The present disclosure relates generally to integrated photonics. More specifically, various embodiments relate to photonics-based chemical, biochemical, or biological sensors.
Chemical and biological sensing systems routinely employ spectroscopic methods for the detection, analysis, and/or quantification of analytes. Many chemical identification and characterization methods, for example, take advantage of the fact that numerous chemical functional groups have characteristic absorption bands and absorption patterns (called “fingerprints”) in the IR spectrum that allow determining, or at least narrowing the possibilities for, the types of molecules present in a sample. A common laboratory instrument used for IR absorption spectroscopy is a Fourier transform infrared (FTIR) spectrometer. FTIR spectrometers are benchtop-size apparatus that generally test one sample at a time, are not easily portable, and, as a result, cannot be easily used in the field.
As another example, in the field of molecular diagnostics, fluorescence spectroscopy is often used in testing biological samples, such as blood, urine, or tissue, for the presence or concentration of biological markers in the genome or proteome that are indicative of certain diseases. A genetic disease marker having a certain deoxyribonucleic acid (DNA) or ribonucleic acid (RNA) sequence, for example, can be detected by exposing the sample to a fluorescently labeled biological probe including the complementary sequence, exploiting a change in fluorescence upon binding of the disease marker to the probe. Typically, such fluorescent-based DNA or RNA detection is used in conjunction with polymerase chain reaction (PCR) or reverse-transcript PCR (RT-PCR) to selectively amplify the target DNA or RNA sequence, which may occur in the initial in too low a concentration. Fluorescence-based (RT-)PCR, and other molecular diagnostics methods, usually involves complex processes and equipment, and are therefore conventionally performed in centralized medical laboratories, which entails substantial cost as well as delay between the time the sample is taken from a patient and the time the results are available.
Disclosed herein is a photonic sensing platform that facilitates Raman spectroscopy of chemical and biological samples. Various aspects and example embodiments are described with reference to the accompanying drawings, in which:
Disclosed herein are photonic, waveguide-based sensors, and associated sensing systems and methods, that enable Raman spectroscopy of chemical and biological samples. The photonic sensors are amenable to chip-scale integration, which provides cost savings and the potential to integrate many sensors into arrays for high-throughput testing. Applied to the detection of molecular disease markers, these chip-scale photonic sensors can, in some embodiments, enable moving diagnostics from centralized laboratories to the point of care (that is, the time and place of patient care).
The term “chemical” is hereinafter used broadly in reference to any organic or inorganic chemical substance, and is intended to encompass, without being limited to, biochemicals, that is, substances occurring within living organisms and/or relating to biological processes. Accordingly, “chemical sensors” and “chemical sensing methods” described herein are also intended to include biochemical sensors and biochemical sensing methods. The term “biological” is hereinafter used in reference to biologically active organic molecules, including, without limitation, polynucleic acids (e.g., DNA or RNA) and proteins.
Raman spectroscopy, as is used in the disclosed sensing method, takes advantage of light interactions with molecules in which the incoming light causes transitions between vibrational and/or rotational modes that cause light emission at wavelengths different from the excitation wavelength, a phenomenon called Raman scattering. The shifts in wavelength (which may include shifts to longer wavelengths in “Stokes” Raman scattering, as well as shifts to shorter wavelengths in “anti-Stokes” Raman scattering) provide information about the vibrational and/or rotational mode of the molecules. The wavelength(s) of Raman-scattered light relative to the excitation wavelength, thus, can provide a characteristic “fingerprint” of a molecule (much like the characteristic absorption bands) that allows identifying, or narrowing down the possibilities, for the type of molecule.
In accordance with various embodiments, the characteristic Raman scattering is used to detect and identify chemical or biological analytes in a sample brought in contact with the waveguide-based sensor. Further, in some embodiments, the waveguide-based sensor is surface-functionalized with a suitable probe layer to bind to a specific analyte. The sensor may, for instance, be a biosensor that includes a biological probe layer to specifically bind to a certain biological analyte (herein also “target”). Examples of biological targets include oligonucleotides (short DNA or RNA molecules) and proteins like enzymes, antibodies, or antigens. When the target is bound to the probe, the Raman scattering spectrum generally differs from that observed in the absence of the target, facilitating target detection. The specificity of the biological probe to the target allows isolating the target from any background in the sample by cleaning the sensor surface once the target is bound to the surface. As a result, the disclosed photonic biosensors may enable detecting even small concentrations of the target in the sample that is initially applied to the sensor; in other words, the sensitivity for target detection is high. In the context of detecting oligonucleotides, the high sensitivity may, in some embodiments, allow omitting amplification steps like PCR or RT-PCR.
