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This present disclosure pertains to methods and apparatus for sorting and handling items, such as mail pieces, and more specifically to improvements in updating mailers' address data to reduce errors, delay, and misdirected mail pieces.
Glossary of Acronyms
POSTNET (POSTal Numeric Encoding Technique) barcode is used to encode zip code information on letter mail. It may have five, nine or eleven digits.
IMB (Intelligent Mail Barcode) is a new USPS® barcode technology used to sort and track letters and flats. Intelligent Mail barcode technology, among other things, combines the capabilities of the POSTNET™ barcode and the PLANET Code® barcode into one unique barcode. IMB has a total of 31 digits and allows mailers more digits for their use, allowing unique identification of up to approximately a billion mailpieces per mailing.
NCOA refers to the national change of address database maintained by the U.S. Postal Service. We use “COA” for a change of address database generally.
As noted above, the new IMB provides greater flexibility. It must contain a routing ZIP code and a mailer identifier (MID) to satisfy the criteria for automation postage pricing. However, it will be some time before the IMB is phased into widespread use. Even when it comes into use, some mailers will not obtain a unique MID. Rather, they will leave their contractors (pre-sorters) to track their mailpieces. The pre-sorters can track the owner of the mail if they process the mail in a batch mode based on the customer. There are instances, however, where in order for a presorter to get maximum USPS discounts, the presorter has to comingle the mail from multiple mailers. When they do this they lose the association of the mail piece to the owner (the presorter's customer) that batch-based sorting had provided.
Thus, one problem in the prior art (a problem that still exists even after the advent of IMB), is the problem of associating mail pieces to the sender (the owner), as distinguished from the mailer (e.g., a presort house). This problem particularly affects the challenge of maintaining and updating mailing lists, for example to capture updated destination (change of address) data. If at least the affected mail pieces could be associated back to the owner-sender, corresponding mailing lists could be updated in a timely and accurate way.
Methods and apparatus are disclosed herein to maintain and update an “association database” that enables relating updated address information to affected mailpieces, and providing the benefits of that updated information to the corresponding mailers, especially business or corporate mailers, to update their mailing databases. Further, in the case of co-mingled mail, for example a batch created by a pre-sort house to qualify for discounted postage rates, the present disclosure in another aspect enables a pre-sort house to provide the updated address information to their customers, or to update mailing lists maintained by or for their customers.
In an embodiment, the method calls for reading a return address at substantially the same time as reading a destination address from the same mailpiece. The return address information can be used to notify the sender when the destination address is updated as by a change of address order.
In accordance with one embodiment, a method for online processing of mail pieces comprises the steps of:
receiving a mailpiece into an automated processing machine;
capturing an image of at least a front side of the mailpiece;
storing the captured image in the form of a digital data file;
transmitting the image data file to a recognition software component;
reading addressee name, a destination address and a sender address from the captured image of the mailpiece;
determining a routing code corresponding to the destination address;
querying a move update (COA) database for a matching record based on the destination address and addressee name;
providing an association database for storage of digital database records;
if a matching record is found in the move update (COA) database, obtaining from the matching database record new routing information comprising an updated destination address;
determining a new routing code corresponding to the updated destination address; and
if the move update (COA) database returns new routing information, storing the addressee name, original destination address, updated destination address, and sender address data in association with one another in the association database;
Additional aspects and advantages of this invention will be apparent from the following detailed description of preferred embodiments, which proceeds with reference to the accompanying drawings.
Several preferred examples of the present application will now be described with reference to the accompanying drawings. Various other examples are also possible and practical. Referring now to the drawings,
With reference to
Referring now to
Referring now to
The captured image 402 (typically, a digital data file that encodes the image) is transmitted, path 404, to a recognition software component or system 406, which may comprise OCR and address directory facilities. In general, the recognition software 406 extracts or “recognizes” text from the mailpiece image, using OCR and other techniques. Since there are typically two valid addresses on a mail piece (the return and destination addresses), there are various methods employed to reduce the potential of locking onto and reading the return address. This can be as extreme as hardcoded exclusion areas, a sophisticated point system based on the position of the address paragraph or some combination of methods. Regardless of how the distinction is made, only one address, namely the destination address, is read in the prior art.
