Photolytic oxygenator with carbon dioxide and/or hydrogen separation and fixation

Abstract
Apparatus for oxygenating an enclosed space as well as removing carbon dioxide from the enclosed space. The apparatus comprises a photolytic cell (16) having an anode compartment with a photo-active surface having the ability to convert water to oxygen; a cathode compartment having the ability to convert carbon dioxide and hydrogen to a solid or liquid medium; and a light source (20) for providing light photons (21) to said photolytic cell and activating the photo-reactive surface.
Description
FIELD OF THE INVENTION

The present invention is directed to a photolytically driven electrochemical (“PDEC”) oxygenator and carbon dioxide and/or hydrogen separator that uses light energy to achieve gas exchange in various media. The separated carbon dioxide and/or hydrogen is then removed or preferably reacted with and/or captured by a substrate for subsequent removal and/or storage. The invention finds particular application in providing a proper physiological gas environment for humans, animals and microorganisms. It is also to be appreciated that the invention finds further particular applications in confined space areas such as the crew or cabin space of a submarine, space station, interplanetary vehicle, extraterrestrial vehicle, subterranean mine, firefighting situations, chemical exposure, biological warfare, caves or tunnels, or other confined living areas.


BACKGROUND OF THE INVENTION

Oxygen depletion in confined spaces has always been a problem. Human beings need a constant supply of oxygen and the concomitant removal of carbon dioxide to live and function. When humans, microorganisms or other animals are in confined spaces where the flow of gases from the atmosphere is impeded, the aforementioned supply of oxygen and the removal of carbon dioxide and/or hydrogen are critical to maintaining a proper physiological environment.


Known methods for providing oxygen generation and/or carbon dioxide removal include the electrolytic production of oxygen using KOH in water. While hydrogen and oxygen are produced, the simultaneous production of hydrogen results in problems concerning its safe capture, storage and disposal. This is particularly true in confined spaces such as in submarines where only a limited supply of hydrogen gas can be safely stored. Additionally, venting of hydrogen gas into the outside ocean waters creates further difficulties concerning noise and detection issues.


An organic amine liquid carbon dioxide process has also been used to capture carbon dioxide which is complicated to operate and is sensitive to motion. Moreover, on an emergency basis, lithium chlorate candles have been used to produce oxygen and lithium hydroxide powder to absorb carbon dioxide. These are hazardous materials and to be used under duress is very undesirable. These devices and processes for providing oxygen and removing carbon dioxide are briefly described below:

    • Chlorate Candles—These are heated to cause the decomposition of the chlorate into oxygen gas and salt. In this operation the high heat required and sudden release of large amounts of pure oxygen gas are highly hazardous and limits the usefulness of this technology.
    • Potassium Hydroxide (KOH) Electrolysis—This technology is also hazardous as it emits explosive mixtures of O2 and H2 gases, and since KOH is strongly caustic and corrosive.
    • Lithium Hydroxide (LiOH) is used for CO2 capture. However, this material is hazardous due to it being a caustic fine powder. It is spread over the floor to generate a high surface area whereupon it leads to possible contact and/or ingestion by the crew causing illness and potential lung damage.
    • CO2 is also removed by large devices using liquid organic amines. These units are complicated processes and so are difficult to control. They also require large amounts of space, are heavy and sensitive to motion.


In addition, the first and third of the above listed technologies are “once use” technologies and so are spent after one use.


Therefore, a need exists for new technology and approaches that have the potential to provide long term life support in confined environments. Such approaches and technologies shall include not only oxygen generation, but also to the removal and/or capture of carbon dioxide and/or hydrogen.


SUMMARY OF THE INVENTION

The enclosed invention uses photolytic energy to drive the production of oxygen (O2) gas and electrochemical fixation of carbon dioxide (CO2) gas as a means to rejuvenate used, “stale” air, i.e. air low in oxygen and/or rich in carbon dioxide relative to atmospheric breathing air. The present invention produces breathable air for humans, animals, and aerobic or facultative aerobic microorganisms. In another embodiment, the present invention relates to the fixation of hydrogen gas generated during the O2 gas production into storable or useful products.


More particularly, the present invention relates to a photolytically driven electrochemical (PDEC) oxygenation and carbon dioxide and/or hydrogen removal apparatus. The apparatus includes a photo-electro chemical cell (“photolytic cell” or “photolytic module”) that, in part, operates similar to the photosynthesis process that takes place in green plants. In the anode compartment, the apparatus utilizes the photolytic cell instead of electrical wiring to convert light energy in order to simultaneously generate oxygen and low voltage internal electrical energy. The photolytic cell also removes carbon dioxide from the environment and converts it to a carbonate solid in the cathode compartment and/or fixed as an organic compound. One or more photolytic cells can be included in the apparatus of the present invention depending on the quantity, quality, etc. of desired gas exchange. These units can be collected in one area, or dispersed to provide multiple independent breathing air maintenance units, including portable units.


In a further embodiment, the present invention relates to a process for collecting, venting, storing or converting hydrogen gas produced during the oxygen generation process. As mentioned above, the PDEC technology provides dissolved oxygen (“DO”) production at the photo anode. The electrons (e−) and hydrogen ions (H+) released when dissolved oxygen (DO) is formed can be combined at the cathode to form hydrogen (H2) gas. This H2 can be collected and used to fuel a fuel cell, or can be safely vented to the atmosphere, e.g. via degassing tubing. However, in certain instances it is found desirable, and is a part of the herein described invention, that these e− and H+ ions can be used to further enhance the technology by using them to produce additional useful product(s). When these products are non-gaseous, then the technology can be used to avoid the generation of H2(g), which is a safety and/or stealth issue in certain applications, for example in maintaining the breathing atmosphere in submarines.


The light energy utilized in the present invention is ultraviolet (“UV”) light or visible light, with the laser form being the most preferred. However, the light energy can also be broad-band, received by the way of a “light pipe” fiber optic cable and/or by the way of an attenuated total reflectance (ATR) link.


In the apparatus of one preferred embodiment of the invention, dissolved oxygen (DO) is generated in the anode compartment from an aqueous solution by means of the light dependent chemical reactions, photolysis and disproportionation. This is followed by the removal or clearing of carbon dioxide in the cathode compartment by the formation of higher carbon compositions such as hexose sugar, carboxylic acids, aldehydes, alcohols, etc. Additionally, hydrogen can also be removed or cleared from the cathode compartment by reacting the hydrogen ions and electrons produced during the oxygen generation process with various substrates to produce additional useful products.


In this regard, photolysis is the initiation of a chemical reaction that results from the absorbance of one or more quanta of radiation. Here, water from an aqueous solution is converted into oxygen by a light-activated catalyst, such as a semiconducting metal oxide. The metal oxide is utilized as a photo-absorbent material or a photo-absorption element. It is photolytically irradiated to form, from water, hydrogen ions, hydrogen peroxide or other forms of oxygen gas precursor (active oxygen, “AO”) and electrons by the absorption of one or more quanta of electromagnetic radiation. The free electrons generated are then electrically conducted away to avoid reversal of the reaction and optionally utilized to drive various electrical devices, such as a pump. Additionally, the free electrons can be utilized to fix or convert the carbon dioxide and/or hydrogen also generated by the process into other products.


For example, it has been found that active oxygen can be generated in a further embodiment of the present invention by the use of the anatase form of titania (TiO2(a)) as the light absorbent material in the anode compartment. The photo energy of light, such as ultraviolet laser light (about 350 nm), selectively excites TiO2 semiconductor transition (about 350-390 nm band, or about 3.1 eV) with minimal material radiation or transmission. The ultraviolet energy produces charge separation in the anatase form of TiO2, which then produces active oxygen (AO) and free electrons. The free electrons are then subsequently electrically conducted away due to the semi-conducting property of the anatase. Alternatively, other suitable light absorbent materials can also be utilized in the present invention at various wavelengths provided that the energy is sufficient to produce active oxygen.


Moreover, the active oxygen produced during photolysis can be converted by means of manganese dioxide (MnO2), or other disproportionation catalytic agents and/or processes, into dissolved oxygen (DO) and water.


Additionally, in the present invention, carbon dioxide can also be removed from the environment by the means of a series of carbon molecule building reactions. These reactions occur in the cathode compartment of the apparatus to produce removable and/or recyclable carbonate solids.


Similarly, hydrogen ions generated during the dissolved oxygen production can be reacted to produced, removable and/or recyclable hydrogen containing solids. In this regard, an electrochemically reducible compound is added to absorb the hydrogen ions and electrons to produce useful, or at least easily disposable (environmentally neutral), compounds. The preferred compounds in this role are also safe enough to be used in confined environment, and have a large capacity for hydrogen ions.


Consequently, the apparatus of the present invention produces oxygen directly from an aqueous solution. At the same time, the apparatus also utilizes the hydrogen ions and electrons produced from the aqueous solution to remove the carbon dioxide and/or hydrogen to produce a carbon or hydrogen containing solid or organic compound such as sugars, carboxylic acids, aldehydes or alcohols.


A brief description of the pertinent reactions involved in the embodiment of the present invention utilizing anatase, for example, as the light absorbent material (i.e. as the photolytic catalyst and MnO2 as the disproportionation catalyst) is provided below:


Photolysis:
embedded image

where H2O2 is used to illustrate “active oxygen” intermediate.


Disproportionation:
embedded image

DO=dissolved oxygen, which is readily converted to gaseous oxygen, O2(g), for breathable air maintenance applications.


The above information shows the general chemical reactions involved in the anode compartment of the photolytic cell to produce dissolved oxygen. Subsequent to this production, the electrons are conducted away, and the dissolved oxygen diffuses from the film surface to be collected and/or channeled to a confined environment.


Additionally, the hydrogen ions generated flow from the anode compartment to the cathode compartment. There they react with carbon dioxide and/or other compositions to form higher carbon materials, etc.


In a further aspect, the present invention is also directed to a photolytic cell. The photolytic cell includes a transparent substrate or window. An anode (such as a metal film) is adjacent to the transparent window. A photolytic coating containing a light-activated catalyst and a disproportionation catalyst abuts the anode. An anolyte cell flow through area is adjacent to the light activated catalyst. An optional cation exchange membrane borders the anolyte cell flow through area. A catholyte cell flow area abuts the cation exchange membrane. A cathode is present adjacent to the catholyte and is connected to the anode.


In an additional aspect, the present invention is further directed to a method for delivering oxygen to an enclosed or restricted environment. The method comprises moving an aqueous solution, such as an electrolyte solution, into a photolytic cell wherein light is utilized by a light-activated catalyst to produce oxygen from water and moving the oxygen generated out of the photolytic cell into the enclosed environment. The free hydrogen ions generated by this process can be optionally utilized to convert carbon dioxide or other substrates to carbonate compositions and/or additional useful products.


In a further aspect, the present invention relates to the direct photolytic conversion of water to liquid phase oxygen (dissolved oxygen), with commensurate clearance of carbon dioxide and hydrogen. A test flow cell is provided comprising a conductive coating of vacuum-deposited titanium (Ti) metal, adherent TiO2 (anatase), and MnO2, applied as a laminant to a glass substrate. Long wavelength (low energy) UV laser light, directed to the transparent glass substrate, reproducibly resulted in the generation of H2O2, an active form of oxygen (active oxygen), which was subsequently converted, by the catalytic action of MnO2, to dissolved oxygen. Oxygen gas is then extracted from the dissolved oxygen through an oxygen gas separator and collected or channeled to a closed or constricted living environment. Additionally, carbon dioxide present in the closed or constricted living environment is removed by reacting the carbon dioxide with other carbon sources and catalysts to form carbonate solids. The hydrogen form during the oxygenation process can also be utilized to produce easily disposable and useful compounds. Based on these results and others, the photolytic cell or module may be used, employing multiple parallel photolytic surfaces to improve O2 yield and CO2 and hydrogen clearance.


These and other objects and features of the invention will be apparent from the descriptions set forth below.




BRIEF DESCRIPTION OF THE DRAWINGS

The present invention will become more fully understood from the detailed description given below, the claims and the accompanying drawings. The description and drawings are given by the way of illustration only, and thus do not limit the present invention.



FIG. 1 shows a schematic view of an embodiment of the photolytic cell that can be utilized in the present invention.



FIG. 2 is a schematic of a generalized embodiment of the invention wherein an alpha-keto pentose source is used to remove carbon dioxide.



FIG. 3 is a schematic of another embodiment of the invention wherein carbon dioxide and a pentose are used to prepare a C3 carbon based intermediary for carbon dioxide removal.



FIG. 4 is a schematic of another embodiment of the invention showing details of a rubisco-catalyzed reaction used to prepare a C3 carbon intermediary for carbon dioxide removal.



FIG. 5 is a schematic of a more detailed embodiment of the invention showing the rubisco catalyzed reaction and the chemical steps in greater detail.



FIG. 6 is a schematic of another embodiment of the invention wherein the carbon dioxide is reacted with the pentose directly in the PDEC cell.



FIG. 7 is a graphic illustration demonstrating the use of a PDEC apparatus for providing oxygen in a confined environment.



FIG. 8 is a graphic illustration showing the use of the PDEC apparatus for producing oxygen and removing carbon dioxide in a confined environment to produce a carbonate solid.



FIG. 9 is a graphic illustration demonstrating oxygen production and carbon dioxide removal by the production of C6 compositions from two C3 intermediaries or a C5 compound and carbon dioxide.



FIGS. 10A and 10B are illustrations of the geometries of two microfabrication structures of the present invention.



FIGS. 11A-11C are illustrations of examples of potential nanopatterned surfaces utilized in the devices of the present invention.



FIG. 12 is an illustration of a potential 3-D mesh structure utilized in the devices of the present invention.




DETAILED DESCRIPTION OF THE INVENTION

Oxygen is essential to the respiration of animal life. The function of respiration is to provide the energy needed by body cells. Cells obtain this energy mainly by metabolizing glucose with oxygen, so they require a constant supply of oxygen. In addition, the waste products of the metabolic process—mainly carbon dioxide—must be carried away from the cells.


Respiration includes the breathing of air into the lungs, the transfer of oxygen from the air to the blood, the transport of oxygen in the blood to the body cells, the metabolisms of glucose with oxygen in the cells, and the transport of carbon dioxide to the lungs to be breathed out.


The present invention is directed to the process of providing oxygen and removing carbon dioxide from confined space areas. More particularly, the present invention is directed to a photolytically driven electrochemical (PDEC) oxygenator and carbon dioxide and/or hydrogen removal apparatus. The apparatus may be used for controlling the environment in a closed or restricted volume in order to make the volume habitable to humans, animals and aerobic microorganisms. The apparatus achieves a gas balance typical for that required by the humans, animals or aerobic microorganisms in at least part of the enclosed volume or confined living space.


