The present invention relates to timing recovery in digital receivers.
Digital receivers typically sample the received signal, and process these samples in order to perform a variety of functions. It is important in such receivers to sample the received signal at the instants when a data element such as a symbol is present. Accordingly, receivers recover the timing at which data elements are received and use this timing to control sampling of the received signal.
Timing recovery deals with finding the ideal sample times to recover the received symbols from a received signal. Mismatch between the transmitter and receiver clocks complicates the recovery process because slight differences between these clocks causes a signal to be sampled at the wrong times, contributing to intersymbol interference.
One popular technique for recovering timing in a receiver is known as the Gardner technique.
The Gardner technique essentially forms a timing error according to b(a−c). As long as the sampling is exactly synchronized with respect to the received data, the quantity b(a−c) is zero. For example, in the case of a transition from +1 to −1 as shown in
If the sampling timing is not exactly synchronized to the received data, the quantity b(a−c) is not zero but, instead, takes on a value that is a measure of how far off the sampling is from the optimal sampling instants. This value is the timing error and may be used to re-synchronize the sampler to the received data.
Although the Gardner technique works reasonably well in the case of white Gaussian noise such as electronic thermal noise or atmospheric noise, it does not work as well in the case of multi-path reception of the transmitted signal.
The present invention relates to the accurate recovery of timing even in the presence of multi-path reception of a transmitted signal.
In accordance with one aspect of the present invention, a method is provided to determine an error between the rate fsym at which data are received and the rate fs at which the data are sampled in a receiver. The method comprises the following: processing a received signal by a nonlinear operator; performing a DFT on the processed signal to produce a plurality of DFT bins each characterized by a respective frequency; determining a dominant spectral component k0 from at least two of the DFT bins whose frequencies are substantially close to the frequency of the dominant spectral component k0; and, determining the data rate fsym from the dominant spectral component k0.
In accordance with another aspect of the present invention, a method is provided to correct the sampling rate fs of a receiver so that the sampling rate fs matches the rate fsym at which data are received by the receiver. The method comprises the following: processing a received signal by a nonlinear operator; performing a DFT on the processed signal to produce a plurality of DFT bins each characterized by a respective frequency; determining a dominant spectral component k0 from two of the DFT bins whose frequencies are substantially close to the frequency of the dominant spectral component k0; determining an error based on the dominant spectral component k0, wherein the error indicates an offset between fs and fsym; and, adjusting the sampling rate fs to reduce the error.
In accordance with still another aspect of the present invention, a method is provided to determine a relationship between a sampling rate fs at which a receiver samples received data and a data receive rate fsym at which the data are received by the receiver. The method comprises the following: processing a received signal by a nonlinear operator; sampling the processed received signal to produce signal samples; performing a DFT on the signal samples to produce a plurality of DFT bins each characterized by a corresponding frequency; determining a dominant spectral component k0 from two of the DFT bins whose corresponding frequencies are equal or closest to fsym; and, determining the relationship between the sampling rate fs and the data receive rate fsym based on the dominant spectral component k0.
These and other features and advantages will become more apparent from a detailed consideration of the invention when taken in conjunction with the drawings in which:
While the timing estimator disclosed herein is equally applicable to other linear modulation techniques, the present invention is disclosed herein with particular reference to 8 VSB modulation, such as that currently employed in digital television. The 8 VSB signal is a linearly modulated 8-ary PAM signal with real-valued symbols b[k] and a complex pulse shape pv(t). The transmitted signal may be expressed by the following equation:
The symbols sent every Tsym seconds are assumed to be independent and identically distributed. These symbols are taken from the alphabet having the following amplitudes:
b[m]=(2m−9)d, for m=1,2, . . . , 8
where 2d is the distance between adjacent symbols. The 8 VSB pulse shape pv(t) is the complex root raised cosine pulse shape whose spectrum is shown in
The 8 VSB signal xv(t) is passed through a channel denoted c(t) and is received at the receiver to yield a noisy signal according to the following equation:
rv(t)=c(t)*xv(t)+ν(t) (2)
where * denotes convolution and ν(t) is the zero-mean complex additive white Gaussian noise with independent and identically distributed real and imaginary components, each with a variance σn2. In “all-digital” receivers, the received signal is, prior to matched filtering, oversampled by some multiple (such as two) of the nominal symbol rate fsym=(1/Tsym) to give the digital signal rv[n].
The cyclostationarity technique disclosed herein recovers information about the symbol rate by first passing the received signal through a non-linearity to detect a discrete spectral component corresponding to the symbol rate and then filtering or using some other technique to determine the frequency of the spectral component.
