cause of back pain, particularly the persistent and disabling kind, is problems (including arthritis) with facet joints. The back of each vertebra has two sets of facet joints. One pair faces upward and the other pair faces downward. Within each set there is a facet joint on the left side of each vertebra and a facet joint on the right side of each vertebra.
Facet joints are the system of joints that allow movement (forward bending, backward bending and twisting) of the spine. While these joints allow movement of the spine, their interlocking nature also helps to stabilize the spine.
Similar to other joints in the body, each facet joint is surrounded by a capsule of connective tissue and produces synovial fluid to nourish and lubricate the joint. The joint surfaces themselves are coated with a thick spongy material called articular cartilage that enables the bones of each joint to smoothly move against the other.
Osteoarthritis is probably the most common cause of facet joint pain. This degenerative disease causes progressive cartilage deterioration. Without the spongy cartilaginous cushion, joint bones begin to rub against each other when at rest and during movement causing a substantial amount of pain. Therefore, one option to treat this type of pain is to join rubbing portions of bone together so that this painful friction does not occur.
Present surgical solutions available for facet joint dysfunctions are high-risk, complex and invasive pedicle screw or compression screw based operations associated with prolonged recovery times (such as from about 6 to 24 months; see, e.g., U.S. Pat. No. 6,485,518 and U.S. Pat. No. 6,648,893). The high risk nature of these surgeries leads to uncertain clinical outcomes which can motivate doctors and patients to choose non-surgical symptomatic treatments. While these treatments can help to alleviate back pain temporarily, the underlying cause of the pain continues to progressively worsen. Moreover, there are additional problems associated with screw-based approaches to facet joint fusion. For example, screw-type fixations can work their way loose over time, negating any beneficial effect of the original procedure. Thus, there is room for great improvement in the surgical treatment of facet joint dysfunction.
The present invention provides a minimally-invasive procedure and associated surgical tools that can be used to fuse facet joint bones without the use of a screw-based approach. Instead of relying on a screw to hold rubbing facet joints together, the methods of the present invention displaces bone from the facet joint (typically by drilling) and inserts a bone plug into the created hole. The bone plug allows natural bone in-growth into and around the plug such that, typically, a strong and permanent fusion results. The methods of the present invention may be so minimally-invasive that, in some embodiments, it can be practiced arthroscopically or percutaneously. Moreover, in many instances, the procedure can be out-patient.
Specifically, one embodiment according to the present invention includes a method comprising: creating an incision; locating a facet joint with a distal end of a pin wherein the facet joint is formed between two opposing bones and the pin includes a distal end and a proximal end; inserting a spatula; sliding a substantially hollow drill guide over the spatula/pin wherein the drill guide includes a proximal end, a distal end, a handle and a marking wherein the handle is nearer to the proximal end of the drill guide than to the distal end and wherein the distal end includes opposed teeth that can be inserted into the facet joint and wherein the marking indicates the rotational orientation of the two opposed teeth; removing the pin from within the drill guide; inserting a drill bit into the drill guide; drilling a hole into a bone of the facet joint; removing the drill bit; inserting a facet joint bone plug into the hole; and removing the drill guide. In some embodiments, there are two opposed teeth. In some embodiments, the hole is drilled in a manner that permits some of the drilled bone to remain in the drilled hole.
Another embodiment according to the present invention includes a method comprising creating an incision; locating a facet joint with a distal end of a pin wherein the facet joint is formed between two opposing bones and the pin includes a distal end and a proximal end; sliding a substantially hollow spatula over the pin wherein the spatula includes a proximal end, a distal end and a body wherein the distal end includes a planar wedge and the body includes a marking that can indicate the orientation of the planar wedge; adjusting the rotation of the planar wedge until the planar wedge enters the facet joint; sliding a substantially hollow drill guide over the spatula wherein the drill guide includes a proximal end, a distal end, a handle and a marking wherein the handle is nearer to the proximal end of the drill guide than to the distal end, wherein the distal end includes two opposed teeth that can be inserted into the facet joint and the marking indicates the rotational orientation of the two opposed teeth and wherein when the marking on the drill guide is matched or aligned with the marking on the spatula, the orientation of the two opposed teeth is in approximately the same plane defined by the planar wedge; aligning the markings on the spatula and the drill guide; removing the spatula from within the drill guide; inserting a drill bit into the drill guide; drilling a hole into a bone of the facet joint; removing the drill bit; inserting a facet joint bone plug into the hole; removing the drill guide; and closing the incision wherein the pin has also been removed prior to the closing of the incision.
In other embodiments according to the present invention, the inserting of the facet joint bone plug into the hole includes sliding an inserter instrument into the drill guide wherein the inserter instrument has a proximal end and a distal end and a facet joint bone plug associated with the distal end; and disengaging the facet joint bone plug from the distal end of the inserter instrument into the drilled hole.
A particular embodiment according to the present invention includes a method comprising creating an incision; locating a facet joint with a spinal pin; accessing the facet joint with a substantially hollow spatula wherein the spatula includes a proximal end, a distal end, a body and a marking on the body wherein the distal end includes a planar wedge and the accessing includes sliding the substantially hollow spatula over the spinal pin while adjusting the rotation of the planar wedge until the planar wedge enters the facet joint; sliding a substantially hollow drill guide over the spatula wherein the drill guide includes a proximal end, a distal end, a handle and a marking wherein the handle is nearer to the proximal end of the drill guide than to the distal end and wherein the distal end includes two opposed teeth and wherein when the marking on the drill guide is matched or aligned with the marking on the spatula, the orientation of the opposed teeth is in approximately the same plane defined by the planar wedge; matching or aligning the markings on the spatula and the drill guide; removing the spinal pin and the spatula from within the drill guide; inserting a drill bit into the drill guide; drilling a hole into a bone of the facet joint; removing the drill bit; sliding an inserter instrument into the drill guide wherein the inserter instrument has a proximal end and a distal end and a facet joint bone plug associated with the distal end; disengaging the facet joint bone plug from the distal end of the inserter instrument into the drilled hole; and removing the drill guide. In some embodiments, the drilling includes grinding the bone and compacting some of the drilled bone within said hole.
