The present invention relates to planar optical waveguides and devices that operate by photonic bandgap effects. The invention provides a new range of photonic bandgap (PBG) guiding optical waveguides and devices of a new design, which may be implemented in a number of ways and which may be implemented using structures that do need to contain any voids. The optical waveguides and devices covered by the present invention may be employed for a number of applications, including amplifiers and lasers, coupling devices, and sensors. The invention further provides a number of methods for fabricating such waveguides and devices.
Within the past few years, a significant research interest has been pointed towards planar optical waveguides and devices that incorporate microstructured features—see for example J. D. Joannopoulos, J. N. Winn and R. D. Meade, “Photonic Crystals: Molding the Flow of Light”, Princeton University Press. Princeton, N.J., 1995. Such microstructures are generally characterized as 1, 2, or 3 dimensional photonic crystals—depending on the degree of periodicity—and may exhibit photonic bandgap (PBG) effects in 1, 2, or 3 dimensions, respectively. The present invention relates to planar optical waveguides and devices having microstructured features having 2-dimensional (2D) periodicity.
In order to realise photonic bandgap effects in more than one dimension, it is generally believed that materials having relative large index differences must be employed. As known to those skilled in the art, a minimum refractive index contrast of around 1.0 to 2.6 is required for in-plane two-dimensional (2D) PBG effects to take place. Hence, materials such as air (with a refractive index of 1.0) and silica (with a refractive index of 1.45) do not provide sufficient refractive index contrast to provide in-plane 2D PBG effects. Indeed, neither does material systems comprising solely silica and silica co-dopants with refractive index differences in the range from around 1.40 to 1.50 provide sufficient refractive index change for 2D in-plane photonic bandgap effects.
By the present invention it has been realized that low-index contrast structures may, in fact, exhibit useful PBGs in exactly the opposite case of that taught in the prior art—namely, in the case of low-contrast structures having high-index features disposed in a background material with a slightly lower refractive index and wave propagation in the direction parallel to the microstructured features. In particular, by the present invention it has been realized that high-index features with a refractive index of around 1.46 disposed in a background material with a refractive index of around 1.45 may provide broadband PBGs that can be utilized for planar optical waveguides and devices. Hence, new planar PBG-based optical waveguides and devices realized purely using silica and silica incorporating various dopants becomes feasible using the present invention, as shall be demonstrated throughout the detailed description of the present invention.
For compatibility with conventional, silica-based planar optical technology, it is a disadvantage that prior art PBG waveguides and devices incorporates high-index contrasts materials, such as for example voids and silica, or voids and semiconductors.
The invention provides an improved planar waveguide utilizing the photonic bandgap technique.
The invention provides functional PBG-based waveguides and devices that do not comprise any voids or low-index features at all. In particular, it is an object of the present invention to provide PBG-based waveguides and functional components that may be realised solely from silica-based materials. Such as to provide such waveguides and devices that may be fabricated using index contrasts that are feasible within silica technology (for example using Ge, Al, F and/or other dopants that may be incorporated into silica).
It is a further disadvantage of prior art PBG-based optical waveguides and devices that a large refractive index difference between the core/cladding features and the background material results in a high sensitivity towards minor structural inaccuracies for certain waveguide or device properties.
The invention further provides PBG waveguides that have small index contrast between the constituting materials in order to eliminate degrading effects such as polarization sensitivity.
Further, it is an objective to provide such a waveguide which may be manufactured in an improved manner, whereby the necessary resources involved may be reduced.
The invention also provides such a waveguide which may be manufactured in a improved manner using readily available processing techniques.
to the invention still further provides such a waveguide which may in an efficient manner be integrated with other optical devices.
The invention also provides a method for manufacturing a planar optical waveguide and/or an optical device in an improved and cost-efficient manner.
These and other advantages are achieved by the invention as explained in the following.
The invention relates to a planar optical waveguide comprising
Hereby a new range of planar waveguides utilizing the photonic bandgap technique has been provided. This new range of designs facilitates a number of advantages, e.g. implementation using new methods and/or materials within the field. Thus, a planar waveguide according to the invention may also be manufactured using readily available processing techniques. Further, by the invention, integration with other optical devices may be performed in a relatively simple manner. It will further be understood that a planar waveguide according to this invention may be manufactured without using voids, e.g. air voids as is the case with the prior art techniques. Thus, drilling, etching, etc. of holes etc. need not be performed in order to manufacture a planar waveguide. according to the invention.