In one embodiment of the present invention, this non-linearity is squaring. Accordingly, the received signal represented by equation (2) is squared to produce the following equation:
An interesting result of simply squaring the signal rather than squaring the magnitude of the signal is that the complex-valued noise averages to zero. This result means that the expected value of the noise, ε{v2(t)}, is zero. Moreover, because the noise is assumed zero-mean and independent of the data, the expected value of the cross terms in equation (3) is also zero. Therefore, taking the expected value removes all terms involving the noise v(t) according to the following equation:
ε{rv2(t)}=ε{(xv(t)*c(t))2} (4)
Combining equations (1) and (4) produces the following equation:
where pc(t)=pv(t)*c(t)
Equation (5) describes a signal that is periodic with a period Tsym. Therefore, equation (5) can be expressed as a Fourier series according to the following equation:
where ck are the Fourier coefficients.
For a band limited signal, squaring the signal doubles the bandwidth of the signal. For the baseband 8 VSB signal, the baseband spectrum extends from −0.31 MHz to 5.69 MHz. Thus, the squared signal has energy in the frequency interval from −0.62 MHz to 11.38 MHz. Because fsym=10.72 MHz for the 8 VSB signal, all Fourier series coefficients are zero except c0 and c1.
While the relationship between the receiver's sampling rate fs and the true symbol rate fsym is not known precisely at the receiver, it is reasonable to assume that the receiver has a good initial estimate of the true symbol rate. Use of a crystal oscillator having an accuracy of ±100 parts per million (ppm) means that it can reasonably be assumed that the receiver can determine the symbol rate fsym of the received signal relative to its own clock within ±100 ppm. Based on these assumptions, if a data signal has a symbol rate of 10 MHZ, the symbol rate is known within ±1000 Hz at the receiver. However, even this small offset can cause severe error performance over time unless this error is corrected.
In one embodiment of the present invention, the received signal is oversampled to produce samples rv[n]. As shown in
where K is the filter length and Uos is the oversampling factor.
The resulting signal rbpf[n] is passed through a non-linear operator 14 that imposes a non-linear operation, such as squaring, on the signal rbpf[n] in order to boost the spectral line at the digital frequency corresponding to the symbol rate fsym relative to the other spectral lines. For example,
The non-linearity is preferably chosen with the nominal sampling rate in mind so that the signal's spectrum is not aliased near the symbol rate fsym. For an 8 VSB signal that is squared, sampling at twice the nominal symbol rate is enough to prevent aliasing of the squared signal.
The signal x[n] resulting from the non-linear operator 14 is modeled over a small frequency interval around the true symbol rate as a single complex exponential plus white noise according to the following equation:
x[n]=αz[n]+v[n] (7)
where
where α is a complex scalar, and where v[n] is the noise component. It is then possible to compute two Discrete Fourier Transform (DFT) values {tilde over (Z)}(k) and {tilde over (Z)}(k+1) near the nominal value of k0 that corresponds to the rate fsym at which data is received, to determine k0 from these values, and to determine the relationship between fsym and fs from k0. Subspace based averaging may be used to determine these values such that the effect of noise is minimized.
Accordingly, a timing error estimator 16 performs a DFT on x[n]. A conjugate centrosymmetrized version of the kth bin of the resulting N-point DFT is given by the following equation:
where x[n] are the received signal samples. Equation (9) can be re-written as a product of vectors according to the following equation:
{tilde over (X)}(k)={tilde over (w)}kHx (10)
where
and where
x=[x[0]x[1] . . . x[N−1]]TεCN (12)
CN represents the N dimensional complex vector space comprising complex vectors each of length N. The rotated DFT vector {tilde over (w)}k is termed conjugate centrosymmetric because its mth element is equal to the conjugate of its (N-m)th element for m=0, . . . , N−1. {tilde over (X)}(k) may be found by first finding the DFT value X(k) and by then post multiplying this value by
If z[n] is the single complex exponential in equation (8), then the kth bin of the conjugate centrosymmetrized DFT of z[n] evaluated at DFT bin k is given by the following equation:
and the conjugate centrosymmetrized DFT of z[n] evaluated at DFT bin k+1 is given by the following equation:
Using the trigonometric identity sin(A+B)=sin(A)cos(B)+cos(A)sin(B), the numerator of equation (14) becomes −sin(π(k−k0)). Therefore, dividing equation (13) by equation (14) yields the following equation:
Applying the trigonometric identity given above to equation (15) produces the following equation:
Based on k0, the true symbol rate, i.e., the symbol rate of the received data, can be determined from the following equation:
where N is the number of bins in the DFT and fs is the sampling frequency of the receiver.