In particular embodiments according to the present invention, the above described methods can further comprise confirming the location of the pin at the facet joint. In one embodiment, the confirming is accomplished with at least one x-ray.
In another embodiment according to the present invention, the method further includes tapping the spatula further into the facet joint following the initial inserting of the planar wedge into the facet joint.
In another embodiment according to the present invention, the method further includes tapping the drill guide following the aligning of the markings so that the opposed teeth of the drill guide engage facet joint bone to secure the orientation of the drill guide until the removing of the drill guide.
In another embodiment according to the present invention, the method further includes tapping the facet joint bone plug into the facet joint following the inserting.
In other embodiments, the present invention includes a method including creating an incision; locating a facet joint with a distal end of a pin wherein the facet joint is formed between two opposing bones and the pin includes the distal end and a proximal end; sliding a substantially hollow drill guide over the pin wherein the drill guide includes a proximal end, a distal end, and a handle wherein the handle is nearer to the proximal end of the drill guide than to the distal end, the distal end includes opposed teeth that can be inserted into the facet joint and; removing the pin from within the drill guide; inserting a drill bit into the drill guide; drilling a hole into a bone of the facet joint; removing the drill bit; inserting a facet joint bone plug into the hole using a bone plug inserter having a raised portion at or near is proximal end, wherein the raised portion prevents over-insertion of the bone plug; and removing the drill guide. In some embodiments, the distal end of the drill guide includes two opposed teeth. In other embodiments, the distal end of the drill guide includes a plurality of teeth, wherein the plurality of teeth includes two opposed teeth and one or more smaller teeth disposed between the two opposed teeth. In some embodiments, the method also includes confirming the location of the pin at the facet joint, for example by taking at least one x-ray. In certain embodiments, the drill guide includes a marking that indicates the rotational orientation of the opposed teeth. In some embodiments, the drilling includes grinding the bone and compacting some of the drilled bone within the hole.
In certain embodiments, the present invention includes a method including: creating an incision; locating a facet joint with a distal end of a pin wherein the facet joint is formed between two opposing bones and the pin includes the distal end and a proximal end; sliding a substantially hollow spatula over the pin wherein the spatula includes a proximal end, a distal end and a body wherein the distal end includes a planar wedge; adjusting the rotation of the planar wedge until the planar wedge enters the facet joint; sliding a substantially hollow drill guide over the spatula wherein the drill guide includes a proximal end, a distal end, and a handle wherein the handle is nearer to the proximal end of the drill guide than to the distal end, the distal end includes opposed teeth that can be inserted into the facet joint; removing the spatula from within the drill guide; inserting a drill bit into the drill guide; drilling a hole into a bone of the facet joint; removing the drill bit; inserting a facet joint bone plug into the hole using a bone plug inserter having a raised portion at or near its proximal end, wherein the raised portion prevents over-insertion of the bone plug; removing the drill guide; and closing the incision wherein the pin has also been removed prior to the closing of the incision. In particular embodiments, the distal end of the drill guide includes two opposed teeth. In certain embodiments, the distal end of the drill guide includes a plurality of teeth, wherein the plurality of teeth includes two opposed teeth and one or more smaller teeth disposed between the two opposed teeth. In some embodiments, the method also includes confirming the location of the pin at the facet joint, including by taking at least one x-ray. In particular embodiments, the body of the spatula includes a marking that can indicate the orientation of the planar wedge. In other embodiments, the spatula further includes a marking and wherein when the marking on the drill guide is matched or aligned with the marking on the spatula, the orientation of the opposed teeth is in approximately the same plane defined by the planar wedge. In some embodiments, the method also includes the step of aligning the markings on the spatula and the drill guide. In some embodiments, the step of inserting the facet joint bone plug into the hole includes sliding an inserter instrument into the drill guide wherein the inserter instrument has a proximal end and a distal end and a facet joint bone plug associated with the distal end; and disengaging the facet joint bone plug from the distal end of the inserter instrument into the drilled hole. In some embodiments, the method also includes tapping the spatula further into the facet joint following the initial inserting of the planar wedge into the facet joint. In some embodiments, the method also includes tapping the drill guide following the aligning of the markings so that the opposed teeth of the drill guide engage facet joint bone to secure the orientation of the drill guide until the removing of the drill guide. In some embodiments, the method also includes tapping the facet joint bone plug into the facet joint following the inserting. In some embodiments, the drilling includes grinding the bone and compacting some of the drilled bone within the hole.