In a preferred embodiment, said core region may at least partly be in the form of a defect in said lattice of the photonic crystal material. Hereby a planar optical waveguide using the PBG technique may be provided in an advantageous manner according to this embodiment.
Advantageously, said core region may comprise a material having a low effective index of refraction and said cladding region may involve a higher effective index of refraction. It will thus be understood that this embodiment may be implemented using only two different materials or rather two forms of material having different refractive indices.
In a preferred embodiment, said cladding region may comprise a background material having a first refractive index (n1), said column elements may comprise a material having a second refractive index (n2), and said second refractive index (n2) may be higher than said first refractive index (n1).
In another preferred embodiment, said cladding region may comprise a background material having a first refractive index (n1), said column elements may comprise a material having a second refractive index (n2), and said second refractive index (n2) may be lower than said first refractive index (n1).
In a particular preferred embodiment, an effective refractive ratio for said cladding region, e.g. a ratio between said second refractive index (n2) for said column element(s) and said first refractive index (n1) for said background material, may be defined and said ratio may be less than 2.0. Hereby an embodiment has been implemented, whereby useful PBG effect is provided using a fairly low-index contrast ratio. Thus, planar PBG-based optical waveguides may be realized using a number of materials that has not been feasible according to prior art techniques.
Preferably, said effective refractive ratio for said cladding region may be less than 1.5, in a more preferred form less than 1.3, in a still more preferred form less than 1.2 and in a still further preferred form less than 1.1. Hereby a further advantageous embodiment has been implemented, whereby useful PBG effect is provided using an even lower index contrast ratio.
In a still further preferred form, said effective refractive ratio for said cladding region may be less than 1.05, in a more preferred form less than 1.04, in a still more preferred form less than 1.03, and in a still further preferred form less than 1.02. According to this embodiment, planar optical waveguides having a—compared with conventional techniques—surprisingly low index contrast ratio have been provided.
In an advantageous embodiment, said core region may comprise a material identical to or similar to a material forming background material of said cladding region. Thus, manufacture may be simplified, e.g. since fewer materials are needed. The core region may preferably be identical to the background material or it may comprise background material in modified form, e.g. in regard to refractive index etc. It will be understood that other forms, combinations and medications are possible.
In a further preferred embodiment, said columns elements may comprise a material containing impurity elements, e.g. Germanium doped into silica glass. Hereby, column elements may be manufactured in an advantageous manner, e.g. by doping, since according to the invention PBG-effect can be implemented using low-index-contrast ratio. Thus, the change of refractive index presented by doping using impurity elements will be satisfactory according to the invention. It is understood that a wide variety of materials, impurities and combinations hereof may be utilized in accordance with the invention.
In a still further preferred embodiment, said waveguide may comprise glass materials, semiconductor materials, and/or polymer materials. Hereby, a number of materials, the use of which has not been feasible according to prior art techniques, may be utilized for manufacturing planar PBG-waveguides according to the invention.
Advantageously, said cladding region may comprise a background material comprising or consisting of SiO2 and said background material may have a first refractive index (n1), wherein 1.4≦n1≦1.5, in a more preferred form 1.43≦n1≦1.47, and in a still more preferred form 1.44≦n1≦1.45. Hereby, use of a material that has not been employed or studied for conventional planar optical waveguides is presented according to the invention.
In a further embodiment, said cladding region may comprise a background material comprising or consisting of Si and said background material may have a first refractive index (n1), wherein 2.5≦n1≦3.0, in a further preferred form 2.6≦n1≦2.9, and in a still further preferred form 2.7≦n1≦2.8. Hereby, use of a further material that has not been employed or studied for conventional planar optical waveguides is presented according to the invention.
In a still further embodiment, said cladding region may comprise a background material comprising or consisting of a Group III-V material and said background material may have a first refractive index (n1), wherein 3.0≦n1≦4.5, in a further preferred form 3.3≦n1≦4.3, and in a still further preferred form 3.7≦n1≦4.0. Hereby, use of further materials that has not been employed or studied for conventional planar optical waveguides is presented according to the invention.
Advantageously, said column elements may comprise a material comprising or consisting of SiO2 and said material may have a second refractive index (n2), wherein 1.0≦n2≦1.5, in a preferred form 1.4≦n2≦1.5, in another preferred form 1.43≦n2≦1.47, and in a still further preferred form 1.44≦n2≦1.45. Hereby, use of a material that has not been employed or studied for conventional planar optical waveguides is presented according to the invention.