The extracted address text may be produced in ASCII or another standard encoding, and the recognition system uses that address block data to query a directory of valid addresses. Assuming a match is found, the address directory returns the selected destination address in a standardized or “canonical” form. In that form, every element of the address is defined unambiguously. For example, in
[house number: 12345], [prefix: North East], [name: Main], [suffix: Street]. See box 408. Name data is parsed but segregated from address data. Address directory 406 may or may not contain name information, whereas names must be distinguished in the COA database. For example, a young person may move, while the rest of the family remains at the “old address.”
Next, based on the destination address, the system will return an “assignment” or routing code, shown via path 410, back to the transport software 400. The routing code may comprise, for example, an 11-digit code including ZIP+4+2. The recognition component also returns the destination address to the transport component 400 in association with the subject mailpiece. The transport software uses the destination address to query a “move update” or change of address (COA) database 420. See path 422. The COA database 420 returns updated routing data (a new destination address), as well as a corresponding routing code, if a match is found (box 424). The transport system 400 then prints or sprays the updated destination address onto the mail piece (corresponding to image 402). Typically, change of address orders submitted by USPS customers, for example when a person moves to a new home, are maintained in the national change of address (NCOA) database for one year.
The transport component 400 then causes a routing code to be sprayed, printed or otherwise affixed to the front of the mailpiece, for example in the POSTNET reserved region of
Referring now to
In the illustrated system of
Still, distinguishing the return address reliably presents a challenge. The USPS publishes a document called “Publication 28” (available at www.usps.gov) which provides postal addressing standards. In that publication, Appendix A—Address Formatting, section A1—Readability, sets forth a diagram reproduced herein as
Referring again to
In one aspect of the present disclosure, suitable software is arranged to implement one or more of the following techniques for determining which text block is which address. These techniques may include the address structure, point size, proximity to logos, location on the mail piece, and/or an input file that contains a list of candidate senders.
In one embodiment, any or all of the following techniques and characteristics can be used to distinguish a return address:
In an embodiment, any or all of the following techniques and characteristics can be used to distinguish a destination address:
In accordance with the present disclosure, both addresses preferably are read automatically in the time provided to process the mail piece so that all decisions concerning the mail can be made without having to rerun the mail piece. The process in a preferred embodiment proceeds as follows. The destination and return addresses are extracted by the recognition process. Both addresses are parsed, and converted into canonical form. This may be done one at a time, or concurrently, subject to the stated timing limitation. As indicated above, there may be advantages to processing destination and return addresses in parallel, so as to leverage relationships between them. The canonical addresses are returned, via path 512, to the transport module 500. In an embodiment, the destination routing code is returned as well. (A return address routing code may be provided as well for various purposes but it is not essential here.)
The transport component 500 then queries the move update (COA) database 420 with the canonical destination name/address to check for an address change. If there is a match, the COA database returns updated routing data (box 520) comprising a new destination address, as well as a corresponding routing code. The transport component 500 then causes a routing code to be sprayed, printed or otherwise affixed to the front of the mailpiece, for example in the POSTNET reserved region of
The transport component 500 also transmits the new information to an association database 550. In one embodiment, the association database is arranged to associate together the following data elements:
By the verb “associate” we mean to store this data in a data storage system, using, for example, relationship tables, links, linked lists, or other techniques to indicate, explicitly or implicitly, that the various elements are related in that they all correspond to the same mail piece. In some embodiments, each mail piece may be assigned an identifier, but that is not essential.
