The technology disclosed in this patent document relates to microfluidic flow control and particle manipulation.
The advancement of micro and nanoscale actuators has resulted in many capabilities to manipulate micro/nano particles and fluidic samples. Efficient microparticle and microfluidic control and manipulation are useful in many chemical, bio-medical and biological applications. Among the contactless manipulation mechanisms, optical and acoustic techniques are the most common. However, higher forces and the capability to perturb an otherwise laminar flow of fluids without any restrictions on their physical properties make acoustofluidics advantageous. New techniques and devices are needed for microfluidic flow control.
Disclosed are new techniques and devices for microfluidic flow control including pumps, mixers, and ultrasonic valves. The disclosed techniques and devices enable integrated control circuits and microfluidic devices using a semiconductor process.
The disclosed subject matter includes a localized microfluidic flow control using a linear array (e.g., 1×4) of Fresnel type gigahertz (GHz) ultrasonic transducers. These devices are fabricated in a planar semiconductor fabrication process which decouples the fluidics from the electrical interconnects side of an aluminum nitride based transducer enabling easier integration of GHz transducers and fluidics in a distributed manner. Streaming vortices generated by high frequency focused bulk acoustic waves from Fresnel transducers perturb the laminar nature of the microfluidic flow in the channel. By electronically controlling the on and off times of radio frequency (RF) signal inputs to the Fresnel transducers, fluidic steaming can be localized. Changes in the path of polystyrene microbeads in water that were pumped into the microchannel indicate changes in the fluidic forces acting on them due to acoustic streaming and change in the flow velocity.
The disclosed subject matter includes acousto-optic modulation at GHz frequencies in water in a microfluidic channel. The photoelastic effect in water is induced by a silicon based GHz bulk acoustic wave aluminum nitride transducer placed in a Fresnel lens configuration. Planar GHz ultrasonic transducers can be fabricated is a complementary metal oxide semiconductor (CMOS) compatible semiconductor fabrication process with no thin-film release step enabling easier integration with CMOS and microfluidics. A UHF vibrometer which is sensitive to changes in the refractive index along the laser path can be used to measure the peak surface displacement. In an example embodiment, the peak refractive index change was determined to be 0(10−6), when 1.08 GHz RF drive voltages between 1 Vp and 5 Vp were applied to the focusing transducer. Peak phase modulation of 6 mrad was determined from experimental results for 5 Vp RF drive signal. The total modulator area of such a system is 0.086 mm2. This result provides a framework to implement CMOS integrated acousto-optic modulator arrays.
The disclosed subject matter includes a microfluidic mixer that uses focused GHz ultrasonic waves to create streaming vortices in an otherwise laminar fluidic flow. Due to high absorption and small wavelength at gigahertz frequencies, mixing activity is localized. Ultrasonic focusing can be achieved using an aluminum nitride based bulk acoustic wave transducer placed in a Fresnel lens configuration on a silicon substrate. Further, the transducer is on the opposite side of fluidics thereby enabling easier integration of transducers and fluidics in a distributed manner. In an example embodiment, experimental results show microfluidic mixing of blue dye and water had 90% efficiency, when the transducer was driven by a 1.06 GHz continuous wave RF signal of 20 dBm power.
The disclosed subject matter includes an aluminum nitride based GHz frequency ultrasonic transducer to realize a microfluidic actuator using acoustic radiation force and acoustic streaming. The transducer can use focusing transducers placed in a Fresnel lens configuration, which generates bulk acoustic waves through the silicon substrate adding in phase at the focus. In an example embodiment, peak displacement of 250 pm was achieved at the focus with a driving signal at a frequency of 1.06 GHz and 5V amplitude input. Acoustic vortices can be formed with microfluidic streaming velocity >2.6 mm/s in water droplets placed on top of the transducer.
In one aspect a high frequency ultrasonic microfluidic flow control device is disclosed. The device includes an array of ultrasonic transducers arranged on a first side of a complementary metal oxide semiconductor (CMOS) substrate, wherein the array of ultrasonic transducers is configured to direct ultrasonic energy into a microfluidic channel, and wherein the microfluidic channel is structured on a second side of the CMOS substrate. The device further includes one or more driver circuits arranged on the first side of the CMOS substrate, wherein each ultrasonic transducer is operatively associated with one of the one or more driver circuits, wherein each ultrasonic transducer is driven by a driver signal from the associated driver circuit, and wherein each ultrasonic transducer is configured to produce ultrasound in response to an electrical driving signal at a frequency above 100 MHz. The device includes one or more electrical contacts associated with each ultrasonic transducer in the array of ultrasonic transducers, wherein the one or more electrical contacts associated with each ultrasonic transducer is configured to apply the driver signal from the associated driver circuit.
In another aspect, a method of microfluidic flow control is disclosed. The method includes focusing ultrasonic energy, from one or more ultrasonic transducers in an array of ultrasonic transducers, onto a microfluidic channel, wherein each ultrasonic transducer is configured to produce ultrasound in response to an electrical driving signal at a frequency above 500 MHz. The method further includes driving each of the one or more ultrasonic transducer in the array of ultrasonic transducers by a different driver circuit to cause a change in microfluidic flow in a channel according to a valve, a pump, or a mixer.
Section headings are used in the present document only for ease of understanding and do not limit scope of the embodiments to the section in which they are described.