Example Raman photonic sensors and sensing systems will now be described with reference to the accompanying drawings.
To use the photonic sensor 100 for Raman-based detection of chemical or biological analyte(s) in a sample, at least a portion of the first waveguide 104 (which is herein, arbitrarily, used as the input waveguide) and/or of the ring resonator 108 is exposed to the sample. Molecules 110 in the sample can interact, in the vicinity of the waveguide 104 or ring resonator 108, with the evanescent field of the guided light to create Raman-scattered light. For a given wavelength of the excitation light 112 input to the first waveguide 104, a given analyte (that is, substance of interest) scatters at one or more known Raman wavelengths. In accordance with various embodiments, the ring resonator 108 is configured, in terms of its geometry and materials, to have a resonance coinciding with a Raman scattering wavelength of the analyte for the given excitation wavelength. Thus, if the excitation light 112 in the waveguide 104 interacts with the analyte, the resulting Raman scatter signal will be coupled via the resonator 108 into the second, output waveguide 106. Similarly, if the excitation light 112 couples into the ring resonator 108 and interacts with analyte on the resonator 108, generating a Raman scatter signal at the resonance wavelength, that signal will be resonantly enhanced and coupled, at least in part, into the output waveguide 106, or back to the first waveguide 104. The Raman-scattered light 114 created by the analyte can be measured at the output of the second waveguide 106, or where it is coupled to the first waveguide 104 at the output of the first waveguide 104. The excitation light 112 and any Raman-scattered light at non-resonant wavelengths (e.g., created by substances other than the analyte for which the ring resonator 108 is designed), collectively 116, will be transmitted to the output of the first waveguide 104.
Describing the structure of the Raman photonic sensor in more detail, the waveguides 104, 106 may be a strip waveguide with a rectangular cross section, but other cross-sectional shapes and waveguide types (e.g. rib waveguides, slab waveguides, nano-slot waveguides, etc.) are also possible. Similarly, the ring resonator 108 may have a strip-waveguide cross-sectional profile. The cross sections of waveguides 104, 106 and ring resonator 108 may have heights between 200 nm and 1 μm, and widths between 0.5 μm and 3 μm. In one example embodiment, the cross sections have dimensions of 0.8 μm×0.8 μm. The ring resonator may have dimensions on the order of a few micrometers, e.g., a radius between 2 and 5 μm. While the ring resonator depicted in
In some embodiments, the optical ring resonator 108 has adjustable resonances. For example, the ring resonator 108 may be configured as or include an electro-optic modulator, which allows changing the refractive index of the resonator 108, and thus the optical path length of one round-trip, by application of an electrical field. Similarly, the ring resonator 108 may be equipped with a nearby heater that changes the refractive index via the thermo-optic effect. By adjusting the resonance wavelength of the resonator 108, the sensor can be tuned to different Raman scattering wavelengths, allowing multiple wavelengths within the Raman spectrum of analyte, or Raman scattering wavelengths associated with multiple analytes, to be detected. Alternatively, it is also possible to couple multiple ring resonators with different respective resonances between the input waveguide 104 and the output waveguide 106 (creating a serial ring resonator structure), or between the input waveguide 104 and multiple separate output waveguides, to extract multiple Raman scattering signals. If combined in a single output waveguide 106, the different Raman signals can be spread out via suitable dispersive elements. Further, with a fixed resonance, it is possible to capture different Raman wavelength shifts by scanning the excitation wavelength across a range.
The Raman photonic sensor 100 can be implemented in various material platforms, selected, e.g., based on the wavelengths at which the sensor operates to achieve strong confinement and high transparency to light at the operating wavelengths. In various embodiments, operating wavelengths are in the visible or IR regime. In some use cases, the excitation wavelength is in the visible range between 532 and 785 nm, and the resulting Raman-scattered light may be in the visible to near-IR regime from about 700 nm to about 1 μm. Suitable materials for the waveguide and resonator structures include, without limitation, aluminum nitride (AlN), silicon nitride (SiN), titanium oxide (TiO2) and Oxide (O2) as the undercladding with silicon (Si) as the substrate. In general, the waveguides and ring resonator can be created in a suitably layered wafer using standard CMOS processes, including combinations of (e.g., photolithographic) patterning and etching. For example, in an AlN on . . . platform, the top AlN device layer of the wafer can be photolithographically patterned to define the waveguide (with photoresist covering the area where the waveguide is to be formed), and then etched to remove the AlN in areas surrounding the waveguide.