In other embodiments, the present invention includes a method including: creating an incision; locating a facet joint with a spinal pin; accessing the facet joint with a substantially hollow spatula wherein the spatula includes a proximal end, a distal end, and a body wherein the distal end includes a planar wedge and the accessing includes sliding the substantially hollow spatula over the spinal pin while adjusting the rotation of the planar wedge until the planar wedge enters the facet joint; sliding a substantially hollow drill guide over the spatula wherein the drill guide includes a proximal end, a distal end, and a handle wherein the handle is nearer to the proximal end of the drill guide than to the distal end and wherein the distal end includes opposed teeth; removing the spinal pin and the spatula from within the drill guide; inserting a drill bit into the drill guide; drilling a hole into a bone of the facet joint; removing the drill bit; sliding an inserter instrument into the drill guide wherein the inserter instrument has a proximal end and a distal end, wherein a facet joint bone plug is associated with the distal end and wherein the proximal end includes a raised portion that prevents over-insertion of the facet joint bone plug; disengaging the facet joint bone plug from the distal end of the inserter instrument into the drilled hole; and removing the drill guide. In some embodiments, the method also includes confirming the location of the spinal pin at the facet joint, for example by taking at least one x-ray. In other embodiments, the method also includes tapping the spatula further into the facet joint following the initial entry of the planar wedge into the facet joint. In some embodiments, the method also includes tapping the drill guide so that the opposed teeth of the drill guide engage facet joint bone to secure the orientation of the drill guide until the removing of the drill guide. In some embodiments, the method also includes tapping the facet joint bone plug into the hole following the facet joint bone plug's disengagement from the inserter instrument. In some embodiments, the spatula and the drill guide each further includes a marking, wherein when the marking on the drill guide is matched or aligned with the marking on the spatula, the orientation of the opposed teeth is in approximately the same plane defined by the planar wedge. In some embodiments, the method also includes the step of matching or aligning the markings on the spatula and the drill guide. In some embodiments the distal end of the drill guide includes two opposed teeth. In some embodiments, the distal end of the drill guide includes a plurality of teeth, wherein the plurality of teeth includes two opposed teeth and one or more smaller teeth disposed between the two opposed teeth. In some embodiments, the drilling includes grinding the bone and compacting some of the drilled bone within the hole.
The present invention also includes surgical kits. In one embodiment according to the present invention the surgical kit includes a pin comprising a distal end and a proximal end and a substantially hollow drill guide wherein the drill guide includes a proximal end, a distal end, a handle and a marking wherein the handle is nearer to the proximal end of the drill guide than to the distal end and wherein the distal end includes opposed teeth and wherein the marking indicates the rotational orientation of the two opposed teeth. In some embodiments, there are two opposed teeth.
In another embodiment of a surgical kit according to the present invention the surgical kit further includes a bone plug.
An additional embodiment of a surgical kit according to the present invention includes a surgical kit comprising a substantially hollow spatula comprising a proximal end, a distal end, a body and a marking on the body wherein the distal end includes a planar wedge and the marking indicates the rotation of the planar wedge; and a drill guide comprising a proximal end, a distal end, a handle and a marking wherein the handle is nearer to the proximal end of the drill guide than to the distal end and wherein the distal end includes two opposed teeth and wherein when the marking on the drill guide is matched or aligned with the marking on the spatula when the drill guide is place over the spatula, the orientation of the opposed teeth is in approximately the same plane defined by the planar wedge.
Surgical kit embodiments according to the present invention can further comprise a tool selected from the group consisting of an inserter instrument, a spinal pin, a spinal needle, an impacter, a hammer, a drill bit, a drill, a reamer, a dilator, a bone plug holder, a bone plug, and an autoclavable surgical tool kit box.
One particular surgical kit according to the present invention includes a surgical kit comprising a substantially hollow spatula comprising a proximal end, a distal end, a body and wherein the distal end includes a planar wedge; and a drill guide comprising a proximal end, a distal end, and a handle wherein the handle is nearer to the proximal end of the drill guide than to the distal end and wherein the distal end includes opposed teeth. In some embodiments, the substantially hollow spatula includes a marking on the body. In some embodiments, the marking on the body of the spatula indicates the rotation of the planar wedge. In some embodiments, the distal end of the drill guide includes two opposed teeth. In some embodiments the drill guide includes a marking. In some such embodiments, the when the marking on the drill guide is matched or aligned with the marking on the spatula when the drill guide is place over the spatula, the orientation of the opposed teeth is in approximately the same plane defined by the planar wedge
Additional embodiments of kits according to the present invention can also individually, collectively or in various combinations include one or more of a spinal pin, a spinal needle, an impacter, a hammer, a reamer, a drill bit, a reamer, a drill, a dilator, a dilator tube, a guide wire, a bone plug, and a bone plug holder wherein all components of the kit except for the reamer can be re-used, stored and sterilized in a single autoclavable surgical tool kit box.
In some embodiments the present invention includes a surgical kit including a substantially hollow spatula comprising a proximal end, a distal end, and a body wherein the distal end includes a planar wedge; and a drill guide comprising a proximal end, a distal end, and a handle wherein the handle is nearer to the proximal end of the drill guide than to the distal end and wherein the distal end includes opposed teeth; a spinal pin; a drill bit; a bone plug inserter comprising a proximal end and a distal end, wherein the distal end is configured to interact with a bone plug and wherein the proximal end includes a raised portion that prevents over-insertion of the bone plug; a bone plug holder; and wherein all components of the kit can be stored and sterilized in a single autoclavable tool box. In certain embodiments, the spatula and the drill guide each further includes a marking, wherein when the marking on the drill guide is matched or aligned with the marking on the spatula, the orientation of the opposed teeth is in approximately the same plane defined by the planar wedge. In particular embodiments, the marking on the spatula indicates the rotation of the planar wedge. In other embodiments, the surgical tool kit also includes a spinal needle, an impacter, a hammer, a drill, a reamer, a dilator or a bone plug. In some embodiments the drill bit is configured to grind the bone and compact some of the drilled bone within the hole.