The photolytically driven electrochemical (PDEC) oxygenator and carbon dioxide and hydrogen removal apparatus includes a photo-electrochemical cell (or photolytic cell) that in part operates similar to the photosynthesis process that takes place in green plants. The photolytic oxygenator apparatus utilizes the photolytic energy to drive oxygen generation from water. The oxygen is then released to the confined volume. The photolytic cell also converts carbon dioxide to a higher carbon compound, such as a C6 sugar-type compound, that can be stored as a solid, gel or liquid, which then fixes the CO2 thereby removing it from the confined space. This higher carbon compound can optionally be recycled in the form of a food or energy source. Other fixed CO2 organic and inorganic compounds can be formed as well.


Additionally, the present invention is directed to the removal of hydrogen which accumulates during the oxygen generation process in the PDEC apparatus. As described previously, the PDEC technology provides dissolved oxygen (DO) production at the photo anode. The electrons (e−) and hydrogen ions (H+) released when DO is formed can be combined at the cathode to form H2 (gas). This H2 can be collected and used to fuel a fuel cell, or safely vented to the atmosphere. Moreover, in certain instances it is found desirable that these e− and H+ ions can be used to further enhance the technology by using them to produce additional useful product(s). For example, an electrochemically reducible compound can be added to absorb the hydrogen ions and electrons to produce useful, or at least easily disposable compounds. The preferred compounds are not only safe enough to be used in confined environments, they also have a large capacity for hydrogen ions and electrons.


In the PDEC apparatus of the present invention, oxygen is produced in the anode side of the PDEC apparatus. The oxygen produced at the anode side of the photolytic oxygenator apparatus is typically produced in an aqueous electrolyte solution such as a brine, seawater, etc. The oxygenated liquid so formed then flows out of the photolytic oxygenator apparatus. It is degassed and the oxygen gas is sent back to the closed or restricted volume area for breathing by humans, animals or aerobic microorganisms.


The carbon dioxide is removed by the cathode side of the PDEC apparatus of the present invention. Gas containing carbon dioxide from the enclosed volume is reacted with an aqueous liquid at pH >4, and preferably >6, to extract carbon dioxide into the liquid so that it can be fixed by formation of organic acids or organic acid salts, for example, glycerate or sugar acid, etc., which is transported and treated in the cathode portion (or cathode compartment) of the photolytic cell to form a solid or syrup, for example a sugar-like compound.


They hydrogen is also removed from the cathode side of the PDEC apparatus. As discussed more particularly below, they hydrogen is reacted with various substrates, including various carbon compounds referenced above, in order to fix the hydrogen into easily removable and useful compounds.


In an additional embodiment, the present invention is directed to the use of a photolytic cell as a novel respiratory assist device and process. The apparatus of the invention includes one or more photolytic cells having photochemically active material and associated components for the production of oxygen, the removal of carbon dioxide and hydrogen, and the co-production of electrical power. The electrical power can be used to produce additional chemical changes or reactions. Optionally, the invention may include a photolytic chamber to house or hold a sufficient number of stacked or assembled photolytic cells to perform the rate of gas exchange desired.


In a further embodiment of the present invention, a semi-conducting metal oxide is used as the photo-absorption element. This semi-conducting metal oxide is the anatase form of titania, or TiO2. Photolysis of this oxide results in the generation of active oxygen, in a manner, which is considerably more long lasting than photosynthetic pigments (i.e. the chlorophiles). Importantly, the light energy associated with activation by a 354 nm UV laser light selectively excites the TiO2 semiconductor electronic transition (350-389 nm band, or about 3.2 eV) with minimal wasted radiation or transmission. Special dopants and/or other metal oxides, such as WO3 and ZnO, can be used to adjust this wavelength, in order to reduce the energy requirement and even to allow activation within the range of visible light. UV energy produces charge separation in the anatase, which then produces active oxygen, hydrogen ions and free electrons, the latter being electrically conducted away. Diffusion layers are minimized through the use of electron conductance to and from the photolytic site by photolytic transparency over a large surface area and by electrochemical conduction.


The active oxygen is then converted to dissolved oxygen through the use of a disproportionation catalyst such as MnO2. Importantly, this apparatus has the ability to efficiently generate both fluid phase oxygen (i.e. dissolved oxygen) and gas phase oxygen (i.e. PO2).


Taken from a broad perspective, this embodiment of the present invention includes the following system components: 1) an aqueous phase, 2) photolytic energy to provide “charge separation” in a thin film, 3) electrical energy, produced from the electrons of the “charge separation” photolytic reaction, 4) chemical reactions driven by the photochemistry, i.e. Ht and DO generation, 5) the removal of CO2 through the generation of carbonate solids or fixed CO2 organic compounds, and 6) the removal of hydrogen ions and electrons through the hydrogenation production of useful and/or easily disposable compounds.


The invention can also use mesoporous, amorphous, microporous, nanophased, crystalline, heterogeneous, or homogenous materials and coatings, and the like, alone or in combination to provide high-surface area active coatings to photolytically drive chemical changes, photochemical changes, electricity generation, and/or electrochemical changes in fluid streams, preferably adjacent to the coating/material, or, in the case of electricity, electrical current driven into wires attached to the coating directly, or via a electrical conducting intermediate material. The said fluid can be liquid or gas or sol gel or conducting solid or porous solid.



FIG. 1 shows one of the flow-through embodiments of the photolytic cell 16 of the present invention. In this flow-through cell embodiment, the following main components of the photolytic cell 16 are assembled, i.e. a conductive coating of vacuum deposited Ti metal 36, a coating of adherent TiO2 (anatase) 32, an optional MnO2 particulate layer 34. A UV laser light 20 was shown on the transparent glass or quartz substrate 30 so to initiate the reactions.


In this regard, the photolytic cell 16 of FIG. 1 includes a transparent window 30 or wave guide for the entry of light energy in the form of photons 21 from a light source 20 such as an ultraviolet laser light. On one side of the glass slide is an anode conductor layer 36, such as titanium (Ti) metal film. Attached to the anode conductor layer 36, is a layer of a light activated catalyst 32 such as anatase (TiO2). An optional catalyst layer 34, such as manganese dioxide, is adjacent to the light activated catalyst layer 32. The photolytic cell 16 includes one or more layers of silicone gaskets or spacers 40 and an acrylic housing 42. A pair of anolytes 44 (in/out) is connected to the light activated catalyst layer 32 or optional catalyst layer 34 and extend through the photolytic cell 16 away from the transparent window 30. The photolytic cell 16 further includes a cation exchange member 46, such as a NAFION® membrane from DuPont. A pair of catholytes 48 (in/out) is connected to the cation exchange member 46 and extends outwardly through the photolytic cell 16 generally away from the transparent window 30. The photolytic cell 16 further includes a cathode layer 38, such as Pt foil, adjacent to the cation exchange member 46. The operation and use of this embodiment of the invention is more particularly described below.



FIG. 2 is a schematic drawing showing the electrical and chemical transformations which occur in the PDEC cell 16 of the apparatus 10. Electrolyte or anolyte 128, such as NaCl brine, NaSO4, K2SO4, HCl, and the like enters the anode compartment 100/44 of the photolytic cell 16 through inlet 12 by way of an optional peristaltic pump 14. Light photons (hv) 21/114 generated by light source 20 enter through a transparent window 30 or waveguide and activate the light activated catalyst 32 present in photo-reactive surface 116 such as 100 μm TiO2 (anatase). The light activated catalyst 32 either directly converts water in the electrolyte 128 to dissolved oxygen or converts water to active oxygen and hydrogen ions and an optional second catalyst 34, such as manganese dioxide (MnO2) on a porous film, converts active oxygen (e.g. H2O2) into dissolved oxygen (DO). The oxygen then exits the anode compartment 100/44 by the way of outlet 13 and is pumped by an optional pump 132 to oxygen gas separator 118. At the gas separator 118, the gaseous oxygen is provided to a confined air space 120 for usage.


The electrons released from the conversion of water from the electrolyte to oxygen are collected in the collector electron anode 110. An electrical current formed from a battery or other source (not shown) allows the electrons to flow from the anode 110 to the cathode 108, such as graphite or nickel, so that the electrons do not react with the active oxygen to cause a back reaction and the reformation of water.


The electrical current and electron flow can be regulated by a current regulator or resistor (not shown). The hydrogen ions formed from the conversion of water at the light activated catalyst diffuse from the anode compartment 100/44 across the optional membrane 126 to the cathode compartment 102/48.


In the cathode compartment 102/48, stale air 104, which is rich in CO2 relative to atmospheric breathing air, is contacted with i) a liquid such as brine containing α-keto pentose containing a catalyst typically of mixtures of Mg2+/PO43− electrolyte to convert carbon dioxide into dissolved form in the liquid; and ii) C3 pentose obtained from stores 122 which also contains a catalyst to form glycerate or the equivalent. The glycerate is electrochemically reduced at the surface of the cathode and reacts with the hydrogen ions which previously immigrated from the anode compartment 100 to the cathode compartment 102 to form a hexose (C6) sugar. The hexose sugar solution then flows out of the cathode compartment 102 into separator 112. In separator 112, the liquid is separated and then recycled 134 and the hexose sugar is placed in C6 stores 114 or utilized as an energy source for the crew, etc.


The various particular components and/or processes of the flow through PDEC cell embodiment of the present invention are described in more detail below:


1. Transparent Substrate or Window 30


The transparent window 30 can be formed from glass, quartz slides, quartz, etc. Glass is useful in forming the transparent window provided that the UV transparency is adequate at the wavelength needed. Quartz slides are also useful because of its high UV transparency. For the transparent window, light entry into and through the transparent window can be from the back, side, or bottom. Edge illumination through the transparent window can optionally include a lens or wave guide.


The transparent window can further include a wave guide. A wave guide uniformly distributes photons (hv) from the light over the surface of the light activated catalyst. Particularly, the wave guide causes the light photons to travel in a path so that the photons maximally contact the entire layer of the light activated catalyst. Light enters the wave guide in the side of the transparent window generally parallel to the surface of the light activated catalyst that is attached to the transparent window. The wave guide allows for maximal light photon contact with the light activated catalyst without directly illuminating the side of the entire light activated catalyst attached to the transparent window. The wave guide also allows form maximal photolytic cell staking because light is not required to directly illuminate the light activated catalyst but rather can be indirectly illuminated by side or edge entry in the transparent window. The wave guide provides additional efficiency to light used in the photolytic cell because the light can be spread across the entire surface of the light activated catalyst.


2. Anode Conductor Layer 110


The anode conductor layer 110 conducts electrons formed from the reaction of water to oxygen out of the anode. The anode conductor layer prevents the electrons from reacting back with the oxygen to reform water, thereby allowing maximal formation of oxygen. The anode conductor layer is applied or attached to at least one side of the transparent window 30.


The anode conductor layer 110 can be formed at least two different ways. The anode layer can be formed by attaching a thin film of uniform metallic conductor to the transparent window using vapor deposition. The film preferably has a thickness of less than about 0.2 μm. Preferably, the film is formed from gold or titanium. Gold remains metallic at all conditions but can be very efficient at UV light blockage or reflection. Titanium can be oxidized to TiO2 by adding O2 to the deposition chamber to yield a possible catalyst layer with excellent adhesion.


The anode conductor layer 110 can also be formed by using photo-resist technology. Under photo-resist technology, grids are prepared with masks using vapor deposition. Conductor line spacing, width and thickness optimization may be required to prevent excessive attenuation, and provide sufficiently close conductive areas to sweep electrons away from the light activated catalyst layer.


3. Catalysts 32 and 34


A light activated catalyst 32 is coated onto the anode conductor layer. The light activated catalyst is photochemically activated and reacts with water to form dissolved oxygen or a free radical oxygen intermediate that is ultimately converted to dissolved oxygen. The term active oxygen (AO) in the present application defines any free radical oxygen intermediate formed in the photolytically catalyzed reaction of water that is ultimately converted to dissolved oxygen. The active oxygen formed is in the form of a peroxide, such as hydrogen peroxide, H2O2, or peroxide ion salt, hydroxyl free radical, super oxide ion, etc., and is converted into dissolved oxygen in the presence of a catalyst. The active oxygen formed depends on the light activated catalyst used. Also, depending on the light activated catalyst used, water may be photolytically converted directly into dissolved oxygen without first forming an active oxygen.


Several different catalysts can be employed for producing dissolved oxygen photochemically. One catalyst that can be used to photochemically produce oxygen is zinc oxide. By using zinc oxide, peroxide (H2O2) is produced directly from water. H2O2 is an excellent form of active oxygen for providing sufficient potential diffusion distance, and also for the disproportionate reaction to dissolved oxygen and water via a solid MnO2 catalyst (similar to green plant O2 generation site) occurring photochemically at <340 nm by way of metal ion assisted disproportionation with catalase and other hydroperoxidases. Zinc oxide film has other positive attributes including, known film formation technology (e.g. via the zinc/nitrate/glycine reaction), low toxicity concerns, and low cost.


An additional catalyst that can be used to photochemically produce dissolved oxygen is tungstate (WO3) that is exposed to visible light and using escb removal. WO3 yields oxygen (O2) directly from water without the need to first produce an active oxygen species. Oxygen is generated stoichiometrically and the “back reaction” is unfavored so that there is not significant competition to the direct formation of dissolved oxygen. Only visible light is needed to generate dissolved oxygen from WO3, no more than about 496 nm. WO3 films present low toxicity concerns. Preferably, the use of WO3 further includes the removal of excess escb formed during oxygen formation from water.


Another catalyst suitable for reacting with water is TiO2 (anatase) irradiation with, followed by dissolved oxygen production at a metal catalyst, such as a MnO2 catalyst, or other similar catalyst. TiO2 removes the escb efficiently from the production area in order to ultimately obtain good dissolved oxygen production and minimize any back reaction to reform reactants. The removal of escb is performed through conduction via the semi-conductor property of the TiO2(a) with enhancement via application of a small DC bias voltage. TiO2 irradiation also presents low toxicity concerns. TiO2 provides very high insolubility and kinetic inertness to minimize dissolution and fouling during use and maintenance. Preferably, UV light is chopped or pulsed during TiO2 irradiation to allow time for the chemical reactions to occur since with continuous irradiation causes the escb to accumulate and force a back reaction to form water. A pause in the irradiation allows time for the slower, but still extremely fast irradiation in the range of @sec to msec to occur to occur.


