The postal authority such as the United States Postal Service (USPS) is heading towards the final implementation of seamless mail acceptance. Seamless mail acceptance refers to acceptance of all mail that is submitted to USPS at a business mail acceptance site (BMU) or detached mail unit (DMU). Acceptance is completed without inspection of the mail pieces, which make up the mailing, to verify that pre-sort and mail quality standards have been met and that the mailing preparer's mailing qualifies for a postage discount. The industry has moved towards using the Full Service Intelligent Mail barcode, where Intelligent Mail barcode is sometimes referred to as the barcode for Intelligent Mail, or IM®, referred to hereinafter as “IMb”. IMb provides tracking to unique mail pieces in data. Each mail piece is evaluated against discount postage standards, during processing by the USPS on mail processing equipment such as a Delivery Point Barcode Sorter (DBCS) or Multi Line Optical Reader (MLOCR). The results of the evaluation are stored in the data record associated with each mail piece, along with the data submitted by the mailer in the MAIL.DAT and other eDoc data record types. The USPS has implemented a tracking and mail quality report card called a “MicroStrategy” report that assesses the customer mail quality against a series of performance metrics, such as undocumented mail pieces, COA errors, Duplicate IMbs and By/For errors; other performance metrics may be added as required. If the mail quality for a given customer is not acceptable, the USPS will assess fines and fees for postage due, which is billed in arrears, as well as, in some instances, penalties in the form of lost postage discounts for future mailings. The USPS has thresholds for such parameters such as undocumented mail pieces, COA errors, Duplicate IMbs and By/For errors. Other analysis parameters will be added as required.
At present, mailing preparer's do not have a method to use the data that may otherwise be available to use in countering the postal authority's claims of quality issues with one or more of the mailing preparer's mailings which, if left unchallenged, will result in fines and additional assessments of postage due in arrears; in some instances, this can include the loss of postal rate discounts for future mailings. Because these “MicroStrategy” reports are generated by the postal authority (e.g., the USPS), the frequency at which they are generated and/or made available to mail preparers is determined by the regulations and procedures in effect at the postal authority at the time and, furthermore, are subject to change. The notice of the allegation of quality issues may come as late as approximately 5 weeks (e.g., 35 days) after the mailing was provided to the postal authority, and it is not uncommon for each mailing to contain a million or more mail pieces.
Hence, a need exists for a processing center to collect metadata associated with a mail piece from each processing step performed on each mail piece of each mailing prior to transfer of the entire mailing to the postal authority for delivery to the addressees. By collecting such metadata, a mailing preparer is able to compare the alleged mail piece errors in the “MicroStrategy” report to the metadata collected for each mail piece in a mailing to either confirm or refute the mail piece errors identified in the “MicroStrategy” report.
It has now become routine for the postal authority to claim numerous errors in mailings submitted to them and to levy fines in the form of postage being due, which is billed in arrears, as well as, in some instances, penalties against mail preparers in the form of loss or reduction of future postage rate discounts. The present invention provides a workable solution to challenge such claimed errors by gathering all data (e.g., metadata) associated with the individual mail pieces for all mailings at issue, failed print jobs, or test mailings from a variety of sources. The present invention then performs an analysis to find the IMbs being claimed in error and then to match them with all the records found and see if there is merit to the claimed errors. If the claimed error is meritorious, the error reconciliation processor (e.g., the mailing preparer) creates a report that says, essentially, to not challenge these errors and to accept the assessed postage due and/or the loss or reduction of postage rate discounts for future mailings. Where the error report generated by the error reconciliation processor have data that refutes the allegation of errors, secondary reports for the different categories of alleged errors are generated to seek relief from the postal authority for an assessment that postage is due and/or the loss or reduction of postal rate discounts. The assessing of postage due, as well as the threat of the loss of postage rate discounts for future mailings constitute a great financial exposure for mailing preparers, especially for the pre-sorters that create mailings from multiple mailing originators for delivery by the postal authority in order to obtain the greatest permissible postage rate discounts allowed by such aggregation of mailings.
Exemplary advantages and novel features are set forth in part in the description which follows, and in part will become apparent to those skilled in the art upon examination of the following and the accompanying drawings or may be learned by production or operation of the examples. Advantages of the present teachings may be realized and attained by practice or use of the methodologies, instrumentalities and combinations described herein.