In some embodiments, the present invention includes a method including: creating an incision; locating a facet joint with a distal end of a pin wherein the facet joint is formed between two opposing bones and the pin comprises the distal end and a proximal end; sliding a substantially hollow drill guide over the pin wherein the drill guide comprises a proximal end, a distal end, and a handle wherein the handle is nearer to the proximal end of the drill guide than to the distal end, the distal end comprises opposed teeth with a length longer than about 3 mm that can be inserted into the facet joint; removing the pin from within the drill guide; inserting a drill bit into the drill guide; drilling a hole into a bone of the facet joint; removing the drill bit; inserting a facet joint bone plug into the hole using a bone plug inserter having a raised portion at or near is proximal end, wherein the raised portion prevents over-insertion of the bone plug; and removing the drill guide. The opposed teeth may be about 3 mm to about 20 mm in length. In one example, the opposed teeth are about 10 mm in length.
In some embodiments, opposed teeth comprise one or more selected from the group consisting of a straight portion and a tapered portion. In one example, the straight portion is about 2 mm to about 10 mm in width. For example, the straight portion may be about 3 mm in width.
The tapered portion may taper at an angle between about 1 degree to just under about 90 degrees. In one example, the taper is about an angle of 45 degrees. Further, the tapered portion may taper from a starting width of about 3 mm to a range from just below a width of 3 mm to a width of about 0.1 mm. The tapered portion may comprise more than one taper.
The opposed teeth may comprise at the distal end of the teeth, one or more selected from the group consisting of a flat edge, a sharp point and a rounded off edge. The teeth may comprise a straight portion and a tapered portion. The straight portion may be about 3 mm in length and at the proximal end of the teeth, and the tapered portion may be about 7 mm in length and at the distal end of the teeth. Further, the distal end of the drill guide may comprise a plurality of teeth. The plurality of teeth may comprise two opposed teeth and one or more smaller teeth disposed between the two opposed teeth.
In some embodiments, one of the opposed teeth may comprise a straight portion with a first end and a second end, a tapered portion with a first end and a second end, and an angled portion with a first end and a flat second end. The first end of the tapered portion may be disposed at the second end of the straight portion. The first end of the angled portion may be disposed at the second end of the straight portion. The straight portion may be about 3 mm in length and about 3 mm in width. The tapered portion and the angled portion, together, may be about 7 mm in length. Further, the tapered portion may comprise a slight taper from the first end of the tapered portion to the second end of the tapered portion until the tapered portion is about 2.25 mm in width. The angled portion may comprise a second taper at an angle of about 45 degrees, thereby providing a more extreme narrowing at the flat second end of the angled portion.
In various embodiments, the present invention includes a method including creating an incision locating a facet joint with a distal end of a pin wherein the facet joint is formed between two opposing bones and the pin comprises the distal end and a proximal end; sliding a substantially hollow spatula over the pin wherein the spatula comprises a proximal end, a distal end and a body wherein the distal end comprises a planar wedge, and the body comprises a longitudinal marking that can indicate the orientation of the planar wedge and one or more transverse guide markings near the proximal end of the spatula; adjusting the rotation of the planar wedge until the planar wedge enters the facet joint; sliding a substantially hollow drill guide over the spatula wherein the drill guide comprises a proximal end, a distal end, and a handle wherein the handle is nearer to the proximal end of the drill guide than to the distal end, the distal end comprises two opposed teeth that can be inserted into the facet joint and a marking on the proximal end that can be aligned with the longitudinal marking on the spatula thereby allowing the orientation of the opposed teeth to be in approximately the same plane defined by the planar wedge; inserting the drill guide into the incision until the proximal end of the drill guide aligns with the first transverse guide mark on the spatula; aligning the longitudinal marking on the spatula with the marking on the drill guide thereby aligning the opposed teeth in approximately the same plane defined by the planar wedge; further inserting the drill guide into the incision and using the one or more transverse guide markings to indicate the depth of the insertion of the teeth of the drill guide into the facet joint; removing the spatula from within the drill guide; inserting a drill bit into the drill guide; drilling a hole into a bone of the facet joint; removing the drill bit; inserting a facet joint bone plug into the hole using a bone plug inserter having a raised portion at or near its proximal end, wherein the raised portion prevents over-insertion of the bone plug; and removing the drill guide.
The spatula may comprise between one transverse guide mark to five transverse guide marks. In one example, the spatula comprises three transverse guide marks. The transverse guide marks may be equidistant from each other. In one example, the transverse guide marks are about 1 mm to about 20 mm apart from each other. In another example, the transverse guide marks are about 10 mm apart from each other. The first transverse guide mark may be near the proximal end of the spatula. The second transverse guide mark may be further from the proximal end of the spatula than the first transverse guide mark. The third transverse guide mark may be further from the proximal end of the spatula than the second transverse guide mark.
In some embodiments, the step of inserting the drill guide into the incision further comprises inserting the drill guide into the incision until the proximal end of the drill guide aligns with the first transverse guide mark on the spatula; aligning the longitudinal marking on the spatula with the marking on the drill guide thereby aligning the opposed teeth in approximately the same plane defined by the planar wedge; further inserting the drill guide into the incision until the proximal end of the drill guide aligns with the second transverse guide mark on the spatula, thereby indicating that the distal end of the drill guide is at the entry level of the facet joint or closely approaching it; further aligning the longitudinal marking on the spatula with the marking on the drill guide thereby assuring the opposed teeth are in approximately the the plane defined by the planar wedge; and further inserting the drill guide into the incision until the proximal end of the drill guide aligns with the third transverse guide mark on the spatula, thereby indicating that the opposed teeth are fully inserted or approximately fully inserted into the facet joint.