A further catalyst for reacting with water to ultimately form dissolved oxygen is a semiconductor powder (SCP)-filled UV/VIS light transparent thermoplastic film. SCP-filled thermoplastic film is relatively inexpensive to manufacture and form into shape. SCP film is easily moldable, extrudable, cut and machined. SCP can be used very efficiently in surface applied only form. Also, SCP has low toxicity concerns. Optimized commercial products (conductive plastic filler powders) are available with good properties for dispersion, particle-to-particle electrical conductivity (for escb removal), and resistance to sloughing off that can be used with the present apparatus.


The following additional preferred conditions may be used for each of the above-mentioned catalysts. First, an application of a small (e.g. up to a few volts DC) bias voltage can be applied to help ensure that the esch is quickly conducted away from the production site. Second, a chopped illumination, instead of a continuously applied illumination, may allow secondary chemical reactions to occur since the secondary chemical reactions are slower than the photochemical reactions and enhance photo yields by allowing the excited electrons to exit the system and not be present for regeneration of starting material, i.e., water.


Of the above-mentioned catalysts, the TiO2 (anatase) catalyst followed by a second metal catalyst for disproportionation is the most preferred. When the TiO2 catalyst is used, the light-titania interaction is the first step in the ultimate formation of dissolved oxygen. It is known that surface hydrated particulate TiO2 (anatase) solid, TiO2(a)—OH2 or TiIVO2(a)—OH, is an efficient UV light (hν) acceptor at wave lengths <390 nm, resulting in active oxygen formation from sorbed water and hydroxyl groups. The most probable reaction is believed to be:

TiIVO2(a)—OH+hν→TiIII—.OH*


It is noted that other bonds to Ti have been omitted for clarity. The reactant and product of the above reaction are solid materials. In the above reaction, H2O is already bonded to the surface of the TiO2(a) catalyst as H2O or as hydroxyl ion (OH), i.e. TiIVO2(a)—OH2 or TiIVO2(a)—OH, respectfully. Hence, no atoms are required to move during the very fast photon absorption process. The * represents a low lying excited electronic state where the energy of the photon is used to transition or excite an electron from a nonbonding orbital on the oxygen to a molecular orbital centered on the titanium ion, hence converting the titanium into a trivalent oxidation state. The molecular orbital centered on the titanium ion is known to be a part of the semiconduction band (“scb”), and so the electron is readily conducted away from the site to form a bipolar charged grain, or, if connected to a closed DC electrical circuit, resulting in full charge separation, i.e.,

TiIII—.OH*→[TiIV—.OH]++e(scb)


If the escb is not conducted away or otherwise removed by reaction with an oxidant present in the solution, the escb could react with the hydroxyl free radical and reverse or back react so that the system would return to its original state and form water. In this latter case there would be no net reaction and the photolytic energy will appear as a small amount of heat. Hence the charge separation process and removal of escb is considered an important first step of the photolytic cell dissolved oxygen generation process.


The hydroxyl free radical (.OH) group present is used to represent the initial form of the active oxygen generated by the photolytic process. It is not certain that .OH is the dominant species present when TiO2(a) is photolyzed. The active oxygen formed could generally be in the form of a superoxide, hydrogen peroxide, or a hydroxyl free radical. However, the form of this active oxygen produced has sufficient thermodynamic driving force to form active oxygen from water. For the TiO2(a) catalyst at neutral pH, these highly reactive hydroxyl free radicals either back react as described above, or rapidly dimerize to form (μ-peroxo) titanium (IV) and hydrogen ions, i.e.
embedded image


Another way to increase the amount of dissolved oxygen production in the TiO2(a) system is to provide a means to speed the rate of release of the trapped μ-peroxide as hydrogen peroxide as to active oxygen.

TiIV—O—O—TiIV+H2O→TiIV—O—TiIV+H2O2(aq)


H2O2 is an excellent form for the active oxygen species as it readily migrates and is easily catalyzed to disproportionate into dissolved oxygen and water.
embedded image


Therefore, for the TiO2(a) photocatalyst to be useful, a means for releasing the μ-peroxide energy is needed, such as soluble H2O2, since H2O2 can diffuse to the MnO2 for dissolved oxygen production, or by conducting the oxidizing power to another active oxygen form, such as SFRs in the adjacent solution that can be used in dissolved oxygen production, or using the TiIV—O—O—TiIV content to electronically remove electrons from the MnO2 cluster/particle (as is done in green plant photosynthesis by the “D” protein). In the last means, only an electron flows from the water through the MnO2 to the μ-peroxo linkage through delocalized bonds. This electron replaces the e lost from the TiO2(a)—OH system as escb.


The formation of H2O2 as the active oxygen is valuable since H2O2 can be rapidly converted to dissolved oxygen in 100% yield using many different methods: thermally; metal ion catalysis; particulate/surface catalysis; base catalysis; and free radical reaction with reductant initiation. Preferably, metal ion catalysis, such as, MnO2(s), provides an efficient catalyst for H2O2 disproportionation to water and O2, on thin film substrate constructs.
embedded image


Photo catalyst systems such as zinc oxide, ZnO, release peroxide as the active oxygen more readily than does TiO2,. Less acidic metal ions under the Lewis acid/base theory definition cannot sufficiently stabilize the highly alkaline peroxide ion relative to water protonation (pKa1 of H2O2 is 11.38 (25° C.)) to form it within the solid phase, and so hydrogen peroxide, H2O2, is readily formed from ZnO:
embedded image


ZnO films and particles can be prepared in a number of ways with varying but controlled composition, morphology and porosity. For example, mirrors of zinc, doped zinc, and zinc alloys and can be sputtered down onto an optically transparent support, followed by oxidation with O2(g). This treatment produces a metal/metal oxide (Zn/ZnO) film. Another highly effective approach to semiconducting ZnO-based films is to utilize a process for optical glass coatings. (L. R. Pederson, L. A. Chick, and G. J. Exarhos, U.S. Pat. No. 4,880,772 (1989).) The optical glass coating technique is based on applying a zinc nitrate/glycine aqueous solution as a dip or spray, followed by drying (110° C. for 15 min), then heating (450-500° C. for 3 min) to initiate a self-oxidation reaction during which the carbon and nitrogen exits as gases leaving an adherent yet porous film bonded to the underlying surface (e.g. glass) and is referred to as the glycine nitrate process. (L. R. Pederson, L. A. Chick, and G. J. Exarhos, U.S. Pat. No. 4,880,772 (1989).) The ZnO film is normally produced doped with alumina by including aluminum nitrate in the aqueous formulation for the initial dip. Many other metal ion blends are also possible with this technique.


Tungstate only requires visible light to produce dissolved oxygen, and produces dissolved oxygen directly without requiring a second catalyst to form dissolved oxygen. The lower photon energy requirement for WO3 is due to the smaller band gap of 2.5 eV versus at least 3 eV for TiO2(a). As with the TiO2 anatase system, high yields are possible with the WO3 catalyst if the escb is removed. The production of O2 increases very significantly if RuO2 (ruthenium oxide) is placed on the surface of the WO3. This is consistent with the fact that RuO2 is a known good catalyst for O2 production and so represents a route to improving other approaches.


An advantage may exist if the dissolved oxygen producing film could be a filled plastic. Such materials are often inexpensive and manufactured easily. Commercial sources exist for semi-conducting, low light absorbing, inorganic fillers for plastics which are supplied in ready made condition for incorporation into plastics, making the plastics electrically conductive. For example, E.I. duPont Nemours, Inc. sells electroconductive powders (EPC) under the trade name ZELEC® ECP for such purposes. The conductive substance in ZELEC® ECP is antimony-doped tin oxide (SnO2:Sb). The bulk of these materials, onto which the conductor is coated, are familiar inorganics such as mica flakes, TiO2, and hollow silica shells, or ECP-M, ECP-T and ECP-S respectively. Pure SnO2:Sb-based material is designated ECP-XC and is a much smaller particle than the other materials. About 25-45% by weight of the ECP products are used so that the particles are sufficiently close to each other to provide internal electrical connections throughout the otherwise non-conducting plastic. ECP-S and ECP-M normally perform best for lower concentrations. Thin films of ECP-XC can provide an attractive coating because they are very fine grained and strongly light absorbing.


The TiO2 layer can be formed a variety of ways. The TiO2 layer can be formed by sol gel, drying and baking. A product under the trademark LIQUICOAT® from Merck & Co., Inc., which hydrolyzes Ti(OR)4 type material in water to form TiO2 and 4ROH can be used to form the TiO2 layer under a sol gel/drying/baking process. TiO2 can also be formed from preparing an anatase suspension from dry powder, then dipping, drying, and baking the suspension to form the TiO2 layer. Another way the TiO2 layer can be formed is by e-beam evaporating titanium and subsequently exposing the titanium to O2 within a deposition chamber. The TiO2 layer can also be formed by adding titanium salt to water and adjusting the pH to ˜2-7 to form a suspension, then dipping the suspension and allowing the suspension to dry.


Active oxygen is created from TiO2 by irradiation with UV light, but the chemical form of the active oxygen is very reactive and can be lost by side reaction occurring in close proximity to the TiO2 particle surface where active oxygen is generated. There are at least three ways to minimize the loss of active oxygen to unwanted side reaction: 1) move the active oxygen to dissolved oxygen conversion point closer to the active oxygen generation point, i.e. move the metal ion catalyst as close as possible to the TiO2, which may require intimate contact between these two materials, in the order of angstroms; 2) electrically connect the two points, as is done in photosynthesis by a protein capable of conducting electrons; or 3) convert the active oxygen into a longer lived intermediate active oxygen species that has time to migrate to more distant MnO2 centers for conversion to dissolved oxygen.


The amount of active oxygen lost by side reactions can be minimized by introducing an active oxygen carrier molecule into the media, or “D,” by analogy to a photosynthetic system. Agents for use with species D can be selected from two groups, those that readily form organic peroxides, and those that form “stable” (i.e. long-lived) free radicals. Organic peroxides are useful because they easily produce dissolved oxygen when contacting MnO2, and readily form by oxygen insertion. The organic peroxide reactions are as follows:

[TiO2]—TiIV—OH+hv->{[TiO2]—TiIII.OH}

where the excited electronic state corresponds to the ligand-to-metal charge transfer (free radical pair), and is followed by the reaction:

{[TiO2]—TiIII.OH}+H2O->[TiO2]—TiIV—OH+H++.OH

where conduction of the e− into the semiconductor conduction band and away from the side of the particle near the .OH prevents recombination of that e. As shown in the reaction above, the TiO2 anatase is regenerated. The above reaction produces a hydrogen ion for eventual CO2 removal. Also, the active oxygen produced in the above reaction is in close proximity to TiO2 as a free radical hydroxyl groups, .OH.


As .OH is extremely reactive, lasts only for a very short time and does not diffuse far. One way to increase the amount of time that .OH is present is by introducing a species that stabilizes the .OH. Similar to photosynthesis, a species “D” is introduced into the test system to capture the hydroxyl free radical in a longer lived species. The species D is generally shown the in following chemical reaction:

D+.OH->D*

where D can be RC(O)OH:
embedded image

or D can be R3COH:
embedded image

or D can be a free radical scavenger that forms a stable free radical:
embedded image

or D can be 2,6-di-tertbutyl phenol:

t-Bu-Ar—OH+.OH->t-Bu-Ar—O*+H2O


The 2,6-di-tertbutyl phenol is the most desired D species, as a strongly reducing .H radical is not formed that would consume OH and [TiO2]—TiIII in wasteful reactions, regenerate the starting materials, and result in a low photochemical yield.


The catalyst used to convert active oxygen into dissolved oxygen includes metal ions capable of redox cycling, such as FeII, FeIII, CuI, CuI, CoII, CoIII, MnII, MnIII, MnIV, etc., or metal oxides formed from metal ions capable of redox cycling, such as manganese dioxide, MnO2. The present reaction produces dissolved oxygen directly from water and by-passes the gaseous state. The MnO2 catalyst is most preferred because it forms dissolved oxygen efficiently and is not highly selective of the active oxygen form.


One way to facilitate the conversion of active oxygen to O2 is by doping the surface of the TiO2 anatase with manganese (Mn). Surface doping the TiO2 with Mn provides a highly productive active oxygen to O2 conversion catalyst. Active oxygen disproportionation is rapid when dropped on a Mn-doped anatase. Alternatively, active oxygen can also be converted to O2 by placing MnO2 on the surface of the anatase in conductive form. In this form, electrons are catalytically passed from water to the active oxygen region of the anatase. Such an arrangement more closely mimics photosynthesis O2 production.


Another way to convert active oxygen to O2 in the photolytic cell is by using a MnO2 octahedral molecular sieve (MOMS) material as the dissolved oxygen catalyst. The MOMS material has an open gel-like structure and is closely related to zeolites in structure. The MOMS material is easily formed from manganese salts through precipitation and drying.


Active oxygen may also be converted to O2 in the photolytic cell by a superoxide dismutase (SOD) catalyst. SOD catalyst is already available in the human body and can provide the required conversion of active oxygen, e.g. as O2, into a dissolved oxygen precursor, i.e. H2O2, to supplement the photolytic cell and Mn-doped anatase.


Alternatively, quinone can be replaced with Fe(CN)63−. The quinone or Fe(CN)63− Q could be in homogeneous solution or film form.


4. Membrane 126


The cation exchange membrane 126 allows for the diffusion of cations in the photolytic cell. Particularly, the cation exchange membrane allows a cation, such as a hydrogen ion (H+) from water to diffuse through the membrane and subsequently react in the catholyte. The cation exchange membrane is commercially available under the trademark NAFION® and is available from E.I. du Pont Nemoirs Inc. NAFION® cation exchange membranes are a perfluorosulfonic acid/PTFE copolymer in an acidic form. Although NAFION® cation exchange membranes are the preferred membrane, one skilled in the art would recognize that other cation exchange membranes are also suitable in the photolytic cell.


The anodic compartment of the photolytic cell has the following series of reactions:
embedded image


The two electrons formed in the anodic reaction are conducted away to the cathode via the anode conductor layer. The two H+ ions are moved to a catholyte via a cation exchange membrane.


In a further embodiment of the invention, where optionally used, the cation exchange membrane allows for the diffusion of cations in the photolytic oxygenator apparatus. Particularly, the cation exchange membrane allows a cation such as Na+, K+, H+, Mg2+, Li+, NH4+, NR4+, CR═CH3— produced during the oxygen making step to diffuse through the membrane and subsequently form a C6 compound from either two C3 compounds or from a C5 compound and CO2.


5. Catholyte 108


The two hydrogen ions react with the electrochemically reduced glycerate in the cathode compartment 102 to produce hexose sugar (C6) and like compositions.


6. Light Supply 20


The light supply is used in the photolytic cell to provide the photon energy necessary to activate the catalyst converting water into oxygen. The light source can be from any known light source including, but not limited to, sunlight, UV light, laser light, incandescent light, etc., depending on the activation requirement for the light activated catalyst used.


