The synthesis and application of nanoparticles, i.e., particles smaller than one micron, are of growing interest to both industry and academia. Nanocapsules, a particular type of nanoparticles, are composed of one or more active materials (core) and a protective matrix (shell). (1) Encapsulation technology has been used to prepare micro/nanocapsules with specific application properties in many areas including food (2), biology (3), and medicine (4).
Nanocapsules have been synthesized via miniemulsion (5,6) and interfacial polymerization (7,8) techniques. Couvreur reviewed nanocapsule technologies used in drug carrier systems.(9) To date, isocyanates have generally been used to form shell (or matrix) materials for encapsulating functional materials, releasable fill materials, (10) or making pressure sensitive copying paper (11). However, the inherent reactivity of isocyanates with water makes it difficult to encapsulate them in aqueous media.
The present invention provides nanocapsules comprising blocked isocyanates (BNCO) encapsulated within polymeric nanospheres. In a preferred embodiment, the polymeric nanosphere is composed of polystyrene. In one aspect, the polymeric nanospheres are functionalized. In a preferred embodiment, the polymeric nanospheres are hydroxyl, carboxyl, epoxy, amide or amine functionalized. Once the blocked isocyanates have been successfully encapsulated into polymeric nanospheres, the blocking agent can be released upon thermal treatment or UV exposure. The thermally or UV dissociated isocyanates can be utilized as an active functional group for many potential applications.
The present invention is also directed to a new method for encapsulating isocyanates. In one embodiment, the present invention provides a novel method for encapsulation of blocked isocyanates into polymeric nanocapsules in aqueous media via miniemulsion polymerization. In another embodiment, the present invention provides a new method for encapsulating isocyanates within hydroxyl, carboxyl, epoxy, amide or amine functionalized nanocapsules in aqueous media. In another aspect of the present invention, the blocking agent is released upon thermal treatment.
The nanocapsules of the present invention can be used in a variety of applications, including coatings, elastomers, composites, and rubbers.
In a preferred embodiment, blocked isocyanates are encapsulated into polystyrene nanospheres. In a more preferred embodiment, the nanocapsules are prepared via miniemulsion polymerization. In one embodiment, the blocked isocyanate is based on hexamethylene diisocyanate. Other isocyanates for use in this invention include toluene diisocyanate, methane diphenyl diisocyanate (MDI), hexamethylene diisocyanate, isophorone diisocyanate, hydrogenated MDI, trimethyl hexamethylene diisocyanate, tetramethyl xylylene isocyanate, tetramethyl xylylene diisocyanate, xylylene diisocyanate, isocyanate dimers, isocyanate trimers, polyisocyanates, polydiisocyanates, etc. The blocking agents attached to the isocyanate can be selected from a myriad of chemical groups:
1) Phenol and substituted phenol
2) Alcohols and substituted alcohols
3) Oximes
4) β-Dicarbonyl compounds
5) Hydroxamic acid esters
6) Triazoles
7) Lactams
8) Aminimide, imidazolines, tetrahydropyrimidines, and imidazoles
9) Nitrile carbonates and nitrile oxides
Blocked isocyanates as may be employed are described, for example, in Organischer Metallschutz: Entwicklung und Anwendung von Beschichtungsstoffen [Organic Protection of Metals: Development and Application of Coating Materials], page 159-160, Vincentz Verlag, Hannover (1993). These are compounds in which the highly reactive NCO group is “blocked” by reaction with specific radicals, such as primary alcohols, phenol, acetoacetates, .epsilon.-caprolactam, phthalimide, imidazole, oxime or amine. The blocked isocyanate is stable in liquid systems and also in the presence of hydroxyl groups. On heating, the blocking agents are eliminated and the NCO group is exposed. Blocked isocyanates can be formed by reacting any of the above mentioned blocking agents with any of the isocyanates mentioned earlier.
Blocked isocyanates are incorporated into the polymeric nanospheres during the miniemulsion process that is the substance of this patent application. Essentially, the nanospheres can be made from a wide variety of free radically polymerizable comonomers.