In some embodiments, the present invention includes a method including creating an incision; locating a facet joint with a distal end of a pin wherein the facet joint is formed between two opposing bones and the pin comprises the distal end and a proximal end; sliding a substantially hollow spatula over the pin wherein the spatula comprises a proximal end, a distal end and a body wherein the distal end comprises a planar wedge, and the body comprises a longitudinal marking that can indicate the orientation of the planar wedge, and one or more transverse guide markings near the proximal end of the spatula; adjusting the rotation of the planar wedge until the planar wedge enters the facet joint; sliding a substantially hollow drill guide over the spatula wherein the drill guide comprises a proximal end, a distal end wherein the distal end comprises opposed teeth with a length longer than about 3 mm that can be inserted into the facet joint, a handle wherein the handle is nearer to the proximal end of the drill guide than to the distal end, and a marking on the proximal end that can be aligned with the longitudinal marking on the spatula thereby allowing the orientation of the opposed teeth to be in approximately the same plane defined by the planar wedge, and; inserting the drill guide into the incision until the proximal end of the drill guide aligns with the first transverse guide mark on the spatula; aligning the longitudinal marking on the spatula with the marking on the drill guide thereby aligning the opposed teeth in approximately the same plane defined by the planar wedge; further inserting the drill guide into the incision until the proximal end of the drill guide aligns with the second transverse guide mark on the spatula, thereby indicating that the distal end of the drill guide is at the entry level of the facet joint or closely approaching it; further aligning the longitudinal marking on the spatula with the marking on the drill guide thereby assuring the opposed teeth are in approximately the same plane defined by the planar wedge; further inserting the drill guide into the incision and using the one or more transverse guide markings to indicate the depth of the insertion of the teeth of the drill guide into the facet joint; removing the spatula from within the drill guide; inserting a drill bit into the drill guide; drilling a hole into a bone of the facet joint; removing the drill bit; inserting a facet joint bone plug into the hole using a bone plug inserter having a raised portion at or near its proximal end, wherein the raised portion prevents over-insertion of the bone plug; and; removing the drill guide; and closing the incision wherein the pin has also been removed prior to the closing of the incision.
The opposed teeth may be a length of about 10 mm. The opposed teeth may comprise a straight portion and a tapered portion wherein the straight portion is about 3 mm in length and at the proximal end of the teeth, and the tapered portion is about 7 mm in length and at the distal end of the teeth.
In some embodiments, one of the opposed teeth comprises a straight portion with a first end and a second end, a tapered portion with a first end and a second end, and an angled portion with a first end and a flat second end. The first end of the tapered portion may be disposed at the second end of the straight portion. The first end of the angled portion may be disposed at the second end of the tapered portion. The straight portion may be about 3 mm in length and about 3 mm in width. The tapered portion and the angled portion, together, may be about 7 mm in length. The tapered portion may comprise a slight taper from the first end of the tapered portion to the second end of the tapered portion until the tapered portion is about 2.25 mm in width. The angled portion may comprise a second taper at an angle of about 45 degrees thereby providing a more extreme narrowing at the flat end of the angled portion.
In some embodiments, the spatula comprises three transverse guide marks. The transverse guide marks may be about 10 mm apart from each other. The first transverse guide mark may be near the proximal end of the spatula. The second transverse guide mark may be further from the proximal end of the spatula than the first transverse guide mark. The third transverse guide mark may be further from the proximal end of the spatula than the second transverse guide mark.
The step of inserting the drill guide into the incision may further comprise inserting the drill guide into the incision until the proximal end of the drill guide aligns with the first transverse guide mark on the spatula; aligning the longitudinal marking on the spatula with the marking on the drill guide thereby aligning the opposed teeth in approximately the same plane defined by the planar wedge; further inserting the drill guide into the incision until the proximal end of the drill guide aligns with the second transverse guide mark on the spatula, thereby indicating that the distal end of the drill guide is at the entry level of the facet joint or closely approaching it; further aligning the longitudinal marking on the spatula with the marking on the drill guide thereby assuring the opposed teeth are in approximately the same plane defined by the planar wedge; and further inserting the drill guide into the incision until the proximal end of the drill guide aligns with the third transverse guide mark on the spatula, thereby indicating that the opposed teeth are fully inserted or approximately fully inserted into the facet joint.
The plurality of teeth may comprise two opposed teeth and one or more smaller teeth disposed between the two opposed teeth. Inserting of the facet joint bone plug into the hole may comprise sliding an inserter instrument into the drill guide wherein the inserter instrument has a proximal end and a distal end and a facet joint bone plug associated with the distal end; and disengaging the facet joint bone plug from the distal end of the inserter instrument into the drilled hole.
The method may further comprise tapping the spatula further into the facet joint following the initial inserting of the planar wedge into the facet joint. The method may further comprise tapping the drill guide following the aligning of the markings so that the opposed teeth of the drill guide engage facet joint bone to secure the orientation of the drill guide until the removing of the drill guide. The method may further comprise tapping the facet joint bone plug into the facet joint following the inserting.
In some embodiments, the present invention includes a surgical kit including a substantially hollow spatula comprising a proximal end, a distal end, and a body wherein the distal end comprises a planar wedge, the substantially hollow spatula comprising a guide mark; a drill guide comprising a proximal end, a distal end, and a handle wherein the handle is nearer to the proximal end of the drill guide than to the distal end and wherein the distal end comprises opposed teeth with a length longer than about 3 mm; a spinal pin; a drill bit; a bone plug inserter comprising a proximal end and a distal end, wherein the distal end is configured to interact with a bone plug and wherein the proximal end comprises a raised portion that prevents over-insertion of the bone plug; a bone plug holder; and wherein all components of the kit can be stored and sterilized in a single autoclavable tool box.