The light source may provide a particular wavelength of light depending upon the catalyst used. When tungstate (WO3) is used as a light activated catalyst, the light source exposes visible light in order to activate WO3. When TiO2 or ZnO is used as a light activated catalyst, the light source used has a wavelength in the UV range.


Preferably, the light source used in the cell is a laser light. The wavelength of laser light can be manipulated in order to attain a higher efficiency in exciting the light activated catalyst and forming active oxygen. Also, laser light allows the photolytic artificial lung to dissipate less overall heat. The laser light can be directed in a small area to energize the light activated catalyst and avoid contact or irradiation with other components of the cell. A particularly preferred laser light that can be used to activate TiO2 is an argon laser at 364 nm (400 mwatts/cm2), which has a total power of about 2 wafts, although other UV sources, including an HG arc lamp at 365 nm line, are also available.


It is preferred that the light from the light source be evenly spread within the photolytic cell. The even spreading of the light from the light source allows for maximal excitation of the catalyst in order to convert more water into either active oxygen or dissolved oxygen. Along these lines, light from the light source can enter the photolytic cell through the transparent window from many positions. Light from the light source can enter directly through the transparent window and come into contact with the catalyst. Alternatively, light can enter the transparent window from a side, back, bottom, or corner position and move through the transparent window by a wave guide to provide photon energy and excite the light activated catalyst. Side entry of light into the transparent window of the photolytic cell occurs at about at least a 68° angle. Preferably, side entry of light into the transparent window occurs at an angle of from about 700 to about 80°.


7. Sensors Monitoring Reaction Chemistry


The apparatus can include one or more sensors that monitor the different chemical reactions occurring within the photolytic cell. The sensors can be used to measure for potential toxins and toxin levels. Various sensors and sensor systems can be used including visual observations of color changes of redox indicator dyes or gas bubble formation, closed electrical current measurements and pH measurements, and dissolved oxygen probe analysis. Gas chromatography assays can also be performed. A dissolved oxygen probe can be used to test and monitor O2 generation, as dissolved oxygen, in real time. Also, the cell can incorporate one or more portals to insert a dissolved oxygen probe, CO2 probe, pH monitor, etc. in different locations if necessary. The cell can also incorporate separate sampling chambers to trap gas bubbles for testing. These sampling chambers could also incorporate a device, such as a septum for a hypodermic needle for instance, to obtain a sample for further testing. One skilled in the art would recognize numerous sensors could be used for monitoring the reaction chemistries occurring within the photolytic cell.


The photolytic cell can also include one or more process regulator devices that respond to the readings provided by the sensors. The process regulator devices increase or decrease the amount of dissolved oxygen or CO2 output, lower toxin levels, etc., depending on the requirements of the environment or of the photolytic cell.


Laminar flow is minimized within the apparatus. Minimization of laminar flow is accomplished by using current commercial cells, such as electrodialysis, electrodeionization, etc. Commercially available cells accommodate electrodes, membranes, and thin liquid chambers with flow distributors, and provide good seals and corrosion resistance. The cells are available in lab scale units for process development work. A particularly preferred commercial cell is the FM01-LC device from ICI Chemicals and Polymers, Electrochemical Technology, Cheshire, UK.


8. Power Source


The power source may be a nuclear reactor, electrical generator, hydroelectric energy, solar energy, battery pack, fuel cell and the like that is capable of providing energy for light production. As mentioned above, light may be from a laser, solar or other device capable of providing light at the appropriate wavelengths for the PDEC cell.


Modifications of the PDEC Apparatus to Avoid Hydrogen Gas Generation


As described previously, the PDEC technology provides for dissolved oxygen (DO) production at the photoanode. The electrons (e−) and hydrogen ions (H+) released when dissolved oxygen is formed can be combined at the cathode to form hydrogen (H2) gas. This hydrogen gas can be collected and used to fuel a fuel cell, or safely vented to the atmosphere, e.g. via degassing tubing, etc.


Additionally, in certain instances it is found desirable, and is a part of the herein described invention, that these e− and H+ ions can be used to further enhance the technology by using them to produce additional useful product(s). As discussed in more detail below, these additional products include organic and inorganic carbon based products and others. When these products are non-gaseous, then the technology can be used to avoid the generation of H2(g), which is a safety and/or stealth issue in certain applications, for example in maintaining the breathing atmosphere in submarines. Below follows a description and examples of such useful non-H2(g) products including those also provided by carbon dioxide sorption/fixation, provided by the invention.


A. Carbon Dioxide [CO2(g)] Sorption/Fixation


As CO2 is released by animals during breathing, this gas accumulates within the blood and the breathing air. It is critical to remove this CO2 from blood to prevent acidification of the blood (acidosis), a potentially fatal situation. It is also critical to control CO2 levels in confined-space breathing air for the same reason. Examples of such confined spaces include submarines (military and research), the space shuttle, the space station, mining activities, fire fighting, gas warfare, germ warfare, scuba diving, and the like.


In the current invention, CO2 is absorbed using alkalinity or by photoelectro-chemical reduction. For example,

    • 1. The fixation by 5-carbon sugars to make 6-carbon sugars (already described above)
    • 2. Sorption by hydroxide ions (examples include alkali and alkaline earth metal hydroxides, such as LiOH, NaOH, KOH, RbOH, CsOH, Mg(OH)2, Sr(OH)2, Ba(OH)2. Other examples include quarternary ammonium hydroxides, such as (CH3)4N+ OH, R4N+ OH (where R=alkyl, aliphatic alcohol, aromatic, and mixtures thereof).
    • 3. Reaction with carbonates (e.g. sodium carbonate, potassium carbonate, quarternary ammonium carbonates), where the CO2 sorption reaction is,

      CO2+CO3−2+H2O→2HCO3


Where the CO3−2 can be presented as an aqueous solution and/or as an anion loaded onto an anion exchange resin. Such resins and solution can initially contain hydroxide ion (number two above). For example, where resin=anion exchange resin such as quarternary ammonium functionalized crosslinked polystyrene or quarternary ammonium functionalized crosslinked methylmethacrylate gels, e.g.,

Resin-NR3+OH+CO2 (gas or liquid)→Resin-NR3+HCO3.
or
2Resin-NR3+OH+CO2→(Resin-NR3)+2CO3−2


followed by,

(Resin-NR3)+2CO3−2+CO2(gas or liquid)→2[Resin-NR3+HCO3]

The above carbonates are then reduced to non-gaseous compounds, such as formate ion, methanol, etc., electrochemically at an electrode using the electrons from the photolytic anode and the H+ ions from the anode, or from added acid or buffer.


B. PDEC-Based Hydrogenation Production of Useful Products


Once ribulose-type formation model compounds fix CO2 as carboxylic acid, or as carbonate/bicarbonate ions form in the PDEC device (see above), such compounds internally produced, or added separately, can be used to generate useful compounds and/or prevent the need to form H2 gas using the H+ and e produced at the photo anode, i.e.

2H++2e→H2(gas)


Such H2Formation Alternative Examples of the invention follows:


1. The carboxylic acid is reduced to aldehydes and alcohols using the H+ ions and electrons produced from the photo-anode of the PDEC cell. For example:


CO2 Fixation into an Organic Compound:

CO2+R′(as carbanion intermediate)→R′—COO(carboxylate anion/salt or carboxylic acid (R′—COOH)


where R′—COO represents fixed CO2.


Followed by,

R′COO′+2H++2e→RCHO(an aldehyde)


This reaction consumes the hydrogen ions and electrons produced by the photolysis reaction, thereby avoiding the production of H2 (g).


To absorb even more H+ and e−, the above reaction is preferably also followed by,

RCHO+2H++2e→RCH2OH(an alcohol)

Numerous suitable electrochemical reductions involving 2H+ and 2e can be found in the following references:

    • 1) “Electrochemistry”, Vol. 5, The Chemical Society (publ.), Burlington House, London, England, 1975, Sr. Reporter H. R. Thirsk.
    • 2) Kirk-Othmer Encyclopedia of Chemical Technology, “Electrochemical Processing (Organic)”, Vol. 9, (1994), and references contained therein.


2. An electrochemically reducible compound is added to sorb the H+ ions and electrons to produce useful, or at least easily disposable (environmentally neutral), compounds. The preferred compounds in this role are also safe enough to be used in confined environments, and have a large capacity for H+ ions and electrons. They may even be edible to provide nourishment for the crew in the confined space. For example:

    • a. Trioxane [i.e. cyclic and polymeric (CH2O)3, especially 1,3,5-trioxane (CAS No. 110-88-3)]
    • b. Trioxane derivatives [i.e. cyclic and polymeric [cyclic (R1R2C—O)3, where R=a sugar moiety (especially edible), alkyl, aryl, combinations thereof, etc.]
    • c. Formaldehyde, and aqueous solutions thereof
    • d. Paraformaldehyde, and aqueous solutions thereof.
    • e. Non-toxic and/or edible aldehydes, especially glucose, xylose, maltose.
      • e.g. d-glucose+2H++2e(cathode)→d-sorbitol
      • e.g. d-mannose+2H++2e(cathode)→d-sorbitol
      • Reference: Chemical and Metallurgical Engineering, No 10, October 1937, p 588 by R. L. Taylor.
    • f. Electrochemical reduction of carbonates, for example at a zinc cathode, i.e.

      CO3=+2H++2e(cathode)→HCOOH(yield˜100%)
    •  Reference: “Organic Electrode Processes”, by Milton J. Allen (Reinhold Publ. Co., New York, N.Y.), 1958, p 70, including references 45 and 46 contained therein. This reference is also a source of many other possible electrochemical reduction candidates that avoids releasing substantial amounts of H2 gas from the PDEC cell. For example, the reduction of benzaldehyde to benzyl alcohol: φCHO+2H++2e(cathode)→φCH2OH (p 71).


      C. Carbon Dioxide Fixation by Electrochemical Capture Using Anionic Intermediates:


Examples of compounds that may be used, among others, to fix CO2 are set forth in Table I below.