The drawing figures depict one or more example embodiments in accordance with the disclosure herein, by way of example only and not by way of limitation. In the figures, like reference numerals refer to the same or similar elements.
In the following detailed description, numerous specific details are set forth by way of examples in order to provide a thorough understanding of the relevant teachings. However, it should be apparent to those skilled in the art that the present teachings may be practiced without such details. In other instances, well known methods, procedures, components, and circuitry have been described at a relatively high-level, without detail, in order to avoid unnecessarily obscuring aspects of the present teachings.
A mail preparer processes a collection of mail pieces, referred to hereinafter as a mailing. The mail preparer must perform specific services for the postal authority before presenting the mailing to the postal authority for delivery. The mail preparer is, for example, a business entity, organization, or individual acting on behalf of one or more mail owners by providing mailing services, for which the mail owners compensate the mailing agent. Mail preparers include, but are not limited to: printers, letter shops, address list providers/managers, mailing agents, postage payment providers, mailing logistics providers, mailing tracking providers, ad agencies, and mailing information managers. The mail preparer performs the following functions, as required, for the mailing: change of address (COA), address accuracy analysis, printing IMb's in the clear zone (e.g., the bottom right of the envelope), ensure adequate barcode quality, presorting the mail pieces based on postal authority delivery rules, and generating documentation that supports the postage discount that is claimed for each mailing. Other processes are performed, as required; these other processes are not limited to the entries found in the list provided above. The mail preparer provides a MAIL.DAT electronic file, which electronically describes the contents of the mailing, to the postal authority when the mailing is presented to the postal authority for delivery. In addition, eDoc data is provided, which includes additional data about the mailing, including, for example, mail owner identification for every mail piece, mail preparer identification (known together as By/For relationship data using either CRID or MID), mail piece details, including IMB, postage, and sortation information, and full tray, as well as pallet, data for the mailing.
The mail preparer collects data about the mailing (e.g., MAIL.DAT, eDoc, and/or operational data) that is needed to rebut claims in the “MicroStrategy” report that mail pieces, or even an entire mailing, contained errors which would, if not countered, would result being charged for postage due for the mail pieces containing the errors, as well as a number of future mailings not qualifying for postage discounts. The data about the individual mail pieces is collected during the initial processing that is performed in order for the mailing to qualify for postage rate discounts, and/or during manufacturing and assembly of the mail piece on an inserter. Each mail piece that comprises a mailing has an IMb associated with it, where the IMb contains a unique identifier that is guaranteed to be unique for 45 days versus all other mail pieces being processed by the postal authority during this 45 day period. The IMb is a unique number printed on the mail piece; the IMb is detected with a barcode reader on the mail processing equipment or is included in the metadata associated with the production run for the mailing that included the mail piece. Hence, data associated with the mail piece in the MAIL.DAT data file and parameters collected in the “MicroStrategy” report are both able to be referenced to the IMb unique identifier. This unique identifier is the same value for a given mail piece for data reported in the MAIL.DAT and eDoc reports, plus data from the “MicroStrategy” report.
Referring to
The USPS “MicroStrategy” report data and the MAIL.DAT and eDoc data are compared to identify discrepancies between the two reports. The “MicroStrategy” report includes the following error parameter types:
Undocumented Mail Pieces:
Pieces of mail in which are received by the postal authority, but which are not accounted for in the MAIL.DAT submissions from the mail preparer. These undocumented mail pieces are attributed to a customer (e.g., the mail preparer) based on the MID on the mail piece. The customer is then charged the single piece rate for the undocumented mail piece;
COA (Change of Address) Errors:
A list of mail pieces that were received by the postal authority that have a move notice associated with the mail piece and should have had a COA applied to the mail piece, but did not have such COA applied. Where the postal authority is the USPS, the determination of whether a COA error exists is based on the delivery point bar code on the mail piece in the IMb using the PARS process. When the number of mail pieces with a COA error exceeds a threshold, the USPS will assess a fine for these mail pieces and can even retroactively “fail” a mailing submission;
Duplicate IMbs:
One of the requirements for full service is that the IMb is to be unique for 45 days. This can be a challenge at times. However, the USPS monitors duplicates and bills customers in arrears for mail pieces having an IMb that isn't unique based on the MID and the sequence number; and
By/for Errors:
The postal authority tracks the performance of mail preparers using the CRID and the MID. MIDs are traceable back to a single CRID. CRIDs are the unique mailing address for a mail preparer or mail owner. The USPS tracks these errors based on a threshold. When this threshold is exceeded, fines are assessed.