The spatula and the drill guide may each further comprises a marking, wherein when the marking on the drill guide is matched or aligned with the marking on the spatula. The orientation of the opposed teeth may be in approximately the same plane defined by the planar wedge. The marking on the spatula indicates the rotation of the planar wedge.
The surgical kit may further comprise one or more tools selected from the group consisting of a spinal needle, an impacter, a hammer, a drill, a reamer, a dilator and a bone plug. In another example, the surgical kit further comprises a bone plug. The drill bit may be configured to grind the bone and compact some of the drilled bone within the hole. In another example, the spatula comprises one or more transverse guide markings. In yet another example, the spatula comprises three transverse guide markings.
The methods and surgical kits of the present invention described above can also be used or sold in conjunction with bone plugs according to the present invention. In one embodiment along the length of the bone plug there is at least one major diameter and at least one minor diameter. In another embodiment the bone plug includes a fin or a series of fins. In some embodiments, the fins in the series are spaced approximately 1 mm apart.
It is understood that the present invention is not limited to the particular methodologies, protocols, systems and methods, etc., described herein, as these may vary. It is also to be understood that the terminology used herein is used for describing particular embodiments only, and is not intended to limit the scope of the present invention. It must be noted that as used herein and in the appended claims, the singular forms “a,” “an,” and “the” include the plural reference unless the context clearly dictates otherwise. For instance, a reference to a surgical kit refers to one or more surgical kits and a reference to “a method” is a reference to one or more methods and includes equivalents thereof known to those of ordinary skill in the art and so forth.
Unless defined otherwise, all technical and scientific terms used herein have the same meanings as commonly understood by one of ordinary skill in the art to which this invention belongs. Specific methods, devices, systems and materials are described, although any methods and materials similar or equivalent to those described herein can be used in the practice or testing of the present invention.
Back pain is a prevalent problem in the United States. One root cause of back pain, particularly the persistent and disabling kind, is problems with facet joints. Each vertebra has two sets of facet joints. One pair faces upward and the other pair faces downward. Within each set there is a facet joint on the left side of each vertebra and a facet joint on the right side of each vertebra.
Facet joints, also called zygapophyseal or apophyseal joints are the system of joints that allow movement (forward bending, backward bending and twisting) of the spine. While these joints allow movement of the spine, their interlocking nature also helps to stabilize the spine.
Similar to other joints in the body, each facet joint is surrounded by a capsule of connective tissue and produces synovial fluid to nourish and lubricate the joint. The joint surfaces themselves are coated with a thick spongy material called articular cartilage that enables the bones of each joint to smoothly move against the other.
Osteoarthritis is one cause of facet joint pain. This degenerative disease causes progressive cartilage deterioration. Without the spongy cartilaginous cushion, joint bones rub against each other when at rest and during movement causing a substantial amount of pain. Therefore, one option to treat this type of pain is to join rubbing portions of bone together so that this painful friction does not occur.
The present invention provides a minimally-invasive surgical option and associated tools to fuse facet joints for the treatment of back pain. The methods and tools can be used to perform the joint fusion in a minimally invasive procedure, utilizing a small incision hence requiring a minimal number of sutures, for example arthroscopically or percutaneously, in some instances, leading to an out-patient procedure. In one embodiment, the methods and tools can be used to fuse the forty-eight spinal facet joints on the spine from C1-C2 through L5-S1.
Turning to the figures, in a specific embodiment, a spatula 90 as depicted in
In another embodiment, the transverse guide markings may be laser etched or marked. In another embodiment, the transverse guide markings may be marked 360 degrees around the circumference of the spatula. In another embodiment, the markings may be less than about 1 mm wide. In another embodiment, the markings, may be more than about 1 mm wide. In another embodiment, the markings, may be about 1 mm wide. In another embodiment, the proximal end of the spatula may have knurling as depicted in
With respect to the large opposed teeth, and as depicted in
In other embodiment of the present invention, the opposed teeth 50 may encompass various shapes and sizes. In a specific embodiment, the opposed teeth 50 may be straight. In another specific embodiment, the opposed teeth 50 may be tapered.
In another specific embodiment, and as depicted in
Regarding the straight portion 407 of one of the opposed teeth 50, as shown in
Regarding the tapered portion 410 of one of the opposed teeth 50 as depicted in
In a specific embodiment, as shown in
In another specific embodiment, the opposed teeth 50 may each have one or more tapers to provide easier insertion into the facet joint. In this context a “taper” refers to a distinct gradient of tapering. As such, an embodiment having a plurality of tapers means the embodiment tapers at a plurality of gradients. In another specific embodiment, the opposed teeth 50 may each have one taper.
In another specific embodiment, each of the opposed teeth may only have a straight portion. In another embodiment, each of the opposed teeth may have only a tapered portion. Such an embodiment is depicted in
In another specific embodiment, the opposed teeth may each have a straight portion and more than one taper. A specific embodiment of a two tapered system including a straight portion 407 of one of the opposed teeth 50 is depicted in detail in
Various taper gradients relative to the straight portion of one of the opposed teeth may be encompassed in the present invention. If either of the opposed teeth do not contain a straight portion, various taper gradients relative to the barrel 55 of the drill guide may also be encompassed in the present invention. In a specific embodiment, each of the opposed teeth may be tapered with about a 1 degree gradient and thus creating a slight taper. In another embodiment, the taper gradient may be just under about 90 degrees. In another embodiment, the taper gradient may from about 1 degree to about just under 90 degrees. In another embodiment, the taper gradient may be about 45 degrees. In another embodiment, each of the opposed teeth 50 may have more than one taper at different taper gradients. In other embodiments, the taper gradient may be about 1 degree, about 5 degrees, about 10 degrees, about 15 degrees, about 20 degrees, about 25 degrees, about 30 degrees, about 35 degrees, about 40 degrees, about 50 degrees, about 55 degrees about 60 degrees, about 65 degrees, about 70 degrees, about 75 degrees, about 80 degrees, or about 85 degrees.
