The present invention relates to a method and apparatus for evaluating the relative contribution of thoracic and diaphragmatic muscles to breathing.
The chest can be viewed as a cone, where the neck is at the tip and a muscle called the diaphragm, which separates the chest from the abdominal contents, is at the base. When relaxed, the diaphragm is dome-shaped and bulges into the chest cavity. The diaphragm is very important in the process of breathing, which consists of inspiration (breathing in) and expiration (breathing out). At rest, the diaphragm is the primary muscle of inspiration. When it contracts, it flattens out and displaces the abdominal contents from the chest into the abdomen to increase the chest volume so as to allow the entrainment of air.
Sometimes, such as during exercise, the demand for gas exchange is increased. This can be achieved through increases in the minute volume of breathing, by increasing breathing frequency as well as increasing the size of the breaths. Increasing the size of the breath above what can be provided by contraction of the diaphragm can be accomplished by the contraction of the external intercostal muscles and the accessory muscles of respiration. The external intercostals are attached to the ribs, which are hinged such that when these muscles contract, the ribs are pulled out and the volume of the chest increases. This increase in chest volume decreases intra thoracic pressure below that of the atmosphere, and air is passively drawn into the chest through the mouth and nose. These intercostal muscles are recruited at large ventilatory loads but play a minor role in breathing at rest.
Many conditions, such as pneumonia, heart failure, obstructive lung diseases like asthma, restrictive lung diseases, sepsis, and neuromuscular disorders, result in ventilatory distress. This can sometimes be treated conservatively, such as with medication and oxygen, but in some cases these treatments are not sufficiently able to provide adequate volumes of air to maintain oxygenation and eliminate carbon dioxide, and ventilatory assistance must be provided in order to prevent patient death. Ventilatory assistance is usually provided by applying positive pressure during inspiration to offload the inspiratory efforts. The motive force providing intermittent positive pressure can be mechanical or manual. The interface between the device providing the assistance and the patient can be “noninvasive” (a mask strapped to the face) or invasive (an endotracheal tube placed in the trachea). Noninvasive methods are suitable for short term use (minutes to hours), while all long term (days to months) ventilatory support requires invasive means. There are patients that are clearly able to maintain the ventilation they require without becoming fatigued. There are also patients who have clearly passed the point of fatigue and are unable to generate the breathing level that they need to sustain life. However, there are many patients who are difficult to categorize as to their ventilatory status on clinical grounds. There are currently no objective ways to make that determination.
If long term assisted mechanical ventilation is required, it is similarly very difficult to predict who will be able to be weaned and breathe on their own and when it will be possible to wean them. Failure after an attempt at weaning from a mechanical ventilator will require re-insertion of an endotracheal tube, which usually results in major set-back for the patient and is an indicator of poor prognosis. This is often avoided by prolonging the period of ventilatory assistance. This is a problem because prolonged ventilatory support is resource intensive (very expensive). Furthermore, the longer ventilator support is maintained, the harder it is to wean the patient from the support.
An important predictor of successful weaning from a ventilator would be the quantification of the diaphragm's contribution to ventilation. The diaphragm is a striated skeletal muscle that is designed to work intermittently, under conditions of low resistance, for an indefinite period of time. The other inspiratory muscles, on the other hand, can work only for short periods of time before they fatigue. Therefore, if the diaphragm can no longer be the primary organ of ventilation, the capacity of the body to sustain ventilation becomes markedly limited.