In a further embodiment, said column elements may comprise a material comprising or consisting of Si and said material may have a second refractive index (n2), wherein 1.0≦n2≦3.0, in a preferred form 2.5≦n2≦3.0, in another preferred form 2.6≦n2≦2.9, and in a still further preferred form 2.7≦n2≦2.9. Hereby, use of a further material that has not been employed or studied for conventional planar optical waveguides is presented according to the invention.
In a still further embodiment, said column elements may comprise a material comprising or consisting of a Group III-V material and said material may have a second refractive index (n2), wherein 10.0≦n2≦4.5, in a preferred form 3.0≦n2≦4.5, in another preferred form 3.3≦n2≦4.3, and in a still further preferred form 3.7≦n2≦4.0. Hereby, use of further materials that has not been employed or studied for conventional planar optical waveguides is presented according to the invention.
Advantageously, said lattice of column elements may comprise a lattice constant (Λ), a normalized wavelength λ/Λ may be defined by means of said lattice constant (Λ) and a wavelength (λ) for optical waves propagated by the waveguide and said cladding region may comprise a background material comprising or consisting of SiO2, wherein Λ/λ<1.0, in a further preferred form 0.1<Λ/λ<0.8, and in a still further preferred form 0.2Λ/λ<0.5. Hereby, an advantageous embodiment has been provided.
In a further embodiment, said lattice of column elements may comprise a lattice constant (Λ), a normalized wavelength λ/Λ may be defined by means of said lattice constant (Λ) and a wavelength (λ) for optical waves propagated by the waveguide and said cladding region may comprise a background material comprising or consisting of Si, wherein Λ/λ<2.0 and in a further preferred form Λ/λ<1.5. Hereby, a further advantageous embodiment has been provided.
In a still further embodiment, said lattice of column elements may comprise a lattice constant (Λ), a normalized wavelength λ/Λ may be defined by means of said lattice constant (Λ) and a wavelength (λ) for optical waves propagated by the waveguide and said cladding region may comprise a background material comprising or consisting of a Group III-V material, wherein Λ/λ<3.0. Hereby, a still further advantageous embodiment has been provided.
Working on a higher index contrast, it will—with reference to
Preferably, said cladding region may comprise a background material having a first refractive index (n1), and an effective guided mode index may be lower than said first refractive index (n1).
Preferably, said column elements may comprise a material having a second refractive index (n2), and an effective guided mode index may be lower than said second refractive index (n2).
The invention also relates to an optical device comprising a planar optical device. Hereby optical devices involving new combinations of advantageous features may be provided e.g. hybrid optical devices comprising prior art optical devices and planar optical PBG waveguides according to the invention.
Further, the invention relates to an optical device comprising an optical amplifier and further comprising a planar optical device. Hereby an advantageous design of an optical device may be provided, said design further facilitating a number of advantageous features, e.g. including improved manufacturing methods, cost efficiency, improved lay-out etc.
The invention also relates to an optical device comprising a laser and further comprising a planar optical device. Hereby an advantageous design of an optical device comprising a laser construction may be provided allowing e.g. improved manufacturing methods, cost efficiency, improved lay-out etc.
Still further, the invention relates to an optical device comprising an optical filter and further comprising a planar optical device. Hereby an advantageous design of an optical device comprising an optical filter construction may be provided.
The invention also relates to an optical device comprising an add-drop multiplexer and further comprising a planar optical device. Hereby an advantageous design of an optical device comprising an add-drop multiplexer construction may be provided.
Further, the invention relates to an optical device comprising an optical splitter and further comprising a planar optical device. Hereby an advantageous design of an optical device comprising an optical splitter construction may be provided.
Still further, the invention relates to an optical device comprising a wavelength converter and further comprising a planar optical device. Hereby an advantageous design of an optical device comprising a wavelength converter construction may be provided.
The invention also relates to an optical device, said optical device comprising means for performing an optical switching, a controllable coupling or a transferal of optical waves, said optical device further comprising a planar optical device. Hereby an optical device for performing optical switching may be provided in an advantageous manner utilizing the planar optical waveguide design according to the invention. A number of advantageous features may be provided in this manner, e.g. allowing for new manufacturing methods, cost-efficient manufacturing, new applications etc.