The biological probe layer is made up of biological molecules (e.g., proteins or polynucleic acid) that act as a biological “capture agent” in that they will selectively bond to the targeted analyte (e.g., molecules 110) when the coated waveguide or resonator is wetted with a sample including the analyte. To create the probe layer 202 on top of the adhesion layer 204, a solution including the biological probe or capture agent (herein used synonymously) is applied to the adhesion layer (e.g., by simply creating a drop of the solution on top of the adhesion layer), and the biological probe then binds (on its own) to the adhesion layer 202. Application of the biological probe on top of the adhesion layer 204 may form a reaction product bound to the waveguide surface. Alternatively to adhering the biological probe to the waveguide via an adhesion layer 204, the probe layer 202 may also be formed directly on the waveguide surface, e.g., bonding with the surface due to electrostatic forces, and the adhesion layer 204 may, accordingly, be omitted. To facility such direct bonding, the waveguide surface and/or the solution including the biological probe may be pre-modified. For example, the pH of the probe solution may be adjusted to encourage bonding of the biological probe to the waveguide. The thickness of the probe layer 202, or the adhesion layer 204 and probe layer 202 together, may be in the sub-nanometer range, or up to a few hundred nanometers (e.g., 400 nm), depending on the type of biological probe used.
The capture agent that makes up the probe layer 202 is selected, based on the application, to bind specifically to the target. The capture agent may, for instance, bond to biological moieties located on the surface of viruses, bacteria, or fungi. For example, in some embodiments, the target is an antigen, and the capture agent includes the associated antibody. In other embodiments, the target is a DNA or RNA molecule associated with a specific gene, and the capture agent includes DNA having the complementary nucleotide sequence. In one example embodiment, the biological probe is made from proteins or DNA that will only bond to a target, such as DNA or antibodies, related to a coronavirus (e.g., SARS-CoV-1, which caused the SARS outbreak in 2003, or SARS-CoV-2, which caused the current COVID-19 pandemic starting in 2019). For example, the probe may be the DNA sequence 5′ GGT CCA CCA AAC GTA ATG CGG GGT-3′, which serves as the capture agent for the 2019-nCoV N1 marker gene.
To use the biosensor 200 to test a liquid sample (e.g., a blood, saliva or urine sample taken from a patient, or a sample prepared from a tissue specimen taken from the patient) for the target, the biosensor 200 is first wetted by the liquid sample, and the sensor surface is thereafter cleaned (e.g., rinsed with water), leaving only molecules that can bind to the probe—by design ideally only the target—bound to the sensor surface. The Raman scattering signals will generally differ between samples with and without the target, and the biosensor 200 may be configured such that the resonance of the ring resonator 108 matches only the wavelengths of Raman-scattered light generated in the presence of the target.
The light emitted by the light source 404 may be collimated, e.g., with a refractive lens, into an optical fiber, which may then be butt-coupled to the waveguide sensor 402. Similarly, the light output by the waveguide sensor 402 may be focused by a lens onto the camera or other detector 406. Alternatively, the light source 404 and/or detector 406 may be implemented as photonic-circuit components and monolithically integrated with the sensor 402 on the same substrate. Lasers and detectors may be formed, e.g., by semiconductor device structures (which may be created in the same layer, and using the same or similar methods, as used for the creation of the sensor waveguides and resonator structure) in conjunction III-V structures serving as active regions and associated electrodes, which may likewise be patterned using standard CMOS processes. Suitable photonic-component structures and manners of manufacturing same are well-known to those of ordinary skill in the art. If integrated as photonic-circuit components, the light source 404 and sensor 406 may directly couple to the input of the first waveguide 104 and the output of the second waveguide 106.
The system 400 further includes a computational processing facility 408 that processes the measured signal. The computational processing facility 408 may be implemented in analog or digital circuitry; if the latter, the electronic output of the detector 406 may be converted into a digital signal by an analog-to-digital converter (not shown). In some embodiments, the computational processing facility 408 is provided by a programmable processor (e.g., a field-programmable gate array (FPGA) or general-purpose central processing unit (CPU)) executing suitable software. Based on the measured Raman scattering signal(s) and their wavelength(s), the computational processing facility 408 may determine, e.g., in a binary fashion, whether a given analyte is present, or in the case of a tunable resonator or light source, which ones of multiple analytes are present. Further, the computational processing facility may determine the concentration of the analyte based on the intensity of the measured signal (in conjunction with calibration data), or a change in the concentration as reflected in temporally varying intensity.