Disclosed in this patent document are new techniques and devices for microfluidic flow control including pumps, mixers, and ultrasonic valves. The disclosed techniques and devices enable integrated control circuits and microfluidic devices using a semiconductor process. These integrated microfluidic and electrical devices are well suited for applications such as clinical or home-use assays and handheld devices that are battery powered to enable ease of use in small clinics or at home. In previous technologies, pumps and valves have take up considerable volume and prevent the size, weight, and power of microfluidic assays from being compatible with ease of patient use. In order to make assays portable, many previous solutions forgo the use of pumps and valves, and use passive effects such as surface tension driven flows to implement assays which prevent more complex microfluidic functions such as mixing and valving of reagents. The disclosed in-situ devices provide local sensing and actuation and eliminate the need for off-chip computing and control elements, further miniaturizing and enhancing the capabilities of the microfluidic system. Computational elements can be integrated into the devices that, for example, take sensed data, process the sensed based, and learn from past sensing elements to determine the aging of the fluidic system. These computational elements are implemented in the same semiconductor as the microfluidic such as a complementary metal oxide semiconductor process (CMOS). In some example embodiments, ultrasonic and acoustic fields are high intensity ultrasonic fields that generate high efficacy mixing, pumping, trapping, and sorting of particles. This high intensity ultrasound can be generated by summing up the acoustic field from an array of transducers/actuators driven the integrated CMOS driver circuits.
Acoustic waves propagating through a medium carry energy and momentum. When these waves propagate from a solid to a liquid medium, energy is dissipated into the liquid due to absorption and diffraction. As a result, momentum is transferred to the liquid. When the wave in the liquid encounters a particle, scattering and net radiation forces can move the particle, and the attenuation of the wave causes streaming.
Acoustic streaming is a flow generated by a force arising from the presence of a gradient in the time-averaged acoustic momentum flux in the medium. The absorption in the oscillatory field brings about a gradient in the flow field. As the absorption coefficient, a increases nonlinearly with frequency, f. For example, in water, the absorption can be expressed as α=α0f2. Since the absorption at higher frequencies occurs at much smaller distances owing to higher absorption, the gradient of the field into the liquid is higher. Hence, the high-frequency sonic waves induce streaming vortices to a greater extent, compared to low frequency transducers.
High frequency electrical to acoustic transduction is based on surface acoustic wave (SAW) or bulk acoustic wave (BAW) technologies. These devices can be fabricated on substrates such as zinc oxide, lead zirconate titanate (PZT), lithium niobate, lithium tantalate and silicon, and may require higher input voltages for transduction. However, most of these approaches are not CMOS compatible due to the usage of non-CMOS compatible materials such as zinc oxide, PZT, lithium niobate and lithium tantalate. Furthermore, in these traditional BAW or SAW based acoustofluidic devices, the fluid is placed on the same side of the substrate as the transducers. Thus, considerable chip area needs to be dedicated to isolate electrical interconnects from the fluidic samples. All these factors lead to increased device area, expense of fabrication, and complexity of electronics required to generate and amplify high voltages at ultra-high frequencies.
In this patent document, disclosed are valveless localized flow control and manipulation using a closely spaced linear array of GHz Fresnel-type focused ultrasonic transducers. By valveless, we mean that no mechanical devices are used as valves. As detailed in this patent document, the ultrasonic transducers may act like a valve by preventing flow through a channel. The planar device can be fabricated using CMOS compatible materials such as aluminum nitride solidly mounted to silicon substrate. Furthermore, the devices can operate at CMOS compatible RF power and the fluidics are placed on the opposite side of transduction, enabling easier integration of distributed, yet closely spaced ultrasonic transducers and microfluidics. As an illustrative example, ultrasonic transducers in an array of ultrasonic transducers may be 40μ×40μ or 50μ×50μ in size with a gap between ultrasonic transducers of between 2μ and 50μ. Other transducer sizes and gaps can also be used.
In some example embodiments, a PDMS microfluidic channel has one inlet port and an outlet port which may be fabricated using a soft lithography process. The molds for the PDMS channel can made using a photoresist (e.g., SU8 2025) spun onto a clean silicon wafer. The photo resist can be patterned using UV contact lithography to make a 600 μm wide channel. PDMS may be made by mixing Sylgard 184 silicone elastomer base and a curing agent in the mass ratio 10:1 which can be peeled off from the silicon wafer and cut to make a microfluidic channel. The PDMS channel can then be bonded onto the device. An example fabrication process flow is shown in
The Fresnel type transducer can be characterized using a vibrometer (e.g., Polytec UHF-120) prior to bonding the PDMS channel. A continuous wave signal from the vector signal generator can be applied to the Fresnel type transmit transducer. With the drive voltage at 5Vpeak, the frequency was varied from 1.01 GHz to 1.1 GHz to determine the resonant frequency. Maximum displacement was observed at 1.08 GHz. The region around the small circular receive transducer was then scanned to observe focusing due to the Fresnel type transmit transducer.
Iavg=0.5ρcv2, EQ. (1)
where, v=μω is the particle velocity of a harmonic system, c is the speed of sound in the medium, and ρ is the material density. For a drive voltage of 5 Vp, the average intensity was calculated to be 1.65 kW/cm2 on the silicon dioxide surface located on the receive side. However, upon coupling to a liquid, the intensity would decrease as Iavg liquid=T I0e−2
DI water with 2 μm polystyrene beads can be pumped into the microchannel at a constant flow rate of 10 μL/min using a syringe pump. Polystyrene beads were added to observe the change in the fluidic path due to the generation of acoustic streaming in the channel when the acoustic transducers were excited with the pulsed RF signals.
Pulsed RF signals (S1-S4) were applied to the Fresnel type transducer array, such that the alternate transducers were excited by signals of the same phase, repetition frequency and duty cycle. The signals to the other pair of transducers were similar but complements to that of the first pair. Generated pulsed RF signals S1 and S2 acquired from an Agilent DSO9404A oscilloscope are shown in
While the continuous wave RF input from the RF signal generator can be fixed at 1.08 GHz, the parameters of the pulsed wave output of the waveform generator can also be varied. In some experiments, the pulse repetition frequency was varied from 100 kHz to 500 kHz, and the signal duty cycle was changed to 10%, 25%, 50%, 75% and 90% keeping the repetition frequency constant at 100 kHz.