TABLE IChemical Compounds Useful for Chemically “Capturing” (or “Fixing”) the Electrons, Hydrogen Ions and/orCarbon Dioxide Produced by the PDEC InventionProduct from Reduction byElectrons with Hydrogen ions(additional similar products maybe expected in many cases,Product from Reduction by Electrons withtherefore the compound(s)Hydrogen ions including capture ofshown are meant to becarbon dioxide (additional similarrepresentative but notproducts may be expected in many cases,necessarily all inclusive of thetherefore the compound(s) shown areproducts expected. Specificmeant to be representative but notelectrochemical reductionnecessarily all inclusive of the productsconditions, such as electrodeexpected. Specific electrochemicalmaterial, concentrations, pH,reduction conditions, such as electrodeFeed Chemical Structure(s).temperature, etc. will affectmaterial, concentrations, pH,(NOTE: mixtures and blends ofwhich product forms and thetemperature, etc. will affect which productthese materials are alsorelative amounts of the productsforms and the relative amounts of theNo.Feed Chemicaleffective)formed). (NOTE 1)products formed). (NOTE 1)1Sorbic AcidCH3CH═CHCH═CHCOOH, andCH3CH2CH2CH═CHCOOHCH3CH(COOH)CH2CH═CHCOOHthe like.And/or,And/or,CH3CH═CHCH═CHOCH3CH2CH2CH═CHCOOH2Tocopherol derivatives (Vitamin2R)-3,4-dihydro-2,8-dimethyl-2-Same compound but with openedSame compound but with opened andE and similar[(4R,8R)-4,8,12-trimethyltridecyl]-and chemically reduced ether ringchemically reduced ether ring (just thecompounds)2H-1-benzopyran-6-ol (or 8-(just the aromatic ring remaining)aromatic ring remaining), and with onemethyltocol), and the like.phenolic hydroxyl group replaced by acarboxyl group on the aromatic ring (ortho tothe alkyl side chain).3D-MannoseHOCH2(HCOH)4CHO isomer (inHOCH2(HCOH)4CH2OH isomerHOCH2(HCOH)4CH2OH isomeropen or ring, pyranose and/orcarboxylated at one or more places along thefuranose form), and the like.hexose chain produced via a olefinicintermediate, for exampleHOCH2(HCOH)3(COH(COOH))CH2OH.4FructoseHOCH2C(═O)(CHOH)3CH2OHSorbitol and/or, Mannitol, i.e.HOCH2(HCOH)4CH2OH isomerisomer (in open or ring, pyranoseHOCH2C(═O)(CHOH)3CH2OHcarboxylated at one or more places along theand/or furanose hemiacetal,isomers with the other reducedhexose chain produced via a olefinicform), and the like.hexose sugars.intermediate, for exampleHOCH2(HCOH)3(COH(COOH))CH2OH.5AldotetrosesHOCH2(HCOH)2CHO (e.g.Reduced tetrosesAldopentoses and reduced pentoses,erythrose, threose, and the like.)straight chain and branched with acarboxylate group(s), e.g. carboxylatedallose, altrose, glucose, mannose, gulose,idose, galactose, talose.6AldopentosesHOCH2(HCOH)3CHO (in openReduced pentosesAldohexoses and reduced hexoses, straightring or ring form, i.e. furans, e.g.chain and branched with a carboxylateribose, arabinose, xylose, lyxose,group(s).and the like.)7KetotrioseDihydroxyacetoneHOCH2CHOHCH2OH (glycerin)Carboxylated glycerin (e.g.(HOCH2C(═O)CH2OH), and theHOCH2C(COOH)OHCH2OH)like.8KetotetroseHOCH2C(═O)CHOHCH2OHReduced tetroseAldopentoses and reduced pentoses,(one or more isomers), and thestraight chain and branched with alike.carboxylate group(s), e.g. carboxylatedallose, altrose, glucose, mannose, gulose,idose, galactose, talose.9KetopentoseHOCH2C(═O)(CHOH)CH2OHReduced pentoseAldohexoses and reduced hexoses, straight(one or more isomers), and thechain and branched with a carboxylatelike.group(s).10AldotrioseHOCH2CHOHCHO (e.g.Reduced trioseAldotetxoses and reduced trioses, straightglyceraldehyde, and the like.)chain and branched with a carboxylategroup(s).11Carbonic acidH2CO3, and the like.Formic acid (HCOOH), methanolOxalic acid and its salts (HOOC—COOH)(CH3OH)12Lactic acidCH3CHOHCOOH, and the like.CH3CHOHCHO and/orFor example, CH3CHOHC(═O)COOH and/orCH3CHOHCH2OHCH3CHOHCHOHCOOH13Levulinic AcidCH3C(═O)CH2CH2COOH, andCH3CHOHCH2CH2COOH and/orCarboxylated and chemically reducedthe like.CH3CHOHCH2CH2CHOlevulinic acid.14Aliphatic aldehydesRCHO where R = H, alkyl, andAliphatic alcohols in acidicAlpha-carboxylated alcohols, e.g. CH3OH gives HOCH2COOHthe like. For example, 1,3,5-tendency to yield alkyl alcoholstrioxane {cyclic-(CH2O)3, or(same for R-Ethyl wherecyclic-(CRR′O)3}, where R and R′ = H, alkyl, and/or aryl,acetaldehyde and possibly,and where R and R′ do not need to be the same.depending on conditions, 2,3-butanediol with high overpotentialcathode and acidic medium;Isobutyraldehyde yields isobutane, isobutene, andisobutyl alcohol based on cathode and temperature.15Vanillinm-methoxy, p-hydroxym-methoxy p-hydroxy benzylCarboxylated m-methoxy p-hydroxy benzylbenzaldehyde acid, and the like.alcoholalcohol16Oxalic acidHOOC—COOH, and the like.OHC—CHO and/or HOOC—CHO,Polycarbonate esters and/or HOOC—further reduction gives tartaric acidC(═O)COOHin acid medium); T greater than 40 Cyields glycolic acid17NaphathaleneC10H8, and the like.Hydrogenated naphathaleneReduced and carboxylated naphathalene.18DiphenylacetyleneΦ-C≡C-Φ (double bond feedCis or Trans Φ-CH═CH-Φ and/orΦ-CH(COOH)CH(COOH)-Φ, and Φ-and numerous othermaterial would be Φ-CH═CH-ΦΦ-CH2CH2-ΦC(COOH)═C(COOH)-Φ type compoundstriple and/or doublewhere H could be substituted(including the product cyclized).bond —containingwith aliphatics or other moiety.)organic compounds,(Φ indicates pheny or otherconjugated with anaromatic ring).aromatic ringstructure.19Phthalimides (e.g.Phthalimide, and the like.Anion of phthalimideCarboxylated phthalimidephthalimide)(Hydroxyphthalimideand N-methylphthalimidealso work)20AzoxybenzenesAzoxybenzene (Φ-N═N(O)-Φ),Φ-N═N-ΦΦ-N(COOH)—N(COOH)-Φ(e.g.and the like.Azoxybenzene)21m-Nitrophenol (o-m-Nitrophenol, and the like.p-hydroxy analine(N,N-dicarboxy)-p-hydroxy analineand p- also work)222,6-Dinitrotoluene2,6-Dinitrotoluene, and the like.2,6-diaminotoluene (also the(N,N,N′,N′-tetracarboxy)-2,6-diaminotoluenemonoamino nitrotoluene)23ChloropicrinO2N—CCl3, and the like.With Pt cathode yields(N,N-dicarboxy) methylaminedechlorinatedmethylhydroxylamine); with Pbcathode yields methylamine24Nitramines (e.g.H2NNO2, and the like.Hydrazine (H2N—NH2)(N,N-dicarboxy) hydrazineNitramine)25m-m-Nitrobenzaldehyde, and the(N,N′-m-benzaldehyde)m-(CHO)-Φ-N(COOH)—N(COOH)-Φ-m-Nitrobenzaldehydelike.azoxybenzene, m-(CHO)-Φ-(CHO) and/or m-(CH2OH)-Φ-N(COOH)—N(COOH)—N(COOH)-Φ-m-(CHO),N(COOH)-Φ-m(CH2OH)and the corresponding benzylalcohol with further reduction, i.e.m-(CH2OH)-Φ-N(COOH)—N(COOH)-Φ-m-(CH2OH),26Aliphatic KetonesR—C(═O)—R′, and the like.R—CHOH—R′Carboxylated and electrochemically reduced(e.g. Acetone,aliphatic ketones, e.g. R—CH(COOH)CHOHR′Methyl Ethyl(notice that “R” has one less carbon than theKetone, etc.)parent compound)27Cuminaldehydep-isopropyl benzaldehyde, andyields hydro- andCarboxylated and electrochemically reducedthe like.isohydrocuminoin and/or p-p-isopropyl benzaldehyde, e.g. carboxylatedisopropyl benzyl alcoholhydro- and isohydrocuminoin and/or p-isopropyl benzyl alcohol.28Salicylaldehydeo-hydroxy benzaldehyde, and theo-hydroxy benzyl alcoholCarboxylated and electrochemically reducedlike.o-hydroxy benzaldehyde, e.g. o-hydroxybenzyl alcohol29p-Acetamido-p-Acetamido-benzaldehyde, andwith Hg cathode yields 4,4′-bis-p-Carboxylated p-Acetamido-benzaldehyde,benzaldehydethe like.acetamidohydrobenzoine.g. carboxylated 4,4′-bis-p-acetamidohydrobenzoin30FurfuralFurfural, (furan ring—CHO), andWith Pb cathode yields a mixtureCarboxylated and electrochemically reducedthe like.of hydrofuroin and isohydrofuroinfurfural, e.g. carboxylated hydrofuroin and(e.g. furan ring—CH3 and/orisohydrofuroin.hydrofuran ring—CH3).31p-Aminoaceto-p-Aminoaceto-phenone, and the2,3-bis(p-aminobenzo)-2,3-Carboxylated and electrochemically reducedphenonelike.butanediolp-Aminoaceto-phenone, e.g. 2,3-bis(p-aminobenzo)-2,3-butanediol, α-keto/hydroxy(p-amino)acetophenone32p-Hydroxyaceto-p-Hydroxyaceto-phenone, and2,3-bis(p-hydroxybenzo)-2,3-Carboxylated and electrochemically reducedphenonethe like.butanediol or 1-(p-hydroxbenzene)p-Hydroxyaceto-phenoneethanol33Phenylacetic AcidΦCH2COOH, and the like.ΦCH2CH2OHCarboxylated and electrochemically reducedphenylacetic acid34m-Nitrobenzoic Acidm-Nitrobenzoic Acid (or orthom-amino benzyl alcoholCarboxylated and electrochemically reduced(or ortho isomer)isomer), and the like.m-nitrobenzoic acid (or ortho isomer)353-Hydroxybenzoic3-Hydroxybenzoic Acid, and the3-Hydroxybenzyl alcoholCarboxylated and electrochemically reducedAcidlike.3-hydroxybenzoic acid362-Carboxy-2-Carboxybenzaldehyde, and theHydrodiphthalyl and phthalideCarboxylated and electrochemically reducedbenzaldehydelike.and/or 2-carboxybenzyl alcohol2-Carboxybenzaldehyde37β-keto esterse.g. acetoacetic acid,Yields the hydrocarbon (e.g.Carboxylated and electrochemically reducedbutylacetoacetic acid,butane from acetoacetic acid.β-keto estersisobutylacetoacetic esters, andBbutylacetoacetic acid with Pbthe like.cathode yields n-octane;isobutylacetoacetic ester yieldsoctane)38N-mono and diN,N-dimethyl-alpha-phenyl-Yields N-methyl-beta-Carboxylated amine (amide) derivatives areMethyl-α-phenyl-acetamide and/or N-Methyl-2-phenylethylamine, or N,N-produced of N-methyl-beta-acetamidephenylacetamide, and the like.dimethyl-alpha-phenylacetamide,phenylethylamine, or N,N-dimethyl-alpha-respectively. Pb cathode yields thephenylacetamide, respectively. Producescorresponding amine.one or two carboxylates/amine N.39Cyclic Imidese.g. succinimides (e.g. N—H, N-2-pyrrolidones (e.g. N—H, N-methyl-,N-carboxylated 2-pyrrolidones.methyl-, N-ethyl-, N-isopropyl-,N-ethyl-, N-isopropyl-, and N-and N-phenyl, and the like.)phenyl 2-pyrrolidones)40Xanthine and/orXanthine and/or Theophyllin, andHydrogenated Xanthine and/orCarboxylated and hydrogenated XanthineTheophyllinthe like.Theophyllinand/or Theophyllin41Aromatice.g., pentafluorobenzoic Acid;Yields 2,3,5,6-tetrafluorobenzoicNAhalogenated acids3,5-Dibromo-2-Hydroxybenzoicacid; with high potentials (>−1.30 V),Acid; or 5-Chloro2-yields pentafluoro- andHydroxybenzoic Acid, and thetetrafluorobenzyl alcohols. With Pblike.or Hg cathode and T below 30 Cyields 3,5-dibromo-2-hydroxybenzyl alcohol. With Pb orHg cathode and T below 30 Cyields 5-chloro-2-hydroxybenzylalcohol.42α- and β-e.g. Methyl-, Ethyl-, Isopropyl-Hydrogenation reduces carbonyl toCarboxylated cabanion intermediates formedunsaturated andBenzoates, and the like.CH2group, leaving other O asduring electrochemical hydrogenationAromatic Estersether, aldehyde or alcohol.reaction.Terminal alkyl group, if reduced off,form low molecular weight alcohols(MeOH, EtOH, and iPrOH)43Aromatic Carboxylice.g. Benzoic Acid, substitutedBenzyl alcohol, ΦCH2OH. Dimer,Carboxylated carbanion intermediatesAcidsbenzoic acids, and the like.[Φ-(C═O)—(C═O)Φ].formed during electrochemical hydrogenationreaction.44Phenyl Benzoatee.g. benzyl benzoate, ethyl o-The electrochemical reduction-Carboxylated carbanion intermediatesEsterschloro benzoate, m-hydrogenation of the inventionformed during electrochemical hydrogenationbromobenzoate, and the like.yields the respective ethers, forreaction of the aromatic rings and/or theexample Φ-OCH2Φ for benzyladjoining methylene linkage of the productbenzoate feed [Φ-OC(═O)Φ].ether.45Phthalate EstersMonoethyl Phthalate, DiethylThe electrochemical reduction-Carboxylated carbanion intermediatesPhthalate, and the like.hydrogenation of the inventionformed during electrochemical hydrogenationyields the corresponding lactone.reaction of the aromatic rings and/or theadjoining methylene linkage of the productlactone.46Benzamidese.g. Benzamide with and/orThe electrochemical reduction-Carboxylated carbanion intermediates(Φ-C(═O)NRR′)without N-substitution, and thehydrogenation of the inventionformed during electrochemical hydrogenationwhere R and R′ arelike.yields the respective benzylaminereaction of the aromatic rings and/or theH, alkyl and do not(ΦCH2NH2) where R═R′═H. N,N-adjoining methylene linkage of the producthave to be thedisubstitution favors amineamine, and carboxylation of the productsame.formation and thioamides followamine (up to three carboxylates per amine ifsame reduction. N-substitutedR and R′ are both H).benzamides form benzyl alcoholand an amine.47Nitriles of the Typee.g. 2-cyanopyridine, or 4-The electrochemical reduction-Carboxylated carbanion intermediatesXC6H4CN orCyanopyridine, Phthalonitrile andhydrogenation of the inventionformed during electrochemical hydrogenationXC5H3N with X = H,the like.yields the respective aromaticreaction of the aromatic rings. In addition, thep-COOH, p-ring, with the original substituents,CO2 is captured by the cyanide ion to formSO2NH2, or m-and free cyanide (as the ion or ascarbamates and urea derivatives.SO2NH2, and theHCN).like.48Aromatic aldehydesBenzaldehyde, ΦCHO, and theWith Ni, Pt, Fe, or Cu cathodesCarboxylated carbanion intermediates(XΦCHO, where Xlike.yields benzyl alcohol (ΦCH2OH).formed during electrochemical hydrogenationrepresents one orUnder certain conditions yields areaction of the aromatic rings.more substituents)blend of benzyl alcohol, stilbene,and benzene. In alkaline mediumyields hydro- and isohydrobenzoin49Mannich Basese.g. p-Acetamido-ω-The electrochemical reduction-Carboxylated carbanion intermediatesdimethylamino-propiophenonehydrogenation of the inventionformed during electrochemical hydrogenation[p(H2NC(═O)-Φ-yields the respective dimer, e.g. forreaction of the aromatic rings, and/orC(═O)CH2CH2NRR′, where Rthe example given, p(H2NC(═O)-Φ-carboxylation of the amine groups, includingand R′═H, alkyl, aryl and do notCX(OH)CH2CH2NRR′ where Xthe amide N if it is reduced to the amine.have to be the same], and thesignifies the link to the group forlike.the other half of the dimer.50bi- or tri-cyclic α-e.g. 7-keto-1-azabicyclo 6.4.0Bicyclic, non-aromatic ring systemCarboxylated carbanion intermediatesAminoketonesdodecane, and the like.is opened at the N—C bridging bondformed during electrochemical hydrogenationto form one large (12 member)reaction. Carboxylation of the aminering.(formation of mono and biscarboxylates/carbamates.)511-Ethyl-4-p-HOOC-pyN-Et, and the like.The electrochemical reduction-Carboxylated carbanion intermediatesCarboxypyridiniumhydrogenation of the inventionformed during electrochemical hydrogenationion, and the likeyields the respective aldehydereaction reducing the carboxylate to theand/or alcohol.aldehyde and/or to the alcohol.Electrochemical reduction of the py ringyields the carbanion.52N-Phenyl-4-N-Phenyl-4-Pyridinecarboxamide,The electrochemical reduction-Carboxylated carbanion intermediatesPyridinecarboxamide,and the like.hydrogenation of the inventionformed during electrochemical hydrogenationand the like.yields the respective alcohol andreaction of the aromatic rings, and/oramine mixture.carboxylation of the amine group(s) of thereduced compound.53Acetylenes (R—C≡C—R′,H—C≡C—H, and the like.The electrochemical reduction-Carboxylated carbanion intermediateswhere R and R′hydrogenation of the inventionformed during electrochemical hydrogenationcan be H, alkyl, arylyields the respective alcohol, i.e.reaction of the feed compound.and mixturesethanol in the case of acetylene.thereof.54Imino EtherImino Ether HydrochloridesThe electrochemical reduction-Carboxylated carbanion intermediatesHydrochlorides(RR′C═N—R″*HCl), and the like,hydrogenation of the inventionformed during electrochemical hydrogenationyields the respective amine, i.e.reaction of the aromatic rings, and/orRR′CHNH—R″ for the example.carboxylation of the amine group(s) of thereduced compound.55Ethyl Esters ofe.g. Ethyl Succinate, and the like.The electrochemical reduction-Carboxylated carbanion intermediatesFumaric, Tartaric,hydrogenation of the inventionformed during electrochemical hydrogenationand Succinic Acidsyields the respective alcohol.reaction.56Pyridine-2-Pyridine 4-, Imidazole-2-, andThe electrochemical reduction-Carboxylated carbanion intermediatesCarboxylic AcidThiazole-2-Carboxylic Acid, andhydrogenation of the inventionformed during electrochemical hydrogenationthe like.yields the respective aldehydereaction of the aromatic rings, and/orand/or alcohol.carboxylation of the amine group(s) of thereduced compound.57Methyl 2-Methyl 2-Napthoate, Methyl 1-The electrochemical reduction-Carboxylated carbanion intermediatesNaphthoate (Methylnaphthoate, and the like.hydrogenation of the inventionformed during electrochemical hydrogenation1-naphthoate alsoyields the respective 2-naph-reaction of the aromatic rings.works)thalenemethanol, a mixture ofdiastereomeric pinacols, methyl1,2- and 1,4-dihydro-2-naphthoates (under sameconditions yields methyl 1,4-dihydro-1-naphthoate dimer, di-1-naphthylglyoxal, and 1-naphthalenemethanol.58Lactonese.g. D-Ribone-gamma-Lactone,The electrochemical reduction-Carboxylated carbanion intermediatesand the like.hydrogenation of the inventionformed during electrochemical hydrogenationyields the respective reduction ofreaction.the carbonyl of the lactone to thecorresponding alcohol, for theexample, hydroxyaldehydes (D-Ribone-gamma-lactone yields D-ribose, i.e.HOCH2CHX(CHOH)3OX, where“X” designates the lactoneintramolecular linkage.59ThioestersE.g. containing —C(O)SR, —C(S)OR,The electrochemical reduction-The electrochemical reduction-hydrogenationand/or —C(S)SRhydrogenation of the inventionof the invention yields the respective stablefunctions, and the like.yields the respective reduction ofradical anions, under aprotic conditions,the thioesters to theirwhich are then active towards electrophiles,corresponding alcohols ande.g. CO2 fixation.hydrogen sulfides/mercaptans. Thetoxicity and odor of such productslimit the utility of thioester rawmaterials to contained processesand away from human exposure.60Pyridine-4-Pyridine-4-Thiocarboxamide [p-The electrochemical reduction-Carboxylated carbanion intermediatesThiocarboxamidepy-C(═S)NH2], and the like.hydrogenation of the inventionformed during electrochemical hydrogenationyields the respective amine, p-py-reaction of the aromatic rings, and/orCH2NH2 and H2S.carboxylation of the amine group(s) of thereduced compound.61Acyl Hydrazidese.g. 4-Pyridinecarboxylic AcidThe electrochemical reduction-Carboxylated carbanion intermediatesHydrazide (NH2NHC(═O)-(p-py),hydrogenation of the