To perform Raman spectroscopy on a sample, the sample may be dispensed onto the input waveguide and/or the ring resonator 108 of waveguide-based sensor 100 using a pipette, syringe, or similar tool, e.g., to form a drop on top of, or surrounding a portion of the top and side facets, of the surface-modified waveguide. Alternatively, the sample may be applied using microfluids. This is shown conceptually in
Waveguide-based Raman sensors as described herein lend themselves to the quick analysis of individual samples, e.g., for biological samples, immediately upon obtaining the sample from a patient at the point of care. On the other hand, they are also amenable to use in large numbers, e.g., integrated on a single chip in an array and optionally each provided with a microfluidic chamber holding the sample, for simultaneous measurements of multiple samples in high-throughput applications. In the latter case, multiple waveguide-based Raman sensors may receive input light from separate respective (e.g., on-chip) light sources, or from a single light source whose output is optically split between multiple channels including the multiple respective sensors. Each sensor may have its own respective associated detector. It is also possible to switch the output of a light source, and similarly the input of a detector, cyclically between multiple respective sensors for sequential measurements with the sensors; the time in between successive measurements with any given sensor can be used to load a new sample into the associated microfluidic chamber, or otherwise bring a new sample into contact with the sensor.
Once a sample has been applied to the waveguide sensor, chemical and/or biological molecules in the sample can optically interact with the excitation light propagating in the first waveguide 104 and/or coupled into the optical resonator 108, causing Raman scattering (act 606). Raman scattering signals at the resonance(s) of the resonator(s) 108 will be enhanced and coupled to the output waveguide 106 (act 608). The resonator 108 is generally configured to selectively extract, in this manner, Raman scattering signals of a certain wavelength and associated with a given analyte. Light at the output of the second waveguide 106 is measured and thereby converted to electronic signals (act 610), which are then processed to determine whether, or in which amount, the analyte was present in the sample (act 612). That is, detection of a Raman scattering signal at the output of the second waveguide 106 is an indication that the sample contained the analyte for which the sensor was designed. The amount of analyte can be determined based on the intensity of the measured Raman scattering signal. Further, in embodiments in which the sensor is configured, e.g., with multiple resonators having different coupling wavelengths, to couple multiple Raman scattering wavelengths to the output waveguide 106, or in which the excitation wavelength or resonance wavelength are tunable, the signals may be processed to create a Raman scattering spectrum including multiple Raman wavelengths, based on which an analyte may be identified among multiple possible analytes.
In some embodiments, the sensitivity of the Raman photonic sensor is enhanced by replacing the portions of the strip waveguide 104 and/or the strip-like ring resonator 108 with slot waveguide structures whose sub-wavelength slot doubles as a fluidic channel for the sample.
In the depicted example process, starting with a layered wafer 802 (at 804), a positive electron beam resist layer 806 (e.g., a double layer of 495K and 950K PMMA A4) is spun on the layered wafer (at 808), and then patterned using electron beam lithography (EBL) (at 810). The portions of the layer 812 that are removed in the process define the slot waveguide. A mask layer 814, e.g., made of chromium (Cr) and about 50 nm thick, is deposited over the patterned substrate, for instance, using electron beam evaporation (at 816). In a lift-off process (at 816), the resist layer 806, along with the portions of the Cr mask layer 814 deposited thereon, is then removed, leaving a patterned Cr mask 818 defining and covering only the regions of the slot waveguide. The device is then (at 820) spin-coated with a layer of (e.g., S1818) photoresist (PR) 822. The photoresist layer 822 is patterned by photolithography (at 824) to define, e.g., the wider strip-waveguide portions of the input and output waveguides and the associated tapers (e.g., as shown in
Compared to the counterpart single-strip waveguide, the TE mode of the nano-slot waveguide revealed a fourteenfold (14×) enhancement of the optical intensity. This enhanced intensity, in conjunction with the direct overlap between the fluidic channel, where the sample is applied, and the waveguide mode, can significantly improve the overall sensitivity due to the increased light-analyte interaction in the slot region. Beneficially, unlike methods that improve the optical sensitivity by decreasing the waveguide thickness, the nano-slot waveguide converts guided light into a nano-scale optical probe without a reduction in coupling efficiency or increase in the optical loss. Sensitivity enhancement with slot waveguides can be applied to Raman spectroscopy as described herein, but is also applicable to other spectroscopic methods, including infrared absorption spectroscopy and fluorescence spectroscopy.
Although embodiments have been described with reference to specific example embodiments, it will be evident that various modifications and changes may be made to these embodiments without departing from the broader scope of the invention. Accordingly, the specification and drawings are to be regarded in an illustrative rather than a restrictive sense.
This application claims the benefit of priority to U.S. Provisional Application Ser. No. 63/027,103, filed May 19, 2020, which are incorporated by reference herein in their entirety.
Number | Date | Country | |
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63027103 | May 2020 | US |