The acoustofluidic device was placed under a high-speed microscope (e.g., Keyence VW9000/VH-Z100R) to capture the fluidic flow due to perturbation from the Fresnel-type transducers. Initially, flow conditions were captured when the RF input to the transducers were off. Streamlined flow was observed in the channel. This is because, for a microchannel of height 27 μm and width 600 μm with flow rate of water 10 μL/min, the flow velocity (U) and the Reynolds number (Re) given by (2) are 10.18 mm/s and 0.531 respectively. The symbols: ρ denotes fluid density and η is the fluid viscosity
Re=ρUl/η EQ. (2)
Then, the pulse repetition frequency was set to 100 kHz and the duty cycle was 50%. Changes in the flow were observed in the channel due to acoustic streaming generated by the GHz sonic waves. The duty cycle of the pulse was changed keeping the repetition frequency constant at 100 kHz. When the on-time of transducers were 10% of the pulse period (ton=1 μs), a negligible change in the fluid flow near those transducers was observed. However, changes in the particles' path were observed around transducers that were on for 90% of the cycle (ton=9 μs). This is because the characteristic time of the 2 μm microbeads is about 1.5 μs. The characteristic time, (τp) for Stokes particles in a flow is given by:
τp=(2a2ρp)/(9η) EQ. (3)
where, a and ρp are the radius and density of the particle.
The pulse repetition frequency can be changed to 500 kHz (<τp of the microbead) with the duty cycle of the pulse set to 50%. Similar flow conditions as that of the case when the RF signal input was pulsed for 10% duty cycle were observed with 100 kHz repetition frequency. However, the path lines of the microbeads around T3 location seemed to be more perturbed than that at T1 and T2. Comparing this image with that of the case where RF pulse condition was 50% duty cycle and 100 kHz repetition frequency, we can deduce that the flow rate changed as the microbeads traveled across transducers. Because of the change in flow velocity in the channel, the drag forces acting on the microparticles would have also changed. The drag force acting on a spherical particle is given by:
Fdrag=6πηaU EQ. (4)
The change in fluidic flow rate is due to fluidic streaming generated by the GHz focused ultrasonic beam. At higher frequencies, attenuation in fluids play a key role as the attenuation coefficient, α(f)=α0f2, is a strong function of frequency. In pure water, the characteristic attenuation length, α−1, is about 30 μm at 1.08 GHz and 20° C. temperature. Previously we measured streaming velocities of >2.6 mm/s for 5 Vp continuous wave RF drive voltage. Using these Fresnel transducers, we also showed mixing of blue dye and water. Such a device could find use as a micro-pump provided the channel is optimized for fluidic resistance and backpressure.
Valveless localized flow control and manipulation of microfluidics using a closely spaced array of GHz Fresnel-type focused ultrasonic transducers are described in this patent document. In some example embodiments, an acoustofluidic transducer is planar and CMOS compatible making it easier to integrate with fluidics and CMOS electrical circuits.
The high attenuation at GHz frequency and focused ultrasonic beam generate strong and localized streaming force in the liquid. This perturbation can be used to manipulate microparticles, induce mixing of fluids and control the flow of fluids. The mixing and flow control does not depend on the electrical properties of the fluid such as the conductivity of the fluid or the dielectric properties of the fluid.
With proper electrical matching of the electrical circuits to the Fresnel-type transmit transducers, more efficient streaming activity can be observed. Further, upon optimizing the channel dimensions for backpressure, resistance and its placement around the receive transducers, the transducer array can be used as a valveless acoustic micropump.
Integrated CMOS-acoustofludic devices are enabled by the disclosed fabrication process and the RF input power for transduction, and the fluidic systems being decoupled from the electrical interconnects. Such a device will reduce the size and cost of the test setting drastically, and can enable digital control and automation of bio-chemical analytes in a closed lab-on-chip environment.
Interaction between light and matter have been used in several applications including electrical signal processing, and to study properties of various physical, chemical and biological samples. Modulation of light due to such interactions can be achieved using photoelastic, electro-optic, thermo-optic and Faraday effects. However, most of these effects are observable only in certain materials, and the coefficients that relate to the change in the optical parameter under study with the applied energy, is higher in the case of photoelastic effect.
The photoelastic or piezo-optic effect is observed when the strain due to the propagation of sound causes a change in the atomic lattice spacing thereby changing the dielectric constant and the refractive index of the medium. The photoelastic effect is used in a number of acousto-optic devices such as modulators, deflectors, variable delay lines, analyzers and tunable optical filters.
Light wave propagating in a medium perturbed by sound waves gets scattered. The interaction is usually categorized into three cases based on the physical conditions of the light and sound waves. When the width of the light beam is lesser than the wavelength of the sound waves in the medium, just bending of light is observed due to the slow variation of the refractive index. When the width of light beam is greater than the acoustic wavelength, periodic variation of the index can generate light beams of different frequencies at different angles. Such interaction occurs under Raman-Nath conditions. In the third case, known as Bragg diffraction, light beam incident at a particular angle of incidence into a medium perturbed by acoustic waves, reflects off the moving diffraction grating and emerges as a single diffracted light beam. These scattering effects are pronounced when the acoustic wavelength is comparable to that of the light, allowing the latter two phenomena useful for characterizing properties of solids and liquids, modulating the intensity and phase of light, imaging acoustic fields, correlating signals on optical beams, etc.
Several high frequency acousto-optic modulators have been reported using surface acoustic wave (SAW) and bulk acoustic wave (BAW) transducers. However, integration of fluidics with ultra-high frequency (UHF) acoustic transducers for modulation has remained a challenge due to the following reasons. As the attenuation coefficient of liquids increase with frequency, the extent of observable AOM in them is limited to a few μm, thus requiring microfluidic technology. Secondly, the liquids must be placed on the same side of the transducer, as a result, considerable area is required to isolate the electrical interconnects of the transducers from the fluidic sample. Lastly, the sensitivity of their resonance to mass loading requires feedback control for optimal operation.