Again referring to
The taper gradient(s), thus may also affect the width of each of the opposed teeth throughout each tooth's length. In a specific embodiment, and as depicted in
In yet another embodiment, the width of the straight portion 407 may about 3 mm and the length of the opposed teeth 50 may be about 10 mm. In another embodiment, the width of the straight portion 407 may about 3 mm and the length of the opposed teeth 50 may be about 10 mm, wherein the straight portion is about 3 mm in length. Such embodiments provide numerous advantages. First, the longer length of the opposed teeth at 10 mm, as opposed to, for example, 3 mm, allows for a further insertion of the opposed teeth 50 into the facet joint, thus providing more stability of the drill guide 40 in the facet joint 30, as depicted in
The taper gradient of the tapered portion 410 may also affect the width of the angled portion 415 including the flat second end 420 of the angled portion 415. For example, because of the taper of the tapered portion 410 and the taper of the angled portion 415 in
In another embodiment, the widths of the ends of the opposed teeth may have a contour as opposed to being flat. In another embodiment, the ends of the opposed teeth, and as depicted in
The handle on the drill guide may be configured in any suitable shape and size. In some embodiments, the handle on the drill guide is configured to permit the surgeon to manipulate the drill guide. In the embodiment depicted in
Turning to methods of the present invention,
Once the facet joint 30 has been located with the distal end of a pin 20, as seen in
In a particular embodiment of the present invention, there can be an intermediate step between locating the facet joint 30 with the distal end 10 of a pin 20 and inserting the drill guide 40 over the pin 20. In this alternative embodiment, depicted in
A specific embodiment of the technique is depicted in
In one specific embodiment of the technique, a drill guide 40 may be placed over the spatula 90 with one transverse guide mark and inserted in the incision towards the facet joint 30. The drill guide 40 may then be further inserted into the incision towards the facet joint 30 until the proximal end of the drill guide 301 aligns with the transverse guide mark on the spatula (for example, 305 on
The location of the transverse guide mark on the spatula can thus be located on various parts of the spatula. In one specific embodiment, the transverse guide mark is located on the spatula so when aligned with the proximal end of the drill guide 301, the opposable teeth of the drill guide are approaching the skin of the patient. In another specific embodiment, the transverse guide mark when aligned may indicate that the opposable teeth of the drill guide are approximately at the fascia of the patient. In another specific embodiment, the transverse guide mark when aligned may indicate that the opposable teeth are approximately at the muscle of the patient. In another specific embodiment, the transverse guide mark when aligned may indicate that the opposable teeth are approximately at the facet joint of the patient. In another specific embodiment, the transverse guide mark when aligned may indicate that the opposable teeth are approximately fully within of the patient. In another specific embodiment, the transverse guide mark when aligned may indicate that the opposable teeth are approximately about 10 mm within the facet joint of the patient.
In another specific embodiment, the alignment of the proximal end of the drill guide 301 with the transverse guide mark on the spatula may indicate to the user a change in behavior of the surgical technique is needed. In one specific embodiment, the transverse guide mark when aligned may indicate that the drill guide should be inserted more slowly or more carefully. In one specific embodiment, the transverse guide mark when aligned may indicate that the drill guide should only be rotated a few degrees in each direction.
In one embodiment, the transverse guide mark when aligned may indicate that the longitudinal marking on the spatula 115 and the markings on the handle of the drill guide can be aligned 125 so that the rotational orientation of the drill guide's two larger teeth 50 is in approximately the same plane defined by the spatula's planar wedge (
In one embodiment, the spatula may have multiple transverse guide marks. Thus, in one specific embodiment, multiple transverse guide marks may be placed on the spatula and thus provide multiple indicators to the user, surgeon or technician throughout the technique. In one embodiment, each transverse guide mark may be equidistant from each other. In one embodiment, each transverse guide mark may be from a range of about 1 mm to about 20 mm apart. In another embodiment, each transverse guide mark may be about 10 mm apart. In a specific embodiment of the technique, the spatula may have three, four or five transverse guide marks
A specific embodiment of the technique may utilize the spatula with three transverse guide marks as depicted in
Alternatively, or in combination, and as shown in
Also, alternatively or in combination the above described methods can further comprise confirming the location of the pin, spatula and/or drill guide relative to the facet joint. In one embodiment, the confirming is accomplished with at least one x-ray. In a specific embodiment, a lateral x-ray is obtained.
Regardless of whether a spatula 90 is used following insertion of the distal end of the drill guide 40 into the facet joint 30, the pin 20 and/or spatula 90 can be removed from the substantially hollow inner portion of the drill guide 40. Following this removal, an appropriately-sized drill bit 100 is inserted through the substantially hollow portion of the drill guide 40. The drill bit 100 is used to create a hole between the bones 35 of facet joint 30 (see
As shown in
A specific embodiment of a bone plug inserter 135 is depicted in
Holes 165 in facet joints created by the previously described drill bit are depicted in
This
As should be understood by one of ordinary skill in the art, a bone plug of any appropriate shape, size can be used in accordance with the present invention.