The contribution of the diaphragm to ventilation is difficult to ascertain. Clinically, one can watch the movement of the patient's abdomen on inspiration; because the diaphragm moves into and compresses the abdominal cavity when it contracts, one can assume it is contributing to ventilation if the abdomen appears to bulge out on inspiration. In practice, however, this is difficult to assess. For example, abdominal movements in obese patients may be masked, patients with abdominal incisions may be reluctant to move their abdomens, and chest movements may obscure simultaneous abdominal movements. Fluoroscopy is a kind of moving X-ray that can be used to see diaphragmatic movement, but it is very difficult to perform, as it requires highly specialized equipment and the fluoroscopic signs are very subtle. Electromyography (EMG) of the diaphragm is possible, but it requires the placement of needles through the chest and lungs into the diaphragm and is therefore not practical for clinical use. Even if EMG signals are obtained, these imply attempts at contraction and do not necessarily imply the effectiveness of the diaphragm at increasing chest volume. Another possible method is to occlude the breathing passage, ask the patient to make a maximal inspiratory effort, and measure the generated pressure. This correlates to some extent with inspiratory reserve, but is not specific to the diaphragm. There is therefore a need for a method and apparatus that quantifies the contribution of the diaphragm to breathing that can be used to make clinical decisions regarding timing of implementing mechanical ventilatory support or ability to wean patients from ventilatory support.
The present invention is directed a method and apparatus for evaluating the relative contribution of the diaphragm vs. other thoracic muscles (primarily the intercostal muscles) to breathing. The method involves determining whether an indicator of pressure change in the thoracic cavity is in phase with an indicator of pressure change in the abdominal cavity (for example, a pressure decrease in one is accompanied by a contemporaneous pressure decrease in the other) or out of phase (for example, pressure in the thoracic cavity is down while pressure in the abdominal cavity is up). A decrease in thoracic pressure accompanied by an increase in abdominal pressure will indicate that diaphragmatic muscles dominantly contribute to the intra-thoracic pressure declination because contraction of the diaphragm is expected to be manifested by an increase in abdominal pressure. On the other hand, where a declination in pressure, for example, in the thoracic cavity, is under the dominant influence of the intercostal muscles, it will not be accompanied by a rise in abdominal pressure; rather by a decrease in abdominal pressure because the contraction of the intercostals muscles will draw the diaphragm upward, reducing pressure in the abdominal cavity.
According to one embodiment of the invention, one way of assessing a change in thoracic cavity pressure is to monitor a volumetric change in the thoracic cavity, as such changes are negatively correlated with changes in thoracic pressure. According to one embodiment of the invention a volumetric change is recorded by monitoring the tidal volume of a patient's breath, which is in an indirect indicator of expansion and contraction accompanying inspiration and expiration, respectively. For example, an increase in tidal volume (indicating a decrease in intra-thoracic pressure resulting from expansion of the chest during inspiration) may be recorded to be out of phase with abdominal pressure which if recorded to increase, will, as stated above, indicates that diaphragmatic muscles dominantly contribute to chest expansion inasmuch as contraction of the diaphragm is expected to be manifested in an increase in abdominal pressure. If expansion of the thoracic cavity (resulting in a decrease in intra-thoracic cavity pressure), on the other hand, is under the dominant influence of the intercostal muscles, it will be accompanied by a concomitant decrease (in phase) in abdominal pressure.
According to one embodiment of the invention, a record of an increase or decrease in abdominal pressure will be obtained by measuring intra-gastric pressure in real time, for example using an intra-gastric tube, such as, a tube of the type used to infuse fluid feeds or aspirate stomach contents in a patient, the proximal end of the tube (typically outside the patient) may be attached to pressure transducer connected to a microprocessor that records the pressure as a function of time. Recording tidal volume over the same increments in time will enable the microprocessor to provide a surrogate indication of phase relationship between intra-abdominal pressure and phase of ventilation. Alternatively, the flux in pressure in the abdominal cavity, up or down, may be recorded by measuring intra-bladder pressure, which may be convenient if the patient has been catheterized but does not have an intra-gastric tube in place.
According to another embodiment of the invention pressure in the abdominal cavity can be measured directly from an intra-gastric balloon, or a tube in the stomach and pressure in the thoracic cavity may be measured in real time by recording intra-esophageal pressure in real time. Recording both the intra-abdominal pressure and intra-thoracic pressure will enable the microprocessor to provide a read out of the phase relationship between intra-abdominal pressure and intra-thoracic pressure. When the intra-abdominal pressure is 180 degrees out of phase with the intra-thoracic pressure the diaphragm is the predominant organ of ventilation. When the pressures in the abdominal cavity and the thoracic cavity are in phase (0 degree phase shift) the thoracic muscles dominate ventilation and the diaphragm makes a minor, if any, contribution to air movement.