Advantageously, said means for performing an optical switching, a controllable coupling or a transferal of optical waves may comprise a movable coupling element. Hereby, control of optical switching may be established in an efficient manner, directly or indirectly, e.g. through means to move the coupling element, e.g. by heating, change of volume, change of pressure, change of an electromagnetic field etc.
Advantageously, the device may comprise means for actuating said movable coupling element. Hereby actuation may be provided in a relatively simple and efficient manner, e.g. using a rod, a string, or other means such as pneumatic, hydraulic etc. means.
In a preferred embodiment, said means for actuating said movable coupling element may involve the use of mechanical means, means sensitive to heating and/or cooling, means sensitive to pressure and/or means sensitive to electromagnetic fields, voltage, current, strain etc.
In a further preferable embodiment, said device may comprise micro-flow means associated with said optical switching, controllable coupling or transferal of optical waves. Such micro-flow means may for example comprise one or more elements of liquids, e.g. liquids for guiding light and/or for moving separate guiding or switching means. Further, such liquids, if more than one is used, may not mix, whereby separation of the liquids are assured in an efficient manner.
In a particular advantageous embodiment, said micro-flow means may involve utilization of a fluid, in particular two or more fluid elements having different refractive indices. Advantageously, such micro-flow means may for example comprise different elements of liquids that do not mix and which have different refractive indices. Hereby, modified coupling properties will be achieved by moving said liquids in the optical device.
Advantageously, said two or more fluid elements comprised in said micro-flow system may be separated by mechanical means or preferably said two or more fluid elements may be non-mixable fluid elements or essentially non-mixable fluid elements.
The invention also relates to method of making a planar optical waveguide, in particular a planar optical waveguide, said method comprising steps involving multi-layer depositing and/or processing. Hereby, an optical waveguide or device according to the invention may be manufactured in an efficient manner, said manner facilitating use of a vide variety of suitable materials and/or methods.
Advantageously, said steps may comprise depositing, etching and/or lithographic processes. Such methods are generally know and readily available and allow said manufacturing to be performed in an efficient and cost-effective manner.
The invention also relates to method of making a planar optical waveguide, in particular a planar optical waveguide, said method comprising steps involving laser induced refractive index changes. Hereby an optical waveguide or device according to the invention may be manufactured in an efficient manner, e.g. by subjecting a slab to a laser beam, whereby the material in question will change its refractive index. An added advantage of this method will be that the lay-out of the elements, e.g. elongated elements, may readily be controlled by moving the laser apparatus and the slab relatively and/or by controlling the position of the laser beam.
The invention also relates to method of making a planar optical waveguide, in particular a planar optical waveguide, said method comprising steps involving self-writing waveguides. Hereby a particularly advantageous method is provided since the laser beam will create a channel having a changed refractive index, said channel defining an elongated element in e.g. a slab. Hereby, a elongated element positioned in the interior of a slab may be manufactured in a relatively simple and accurate manner.
The invention further relates to method of making a planar optical waveguide, in particular a planar optical waveguide, said method comprising steps involving ion implantation. Hereby a further advantageous method has been provided for creating elements and in particular elongated elements having a refractive index differing from the index of the surroundings, i.e. a method particularly suitable for manufacturing optical waveguides and devices according to the invention.
The invention will be explained in further detail below with reference to the figures of which
a and b show part of a cross-section of a cladding structure for a planar optical waveguide or planar optical device according to the present invention,
c shows a calculation of allowed modes in a structure as schematically shown in
In the present application it will be distinguished between “refractive index” and “effective refractive index”. The refractive index is the conventional refractive index of a homogeneous material. In this application mainly optical wavelengths in the visible to near-infrared regime (wavelengths from approximately 400 nm to 2 μm) are considered. In this wavelength range most relevant materials for waveguide production (e.g. silica) may be considered mainly wavelength independent, or at least not strongly wavelength dependent. However, for non-homogeneous materials, such as micro-structures, the effective refractive index is very dependent on the morphology of the material. Furthermore the effective refractive index of a micro-structure is strongly wavelength dependent—much stronger than the refractive index of any of the materials composing the micro-structure. The procedure of determining the effective refractive index of a given micro-structure at a given wavelength is well-known to those skilled in the art (see e.g. Jouannopoulos et al, “Photonic Crystals”, Princeton University Press, 1995 or Broeng et al, Optical Fiber Technology, Vol. 5, pp. 305-330, 1999).