Described below is a CMOS compatible GHz focused bulk acoustic wave transducer that is used to modulate the refractive index of water, and water-based solutions contained in a microfluidic reservoir. The planar transducer with electrical input on the opposite side of the focused beam output enables easier integration with fluidics for AOM. A UHF laser vibrometer, which is sensitive to refractive index variations along its path is used to determine the change in refractive index of water.
A planar GHz bulk acoustic wave transducer was used here. The electrodes on the transmit side of the silicon substrate were patterned in Fresnel zone plate (FZP) configuration in order to focus the emanating acoustic field through the silicon substrate onto the opposing receive side. The receive electrode was patterned to form a circular transducer of 2 μm radius. The cross-sectional sketch of the simplified GHz transducer stack with images of the fabricated planar FZP shaped AlN transducer on the transmit side and a small circular AlN transducer on the receive side are shown in
The resonant frequency of the transducer stack was 1.08 GHz. The Fresnel lenses can be designed for other frequencies between about 100 MHz to 10 GHz. As the frequency decreases, the wavelength of the ultrasonic waves increases, making the ring radii and the lens size too large to focus through the silicon wafer, and a low density of actuators is possible. At the very high frequency, the wavelength is small, enabling increased number of transducers for a given area. However, at the higher frequencies, the absorption in the silicon and the fluids is higher, reducing the volume of the microfluidic channel that can be effectively illuminated by the ultrasonic fields and the associated gradients. The Fresnel zones were designed such that the focal length at the resonant frequency corresponded to the thickness of the silicon substrate. Five element Fresnel rings were used, and the radius of the outermost ring was 165 μm. The 2D PZFlex simulation result for normalized acoustic pressure showed focusing to be at 725 μm in silicon (see
A square PDMS microfluidic reservoir of height 27.3 μm and 5 mm wide with a fluidic inlet port was fabricated using soft lithography process. The molds for the PDMS channel can be made using SU8 2025 photoresist. The surfaces of the cured PDMS channel and the AlN/Si transducer stack can be modified using a room temperature plasma cleaner for 30 s before bonding. Further, the thickness of PDMS was at least 2 mm.
At high frequencies, the optical and acoustic wavelengths are comparable, leading to higher scattering. Further, as the absorption in water as well as in PDMS is high, the acoustic waves get attenuated restricting the creation of standing waves in the channel.
1D PZ-Flex model of the AlN transducer stack was also simulated, initially with air backing on both the sides, and later with water of thickness corresponding to that of the microfluidic reservoir on one side of the stack. An absorbing boundary condition was used in the simulation to mimic the effect of thick PDMS channel. The simulation results showed that the shift in resonance due to fluidic loading was ˜3 MHz, indicating a negligible (<0.3%) frequency shift.
A continuous wave RF signal from the vector signal generator was applied to the Fresnel lens type transducer. The resonant frequency of the transducer was determined. Maximum surface displacement was observed when the frequency of the RF input signal was 1.08 GHz. The region around the small circular receive transducer was scanned to determine the surface displacement profile. The surface displacement profile around the receive transducer is shown in
A PDMS microchannel was then bonded to the transducer such that it completely enclosed the receive transducer. The bonded device was then placed under a Polytec UHF-120 vibrometer as shown in
Green laser light (λ=532 nm) from the Polytec UHF-120 vibrometer was focused at the receive transducer. Peak displacement was measured for different RF input voltages with air in the PDMS cavity. Later, the cavity was filled with DI water. The surface displacement at the same location was measured for different RF input voltages. The error bar plot of the measured displacements is shown in
Laser doppler vibrometer (LDV), generally used to measure vibrations is based on Mach-Zehnder interferometer. The system is sensitive to changes in the refractive index (Δn) along the path of the laser beam. The optical path length (OPL) measured by the LDV is given by
OPL=∫δ
where, δ0 cos (ωt) is the displacement observed at the receiver without water changing at acoustic frequency
and zH is the height of the microfluidic channel. Suppose the particle displacement in water decays as δ(z,t)=δ0e−αz Cos(kacz−ωt), with α being the attenuation coefficient, and kac the propagation constant of the acoustic wave. The first order strain in water is then,
ϵ(z,t)=δ0e−az cos(ωt)[α cos(kacz)+kac sin(kacz)] EQ. (6)
The peak change in refractive index, Δnp∝ϵmax, is given by Δnp≈−0.5 n3p ϵmax, where p is the photoelastic constant.
The modulating refractive index in the medium is then,
n(z,t)=n0−pn03δ0e−αz cos(ωt)[α cos(kacz)+kac sin(kacz)] EQ. (7)
Substituting (7) in (4) gives,
OPL=∫δ
Upon solving and simplifying the definite integral, we get
OPL=n0[zH=δ0 cos(ωt)]+pn03δ0 cos(ωt)[e−αδ
An alternate equation, less rigorous mathematically, may be derived to determine the approximate change in refractive index assuming negligible effects encountered by the acoustic wave propagating from solid to the liquid medium. As the particle velocity measured by the LDV(vLDV) is the time rate of change of OPL,
where, z is the height of the cavity containing the liquid undergoing modulation. If Δz and Δn are the changes in cavity height and the liquid's refractive index, such that Δz«z0 and Δn«n0 respectively, then z and n may be written as EQ. (11). The terms with a subscript ‘0’ indicate initial values
z=z0=Δze−jωt,n=n0−Δne−jωt EQ. (11)
Since the excitation signal is harmonic, upon substituting equations (11) in (10), we get jωuLDVejωt=n·(−Δz·j·ω·ejωt)+z(−Δn·j·ω·ejωt). The change in refractive index is
The change in refractive index for water was also determined using equation (12) from the measured displacement values (
The non-linearities in the water due to acoustofluidic effects, and the temperature changes due to the incident optical wave and focused ultrasonic wave at the receive transducer also affect the refractive index. The changes in temperature due to green laser of 5 mW power and due to ultrasound were calculated to be ˜0.5 mK (for 30 minute exposure) and 5 mK (5 Vp RF input) respectively. Corresponding Δn is of the order of 10−8 and 10−7 respectively, indicating that the modulation is mostly due to photoelastic effect.