The invention is also directed to an apparatus for recording the relative contribution to breathing of the diaphragm and intercostal muscles comprising:
1) means for monitoring for a series of breaths or common increments in real time:
the value of a first variable correlated with intra-thoracic pressure;
the value of a second variable correlated with intra-abdominal pressure;
machine intelligence outputting the relative direction of flux of the monitored variables.
The term “outputting the relative direction of flux” means generating output that enables a user to discern whether the change in the respective values of the variables over successive breaths or increments in time are in or out phase with one another. The output is optionally generated on a display, on a printout or on a machine-readable data storage device.
The term “inadequate” or “adequate” when used to describe the contribution of the diaphragm to breathing means a predictable (based on a medically acceptable margin of safety) inability or ability (respectively) of the patient to indefinitely sustain adequate minute ventilation to meet metabolic demand.
According to one embodiment of the invention, the invention is directed to an apparatus comprising: (1) a monitor for delimiting in time at least the approximate beginning and end of an inspiratory phase of breathing, optionally, for multiple breaths, optionally for a series of breaths, optionally throughout both the inspiratory and expiratory phases of breathing. This monitor may be for quantitative or qualitative monitoring, for example by a measurement device, optionally a device for measuring the volume and/or direction of flow of gas in or out of the lungs during that monitored time, for example a pneumotachograph or means for measuring the value of variable correlated with pressure in the thoracic cavity, for example a pressure measurement device, for example, a pressure measurement device for measuring esophageal pressure, for example, a pressure transducer. This pressure transducer is optionally used for measuring intra-esophageal pressure; (2) a monitoring device for monitoring a variable correlated with intra-abdominal pressure that is not masked by other variables, optionally the direction of flux of this correlate, optionally a quantifiable variable e.g. one that can be measured, optionally gastric pressure, optionally a pressure measurement device, for example a second pressure transducer, optionally operatively connected to a tube for measuring intra-gastric pressure; (3) and means for associating the phase of breathing, for example via recording a variable correlated with intra-thoracic pressure, for example, the volume of air entering and leaving the lung, with a direction of change in pressure in the abdominal cavity, for example a microprocessor programmed to generate a record of the direction of flux of the monitored variable (e.g. the measured intra-gastric pressures) for the monitored period, for example for correlating the instantaneous pressures with the period spanning at least the inspiratory phase and preferably the expiratory phase of breathing, preferably for multiple breaths, optionally for a series of breaths.
According to one embodiment, the intra-abdominal and intra-thoracic pressures are measured by pressure transducers of the type adapted to be used with an intra-gastric/esophageal tube, optionally fitted with a small balloon at the distal end to prevent occlusion of the lumen of tube by contact with the gastric or esophageal tissues. Optionally, the microprocessor associates and preferably records the respective intra-esophageal and intra-gastric pressure values for inspiratory and expiratory segments of respective breaths and/or for common time increments and generates output that enables the user to discern a consistent pattern of directional changes of both variables relative to a baseline value that enables a user to discern whether the change in the respective values of the variables over successive breaths or increments in time are in or out phase with one another.
According to one embodiment of the invention introduced above, the invention is directed to an apparatus comprising a device 32 for measuring tidal volume in real time; a pressure transducer 10 for measuring gastric pressure in real time and a microprocessor 16 programmed to generate a record of the relative direction of flux of the measured values. Optionally, the microprocessor 16 associates and record the respective tidal volumes and intra-gastric pressure values in respective breaths or common time increments and generates output, optionally in the form of a plot of tidal volume and gastric pressures over time that enable the user to visualize a distinct pattern of loops in that indicate whether abdominal and intra-thoracic pressure are in or out phase with one another.