The relationship between fsym and fs should ideally be the design relationship. For example, if the sampling rate is nominally set at twice the symbol rate used by the transmitter, then ideally fsym=fs/2. If the actual symbol rate of the received data, as determined by equations (16) and (17), and fs do not have this ideal relationship, then the sampling rate of the receiver is adjusted until the ideal relationship is achieved.
The timing error estimator 16 can also determine the timing error by subtracting k0 from k. This timing error may be used to appropriately adjust the sampling frequency of the receiver in order to correctly sample the received signal.
As discussed above, the non-linear operator 14 may be arranged to square the signal from the bandpass filter 12. Instead, other non-linearities can be imposed on the received signal. For example, the received signal may be raised to the fourth power, i.e., (rv[n])4.
It is preferable for the process described above that values for N and k be chosen so that k<k0<k+1 and so that N<fs/(2Δf) where Δf is the tolerance of the a priori estimate. For example, in the case where the samples are raised to the fourth power so that the sampling is at about four times the symbol rate, N can be set at 4096, and k can be set at 1024 representing the nominal symbol rate fsym. The frequency associated with bin k+1 is the next higher frequency. The bin k−1 can be used instead of the bin k+1.
If the noise component v[n] in x[n] is removed, {tilde over (X)}(k,n) and {tilde over (X)}(k+l,n) can be used in equation (16) in place of {tilde over (Z)}(k) and {tilde over (Z)}(k+1) because multiplication by a scalar has no effect on equation (16). One way of removing the noise component in x[n] is to perform subspace-based, or eigenvalue-based, averaging in the frequency domain.
Let {tilde over (X)}(k,n) and {tilde over (X)}(k+1,n) be conjugate centrosymmetric N point DFT values of {x[n−N+1], . . . , x[n]} at frequency bins k and k+1, respectively. These DFT values can be grouped as a vector X=[{tilde over (X)}(k,n){tilde over (X)}(k+1,n)]T. Then, the real-valued auto-correlation matrix Rxx of the received signal is simply the following expected value: ε{X[n]XH[n]. This matrix has the following form:
The eigenvectors associated with this matrix have the following form:
where λl are eigenvalues given by the following equation:
The eigenvector associated with the largest eigenvalue of the real part of the sample correlation matrix {circumflex over (R)}xx[n] is a multiple of Z=[{tilde over (Z)}(k) {tilde over (Z)}(k+1)]T. Therefore, these values of {tilde over (Z)}[k] and {tilde over (Z)}[k+1] can be derived from this eigenvector and used in equation (16) to compute k0 which can be used in equation (17) to determine the relationship between fs and fsym.
Because Rxx is real valued, only the real part of the vector product X[n]XH[n] need be included when forming the sample correlation matrix. Because {circumflex over (R)}xx[n] is a 2×2 matrix, a simple closed form expression is available for the eigenvectors.
The first DFT values {tilde over (X)}(k,N−1) and {tilde over (X)}(k+1,N−1) may be computed gradually (without the need to store or compute all of the twiddle factors
n=0, . . . , N−1) using the well known Goertzel algorithm. Subsequent values of {tilde over (X)}(k,n) and {tilde over (X)}(k+1,n) for n>N−1 may be found recursively. If X(k,n) is the kth bin of the N point DFT of the current and past N−1 values of x[n], then X(k,n) is given by the following equation:
and X(k,n) may be expressed in terms of X(k,n−1) according to the following equation:
for n>N−1. Use of equation (19) requires only two complex multiplications and two additions, which is a significant computational savings over equation (18). Furthermore, when k is an integer, equation (19) simplifies even more and requires only one complex multiplication and two additions according to the following equation:
Accordingly, when averaging is used as described above, as each new sample is received, the sample is passed through the non-linear operation. Two conjugate centrosymmetric DFT values are found using the current sample and the previous N−1 samples. These values are used to update the real part of the sample correlation matrix, and the eigenvector having the largest eigenvalue is extracted to give a scaled estimate of {tilde over (Z)}(k) and {tilde over (Z)}(k+1). These values are used as per equations (16) and (17) to determine the symbol frequency of the received data.
Modifications of the present invention will occur to those practicing in the art of the present invention. Accordingly, the description of the present invention is to be construed as illustrative only and is for the purpose of teaching those skilled in the art the best mode of carrying out the invention. The details may be varied substantially without departing from the spirit of the invention, and the exclusive use of all modifications which are within the scope of the appended claims is reserved.
The present application claims the benefit of Provisional Application Ser. No. 60/336,071 filed on Oct. 25, 2001.
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Number | Date | Country | |
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20030123533 A1 | Jul 2003 | US |
Number | Date | Country | |
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60336071 | Oct 2001 | US |