Other error parameter types are able to be added, as required, for seamless inspection. Thresholds are set for each error parameter type to determine when an error has occurred too many times in a given mailing to result in a reduction of the pre-sort discount or a total discount loss.
Processing of the “MicroStrategy” report can for example proceed as described below.
All IMbs that are generated for any reason within a mail site are sent to a server in a MAIL.DAT file, where all IMbs from all mail sites are aggregated. The MAIL.DAT file indicates where each IMb originates from and also possesses a time and date stamp for the mailing records. As IMbs are processed through the entire process of generating the mailing, the record of the occurrence is sent to the IMb server. This essentially creates a life cycle for IMBs, from creation to delivery to the USPS, within a mailing site. In some aspects, mail pieces with IMbs generated somewhere else (e.g., at another mail site) can be loaded and/or uploaded into the IMb database for each mailing process at the site.
When mail pieces are detected on a sorter, the first reader detects the address block bar code and also performs an optical character recognition (OCR) process to any text found in the address block. The system determines if there is a move (e.g., from a change of address) associated with the indicated recipient of the mail piece. The record returned to the server will indicate either that a change of address is needed for the particular mail piece or that a change of address is not needed for the particular mail piece. The By/For information, when known, is also sent to the IMb server along with the IMb. Any sort decision and the mode that the mail piece was in is also tracked and reported.
When the USPS detects IMbs that are indicating a failure on the mail preparer's part, a list of such defective IMbs are included in a file that is then loaded into the server and the database will be searched for all records containing that IMb and generate a corresponding report. The various reports are broken out to ease the reporting and payment aspects with the USPS.
Reference now is made in detail to the examples illustrated in figures (also,
IMBs in mailing documentation 128 submitted to the postal authority with a mailing contain an accounting of all mail pieces in the mailing, including the IMbs for each mail piece in the mailing. The mailing documentation may be presented in a format compatible with MAIL.DAT. The IMb mailing documentation 128 is parsed and added to the IMb database 112 as a record of all the mail pieces that are expected in the mailing.
Representative examples of postal authority error reports 130 are illustrated in
As IMbs found in the error reports 130 are received from the postal authority for individual mailings that have gone through the delivery process, the error reconciliation processor 110 matches, in step 114, these IMbs 130 the IMbs from the input data sources 120. The IMbs found in the error reports 130 may, in some embodiments, be parsed, so that IMbs associated with only a single mailing may be identified and loaded into the IMb database 112, rather than all of the IMbs listed in the error reports 130. This allows a mail preparer to further investigate the source of the IMbs having any errors after validation, in order to enact processing improvements and/or to seek remuneration from a mail owner (e.g., where the mail preparer is not also the mail owner) for the back postage fees due. The individual mail piece metadata collected from the input data sources 120 are analyzed versus the IMbs from the error reports 130 and error reconciliation reports, generally designated 140, are generated. The error reconciliation reports 140 are generated by the data comparison algorithms, step 116. The error reconciliation reports 140 generally include multiple classes of results, including, for example, listings of IMbs not found 141, IMbs found in MAIL.DAT 142, IMbs found in a secondary read by the postal authority 143, IMbs found but not reported to the postal authority 144, confirmation that IMbs were found with By/For errors 145, confirmation of IMbs with COA errors 146, and duplicate IMbs 147 within a mailing and across mailings. Other error reconciliation reports are possible and envisioned for inclusion in the output of the analysis process 116, in accordance with this disclosure, and may be accommodated in the design to meet design requirements associated with resolving postal authority error claims and accompanying fines, fees, and/or penalties.
As described above with
As known in the data processing and communications arts, a general-purpose computer typically comprises a central processor or other processing device, an internal communication bus, various types of memory or storage media (RAM, ROM, EEPROM, cache memory, disk drives etc.) for code and data storage, and one or more network interface cards or ports for communication purposes. The software functionalities involve programming, including executable code as well as associated stored data. The software code is executable by the general-purpose computer that functions as the control processor 170 and/or the associated terminal device. In operation, the code is stored within the general-purpose computer platform. At other times, however, the software may be stored at other locations and/or transported for loading into the appropriate general-purpose computer system. Execution of such code by a processor of the computer platform enables the platform to implement the methodology for tracking of mail items through a postal authority network with reference to a specific mail target, in essentially the manner performed in the implementations discussed and illustrated herein.