The change in the phase (Δϕ) due to the refractive index modulation was calculated from EQ. (9) and compared with that from EQ. (12).
A GHz frequency strain wave in the fluid can lead to change in the index of refraction in the liquid owing to photoelastic effect. The focused beam of very high intensity, 1.7 kW/cm2, emanating from the Fresnel type transducer is used to modulate the optical parameters of materials, such as the optical index of refraction. The decaying ultrasonic waves in the liquid modulates its refractive index and provides a net phase shift to the optical beam incident and reflected off the top metal electrode of the receive transducer. The calculated change in the refractive index of water is on the 0(10−6). The phase of the optical beam is modulated at acoustic frequency of 1.08 GHz, and a peak phase difference of 6 mrad was achieved when the Fresnel type transmit transducer was driven by a 5 Vp RF signal. Further, the total modulator area of such a system is 0.086 mm2. With a proven approach for monolithic integration of AlN transducers with CMOS circuits, this device is a pathway towards inexpensive CMOS integrated acousto-optic modulator arrays with a capability of digital and analog feedback control of phase and array homogeneity.
Efficient and rapid mixing of laminar fluid flows is critical for several microfluidic applications such as drug screening, medical diagnosis, chemical synthesis, genetic analysis, protein folding studies, etc. Traditional macroscopic fluidic mixing strategies employing long channels, mechanical or magnetic stirring elements become impractical for microscale mixing. Furthermore, as microfluidic flow lies in the laminar regime, mixing is dominated by diffusion, which is slow and prevents mixing in channel lengths compatible with microfluidic chip dimensions.
To improve the mixing time and the homogeneity of mixing (i.e., mixing efficiency), various approaches have been employed. These approaches can be classified into passive and active mixing based on the absence or presence of an external energy source. While passive mixing is usually implemented by channel geometries that fold flow lines, the external energy in active mixers is used to trigger localized motion of the fluids. Active mixers generally outperform the passive counterparts with respect to mixing time, efficiency, and required channel length.
Active microfluidic mixers employing external electrical, thermal, magnetic or acoustic energy sources have been reported. However, acoustic and ultrasonic based mixers are advantageous as they perform contactless fluidic mixing without depending on the electrical properties of the fluid such as the conductivity of the fluid or the dielectric properties of the fluid.
Acoustic mixers perturb the streamlined flow in the microfluidic channel by employing bulk acoustic wave (BAW), surface acoustic wave (SAW) or membrane transducers. Many acoustic mixers use acoustic bubbles to efficiently generate vortices to rapidly mix fluids. However, owing to their complicated constructions and instability of the bubble generation, direct generation of streaming without the assistance of bubbles is preferred.
For efficient and rapid mixing, strong acoustic streaming forces are required. The body force, FB, that generates streaming vortices at the edges of the acoustic fields in fluids is given by FB=ραv2. Here, the attenuation coefficient in the fluid α, and the particle velocity v scale as f2 and f respectively; f being the frequency of the acoustic wave. Thus, as FB∝f4, much interest is being showed in developing ultra-high frequency SAW and BAW based microfluidic mixers. However, most of these actuators reported thus far require >10V drive voltage and are fabricated using non-CMOS compatible materials such as zinc oxide, lithium niobate, lithium tantalate or lead zirconate titanate (PZT). Furthermore, in most of these devices, the fluid is placed on the same side of these transducers. This then forces considerable chip area dedicated to isolate electrical interconnects from the fluidic sample. These factors can result in increased device area, expense of fabrication, and electronics complexity in the generation and amplification of high voltages at ultra-high frequencies.
Described above is an acoustofluidic micro-mixer that uses GHz focused ultrasonic beam to create localized streaming vortices in the microchannel. The device is fabricated without any thin-film release steps, using CMOS compatible materials like aluminum nitride (AlN) solidly mounted to silicon substrate. Further, the placement of the transducers on the opposite side of fluidics enable easier integration of distributed CMOS electronics with AlN transducers on one side, and the fluidic system on the opposite side. The ability to beam form from GHz sonics is further enabled by the thickness of the silicon wafer as being many wavelengths thick, enabling Fraunhofer and Fresnel diffraction analysis to be used.
Planar AlN based transducer stack for GHz ultrasonics, similar to the one previously reported by our group, was used here. The AlN transducers were fabricated at the Institute of Microelectronics (IME) in Singapore under the IARPA—Trusted Integrated Chips (TIC) program. Resonant frequency of the transducer was 1.06 GHz. The transducer consisted of 200 nm molybdenum as electrode layers, 2 μm thin film piezoelectric AlN, and 1.3 μm thick insulating silicon dioxide layer, on a 725 μm thick silicon wafer.