According to one embodiment of the invention, introduced above, the variable correlated with intra-abdominal pressure is gastric pressure. According to one embodiment of the invention, gastric pressure is measured with a device comprising a pressure transducer. The pressure transducer is of the type adapted to measure pressure using a tube inserted into the stomach. According to another embodiment of the invention the variable correlated with intra-abdominal pressure is bladder pressure. According to one embodiment of the invention introduced above, the variable correlated with intra-thoracic pressure is tidal volume which may be measured means by measuring airflow at a patient airway interface. According to one embodiment of the invention, the variable correlated with intra-thoracic pressure is intra-esophageal pressure which may be measured with a pressure transducer for recording pressure via a tube inserted into the esophagus.
According to another aspect of the invention, machine intelligence is used to plot a graph of tidal volume on one axis and gastric pressure on the other axis on a breath by breath basis so as to record distinct tracings that can be differentiated by a technician, for example loop-like tracings that can be discriminated by eye when the relative contribution of the diaphragm and intercostals muscles to breathing is dominated by one or the other group of muscles. Therefore in a broader aspect the invention is directed to a form of machine intelligence, optionally in the form of a computer program or a processor programmed to correlate the inspiratory phase of breathing with a direction of flux in abdominal pressure, optionally with measurements of a variable correlated with abdominal pressure, optionally in which the phase of breathing is represented by measurements of airflow or intra-thoracic pressure (optionally intra-esophageal pressure), wherein a positive or inverse correlation or a phase relationship can be quantified or visualized.
According to one embodiment of the invention, a bi-lumen tube may be used to record pressure in the esophagus and stomach contemporaneously. Optionally, the distal end of one or both tubes is fitted with a balloon to prevent occlusion of the tube, for example via contact with the esophagus or stomach respectively. Optionally, a tri-lumen tube additionally comprises a gastric feeding tube.
a is a graph of measured intra-gastric pressure versus time juxtaposed with a graph of measured intra-esophageal pressure versus time, in which the same time points are aligned.
b is a graphical representation in the form of a plot of measured tidal volume (V) (volume inspired and expired relative to what is already in the lung) over time (increasing upon inspiration and decreasing again upon expiration) versus measured gastric pressure (Pg).
a is a contrasting graph of intra-gastric pressure versus time juxtaposed with a graph of intra-esophageal pressure versus time, in which the same time points are aligned. This graph was generated under conditions described in connection with
b is a graphical representation of measured tidal volume (V) over time plotted again gastric pressure (Pg). V and Pg were measured under conditions in which the flow of gas (oxygen enriched air) made available to the subject for breathing was reduced to force the subject to re-breathe the subject's expired gas from a previous breath thus inducing the patient to increase their inspiratory effort, in particular, in terms of tidal volume, in subsequent breaths.
a is a contrasting graph of measured intra-gastric pressure versus time juxtaposed with a graph of measured intra-esophageal pressure versus time, in which the same time points are aligned. This graph was generated under conditions described in connection with
b is a graphical representation in the form a plot of measured tidal volume (V) over time versus measured gastric pressure (Pg). V and Pg were measured under conditions in which the flow of gas (oxygen enriched air) made available to the subject for breathing was further reduced to force the subject to re-breathe the subject's expired gas from a previous breath thus inducing the patient to further increase their inspiratory effort, in particular, in terms of tidal volume, in subsequent breaths relative to conditions under which the data in
a is a contrasting graph of measured intra-gastric pressure versus time juxtaposed with a graph of measured intra-esophageal pressure versus time, in which the same time points are aligned. This graph was generated under conditions described in connection with
b is a graphical representation of measured tidal volume (V) over time versus gastric pressure (Pg). V and Pg were measured under conditions in which the flow of gas (oxygen enriched air) made available to the subject for breathing was still further reduced to force the subject to re-breathe the subject's expired gas from a previous breath thus inducing the patient to further increase their inspiratory effort, in particular, in terms of tidal volume, in subsequent breaths relative to conditions under which the data in
According to one embodiment of the invention, gastric pressure can be used to estimate intra-abdominal pressure. Optionally, as shown
In one embodiment, bladder pressure can be used to estimate intra-abdominal pressure. This can be optionally accomplished by using an in-dwelling catheter to measure pressure across the bladder wall.