For example, error reconciliation processor 110 may be a PC based implementation of a error reconciliation processor like that of
In operation, the main memory stores at least portions of instructions for execution by the CPU and data for processing in accordance with the executed instructions, for example, as uploaded from the mass storage. The mass storage may include one or more magnetic disk drive, flash-based storage drives, tape drives, and/or optical disk drives, for storing data and instructions for use by the CPU. According to one example embodiment, at least one mass storage system in the form of a disk drive or tape drive contains the operating system and various application software. The mass storage within the computer system may also include one or more drives for various portable media, such as a floppy disk, a compact disc read only memory (CD-ROM), a DVD-ROM, a flash drive (e.g., a USB flash drive), a Blu-Ray® disc drive, an integrated circuit non-volatile memory adapter (e.g., a PC-MCIA adapter) configured to input and output data and code to and from the computer system.
The system also includes one or more input/output interfaces for communications, shown, by way of example, as an interface for data communications with one or more other processing systems. Although not shown, one or more such interfaces may be configured toneable communications via a network (e.g., to enable sending and receiving instructions electronically). The physical communication links may be optical, wired, wireless, or any suitable communication architecture.
The computer system may further include appropriate input/output ports for interconnection with a display and a keyboard serving as the respective user interface for the processor/controller. For example, a printer control computer in a document factory may include a graphics subsystem to drive the output display. The output display, for example, may include a cathode ray tube (CRT) display, a liquid crystal display (LCD), or any other suitable type of display device. The input control devices for such an implementation of the system would include the keyboard for inputting alphanumeric and other key information. The input control devices for the system may further include a cursor control device (not shown), such as a mouse, a touchpad, a trackball, stylus, and/or cursor direction keys. The links of these peripheral devices to the system may be wired connections or use wireless communications.
The computer system is configured to run a variety of applications programs and stores data, enabling one or more interactions via the user interface provided, and/or over a network to implement the desired processing, in this case, including those for tracking of mail items through a postal authority network with reference to a specific mail target, as discussed above.
The components contained in the computer system are those typically found in general purpose computer systems. Although summarized in the discussion above mainly as a PC type implementation, those skilled in the art will recognize that the class of applicable computer systems also encompasses systems used as host computers, servers, workstations, network terminals, and the like. In fact, these components are intended to represent a broad category of such computer components that are well known in the art, including, in some aspects, mobile devices, such as notebook PCs, tablet PCs, and/or smartphones. The present examples are not limited to any one network or computing infrastructure model—i.e., peer-to-peer, client server, distributed, etc.
Hence aspects of the techniques discussed herein encompass hardware and programmed equipment for controlling the relevant document processing as well as software programming, for controlling the relevant functions. A software or program product, which may be referred to as a “program article of manufacture” may take the form of code or executable instructions for causing a computer or other programmable equipment to perform the relevant data processing steps, where the code or instructions are carried by, or otherwise embodied in, a medium readable by a computer or other machine. Instructions or code for implementing such operations may be in the form of computer instruction in any form (e.g., source code, object code, interpreted code, etc.) stored in or carried by any readable medium.
Such a program article or product therefore takes the form of executable code and/or associated data that is carried on or embodied in a type of machine readable medium. “Storage” type media include any or all of the memory of the computers, processors or the like, or associated modules thereof, such as various semiconductor memories, tape drives, disk drives and the like, which may provide non-transitory storage at any time for the software programming. All or portions of the software may at times communicate through the Internet or various other telecommunication networks. Such communications networks, for example, may enable uploading of the relevant software from one computer or processor into another, for example, from a management server or host computer into the image processor and comparator. Thus, another type of media that may bear the software elements includes optical, electrical and electromagnetic waves, such as are used across physical interfaces between local devices, through wired and optical landline networks and over various air-links. The physical elements that carry such waves, such as wired or wireless links, optical links or the like, also may be considered as media bearing the software. As used herein, unless restricted to non-transitory, tangible “storage” media, terms such as computer or machine “readable medium” refer to any medium that participates in providing instructions to a processor for execution.