The electrodes on one (transmit) side of the silicon substrate were patterned in Fresnel zone plate (FZP) configuration in order to focus the emanating acoustic field through the silicon substrate onto the opposing receive side. The receive electrodes were patterned to form a circular transducer of 2 μm radius. The cross-sectional sketch of the simplified GHz transducer stack with planar FZP shaped AlN transducer on the transmit side and a small circular AlN transducer on the receive side is shown in
In a Fresnel lens design, the distance from each annular zone to the point of focus is an integral multiple of the wavelength. As a result, the acoustic waves reach the focal point in phase, interfering constructively. If the wavelength of the wave in the medium is λSi, the focal length is F, then the radius of each annular zone is given by:
The longitudinal speed of sound in silicon being 8000 m/s, the AlN Fresnel lens radii were optimized to achieve a focal length of ˜725 μm in silicon for 1.06 GHz using PZFlex simulation software. Five Fresnel rings were used, and the radius of the outermost ring was 165 μm. The 2D PZFlex simulation result for normalized acoustic pressure showed focusing to be at 725 μm in silicon (see
A polydimethylsiloxane (PDMS) microfluidic channel with two inlet ports and an outlet port was fabricated using standard soft lithography process. The molds for the PDMS channel were made using 325 μm thick SU8 100 photoresist spun onto a clean silicon wafer. The photo resist was patterned using UV contact lithography to make a 700 μm wide channel. PDMS resulting by mixing Sylgard 184 silicone elastomer base and curing agent in the mass ratio 10:1 was poured onto the silicon wafer with SU8 master. The cured PDMS stamp was then peeled off from the silicon wafer and cut to make a microfluidic channel. The surfaces of the PDMS channel and the AlN—Si transducer stack were modified using a room temperature plasma cleaner for 30 s before bonding. The image of the PDMS channel bonded onto the AlN—Si transducer substrate is shown in
The Fresnel type transducer was first characterized using a Polytec UHF-120 vibrometer, before bonding the microfluidic channel. A continuous wave signal from a vector signal generator was applied to the Fresnel lens type transducer. With the drive voltage amplitude at 5V, the frequency was varied from 1.01 GHz to 1.1 GHz to determine the resonant frequency. The peak displacement was observed at 1.06 GHz. The surface displacement near the small circular receive transducer was then scanned and a narrow beam width ˜10 μm was observed due to focusing of GHz ultrasonic waves (
The surface displacement (u) at the center of the receive transducer was then recorded as a function of the RF drive voltage. The expected linear behavior of displacement with applied voltage was observed (
Iavg=½pv EQ. (15)
where, p=ρcv is the acoustic pressure, and v=uω is the particle velocity of a harmonic system. For a drive voltage of 5V, the average intensity was calculated to be 1.7 kW/cm2 on the silicon dioxide surface located on the receive side. Thus, a very high intensity ultrasonic beam was realized from the GHz Fresnel type transducer. After the surface displacement characterization, the wire bond to the printed circuit board (PCB) were removed and the transducer was cleaned to facilitate bonding of the PDMS microchannel onto the AlN/Si transducer.
The transmit Fresnel transducer located on the bottom side of the bonded microfluidic device was again wire bonded to the PCB. The transducer was powered using an Agilent N9310A signal generator with the input frequency fixed at 1.06 GHz, corresponding to the resonant frequency of the transducer. Blue colored food dye diluted with water, and water with 2 μm polystyrene microbeads were pumped into the microfluidic channel. Polystyrene microbeads were added to enhance the color contrast while capturing the mixing activity. The flow rates were controlled using CorSolutions microfluidic pumps.
Firstly, the RF power from the signal generator was varied from 2 dBm to 20 dBm, keeping the flow rates of both the fluids constant at 20 μL/min. Then, the RF power was fixed at 20 dBm and the flow rates were varied from 5 μL/min to 20 μL/min. The videos of the mixing of water containing polystyrene microbeads with diluted blue dye were recorded using a digital handheld camera in both the cases. Five images at different times were captured from the recorded videos, and the mixing efficiency was calculated using MATLAB. If Ii and Ī are the intensity values of the ith pixel and the average value of the N pixels in the mixed region of interest (ROI) respectively, and Ii′ and Ī′ are those at the unmixed region, mixing efficiency is given by:
The box plots of the mixing efficiency for both the experiments are shown in
The high mixing efficiency means that the mixing is uniform in the region of interest, near the receive transducer. From
The higher mixing efficiency and localized mixing are due to the GHz frequency focused ultrasonic beam. At high frequencies, attenuation in fluids play a key role as the attenuation coefficient, α(f)=α0f2, is a strong function of frequency. In pure water, the characteristic attenuation length, α−1, is about 17 μm at 1.06 GHz at 20° C. From the experimental surface displacement data, the acoustic intensity of water, I=I0e−α(f)x, is calculated to be 630 W/cm2 at the characteristic length. As a result, the body force,
is enhanced resulting in localized streaming vortices. Previously, we measured the streaming velocities to be >2.6 mm/s for 5V amplitude input.
The Reynolds number (Re), that characterizes the importance of inertial and viscous forces is calculated to be <1 for the microfluidic conditions used here, implying the dominance of viscous forces and laminar flow of fluids. The Reynolds number is calculated using (13), where ρ is the density of the fluid, U is the flow velocity and l is the characteristic length of the channel.
Another important dimensionless number, Peclet number (Pe), that is used to characterize the importance of diffusion to convection in the mixer is calculated to be in the range of about 81-325. Pe is calculated from (14), where D is the diffusivity of the fluid (D=2×10−9 m2/s). Table 1 lists the values of Re and Pe for different flow rates in the channel.
Described above is a highly localized GHz ultrasonic microfluidic mixer has been presented. The acoustofluidic mixing device consists of a PDMS microfluidic channel bonded to the backside of a silicon chip consisting of a planar AlN—Si transducer stack. The transducer stack consists of an AlN based Fresnel transducer that is used to focus GHz sonic waves through the bulk silicon substrate. The FZP transducer is designed such that the focal length is equal to the thickness of the substrate. Further decrease in input voltage needed to achieve fluidic mixing can be realized by proper matching to the transducer RF impedance.
Owing to the high dissipation of GHz sonic waves in fluids, a strong streaming force is generated. This perturbation induces mixing of the two fluids—water with polystyrene microbeads and blue dye near the vicinity of the receive transducer. The ability to change the frequency of ultrasound and the amplitude can also be used to spread the spatial extent of the acoustic force in fluids.