There are many optional devices to measure tidal volume, including “mass flow sensors”, “pneumotachographs”, “turbines”, and Pitot tubes.
In, one embodiment of the invention, air flow in and out of the lung (tidal volume) is plotted against gastric pressure on a breath by breath basis. This results in a graphical representation in the form of a loop or loops. The contribution of thoracic (intercostal and accessory) muscles is represented by one loop (thoracic loop). The contribution of the diaphragm is represented by a separate, but connected, loop (diaphragmatic loop). Thus the contribution, if any, of the diaphragm can be identified by examining the slope of the axis of the diaphragmatic loop.
The method allows identification of a sustainable, diaphragm-predominant, state of drawing air in and out of the lungs. Furthermore, the method can identify an unsustainable, accessory muscle-dependent, breathing pattern through the observation of the gastric pressure vs. tidal volume loops. Therefore the present invention can optionally be used to determine whether a ventilated patient should be removed from a ventilator to breathe on their own. The patient already has a naso-gastric tube in situ that is used for feeding and decompressing the stomach. If this naso-gastric tube is attached to a transducer and, optionally, a pneumotachograph is attached to the endotracheal tube (not shown), the patient could be allowed to begin to make spontaneous ventilatory efforts while the loops are observed. If they have, or develop over time, the diaphragmatic loop, it can be assumed that the patient will be able to recruit the diaphragm. If only thoracic muscle loops are present, it can be assumed that the diaphragm may not be able to be recruited and the patient may fail weaning from the ventilator. The use of the ventilator would then be resumed with little distress to the patient.
As shown in
a illustrates a graph of continuous pressure measurements (Y axis—cm of H2O) recorded in both the stomach and esophagus (of a subject that is able to recruit the diaphragm normally) as a function of time (in seconds) supplemented for emphasis with two vertical lines to demarcate a segment of the pressure wave that corresponds to a single breath, beginning with an inspiratory phase, and followed by an expiratory phase. As demonstrated in the graphs an initial pressure rise in the stomach is followed by a pressure decline, and is matched, out of phase, with an initial pressure decline followed by a pressure rise in the esophagus. This is what is expected when a subject inspires by recruiting the diaphragm. Accordingly, the direction of change in terms of the inspiratory phase is a decline, more particularly a steady decline i.e. an increasing pressure drop in the thoracic cavity, measured in terms of esophageal pressure, which if followed, is reversed, again, and is characteristically a steady incline back to a similar value. This is accompanied, directionally speaking, by a concomitant pressure rise during inspiration in the abdominal cavity measured in terms of gastric pressure. The respective changes in pressure in both cases are then reversed upon expiration and reach their approximate original values. In terms of an increase (inspiration) and subsequent decrease (expiration) in volume (corresponding to first a decrease in pressure and the a return to an approximate previous pressure value), the resulting loop illustrates a pattern including a positive slope that is characteristic of the pattern of contemporaneous pressure changes in the respective thoracic and abdominal cavities that accompany contraction and/or relaxation of the diaphragm muscles, with an approximate return to original values for the next breath.
Data for
The pressure waves in
Therefore, as shown in
This application is a national phase filing, under 35 U.S.C. §371(c), of International Application No. PCT/CA2009/000679, filed May 15, 2009, the disclosure of which is incorporated herein by reference in its entirety, which application claims the benefit, under 35 U.S.C. §119(e), of co-pending U.S. Provisional Application No. 61/053,938, filed May 16, 2008, the disclosure of which is incorporated in its entirety.
Filing Document | Filing Date | Country | Kind | 371c Date |
---|---|---|---|---|
PCT/CA2009/000679 | 5/15/2009 | WO | 00 | 2/22/2011 |
Number | Date | Country | |
---|---|---|---|
61053938 | May 2008 | US |