Usually a numerical method capable of solving Maxwell's equation on full vectorial form is required for accurate determination of the effective refractive indices of micro-structures. The present invention makes use of employing such a method that has been well-documented in the literature (see previous Joannopoulos-reference). In the long-wavelength regime, the effective refractive index is roughly identical to the weighted average of the refractive indices of the constituents of the material. For micro-structures, a directly measurable quantity is the so-called filling fraction that is the volume of disposed features in a micro-structure relative to the total volume of a micro-structure. Of course, for waveguides that are invariant in the axial waveguide direction, the filling fraction may be determined from direct inspection of the waveguide cross-section.
The lattice structure may according to the prior art technique be configured in a number of manners, e.g. in a triangular lattice as illustrated, in a quadratic lattice, a honeycomb lattice, a Kagome lattice etc.
According to the prior art technique a line defect is introduced in this lattice structure, for example by omitting a row of elements 6 as illustrated in
A further example of a prior art technique is illustrated in
In the prior art technique the elements or columns 6 have been designed as voids, e.g. cylinders or holes containing air, and have normally been formed by e.g. drilling or etching holes in the slab 4. Further, by the prior art technique a relatively high index ratio i.e. the ratio between the refractive index for the column elements 6 and the refractive index for the background material 5 has normally been desired.
A planar photonic bandgap waveguide generally designated 10 according to an embodiment of the invention is illustrated in
As indicated in
However, as illustrated in
Other embodiments of planar photonic bandgap waveguides according to the invention are illustrated in
These figures illustrate the elongated elements 12 comprised in a waveguide according to the invention, and it will be understood that these elements 12 are surrounded by a suitable background material, e.g. dielectric material.
The elements 12 are arranged in a lattice structure, in
The elements 12 have been illustrated as elements having a quadratic section but other forms may be used as well, regular forms as well as irregular forms. However, it will be understood that the section of the elements will be substantially uniform along the length of the elements.
According to a further important aspect of the invention the refractive indices of the background material and the material of the elongated elements are selected in order to achieve an index contrast, i.e. the ratio between these indices, having a significantly lower value than ordinarily used in relation to the prior art technique.
a shows a part of a cross-section of a cladding structure for a planar optical waveguide or planar optical device according to the present invention. The cross-section is characterized by a number of periodically placed features 12 embedded in a background material 13.
c shows a calculation of allowed modes in a structure as schematically shown in
It is worth noticing that the effective index of the guided mode is below 1.444, i.e. lower than the refractive index of the background material or any other material that the photonic crystal is composed of. This is a unique feature compared to conventional planar optical waveguides, where the effective refractive index of one or more guided modes are between the refractive indices of the cladding and the core material. Hence, the present invention relieves some of the restrictions on core refractive index that characterizes conventional planar optical waveguides. In this manner, it becomes for example possible with the present invention to utilize new materials for the core—for example having the core formed from a liquid or a polymer, or the core may simply be formed in pure silica for a low loss planar optical waveguide, where most or all material processing during fabrication is performed away from the core center. Other possibilities include having a silica core doped with new materials that lower the refractive index of silica—such as materials that are not being employed or have not been studied for conventional planar optical waveguides due to their effect of lowering the refractive index. Also other co-dopants, such as for example F that may presently only be used in small concentration in the core of a conventional planar optical waveguide or device (such as a laser or amplifier) could be used in larger concentrations in a planar optical waveguide or device according to the present invention. This may for example be beneficial for increased solubility of one or more rare earth elements such as for example Er and/or Yb into the core.
The individual layers 51 may be manufactured in a number of ways which will be illustrated with reference to
d to 14f illustrates another method of manufacturing layers for a device according to the invention.
It will be understood that such layered construction may be made in a number of ways, e.g. using depositing, etching and/or lithographic processes.
Other methods may be used as well, e.g. comprising steps involving ion implantation etc.
The invention has been described above in general, but it will be understood that the waveguide according to the invention may be used in connection with a wide variety of applications.
It will also be understood that the invention is not limited to the particular examples described above, but may be designed in a multitude of varieties within the scope of the invention as specified in the claims.
This application, filed under 35 U.S.C. §363, claims the benefit pursuant to §119(e) of U.S. provisional patent application No. 60/364,869 filed on Mar. 15, 2002, the contents of which are herein incorporated by reference in their entirety.
Filing Document | Filing Date | Country | Kind |
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PCT/DK03/00171 | 3/14/2003 | WO |
Number | Date | Country | |
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60364869 | Mar 2002 | US |