Since the RF voltages required for actuation and the fabrication process are both CMOS compatible, and the fluidic systems are decoupled from the electrical interconnects, an integrated CMOS-acoustofluidic device can be realized. Such a device would not only reduce the size and cost of the test setting drastically, but also can enable digital control and automation of bio-chemical analytes in a closed lab-on-chip environment.
Micro-particle manipulation in liquid is useful in many chemical, biomedical, and biological applications. Among the contactless manipulation mechanisms, optical and acoustic techniques are the most common. The laser based optical technique can produce a few pico-Newtons of trapping forces but cannot control larger biological objects and operate in a medium of high optical opacity. On the other hand, acoustic devices can be more easily integrated with the microfluidic channel and have been shown to handle biological particles better because of longer wavelengths and higher radiation forces.
An acoustic wave propagating through a medium carries energy and momentum. Wave energy is dissipated into the liquid due to absorption and diffraction, and leads to momentum transfer to the liquid. When the wave encounters an object, scattering and net radiation forces can move the object. These forces can result in particle trapping, streaming, and atomization. As the acoustic radiation and streaming forces increase inversely with the acoustic wavelength in the medium, recent works have increasingly utilized higher frequencies for microparticle actuation. The gradient force, resulting from the radiation force can further be enhanced by having a larger intensity difference between the center of the beam and the peripheral region.
Acoustic beam-based manipulators such as acoustic tweezers that use high frequency focused ultrasonic beams have recently been explored. Most of the high frequency ultrasonic beam manipulators reported so far use surface acoustic wave (SAW) transducers on non-CMOS compatible substrates such as lithium niobate, lithium tantalate or lead zirconate titanate (PZT). Further, their actuation requires >10V drive voltage.
Micro-particle actuators based on bulk acoustic wave (BAW) have also been reported for driving circulatory motion in microfluidic chambers and micro droplet ejection. These millimeter scale devices have used PZT transducers, operate below 200 MHz frequencies, and typically require a drive voltage of a few 10 s-100 s of volts.
Despite the advantages of using high frequency focused ultrasonic beams for manipulation of fluid-laden particles, several challenges in the implementation prevents easy adoption. The expense of fabrication, and generation and amplification of high voltages at these frequencies are two reasons often mentioned. Another technological impediment is that considerable chip area is required to isolate the electrical interconnects of the transducers from the fluidic sample; as the fluid is placed on the same surface as the transducer.
Described above is a microscale GHz focused-beam bulk acoustic wave microparticle manipulator which decouples the fluidic side from the actuator side. The device is fabricated without any thin-film release steps, using CMOS compatible materials such as aluminum nitride (AlN) solidly mounted to silicon substrate. Microfluidic streaming action was observed near the vicinity of the focus and the streaming velocity in water with 2 μm diameter polystyrene microspheres was measured to be about 2.6 mm/s for a 5V amplitude, 1.06 GHz frequency continuous wave (CW) input.
Planar AlN based transducer stack for GHz ultrasonics, similar to the one previously reported by our group, was used here. The AlN transducers were fabricated at the Institute of Microelectronics (IME) in Singapore under the IARPA—Trusted Integrated Chips (TIC) program. Resonant frequency of the transducer was 1.06 GHz. The transducer consisted of 200 nm molybdenum as electrode layers, 2 μm thin film piezoelectric AlN, and 1.3 μm thick insulating silicon dioxide layer, on a 725 μm thick silicon wafer.
The electrodes on one (transmit) side of the silicon substrate were patterned in Fresnel zone plate (FZP) configuration in order to focus the emanating acoustic field through the substrate onto the opposing receive side. The receive electrodes were patterned to form a circular transducer of 2 μm radius.
In a Fresnel lens design, the distance from each annular zone to the point of focus is an integral multiple of the wavelength. As a result, the acoustic waves reach the focal point in phase, interfering constructively. If the wavelength of the wave in the medium is λSi, the focal length is F, then the radius of each annular zone is given by:
The longitudinal speed of sound in silicon being cSi=7963 m/s, the AlN Fresnel lens radii were optimized to achieve a focal length of ˜725 μm in silicon for 1.06 GHz using PZFlex simulation software. Five Fresnel rings were used, and the radius of the outermost ring was 165 μm. The 2D PZFlex simulation result for normalized acoustic pressure in silicon showed a maximum pressure around 725 μm (see
Propagation of an acoustic wave results in acoustic radiation forces on particles and acoustic streaming of fluids. These are second order effects that are caused by nonlinearities in governing physics. When the particle size is very small compared to the acoustic wavelength of the incident wave, i.e., ka«1 where, k is the propagation constant in the fluid and ‘a’ is the radius of the particle, the acoustic force on the particle is determined by the spatial gradient of the force potential field U, with the particle movement from the region of high force potential to low force potential. The acoustic radiation force is given by:
FR=−∇U EQ. (20)
and the force potential field is
In the above equations, f1,2 parameters represent the monopole and dipole scattering coefficients, |pl|2 is the mean squared pressure, |vl|2 is the mean squared particle velocity in the fluid, ρ is the density and κ is the compressibility. The subscripts l denote the fluid and p denote the particle in the fluid medium.
In the Rayleigh regime, where ka«1, scattering force due to the reflection of propagating waves from the particle is small and is often neglected. Whereas, in Mie scattering regime, where the particle size is comparable or larger than the acoustic wavelength, i.e., ka>1, scattering becomes important. The force acting on the particle is now:
−F=∫Sp2ndS+∫Sρl(n·vl)vldS EQ. (24)
The integration is over an arbitrary surface, S that encloses the particle, and {right arrow over (n)} is the vector normal to the surface. The second order pressure p2l for an inviscid fluid can be obtained from first order terms
p2l=½κ0|pl|2−½ρ0|vl|2 EQ. (25)
As the force potential is proportional to the cube of the particle radius, i.e., F∝a3, larger particles are displaced further away from the center of the ultrasonic beam compared to smaller particles. Further, as the force gradient scales inversely with the acoustic wavelength, high frequency ultrasonic waves increase both radiation and streaming forces. It is observed that with increasing frequency, the radiation force increases much faster than the force due to streaming.