inventionformed during electrochemical hydrogenationhydrazides of heterocyclicyields 4-Pyridinecarboxamidereaction of the aromatic rings, and/orcarboxylic acids, and the like.which further reduces to thecarboxylation of the amine group(s) of thealdehyde, then to the alcohol.reduced compound.Hydrazides of heterocycliccarboxylic acids behaveanalogously.62alpha, beta-R—CH═CHCN, and the like.The electrochemical reduction-Carboxylated carbanion intermediatesUnsaturated Nitrileshydrogenation of the inventionformed during electrochemical hydrogenationyields, under non-acidic conditions,reaction of the aromatic rings, and/orhydrodimerizationcarboxylation of the amine group(s) of thereduced compound.63SubstitutedE.g. o-N(CH3)2ΦNO2, o-The electrochemical reduction-Carboxylated carbanion intermediatesNitrobenzenes,COCH3ΦNO2, o-OCH3, and/or o-hydrogenation of the inventionformed during electrochemical hydrogenationXΦNO2.CH3ΦNO2, and the like.yields the corresponding nitrosoreaction of the aromatic rings, and/oraromatics, and further reductioncarboxylation of the amine group(s) of theyields the amines.reduced compound.64Azobenzenes,Φ-N═N-Φ, and the like.The electrochemical reduction-Carboxylated carbanion intermediatesincluding substitutedhydrogenation of the inventionformed during electrochemical hydrogenationazobenzenes, RΦ-yields the correspondingreaction of the aromatic rings, and/orN═N-ΦR′.substituted hydrazines, i.e. RΦ-carboxylation of the amine group(s) of theNHNH-ΦR′,reduced compound.65Nitroaniline,e.g. m-Nitroaniline, o-The electrochemical reduction-Carboxylated carbanion intermediatessubstitutedNitroaniline, and/or p-hydrogenation of the inventionformed during electrochemical hydrogenationnitroanilines, andNitroaniline, and the like.yields the corresponding amines.reaction of the aromatic rings, and/orthe likecarboxylation of the amine group(s) of thereduced compound, e.g. RΦ-N(COOH),where R = aniline. Carboxylation of bothamine groups can occur, which buildssubstantial capacity for CO2 fixation.66Nitro-aliphatics,Nitromethane, nitroethane,The electrochemical reduction-Carboxylated carbanion intermediatesRNO2nitropropane, the nitro parrifins,hydrogenation of the inventionformed during electrochemical hydrogenationand the like.yields the corresponding alkylreaction of the carbon(s) of the parenthydroxylamines, e.g.compound(s), and/or carboxylation of themethylhydroxylamine,amine group(s) and/or the O atoms of the N—ethylhydroxylamine,OH groups of the hydroxylamine.propylhydroxylamine, and the like.Further reduction yields the amine67NitrosaminesE.g., nitrosamine, and the like.HydrazineCarboxylated amines, e.g. H2N—N(COOH)2and the like.68BenzalanilinesE.g., benzalaniline (RΦ-N═CH-RΦ-NH—CH2-ΦR′Carboxylated carbanion intermediatesΦR′), and the like.formed during electrochemical hydrogenationreaction of the carbons, and/or carboxylationof the amine group(s) i.e. RΦ-N(COOH)—CH(COOH)-ΦR′, where double carboxylationis shown, and where CO2 addition to thearomatic rings can also sorb more CO2 aftercarbanion generation.69Glyoxylic AcidOHC—COOH, and the like.The electrochemical reduction-Carboxylated carbanion intermediateshydrogenation of the inventionformed during electrochemical hydrogenationyields dimers, i.e., with Fe, Ni, orreaction of the carbon(s) of the parentAg cathode, tartaric acidcompound(s).(HOOCCHOHCHOHCOOH); and,with Pb, Cd, or Hg, yields succinicacid, HOOCCH2CH2COOH.70SubstitutedE.g. cyclopentanone,The electrochemical reduction-Carboxylated carbanion intermediatescycloparaffincyclohexanone, benzaldehyde,hydrogenation of the inventionformed during electrochemical hydrogenationketones and/orand the like.yields dimers, e.g. forreaction of the carbon(s) of the parentAromatic Aldehydescyclopentanone, the dimer cyclic-compound(s).C4H8C(H)(OH)—(HO)(H)cyclicCC4H8 is obtained.71p-Dimethylamino-p-Dimethylamino benzaldehyde,(p-(CH3)2N)-Φ-CHOHCHOH-Φ-(p-Carboxylated carbanion intermediatesbenzaldehydeand the like.(CH3)2N)formed during electrochemical hydrogenationreaction of the carbon(s) of the parentcompound(s).72p-Hydroxybenz-p-Hydroxybenz-aldehyde, andThe electrochemical reduction-Carboxylated carbanion intermediatesaldehydesthe like.hydrogenation of the inventionformed during electrochemical hydrogenationyields p-methyl phenol, and alkylreaction of the aromatic ring(s) and/orphenols in general.aldehyde. The formation of phenoliccarbonates also form from the phenolateanion at alkaline pH.73Aromatic KetonesE.g. benzophenone, ΦC(═O)ΦThe electrochemical reduction-Carboxylated carbanion intermediatesand the like.hydrogenation of the invention,formed during electrochemical hydrogenationwith high overpotential cathodereaction of the aromatic ring(s) and/orand aqueous acidic medium, yieldsaldehyde.benzpinacone; and with high or low(Fe, Ni, Cu) overpotential electrodein acetic-sulphuric medium, yieldsthe pinacone.74p-AminopropiophenoneE.g., p-aminopropiophenone, p-The electrochemical reduction-Carboxylated carbanion intermediatesEt-Φ-NH2, and the like.hydrogenation of the inventionformed during electrochemical hydrogenationyields (p-Et-Φ)-C(OH)X—C(OH)X-reaction of the carbon(s) of the parent(p-ΦNH2), where X is a connectingcompound(s).intramolecular t-butyl group, one Xbonding to one of the t-butyl methylgroups, and the other X to anothermethyl group of the same t-butylgroup, thereby creating a fivemembered ring.75β-Acetyl Pyridinem-acetyl pyridine, and the like.(m-py)-C(OH)(CH3)—C(OH) (CH3)-Carboxylated carbanion intermediates(m-py)formed during electrochemical hydrogenationreaction of the aromatic ring(s) and/orketone.76Formic AcidHCOOH, and the like.The electrochemical reduction-Carboxylated carbanion intermediateshydrogenation of the inventionformed during electrochemical hydrogenationyields formaldehyde at low currentreaction of the carbon(s) of the parentdensity or methanol at high currentcompound(s).density77HalogenatedE.g. m-chlorobenzoic acid, o-The electrochemical reduction-Carboxylated carbanion intermediatesbenzoic Acidschlorobenzoic acid, p-hydrogenation of the inventionformed during electrochemical hydrogenationchlorobenzoic acid, m-yields m-chlorobenzyl alcohol, o-reaction of the carbon(s) of the parentbromobenzoic acid and the like.chlorobenzyl alcohol and/or p-compound(s).chlorobenzyl alcohol, m-bromobenzyl alcohol respectively.78Salicylic AcidSalicylic Acid (o-hydroxy benzoicThe electrochemical reduction-Carboxylated carbanion intermediatesacid), and the like.hydrogenation of the inventionformed during electrochemical hydrogenationyields o-hydroxybenzaldehyde,reaction of the aromatic ring(s) and/orand the like.aldehyde.79AromaticE.g. Phthalic Acid, and/orThe electrochemical reduction-Carboxylated carbanion intermediatesDicarboxylic AcidsIsophthalic Acid, and the like.hydrogenation of the inventionformed during electrochemical hydrogenationyields phthalide. Isophthalic acidreaction of the aromatic ring(s) and/oryields ω,ω′-dihydroxy-m-xylene)lactone.80α-Phenyl-ΦCH2C(═O)NRR′, and the like,The electrochemical reduction-Carboxylated carbanion intermediatesacetamideswhere R and R′ = H, alkyl, arylhydrogenation of the inventionformed during electrochemical hydrogenationand can be different.yields ΦCH2CH2NRR′.reaction of the aromatic ring(s), andespecially the product amine. Most preferredis the case where R = R′ = H since more CO2can be fixed (2-3/mole).81Diketopiperazines,E.g. diketopiperazine, (1,4-diaza-The electrochemical reduction-Carboxylated carbanion intermediatesisocyanuric acids,3,6-dicarbonylcyclohexane,hydrogenation of the inventionformed during electrochemical hydrogenationand the like.C4H6N2O2), and the like.yields NH2CH2CNHO and the like.reaction of the carbon(s) of the parentcompound(s), and especially the fixation ofCO2 by the product amine(s).82Barbituric Acid, andE.g. 5,5-diethylbarbituric acidThe electrochemical reduction-Carboxylated carbanion intermediatesisocyanuric acids,(1,3-diaza-2,4,6-tricarbonylhydrogenation of the inventionformed during electrochemical hydrogenationand the like.cyclohexane), and the like.yields reduction of one or more ofreaction of the carbon(s) of the parentthe carbonyls present in the parentcompound(s), and especially the fixation ofcompound.CO2 by the product amine(s).83Phenylacetic AcidE.g. ΦCH2COOH, R-The electrochemical reduction-Carboxylated carbanion intermediatesΦCH2COOH, ΦCR′R″COOH andhydrogenation of the inventionformed during electrochemical hydrogenationthe like, where R, R′, and R″ canyields reduction of one or more ofreaction of the aromatic ring(s) andbe different or the same, andthe carbonyls present in the parentmethylene group(s).consists of alkyl, aryl, H, halogen,compound to form thepseudo halogen, alkoxide, andcorresponding alcoholsthe like.ΦCH2CH2OH84Dimethyl, and the like.Hydrogenation reduces carbonyl toCarboxylated carbanion intermediatesTerephthalateCH2group, leaving other O asformed during electrochemical hydrogenationether, aldehyde or alcohol on bothreaction of the aromatic ring(s).sides of the molecule. TerminalCarboxylated carbanion intermediatesalkyl group, if reduced off, form lowformed during electrochemical hydrogenationmolecular weight alcohols (MeOH,reaction which capture and fix CO2.EtOH, and iPrOH)85Phthalic AnhydridePhthalic Anhydride, and the like.The electrochemical reduction-Carboxylated carbanion intermediateshydrogenation of the inventionformed during electrochemical hydrogenationyields phthalide (lactone) usingreaction of the aromatic ring(s).monoethyl phthalate as substrate).Carboxylated carbanion intermediatesformed during electrochemical hydrogenationreaction which capture and fix CO2.86Diesters ofE.g. diethyl terephthalate, diethylThe electrochemical reduction-Carboxylated carbanion intermediatesTerephthalate,furan, and/or thiophene-2,5-hydrogenation of the inventionformed during electrochemical hydrogenationfurans, and/ordicarboxylate.yields the aldehyde esterreaction of the aromatic ring(s).thiophenes.Carboxylated carbanion intermediatesformed during electrochemical hydrogenationreaction which capture and fix CO2.87Adipate EstersDimethyl AdipateThe electrochemical reduction-Carboxylated carbanion intermediateshydrogenation of the inventionformed during electrochemical hydrogenationyields n-hexane.reaction which capture and fix CO2, e.g. asHOOCCH2CH2CH2CH2CH2CH2COOH.88N-AlkylphthalimidesE.g. N,N-DimethylbenzamideThe electrochemical reduction-Carboxylated carbanion intermediatesand[ΦC(═O)N(CH3)2]hydrogenation of the inventionformed during electrochemical hydrogenationOxamidesyields a blend of alcohols andreaction of the carbon(s) of the parentamines, e.g. ΦCH2N(CH3),compound(s), the aromatic ring(s), andΦCH2OH, HN(CH3)2, etc.especially the fixation of CO2 by the productamine(s) to form carbamates andbicarbonate salts with quarternaryammonium ions, for example (CH3)2N+(COO)2,HCO3; (CH3)2N+H(COO), HCO3, etc.89SubstitutedE.g. N-PhenylphthalimideThe electrochemical reduction-Carboxylated carbanion intermediatesPhthalamideshydrogenation of the inventionformed during electrochemical hydrogenationyields O-acetyl-2-reaction of the carbon(s) of the parenthydroxymethylbenzanilidecompound(s), the aromatic ring(s), andespecially the fixation of CO2 by the productamine(s) to form carbamates andbicarbonates salts with quarternaryammonium ions.90BenzonitrilesE.g. RΦCN, where R = any one orThe electrochemical reduction-Carboxylated carbanion intermediatescombination of a series ofhydrogenation of the inventionformed during electrochemical hydrogenationsubstituents where R = H, alkyl,yields solutions of relatively stablereaction of the carbon(s) of the parentaryl, etc.anion radicals.compound(s), the aromatic ring(s), andespecially the fixation of CO2 by the productamine(s) to form carbamates andbicarbonate salts with quarternaryammonium ions.911,5-Dinitro-1,5-Dinitro-naphthaleneThe electrochemical reduction-Carboxylated carbanion intermediatesnaphthalenehydrogenation of the inventionformed during electrochemical hydrogenationyields 1,5-Diamino-naphthalenereaction of the carbon(s) of the parentcompound(s), the aromatic ring(s), andespecially the fixation of CO2 by the productamine(s) to form carbamates andbicarbonate salts with quarternaryammonium ions.92Amino KetonesE.g. p-AminopropiophenoneThe electrochemical reduction-Carboxylated carbanion intermediateshydrogenation of the inventionformed during electrochemical hydrogenationyields pH2N-Φ-C(OH)Et-C(OH)Et-reaction of the carbon(s) of the parentΦ-NH2.compound(s), the aromatic ring(s), andespecially the fixation of CO2 by the productamine(s) to form carbamates andbicarbonate salts with quarternaryammonium ions.93α-AminoketonesE.g. 1-Methyl-2-Ethyl-3-The electrochemical reduction-Carboxylated carbanion intermediatesPiperidonehydrogenation of the inventionformed during electrochemical hydrogenationyields 1-Methyl-2-Propylpyrrolidine,reaction of the carbon(s) of the parent1-Methyl-2-Ethyl-3-compound(s), and especially the fixation ofHydroxypiperidine, N-Methyl-CO2 by the product amine(s) to formHeptylamine, and 1-Methyl-2-carbamates and bicarbonate salts withPropyl-2-Pyrroline.quarternary ammonium ions.94Cyclic amidesMorpholinone Series (benzeneThe electrochemical reduction-Carboxylated carbanion intermediatesring fused with a morpholine ringhydrogenation of the inventionformed during electrochemical hydrogenationat the 1 and 2 positions, and theyields 2-hydroxy-(N-acetyl) aniline,reaction of the carbon(s) of the parentmorpholine having a keto groupC8H9NO2).compound(s), and especially the fixation ofat the 5 position.CO2 by the product amine(s) to formcarbamates and bicarbonate salts withquarternary ammonium ions.95Ethyl 2-Ethyl 2-ThiazolecarboxylateThe electrochemical reduction-Carboxylated carbanion intermediatesThiazolecarboxylate(cyclic-C2H2NSCc—COOEt),hydrogenation of the inventionformed during electrochemical hydrogenationwhere Cc denotes the carbon ofyields the ester of the parentreaction of the carbon(s) of the parentthe ring containing thecompound reduced to ancompound(s), and especially the fixation ofsubstituent group.aldehyde, or further to the alcohol.CO2 by the product amine(s) to formcarbamates and bicarbonate salts withquarternary ammonium ions.96Imidic EstersE.g. Ethyl AcetimidateThe electrochemical reduction-Carboxylated carbanion intermediates(CH3C(═NH)OEthydrogenation of the inventionformed during electrochemical hydrogenationyields EtNH2 plus EtOH.reaction of the carbon(s) of the parentcompound(s), and especially the fixation ofCO2 by the product amine(s) to formcarbamates and bicarbonate salts withquarternary ammonium ions.97StilbenesE.g. Φ-CH═CH-ΦThe electrochemical reduction-Carboxylated carbanion intermediateshydrogenation of the inventionformed during electrochemical hydrogenationyields carbanions and reduction toreaction of the carbon(s) of the parentaliphatic linkages.compound(s), e.g.Φ-CH(COOH)—CH(COOH)-Φ.98p-CarboxyacetophenoneE.g. p HOOC-Φ-C(═O)R, whereThe electrochemical reduction-Carboxylated carbanion intermediatesR = alkyl, aryl, and the likehydrogenation of the inventionformed during electrochemical hydrogenationyields pHOOC-Φ-C(OH)(R)—reaction of the carbon(s) of the parentC(OH)(R)-Φ-pCOOH.compound(s).99Dialkyl Oxalates,E.g. Diethyl Oxalate,The electrochemical reduction-Carboxylated carbanion intermediatesROOCCOOR whereEtOOCCOOEthydrogenation of the inventionformed during electrochemical hydrogenationR = alkyl, and theyields ethyl hemiacetal of ethylreaction of the carbon(s) of the parentlike.glyoxylate.compound(s).1002-Alkyl substitutedE.g. Ethyl 2-ButylacetoacetateThe electrochemical reduction-Carboxylated carbanion intermediatesAcetoacetic Estershydrogenation of the inventionformed during electrochemical hydrogenationand beta-Diketonesyields 2,3-octanedione,reaction of the carbon(s) of the parentCH3C(═O)C(═O)(CH2)3CH3compound(s).101Thiol Esters ofE.g. S-Benzoyl-L-cysteineThe electrochemical reduction-Carboxylated carbanion intermediatesAromatic Acids[ΦC(═O)SCH2CH(NH2)COOH]hydrogenation of the inventionformed during electrochemical hydrogenationyields thiol (S-Benzoyl-L-cysteinereaction of the carbon(s) of the parentyields L-cysteine),compound(s), and especially the fixation ofHSCH2CH(NH2)COOHCO2 by the product amine(s) to formcarbamates and bicarbonate salts withquarternary ammonium ions.102N,N-Dimethyl andN,N-Dimethyl and N,N-Diphenyl-The electrochemical reduction-Carboxylated carbanion intermediatesN,N-Diphenyl-substituted Aliphatic Amideshydrogenation of the inventionformed during electrochemical hydrogenationsubstituted Aliphaticyields the correspondingreaction of the carbon(s) of the parentAmidesaminomethyl compoundscompound(s), and especially the fixation ofCO2 by the product amine(s) to formcarbamates and bicarbonate salts withquarternary ammonium ions.103Ethyl Ester ofEthyl Ester of Acetoacetic AcidThe electrochemical reduction-Carboxylated carbanion intermediatesAcetoacetic Acidhydrogenation of the inventionformed during electrochemical hydrogenationyields 4-aldopyridine or 4-methanolreaction of the carbon(s) of the parentpyridine.compound(s), and especially the fixation ofCO2 by the product amine(s) to formcarbamates and bicarbonate salts withquarternary ammonium ions.104AnisaldehydeE.g. p-Anisaldehyde)The electrochemical reduction-Carboxylated carbanion intermediateshydrogenation of the inventionformed during electrochemical hydrogenationyields hydro- and isohydroanisoinreaction of the carbon(s) of the parentcompound(s), and especially the fixation ofCO2 by the product amine(s) to formcarbamates and bicarbonate salts withquarternary ammonium ions.105Aliphatic NitrilesE.g. Heptanecarbo-nitrile and/orThe electrochemical reduction-Carboxylated carbanion intermediatescycloheptane-carbonitrilehydrogenation of the inventionformed during electrochemical hydrogenationyields cleveage of the C—CNreaction of the carbon(s) of the parentbonds.compound(s), and especially the fixation ofCO2 by the product amine(s) to formcarbamates and bicarbonate salts withquarternary ammonium ions.106Aromatic NitrilesE.g., p-RCOC6H4CN with R = HThe electrochemical reduction-or CH3hydrogenation of the inventionyields the correspondingbenzylamine.
NOTES:

1. Notice that the word “reduced” in the above table signifies a compound that was prepared using the invention by adding at least two electrons, and usually two H+ ions to the parent or “feed” compound.

2. All acids can be present as the parent acid or the salt of the acid with the cation(s) being one or more of the following: K+, Na+, Ca2+, Mg2+, Zn2+, Li+, NH4+, NR4+ (where R = any combination of alkyl, aryl, H, etc.) aquo ions.


REFERENCES



  • 1. “Electrochemistry in Biology and Medicine” T. Shedlovsky, Ed., John Wiley and Sons Publ., (New York, N.Y.), 1955, and references therein.

  • 2. “Sugar Chemistry” by R. S. Shallenberger and G. G. Birch, The AVI Publ. Co. (Westport, Conn.), 1975, and references therein.

  • 3. “Synthethic Organic Electrochemistry” A. J. Fry, Harper & Row, Publ. (New York, N.Y.), 1972, and references therein.

  • 4. “Organic Electrode Processes” by M. J. Allen, Reinhold Publ. (New York, N.Y.), 1958, and references therein.

  • 5. “Biochemistry” by R. H. Garrett and C. M. Grisham, Saunders College Publ. (New York, N.Y.), 1995, and references therein.

  • 6. “Modern Electrochemistry”, Volumes I and II, J. O'M Bockris and A. K. N. Reddy, Plenum Press (New York, N.Y.), 1977, and references therein.

  • 7. Parker, E. A., and Sherlock, S., Transactions of the Electrochemical Society, Vol. 92 (1947) 343-368.

  • 8. Wilson, C. L. and Kenneth, B. W., Transactions of the Electrochemical Society, Vol. 80 (1944) 139-150.

  • 9. Shallenberger, R. S. and Birch, G. G., “Sugar Chemistry,” The AVI Publishing Company, Inc, Westport, Conn., 1975.

  • 10. Baizer, M. N. and Lund, H., “Organic Electrochemistry,” Second Edition, Marcel Dekker, Inc, New York. And included references.

  • 11. Allen, M. J. “Organic Electrode Processes,” Reinhold Publishing Corp, New York, 1958.

  • 12. Tetrahedron letters, No. 47 (1972) 4809-4812.

  • 13. Radical anions of activated olefins generated at the cathode react rapidly with CO2 to produce succinic acid derivatives in the absence of water. This is described in full by Tysee, D. A. and Baizer, M. M., The Journal of Organic Chemistry, Vol. 39, No. 19 (1974) 2819-2823.

  • 14. “Possible Reduction of Carbon Dioxide to Oxalates by Amalgams of Alkali Metals in Nonaqueous Media”, v. a. TUSHNALOBOVA, v. a. Smirnov, and D. P. Semchenko (Novocherkassk Politekh Inst. Im. Ordzhonikidze, Novocherkassk, USSR). Chemical Abstracts, Vol. 68, 1968, p 10698.



Additional references that may be used for this invention include:

  • Parker, E. A., and Sherlock, S., Transactions of the Electrochemical Society, Vol. 92 (1947) 343-368.
  • Wilson, C. L. and Kenneth, B. W., Transactions of the Electrochemical Society, Vol. 80 (1944) 139-150.
  • Shallenberger, R. S. and Birch, G. G., “Sugar Chemistry,” The AVI Publishing Company, Inc, Westport, Conn., 1975.
  • Baizer, M. N. and Lund, H., “Organic Electrochemistry,” Second Edition, Marcel Dekker, Inc, New York.


    And included references.
  • Allen, M. J. “Organic Electrode Processes,” Reinhold Publishing Corp, New York, 1958.
  • Use of carbon dioxide as a trapping agent for carbanions (see “Synthetic Organic Electrochemistry,” Albert J. Fry, Harper & Row Publishers, New York): reduction of diphenylacetylene in the presence of CO2 and H2 yields diphenylmaleic achydridy, diphenylfumaric acid, and meso-diphenylsuccinic acid.


Electrocarboxylation of various organic compounds including:

    • Aryl olefins
    • Acetylene
    • Polynuclear hydrocarbons
    • Butadiene
    • Aromatic ketones
    • α,β-unsaturated aryl and aryl-substituted alkyl ketones
    • benzalaniline
    • acrylonitrile
  • these are reported by Tyssee, D. A. et al, Tetrahedron letters, No. 47 (1972) 4809-4812.
  • Radical anions of activated olefins generated at the cathode react rapidly with CO2 to produce succinic acid derivatives in the absence of water. This is described in full by Tysee, D. A. and Baizer, M. M., The Journal of Organic Chemistry, Vol. 39, No. 19 (1974) 2819-2823.


    D. Preparation of Microfabrication Structures


    3-D Cell Structure:


The manner in which individual photolytic surfaces (2-D constructs) are organized into a 3-D network is important for achieving DO yield that meets human physiological needs. A 3-D cell structure may be developed using any number of methods including fluid dynamics modeling, knowledge of semiconductor integrated circuit thin film fabrication techniques, optics, and system electronics and fabricated as a set of nanopatterned, stacked surfaces (3-D construct). Although apparently complex, component arrays such as these are becoming increasingly common, with the appearance of “lab on a chip”, “combinatorial chemistry”, and “micro-technology chemical manufacturing” type devices. Such devices are derived from the evolving science of micro-fabrication (μFAB), and employ simple, yet robust, approaches used in the manufacture of integrated circuits for the semiconductor industry. Such μFAB techniques can be used to produce the composite, high surface area, photolytically driven thin film coatings (“constructs”) for this technology, as applied to the artificial lung device. Light may be distributed within the 3-D construct using micro-scale wave-guides, and optimized to provide efficient photo-induction at all UV light/photoactive surface interface.


The PDEC will be utilized as a three-dimensional flow-through device. As mentioned above, the selection of the 3-D structure will be dependent, in part, on fluid dynamics modeling of fluid (blood or other process liquid) flow across the photoactive surface and within a confined space to determine the geometry and size. The 3-D device will contain micro-fabricated capillary mimicking structures/tubules to provide intimate and complete contact between the bulk liquid flow and the photoactive, oxygen production surfaces, as well as the cathode/CO2 fixation surface. The width of these channels/tubules may vary, but must be at least larger than the diameter of a red blood cell (˜7 μm) in the case of blood containing processes. The length of the tubes may also vary, and is dependent on the residence time required to fully oxygenate the fluid (blood). In the case of the artificial lung applications, it is anticipated that the width and length of the channels will be 10-100 μm and 50-500 μm, respectively. FIG. 10 includes two possible geometries for the 3-D device.


Using micro fabrication, large surface areas are possible for the DO reaction surface. Additionally, the PAL 3-D device will possess numerous repeating structures. Interference lithography is the preferred method for fabricating periodic and quasi-periodic patterns that must be spatially coherent over large areas. It is a conceptually simple process where two mutually coherent beams interfere to produce a standing wave, which can be recorded in a photo-resistor. The spatial period of the standing wave can be as fine as half the wavelength of the interfering light, allowing the formation of structures on the order of 100 nm using UV light, or features as small as 30-40 nm using deep ultraviolet. FIGS. 11A-11C show examples of nanostructures fabricated on silicon and polymer materials for diverse applications using variants of the interference photolithography technique.