Bone plugs according to the present invention can be formed of any suitable material. It should be understood that while the plugs according to the present invention are consistently referred to as “bone” plugs, they need not be formed out of bone in all circumstances. The key feature of these bone plugs is that they are formed of a material allowing bone in-growth and fixation over time. In some embodiments, the bone plugs of the present invention can be formed at least in part of any of the following: synthetic cortical bone, a harvested compacted synthetic iliac crest graft, an autologous allograft, a cadaveric allograft, autografts, bone substitutes such as coral granules or hydroxyapatite crystals, a trabecular or porous metal, a metal graft, synthetic iliac crest graft, a xenograft, synthetic graft, cortico-cancellous graft, and bone morphogenic proteins. In some embodiments, the bone plugs may also include or comprise proteins that enhance or promote bone growth. In one embodiment, the hole created in a facet joint can be filled with the patient's own harvested and compacted bone plug using iliac crest autograft. In other embodiments, the hole created in a facet joint can be filled with a pre-made, pre-shaped cortical cadaveric allograft (the autograft or allograft formed by bone plug press or machining). In further embodiments, the hole created in a facet joint can be filled with a FDA approved pre-made, pre-shaped synthetic graft.
In some embodiments, the bone plugs may include biocompatible granules, which are a hard substance that provides structural support or physiological advantages to the implant mass. The biocompatible granules can be made of synthetic, naturally occurring, polymeric, or non-polymeric materials. In one embodiment, the granules are also biodegradable such that the implant degrades over time and may be replaced with native bone tissue. The biocompatible granules of the present invention can be made of a synthetic, biocompatible material, such as biopolymers, bioglasses, bioceramics, calcium sulfate, silicon oxide, calcium phosphate such as, for example, monocalcium phosphate monohydrate, monocalcium phosphate anhydrous, dicalcium phosphate dihydrate, dicalcium phosphate anhydrous, tetracalcium phosphate, calcium orthophosphate phosphate, calcium pyrophosphate, α-tricalcium phosphate, β-tricalcium phosphate (β-TCP), apatite such as hydroxyapatite (HA), or polymers such as, for example, poly(α-hydroxyesters), poly(ortho esters), poly(ether esters), polyanhydrides, poly(phosphazenes), poly(propylene fumarates), poly(ester amides), poly(ethylene fumates), poly(amino acids), polysaccharides, polypeptides, poly(hydroxy butyrates), poly(hydroxy valerates), polyurethanes, poly(malic acid), polylactides, polyglycolides, polycaprolactones, poly(glycolide-co-trimethylene carbonates), polydioxanones, or copolymers, terpolymers thereof or blends of those polymers, or a combination of biocompatible and biodegradable materials.
The following materials can also be used as a structural component in the bone plugs of the present invention and are considered to be synthetic materials: Chitin and chitosan, which may be derived form tissues of marine non-vertebrate animals; hyaluronic acid, a polysaccharide, which can be obtained from rooster comb or by microorganism fermentation; poly(amino acids) and polypeptides, which may be produced by biotechnological processes; any polysaccharide, which is obtained from plants, from non-vertebrate animals or by biotechnological processes (e.g. alginate).
Calcium phosphate ceramics are biocompatible and can be used in various biomedical applications. HA and β-TCP bioceramics are particularly useful materials because they have similar ionic properties as the mineral components of bone. In addition, their resorption kinetics can be controlled to meet the needs of a specific therapy. Furthermore, because β-TCP is biodegradable, it is absorbed in vivo and can be replaced with new bone growth.
Other equivalent elements can be substituted for the elements disclosed herein to produce substantially the same results in substantially the same way.
It is anticipated that the availability of the methods and surgical kits described herein will dramatically increase the number of surgeries performed because they can offer the first safe outpatient surgical solution to the predominant cause of spinal joint pain. It is expected that many patients receiving this procedure will be able to walk out the same day and be fully functional within a few weeks. Present surgical solutions require hospitalization of about three days and six to twenty-four months recovery.
Aside from the obvious positive clinical outcome, the significant favorable financial impact on disability, worker's compensation and health care insurers is considerable. First, the present invention provides a minimally invasive surgery that often can be performed in an outpatient setting as opposed to major surgery performed in a hospital. This procedure can also be performed during open surgery if the facet joints need to be fused as determined by a physician particularly in conjunction with instrumented vertebral fusion. Second, recovery times are estimated to be a few weeks as opposed to 6 to 12 months, and finally, the present invention is directed at overcoming, or at least improving upon, the disadvantages of the prior art by achieving the following: reduced morbidity; reduced blood loss; reduced time under anesthesia; reduced risk; reduced recovery time; reduced risk of post-operative infection; and minimal scarring that decreases the risk of failed back syndrome and improves revision surgery outcome. Furthermore, the present invention does not preclude other surgical or non-invasive treatment options.
While specific embodiments of the present invention have been described, other and further modifications and changes may be made without departing from the spirit of the invention. All further and other modifications and changes are included that come within the scope of the invention as set forth in the claims. The disclosures of all publications cited above are expressly incorporated by reference in their entireties to the same extent as if each were incorporated by reference individually.
This application is a continuation-in-part of U.S. patent application Ser. No. 12/238,255 filed Sep. 25, 2008, which is continuation-in-part of application Ser. No. 11/232,519 filed Sep. 22, 2005 now U.S. Pat. No. 7,708,761 which is a continuation-in-part of U.S. patent application Ser. No. 10/992,720, filed Nov. 22, 2004 now abandoned.
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