In another preferred embodiment, blocked isocyanates are encapsulated within functionalized nanospheres. In one embodiment, the nanosphere shell is functionalized with hydroxyl or amine. Other examples of functionalities include epoxy, amide, and carboxyl groups. In another embodiment, the nanocapsule shell is comprised of polystyrene or polystyrene copolymerized with a multifunctional monomer such as divinyl benzene. In another embodiment, the nanocapsule shell is formed via copolymerization of styrene, 2-hydroxyethyl methacrylate, and 2-(tert-butylamino)ethyl methacrylate using divinylbenzene as the crosslinker. In another embodiment, the blocked isocyanate is based on hexamethylene diisocyanate. In another embodiment, the nanocapsules are prepared via miniemulsion polymerization.
Monomers selected from the wide range of vinyl and (meth)acrylate monomers known to those skilled in the art of free radical polymerization can be employed to form the nanocapsule shell. Use of comonomers such as glycidyl methacrylate, N-isopropylacrylamide, and (meth)acrylic acid will yield functionalized nanocapsules that contain epoxy, amide, and carboxyl functionality, respectively.
In another aspect, the blocked isocyanate encapsulated within the nanocapsules are deblocked by freeze-drying the nanocapsules and treating them thermally to release the deblocking agent. In another aspect, the deblocking thermal treatment is performed isothermally. Alternatively, the deblocking can be accomplished by exposure to UV light. A detailed review of blocked isocyanates, blocking agents, and their deblocking temperatures can be found in references 13 and 14.
Desmodur® BL3175A [blocked isocyanate based on hexamethylene diisocyanate and methyl ethyl ketoxime (MEKO), deblocking temperature ˜135° C.], was chosen for encapsulation into polystyrene nanoparticles. The BNCO nanocapsules, prepared via miniemulsion polymerization are summarized in Table 1. Desmodur N3300A (polymeric hexamethylene diisocyanate) was employed as the control for FTIR characterization. The miniemulsion process yields nanocapsules that contain the blocked isocyanate encapsulated within the polystyrene nanocapsules.
Pre-emulsion Preparation. The pre-emulsion for nanocapsule M-6 was synthesized as follows: Part I [40 g styrene, 0.8 g divinylbenzene (DVB), 0.82 g 2,2′-azobisisobutyronitrile (AIBN), and 40 g Desmodur BL3175A)], and Part II [1.71 g sodium dodecyl sulfate (SDS), 1.63 g Igepal® CO-887 (nonyl phenol 30 mole ethoxylate), and 220 g water)] were blended magnetically in separate containers for 10 minutes at 25° C. Part II was poured into Part I under mechanical agitation, and the contents were stirred for 30 minutes at 1,800 rpm. The pre-emulsion was cooled to <5° C. before sonification using a Misonix® sonicator 3000 (until the particle size was <250 nm).
Emulsion Polymerization. The pre-emulsion was transferred to a three-neck round bottom flask equipped with a mechanical stirrer, reflux condenser, and a nitrogen inlet, and degassed for 30 minutes. The temperature was raised to 70° C. and maintained for 8 hours to complete the polymerization.
Characterization. The latex was freeze dried (lyophilization) for 48 hours in the Freezemobile 35EL. Glass transition temperatures (Tgs) were recorded on a differential scanning calorimeter (DSC Q1000, TA Instruments, New Castle, Del.).
For deblocking studies, the freeze dried samples were treated thermally in the DSC under a nitrogen atmosphere as summarized in Table 2 and characterized via FTIR.
FTIR analysis showed characteristic peaks at 1682 (carbonyl) and 2270 cm−1 (free isocyanate) for Desmodur N3300A, and at 1682 and 1725 cm−1 for Desmodur BL3175A (
For deblocking studies, nanocapsules M-6 were freeze dried and treated thermally in the DSC to release the deblocking agent.
In
A similar heating profile for the M-7 BNCO nanocapsule summarizes the effect of deblocking by the appearance and continued presence of deblocked isocyanate. By 120 minutes, the 1725 cm−1 peak has almost disappeared indicating complete deblocking of the original BNCO.