Any other similar fabrication processes may also be utilized. For example, a unique process that utilizes a sacrificial bracing material to create 3-D microstructures such as waveguides, polarization elements, filters, ion exchange membranes, and microfluidic conduits, chambers, and valves may be used. A structure created using this process is illustrated in FIG. 12. This microfabrication technique uses traditional photolithography with an epoxy material and the above-mentioned sacrificial material. The fabrication process results in a chemically, biochemically, mechanically, and thermally stable material. An important advantage of this technique is the ability to create fully three-dimensional structures having high aspect ratios.


The specific geometry of the individual tubules should be determined by the required durability, (bio)compatibility, and DO production rate. These structures may be stacked together into a space-efficient arrangement that will result in a compact device that is capable of a producing oxygen at a high rate. Again, computational modeling and conventional optics design and optimization techniques will allow the creation of a stacked construct that is optimized/efficient in regards to both fluid flow and light transport and utilization.


The goal of the stacking method is to obtain closely aligned surfaces where the photolytic reaction can take place with maximum catalytic efficiency and light utilization. The key aspect of this development will be to use directed laser light most efficiently within a given volume of process liquid (blood).


The present invention is further described with reference to several examples set forth below.


EXAMPLE 1

In this example, oxygen is produced and carbon dioxide is removed from stale air using water, C3 or C5 compounds and photolytic energy. Referring now to FIG. 2, a PDEC cell 16 is used for the central reaction of producing oxygen in the anode compartment 100 and producing a C6 compound, such as hexose sugar, from carbon dioxide in the cathode compartment 102.


In this regard, stale air (high in CO2 and low in O2) 104 is first contacted with a liquid such as a recycled catholyte (e.g. aqueous phosphate with Mg2+ catalyst) in gas/liquid contactor 106 to convert the carbon dioxide into dissolved form in the liquid, normally CO2 (aq), but could also be HCO3, H2CO3 and/or CO32−. The gas/liquid contactor 106 can be in a counter flowing percolating bed, a micro-porous membrane, gas sparger, etc.


The dissolved carbon dioxide catalyst, glycerate, and pentose and the liquid then flow into the cathode compartment 102 of the PDEC cell 16. Pentose can also be contained in the contacting liquid catalyst. The pentose reacts with the carbon dioxide converting it to glycerate or the equivalent. The glycerate is electrochemically reduced at the surface of the cathode 108. The surface of the cathode is preferably coated with a catalyst that facilitates the hydrogenation reduction reaction such as Pb, Cd, Ni, Pd and the like. The reaction then uses the hydrogen ions that migrate across the membrane 126 from the anode compartment 110 to form a hexose sugar. The hexose sugar solution flows out of the cathode compartment 102 into a separator 112, where the liquid may be recycled and the hexose sugar placed in stores 114 or used as food for the crew, animals or microorganisms. For example the sugar-like compound, or carbohydrate-like compound, or glycerate can be recovered by crystallization, micro-filtration, electrodeionization, and the like.


The anode compartment 100 comprises the oxygen-producing portion of PDEC cell 16. Electrolyte 128 such as NaCl brine, Na2SO4, K2O4, H2SO4, HCl, and the like flows into the anode compartment 100. The reaction of light 114 with the photoactive surface 116 comprising a photolytic catalyst and a disproportionation catalyst generates charge separation, the positive portion of which reacts with the water present in the electrolyte to form oxygen and hydrogen ions. As mentioned above, the hydrogen ions migrate into the cathode compartment 102 for further reaction. The oxygen flows out of the anode compartment 100 dissolved in the electrolyte and optionally can be allowed to coalesce into O2 bubbles. The dissolved oxygen and/or O2 bubbles and brine flow to an oxygen degasser or gas permeation tube 118 where the two are separated. The electrolyte is recycled to the anode compartment 100 while the oxygen flows to the enclosed volume 120 for breathing by humans, animals, microorganisms or other uses. The oxygen may also be pressurized for later use.


EXAMPLE 2

This example illustrates the production of oxygen and the reduction of CO2 through the formation of a C3 compound intermediary. Referring now to FIG. 3, a PDEC cell 16 is used for the central reaction of producing oxygen and reducing the carbon dioxide obtained from the confined space 120. Stale air 104 is first contacted with a liquid such as aqueous brine containing a α-keto pentose containing a catalyst typically of mixtures of Mg2+/PO43− electrolyte gas/liquid at contactor 106 to convert the carbon dioxide into dissolved form in the liquid. This contact at contactor 106 may be in a counter flowing circulating bed, a porous membrane, or in a percolating bed, etc. The dissolved carbon dioxide, e.g. now in the carbon dioxide laden electrolyte, is also contacted with the C5 pentose obtained from stores 122, also containing a catalyst, e.g. rubisco type enzymatic catalyst or a derivative compound for this enzyme. In this manner the CO2 and α-keto ribulose is converted to two C3 glycerate molecules at C3 formulator 124. The rubisco type reaction is discussed and disclosed in reference by Garrett, Reginald et al; Biochemistry; Saunders College Publ.; pp. 720-721, (1995).


The dissolved C3 compounds may then be ultra filtered to recover the enzyme and the filtrate flows to the cathode compartment 102 of the PDEC cell 16. The enzyme fraction is recycled. The enzyme may also be immobilized on a solid support or as easy-to-filter gel particles for ease of recovery/separation by means well known in the art of immobilized enzyme.


The surface of the cathode is preferably coated with a catalyst 124 that facilitates the C3 to C6 coupling reaction such as Ni, Pd, Pb, Cd, and the like to form sugar like compounds. The cathode compartment 102 typically uses an electro-hydrodimerization PO43− buffer at a pH of about 7 to 9 to form a hexose (C6) sugar. The cathodic reaction also uses the hydrogen ions that migrate across the membrane 126 from anode compartment 100. The hexose sugar and electrolyte flow out of the cathode compartment into a separator 112, where the liquid may be recycled and the hexose sugar placed in stores 114 or used as food for the crew, animals or microorganisms.


As in Example 1 above, the anode compartment 100 comprises the oxygen-producing portion of PDEC cell. Aqueous electrolyte 128 such as HSO4, Na2SO4, NaCl brine, seawater, fermentation broth, etc. flows into the anode compartment 100. In an additional benefit of the technology, the photolytic cell allows improved oxygenation of aerobic and facultative aerobic fermentations since the fiber optics arrangements can be used to disperse the oxygen uniformly and prolifically.


The reaction of light 114 with the photoactive surface 116 in the anode compartment 100 generates charge separation, the positive portion of which reacts with the water present in the electrolyte to form oxygen and hydrogen ions. As mentioned above, the hydrogen ions migrate from the anode compartment 100, across the membrane 126, into the cathode compartment 102 for further reactive use. The oxygen flows out of the anode compartment 100 dissolved in the electrolyte and optionally can be allowed to coalesce into O2 bubbles. The dissolved oxygen and/or O2 bubbles and brine flow to an oxygen degasser 118 or gas permeation tube where the two are separated. The electrolyte 128 is recycled to the anode compartment 100 while the oxygen flows to the enclosed volume 120 for breathing by humans, animals, microorganisms or other uses. The oxygen may also be pressurized for later use.


Other embodiments of the invention are illustrated in FIGS. 4 through 6. FIG. 4 is a schematic of an embodiment of the invention showing details of a rubisco-catalyzed reaction used to prepare a C3 carbon intermediary for carbon dioxide removal. FIG. 5 is a schematic of a more detailed embodiment of the invention showing the rubisco catalyzed reaction and the chemical steps in greater detail. Moreover, FIG. 6 is a schematic of another embodiment of the invention wherein the carbon dioxide is reacted with the pentose directly in the PDEC cell.


Additionally, it is important to note that when the optional membrane 126 is not used, appropriate consideration must be given to the reactions that may occur at the electrodes taking into consideration that mixing of components may occur. In some embodiments a separator that is not a cationionic membrane may used that provides attenuated movement of materials.


Furthermore, FIGS. 7-9 show various embodiments of the invention incorporated into different environmental settings.


While the forms of the invention herein disclosed constitute presently preferred embodiments, many others are possible. It is not intended herein to mention all of the possible equivalent forms or ramifications of the invention. It is to be understood that the terms used herein are merely descriptive, rather than limiting, and that various changes may be made without departing from the scope of the invention.

Claims
  • 1. A photolytic apparatus for oxygenating and removing carbon dioxide from a confined volume area comprising: a photolytic cell having an anode compartment with a photo-active surface having the ability to convert water to oxygen; and, a cathode compartment having the ability to convert carbon dioxide and hydrogen to a solid or liquid medium; and a light source for providing light photons to said photolytic cell and activating the photo-reactive surface.
  • 2. The apparatus of claim 1, wherein said photo-reactive surface comprises a light-activated catalyst.
  • 3. The apparatus of claim 2, wherein said light activated catalyst is a metal oxide catalyst comprising anatase (TiO2), WO3 or ZnO, combinations thereof, with or without performance enhancing dopants.
  • 4. The apparatus of claim 1, wherein said light source is an ultraviolet light at 350-500 nm.
  • 5. The apparatus of claim 2, wherein said light-activated catalyst converts, when photolytically irradiated, water to hydrogen ions, electrons and active oxygen.
  • 6. The apparatus of claim 5, wherein said active oxygen formed during photolysis is hydrogen peroxide or other forms of oxygen gas precursors.
  • 7. The apparatus of claim 5, wherein said electrons generated during photolysis are then electrically conducted away to avoid reversal of the reaction.
  • 8. The apparatus of claim 5, wherein said active oxygen formed during photolysis is converted by a disproportionation catalyst into dissolved oxygen.
  • 9. The apparatus of claim 8, wherein said disproportionation catalyst is MnO2.
  • 10. The apparatus of claim 1, wherein the carbon dioxide and hydrogen are converted to a carbonate solid.
  • 11. The apparatus of claim 1, wherein the hydrogen is reacted with a substrate to produce a non-gaseous substance.
  • 12. The apparatus of claim 11, wherein the substrate is an electrochemically reducible compound.
  • 13. The apparatus of claim 1, wherein the photo-reactive surface comprises a light transparent substrate and a photolytic coating.
  • 14. The apparatus of claim 13, wherein said photolytic coating comprises a layer of a light activated catalyst which converts, when photolytically irradiated, water to hydrogen ions, electrons and active oxygen.
  • 15. The apparatus of claim 14, wherein said photolytic coating further comprises a disproportionation catalyst which converts active oxygen to dissolved oxygen.
  • 16. The apparatus of claim 1, wherein the anode compartment and the cathode compartment are separated by a membrane.
  • 17. The apparatus of claim 16, wherein said membrane allows for the flow of hydrogen ions from the anode compartment to the cathode compartment.
  • 18. The apparatus of claim 1, wherein the photolytic cell comprises a mesoporous material.
  • 19. A photolytic apparatus for oxygenating and removing carbon dioxide and hydrogen gas in order to maintain a proper physiological environment comprising: a photolytic cell having an anode compartment and a cathode compartment, a) said anode compartment having an inlet for receiving an aqueous solution, an anode conductor, a photo-reactive surface, and an outlet for transporting a dissolved oxygenated solution out of said anode compartment, wherein said photo-reactive surface has the ability, upon photo-activation, to convert water in an aqueous solution to dissolved oxygen, hydrogen ions and electrons upon light activation; b) said cathode compartment having an inlet for receiving carbon dioxide, C5 pentose, and a catalyst, a cathode conductor for converting hydrogen ions, carbon dioxide, C5 pentose and catalyst to C6 pentose, and an outlet for removing the C6 pentose from the cell and any remaining reactants; and, a light source for providing light photons to said photo-reactive surface to initiate a series of chemical reactions that results in dissolved oxygen generation in the anode compartment and C6 pentose formation in the cathode compartment.
  • 20. The apparatus of claim 19, wherein said light photo-reactive surface comprises a layer of a light activated photolytic catalyst.
  • 21. The apparatus of claim 20, wherein said light activated photolytic catalyst is a metal oxide comprises TiO2 (anatase), WO3 or ZnO, or combination thereof.
  • 22. The apparatus of claim 19, wherein said light source is an ultraviolet light at 350-500 nm.
  • 23. The apparatus of claim 19, wherein said photo-reactive surface further comprises a disproportionation catalyst.
  • 24. The apparatus of claim 19, wherein said photolytic cell comprises a transparent substrate and a photolytic coating comprising a first disposed layer of TiO2 (anatase) and a second disposed layer of MnO2.
  • 25. The apparatus of claim 19, wherein said cell is constructed from mesoporous materials.
  • 26. The apparatus of claim 23, wherein said disproportionation catalyst includes at least one of FeII, FeIII, CuI, CuII, CoII, CoII, MnII, MnIII, MnIV, and MnO2.
  • 27. The apparatus of claim 26, wherein said catalyst is MnO2.
  • 28. The apparatus of claim 20, wherein said light-activated photolytic catalyst converts water into active oxygen.
  • 29. The apparatus of claim 26, wherein said disproportionation catalyst converts active oxygen to dissolved oxygen.
  • 30. The apparatus of claim 26, wherein said cell is constructed from mesoporous materials.
  • 31. The apparatus of claim 26, wherein said cell is constructed of SAMMS.
  • 32. The apparatus of claim 19, wherein the anode compartment and the cathode compartment are separated by a cationic membrane.
Parent Case Info

This application claims priority to and extends the teachings and disclosures of the following applications: Provisional Application Ser. No. 60/358,448 for Development of Photolytic Pulmonary Gas Exchange, Bruce Monzyk, et al., filed Feb. 20, 2002; Provisional Application Ser. No. 60/388,977 for Photolytic Artificial Lung, Bruce Monzyk et al., filed Jun. 14, 2002; Provisional Application Ser. No. 60/393,049 for Photolytic Oxygenator with Carbon Dioxide Fixation and Separation, Bruce Monzyk, et al., filed Jun. 20, 2002; and PCT Application No. PCT/US02/24277 for Photolytic Oxygenator with Carbon Dioxide Fixation and Separation, Bruce Monzyk et al., filed Aug. 1, 2002; and Provisional Application Ser. No. 60/404,978 for Photolytic Oxygenator with Carbon Dioxide and/or Hydrogen Separation and Fixation, Bruce Monzyk et al., filed Aug. 21, 2002.

PCT Information
Filing Document Filing Date Country Kind 371c Date
PCT/US03/26012 8/21/2003 WO 8/24/2005
Provisional Applications (1)
Number Date Country
60404978 Aug 2002 US