At higher frequencies, attenuation in fluids also play a key role as the attenuation coefficient, α(f)=α0f2, is a strong function of frequency. In pure water, the characteristic attenuation length, α−1 is below 100 μm for frequencies above 500 MHz at room temperature (
In harmonic systems, the particle velocity in fluid, vl, is given by v=ωul, where ω is the angular frequency of the acoustic wave and ul is the displacement of the fluid due to the propagation of the ultrasonic wave. For fluids with low Mach
where c is the acoustic velocity in the fluid, the second order streaming velocity is related to the first order velocity in fluid by v2s∝vl2. As the displacement ul, is proportional to the applied voltage, it can be inferred that the second order streaming velocity increases as the square of the applied voltage, i.e., v2s∝Vin2.
The GHz FZP actuator displacement profile was characterized using a Polytec UHF-120 vibrometer (
The peak surface displacements at the center of the receive transducer as a function of applied voltages for a CW signal of 1.06 GHz is shown in
From the displacement data for 5V amplitude input, the average acoustic intensity Iavg,
Iavg=½pvl, EQ. (26)
with ultrasonic pressure p=ρcv, was calculated to be 1.7 KW/cm2 on the silicon dioxide surface located on the receive side. Thus, a very high intensity ultrasonic beam was realized from the GHz FZP microfluidic actuator.
A metal washer/cylinder was adhesively attached on the receive transducer side such that the receive transducer was centered within the washer. The inner diameter of the cylinder was 3.25 mm and the height was 0.8 mm. This formed a fluid capacity of 6.6 μl. The well formed by the cylinder was filled with a mixture of deionized water, polystyrene (PS) microspheres of 2 μm diameter, and soap solution for reducing surface tension between spheres and water.
The test setup was slightly modified for the microfluidic experiments; the input to the DUT came from the same VSG, but the DUT was now placed under a Keyence VW-9000 high speed microscope. Upon application of an input signal from the VSG to the transmit transducer, streaming vortices around the receive transducer, or the region of focus was observed.
The amplitude of the input signal was varied from 1-5V, and the videos of the micro particle streaming movements were recorded. From these videos, the streaming velocity of the particles were estimated. The quadratic behavior of streaming velocity with applied voltage is shown in
Described above is a GHz ultrasonic microfluidic actuator is presented. The device employs a thickness mode AlN piezoelectric transducer stack, which is in principle CMOS compatible. The thickness mode resonance of the FZP transducer generates bulk waves into the silicon substrate that focus constructively at the intended focal point, which is on the opposite side of the wafer. Although a smaller receive transducer was used here to measure the received signals electrically, the receive transducer is not required for microfluidic actuation. The focused ultrasonic wave displaces the silicon dioxide surface on the receive side which then propagates through the fluid.
Owing to high dissipation of the GHz ultrasonic field in water, a strong acoustic streaming force is generated; which pushes the fluid out and recirculates forming spherical vortex shell around the focal point. The highly defined focal point is an opportunity to create microfluidic systems with distributed fluidic sources controlled from the transmit transducer side.
The ability to change the frequency of the ultrasound and amplitude can also be used to spread the spatial extent of the force and its amplitude. Since the voltages required are CMOS compatible, and the fabrication process is also CMOS compatible, microfluidic samples placed on the receive side of the silicon die can be enabled easily with the ultrasonic actuator presented here. Further work is required to investigate the effect of microfluidic channel boundary conditions to contain the field and generate flow in channels.
In summary, a GHz actuator was designed, fabricated and tested for microparticle actuation. This can find applications in microparticle capturing, and biological assays requiring localized mixing and pumping. The device when integrated with CMOS can not only reduce the size and cost of the test setting drastically, but also enable digital control and automation of particle manipulation in a closed lab-on-chip environment.
While this document contains many specifics, these should not be construed as limitations on the scope of an invention that is claimed or of what may be claimed, but rather as descriptions of features specific to particular embodiments. Certain features that are described in this document in the context of separate embodiments can also be implemented in combination in a single embodiment. Conversely, various features that are described in the context of a single embodiment can also be implemented in multiple embodiments separately or in any suitable sub-combination. Moreover, although features may be described above as acting in certain combinations and even initially claimed as such, one or more features from a claimed combination can in some cases be excised from the combination, and the claimed combination may be directed to a sub-combination or a variation of a sub-combination. Similarly, while operations are depicted in the drawings in a particular order, this should not be understood as requiring that such operations be performed in the particular order shown or in sequential order, or that all illustrated operations be performed, to achieve desirable results.
Only a few examples and implementations are disclosed. Variations, modifications, and enhancements to the described examples and implementations and other implementations can be made based on what is disclosed.
Similarly, while operations are depicted in the drawings in a particular order, this should not be understood as requiring that such operations be performed in the particular order shown or in sequential order, or that all illustrated operations be performed, to achieve desirable results. Moreover, the separation of various system components in the embodiments described in this patent document should not be understood as requiring such separation in all embodiments.
This patent document claims priority to and benefits of U.S. Provisional Appl. No. 62/911,938, entitled “Valveless Microfluidic Flow Control Using Planar Fresnel Type GHZ Ultrasonic Transducers,” filed on Oct. 7, 2019. The entire content of the before-mentioned patent application is incorporated by reference as part of the disclosure of this document.
This invention was made with government support under ECCS-1542081 awarded by the National Science Foundation (NSF). The government has certain rights in the invention.
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