Hence, a machine readable medium may take many forms, including, but not limited to, a tangible storage medium, a carrier wave medium or physical transmission medium. Non-volatile storage media include, for example, optical or magnetic disks, such as any of the storage devices in any computer(s) or the like. Volatile storage media include dynamic memory, such as main memory of such a computer platform. Tangible transmission media include coaxial cables, copper wire, and fiber optic cables, including the wires that comprise a bus within a computer system. Carrier-wave transmission media can take the form of electric or electromagnetic signals, or acoustic or light waves such as those generated during radio frequency (RF) and infrared (IR) data communications. Common forms of computer-readable media therefore include for example: a floppy disk, a flexible disk, hard disk, magnetic tape, any other magnetic medium, a CD-ROM, DVD or DVD-ROM, any other optical medium, punch cards, paper tape, any other physical storage medium with patterns of holes, a RAM, a PROM and EPROM, a FLASH-EPROM, any other memory chip or cartridge, a carrier wave transporting data or instructions, cables or links transporting such a carrier wave, or any other medium from which a computer can read programming code and/or data. Many of these forms of computer readable media may be involved in carrying one or more sequences of one or more instructions to a processor for execution.
Referring now to
As illustrated in
According to the embodiment illustrated in
Continuing on to describe the processing steps executed under the second step 250, where it has been determined that no record for one or more of the investigated IMbs exists in the operational IMb data sources 120, it is determined, in a first processing step 255, whether an IMb for a mail piece having an investigated IMb did not originate from the particular mailing site where the “MicroStrategy” report indicates the IMb was received from. In processing step 260, it is determined whether an MID for the mail pieces having the investigated IMbs match an MID associated with the mailing site. In processing step 265, it is determined whether an MID and/or ID sequence for the mail pieces having the investigated IMbs matches any such MID and/or ID sequence associated with the mailing site. Finally, the results from each of these processing steps are output to generate an error reconciliation report at 140 on
Referring to third step 300, where it has been determined that an eDoc submission exists, the following processing steps are executed. In a first processing step 305, the investigated IMbs returning a positive result at third step 300 are validated by checking against primary IMbs, which are the IMbs that serve as the basis for the sorting and are the IMbs reported in the eDoc submission. Most mail pieces have only a single (e.g., primary) IMB, but some pre-sorters (e.g., mail preparers) have customers with address block IMbs and the pre-sorter may need to scan a new IMb on the clear zone, which predominates over the IMb printed in the address block, according to the standard USPS operational processes. In a next processing step 310, these investigated IMbs are checked against these secondary IMbs. Next, in processing 315, it is necessary for the investigated IMbs to be checked against a primary IMb for “single piece mail.” Checking single piece mail, which is reject mail allowed to be included in mail.dat. In a penultimate processing step 320, the investigated IMbs are checked against a secondary IMb for “single piece mail.” Finally, the results from each of these processing steps are output to generate an error reconciliation report at 140 on
Where fourth step 340 returns a positive result (e.g., that an investigated IMb is matched to mail submission that was not an eDoc mailing), a first processing step 345 involves checking a primary IMb of the investigated IMbs returning a positive result for fourth step 340 against non-eDoc mailings. In a next processing step 350, for these investigated IMbs, the secondary IMb will be checked against non-eDoc mailings. Next, in processing step 355, a single mail piece primary IMb will be checked against non-eDoc mailings. In the final processing step 360, a single mail piece secondary IMb is checked against non-eDoc mailings. Finally, the results from each of these processing steps are output to generate an error reconciliation report at 140 on
Finally, in fifth step 380, a check for further errors will be completed. In a first processing step 385, the investigated IMbs will be checked to determine whether By/For errors are, in fact, existing. In processing step 390, it will be determined whether there are any matches for duplicated IMb MID and/or ID sequences. In processing step 395, it is determined whether there are any of the investigated IMbs that match an IMb that has a valid COA move request associated therewith. Finally, the results from each of these processing steps are output to generate an error reconciliation report at 140 on
While the foregoing has described what are considered to be the best mode and/or other examples, it is understood that various modifications may be made therein and that the subject matter disclosed herein may be implemented in various forms and examples, and that the teachings may be applied in numerous applications, only some of which have been described herein. It is intended by the following claims to claim any and all applications, modifications and variations that fall within the true scope of the present teachings.
The present application claims priority to and the benefit of U.S. Patent Application Ser. No. 62/297,433, filed Feb. 19, 2016, the disclosure of which is incorporated herein by reference in its entirety.
Number | Date | Country | |
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62297433 | Feb 2016 | US |