Lee suggested that the blocking and deblocking reaction of diisocyanates with methyl ethyl ketoxime is a reversible reaction (12). In these nanocapsules, the polystyrene shell functions as a “shield” for the deblocked isocyanate by preventing the liberated blocking agent from re-entering the nanocapsule. Varying the degree of crosslinking of the polystyrene shell further exemplifies the “shield effect” (
The DSC profile of BL3175A exhibits a glass transition temperature (Tg) of −11.26° C. in the second heating cycle before the isocyanate deblocks at 136.59° C. The Tg shifted to −2.51° C. in the next heating cycle and no deblocking peaks (˜135° C.) were evident. However, this does not signify the complete deblocking of the blocked diisocyanates. For instance, the DSC profile of the thermally treated BL3175A (
The effects of time and temperature on deblocking BL3175A were also noticed in the DSC thermograms of nanocapsules containing varying amounts of BNCO. Nanocapsules containing >20% BNCO exhibited exothermic responses after the second heating cycle, while nanocapsules containing <20% BNCO did not show similar responses. Additionally, higher degrees of crosslinking in the shell (DVB increased from 2 wt % to 6 wt %) also resulted in increased deblocking times. Higher crosslinking of the shell promotes the “shield effect”. DSC analysis was conducted with open samples (no lid) and closed samples (pan capped with a small hole in the center). The thermal behaviors of both processes were similar except for the lack of exothermic responses in the open samples.
This example discusses the synthesis of novel nanocapsules containing active isocyanates within hydroxyl or amine functionalized nanocapsule shells synthesized via miniemulsion polymerization. Desmodur® BL3175A was chosen as the core material for the nanocapsules. 2-Hydroxyethyl methacrylate (HEMA) and 2-(tert-butylamino)ethyl methacrylate (TBAEMA) were copolymerized with styrene using divinylbenzene (DVB) as the crosslinker to form the functionalized shell materials. The BNCO nanocapsules prepared via miniemulsion polymerization are summarized in Table 3. Desmodur N3300A was employed as the control for FTIR characterization.
Pre-emulsion preparation. The pre-emulsion for nanocapsule M-5 was synthesized as follows: Part 1 (40 g styrene, 1 g DVB, 0.51 g AIBN, 10 g HEMA and 15.3 g Desmodur BL3175A), and Part II (1.32 g SDS, 0.95 g Igepal CO-887, and 220 g water) were blended magnetically in separate containers for 10 min at 25° C. Part II was poured into Part I under mechanical agitation, and the contents were stirred for 30 min at 1,800 rpm. The pre-emulsion was cooled to <5° C. before sonification using a Misonix® sonicator 3000 (until the particle size was <250 nm).
Emulsion polymerization. The pre-emulsion was transferred to a three-neck round bottom flask equipped with a mechanical stirrer, reflux condenser, and a nitrogen inlet, and degassed for 30 min. The temperature was raised to 70° C. and maintained for 8 hours to complete the polymerization.
Characterization. The latex was freeze dried (lyophilization) for 48 hours in the Freezemobile 35EL. Particle sizes were determined using Mirotrac® UPA 250. Latex particle sizes were recorded on a capillary hydrodynamic fractionator (CHDF 2000, Matec Applied Sciences, Northborough, Mass.).
For deblocking studies, the freeze dried samples were treated thermally in the DSC under a nitrogen atmosphere as summarized in Table 2 and characterized via FTIR.
Isocyanate encapsulation was confirmed via FTIR characterization.
The IR spectrum of M-5 treated with acetone to extract the encapsulated BNCO (
For deblocking studies, nanocapsules M-6 were freeze dried and treated thermally in the DSC to release the blocking agent.
The effect of the degree of crosslinking on the shell is also demonstrated in
The nanocapsule M-7 (
The IR spectrum of M-7 treated with acetone to extract the encapsulated BNCO (
The nanocapsule M-9 (
Since isocyanate deblocking appeared to be a function of time, nanocapsule M-7 was heated isothermally at 140° C. for varying lengths of time (
The present application claims priority to U.S. Provisional patent application No. 60/919,174 filed on Mar. 21, 2007, the entire contents of which is specifically incorporated herein by reference.
This application is based upon work supported by the Cooperative State Research, Education, and Extension Service, U.S. Department of Agriculture, under Agreement Nos. 2001-38202-10424 and 2006-38202-16954. The United States government may own some rights to this invention.
Number | Date | Country | |
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60919174 | Mar 2007 | US |