Referring now to
In some cases, for example where one mailer's batch is too small to optimize discounted postage rates, the pre-sort house 610 may aggregate the mail pieces from multiple mailers together, called a co-mingled batch, so that the larger batch will qualify for better postage rates. To illustrate,
Co-mingled mail also arises in another context. That is, some mail pieces may be difficult to “recognize” as describe above. In some systems, pieces that cannot be read within the allotted time are rejected and output to a secondary recognition system for another attempt to read them. This may occur at any mailer, pre-sort house, or within the USPS. The secondary or reject system may use different algorithms for recognition. The rejected pieces which are successfully read on a secondary system are then labeled or sprayed with the destination routing code, etc, and returned to mainstream processing. In some scenarios, the redeemed reject mail that is ready to resume mainstream processing may be aggregated until that mail becomes a batch large enough for discounted postage rates. So here again, a co-mingled batch is successfully recognized and the destination coded, including updating the destination address as appropriate. As above, the updates information preferably is stored in an association database. The association database need not be updated in real time, as long as the update information is buffered until the database is updated.
Referring once again to
The pre-sort house 660, for example, has access to the association database 650. In one embodiment, the association database is maintained at the pre-sort facility. It may be implemented conveniently on the pre-sort transport system, or communicatively coupled to it. Although the transport component is used to update the database, as explained above, a completely separate process may be deployed to access and exploit that data.
In one embodiment, the pre-sort house (or other mailer) queries the association database to identify records or mail pieces that were mailed by that mailer, and for which the destination addresses were changed (updated). In some cases, where the return name/address is the mailer's name/address, it can easily and unambiguously identify those records. In other cases, where the entire batch came from a single originator (Comcast for example), it is easy to identify the originator (Comcast) but the originator's mailing list has incorrect customer addresses. With the association database, the new corrected address can be extracted and sent to the sender. This is indicated by the dashed lines in
Above we referred to “software” in various contexts, for example, software is used to implement sorter machines and other handling equipment. A recognition system may be implemented in software, as is an address directory typically. We use the term software in its commonly understood sense to refer to computer programs or routines (subroutines, objects, plug-ins, etc. etc.). As is well known, computer programs generally comprise instructions that are stored in machine-readable or computer-readable storage media. Some embodiments of the present invention may include executable programs or instructions that are stored in machine-readable or computer-readable storage media, such as a digital memory. We do not imply that a “computer” in the conventional sense is required in any particular embodiment. For example, various processors, embedded or otherwise, may be used in equipment such as the machines described herein.
Memory for storing software again is well known. In some embodiments, memory associated with a given processor may be stored in the same physical device as the processor (“on-board” memory); for example, RAM or FLASH memory disposed within an integrated circuit microprocessor or the like. In other examples, the memory comprises an independent device, such as an external disk drive, storage array, or portable FLASH key fob. In such cases, the memory becomes “associated” with the digital processor when the two are operatively coupled together, or in communication with each other, for example by an I/O port, network connection, etc. such that the processor can read a file stored on the memory. Associated memory may be “read only” by design (ROM) or by virtue of permission settings, or not. Other examples include but are not limited to WORM, EPROM, EEPROM, FLASH, etc. Those technologies often are implemented in solid state semiconductor devices. Other memories may comprise moving parts, such a conventional rotating disk drive. All such memories are “machine readable” or “computer-readable” and may be used store executable instructions for implementing various embodiments of the present invention for mail piece sorting and related operations.
A “software product” refers to a memory device in which a series of executable instructions are stored in a machine-readable form so that a suitable machine or processor, with appropriate access to the software product, can execute the instructions to carry out a process implemented by the instructions. Any type of machine-readable memory, including without limitation those summarized above, may be used to make a software product. That said, it is also known that software can be distributed via electronic transmission, in which case there typically will be a corresponding software product at the transmitting end of the transmission, or the receiving end, or both. As just one example, a software implementation of an association database as described herein may be deployed within another process, or distributed as a standalone component, either on separate readable media or via electronic download.
Having described and illustrated a particular example system, it should be apparent that other systems may be modified in arrangement and detail without departing from the principles described above. We claim all modifications and variations coming within the spirit and scope of the following claims.
This application claims priority from U.S. Provisional Application No. 61/219,706 filed Jun. 23, 2009, and incorporated herein by this reference.
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