SALT OF COMPOUND FOR DEGRADING BTK, CRYSTAL FORM THEREOF, AND USE THEREOF IN MEDICINE

Information

  • Patent Application
  • 20240018147
  • Publication Number
    20240018147
  • Date Filed
    September 08, 2021
    3 years ago
  • Date Published
    January 18, 2024
    10 months ago
Abstract
Provided are a salt of a compound for degrading BTK, and/or a crystal form, preparation therefor, and an application thereof. The pharmaceutical salt of the compound as shown in formula (I) and the crystal form, wherein the pharmaceutical salt is selected from maleate, fumarate, halogen acid salt (preferably hydrobromide and hydrochloride), sulfate, phosphate, L-tartrate, citrate, L-malate, hippurate, D-glucuronate, glycollate, mucate, succinate, lactate, orotate, pamoate, glycinate, alanine salt, arginine salt, cinnamate, benzoate, benzenesulfonate, p-toluenesulfonate, acetate, propionate, valerianate, triphenyl acetate, L-proline salt, ferulate, 2-hydroxyethanesulfonate, mandelate, nitrate, mesylate, malonate, gentisate, salicylate, oxalate, or glutarate:
Description
TECHNICAL FIELD

The present invention relates to the field of medicine, and specifically relates to a crystal form of a salt of a compound for degrading BTK, preparation therefor, and an application thereof.


BACKGROUND ART

Bruton's tyrosine kinase (BTK), a member of the Tec family of non-receptor protein tyrosine kinases, is a key regulator in the B cell antigen receptor (BCR) signaling pathway, and is distributed in the lymphatic system, hematopoietic system and blood system. BTK mutations may activate downstream signaling pathways in tumor cell proliferation, differentiation, angiogenesis, etc., which may lead to X-linked agammaglobulinemia, non-Hodgkin's lymphoma (NHL) and many B-cell malignancies, including chronic lymphocytic leukemia (CLL), mantle cell lymphoma, and diffuse large B-cell lymphoma. As mainly expressed in B cells and myeloid cells, BTK is a target with relatively high targeting ability and safety.


PROTAC (proteolysis targeting chimera) molecules are a class of dual function compounds which are capable of binding to both targeted proteins and E3 ubiquitin ligases. This class of compounds can induce recognition of targeted proteins by proteasomes in a cell to cause the degradation of the targeted protein, which can effectively reduce the contents of the targeted proteins in the cell. By introducing a ligand capable of binding to various targeted proteins into the PROTAC molecules, it is possible to apply the PROTAC technology to the treatment of various diseases, and this technology has attracted extensive attention in recent years.


SUMMARY OF THE INVENTION

An object of the present invention is to provide a compound with a novel structure and a good pharmaceutical effect for degrading BTK, a pharmaceutical composition thereof and the use thereof in the anti-tumor field. The compound for degrading BTK of the present invention has good stability (including chemical stability and crystal form stability), is convenient for oral administration, and has relatively good solubility and bioavailability.


An object of the present invention is to provide a pharmaceutical salt of a compound with a novel structure and a good pharmaceutical effect for degrading BTK or crystals of the compound for degrading BTK and the pharmaceutical salt thereof, a pharmaceutical composition thereof and the use thereof in the anti-tumor field.


The crystals of the present invention are easy to be processed, crystallized and treated, has good stability, is convenient for oral administration, and has relatively good solubility and bioavailability.


Another object of the present invention is to provide a method for preparing the compound for degrading BTK and/or the crystal.


Another object of the present invention is to provide a pharmaceutical composition containing the compound for degrading BTK and/or the crystal.


Yet another object of the present invention is to provide an application of the compound for degrading BTK and/or the crystal.


The present invention provides a pharmaceutical salt of a compound as shown in formula (I),




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In some embodiments, Cy1 or Cy2 is each independently selected from piperidyl or azacyclobutyl.


In some embodiments, Cy1 or Cy2 is each independently selected from




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In some embodiments, the pharmaceutical salt of the compound as shown in formula (I) is selected from maleate, fumarate, halogen acid salt (preferably hydrobromide and hydrochloride), sulfate, phosphate, L-tartrate, citrate, L-malate, hippurate, D-glucuronate, glycollate, mucate, succinate, lactate, orotate, pamoate, glycinate, alanine salt, arginine salt, cinnamate, benzoate, benzenesulfonate, p-toluenesulfonate, acetate, propionate, valerianate, triphenyl acetate, L-proline salt, ferulate, 2-hydroxyethanesulfonate, mandelate, nitrate, mesylate, malonate, gentisate, salicylate, oxalate or glutarate.


In some embodiments, the halogen acid salt is hydrobromide or hydrochloride.


In some embodiments, the molar ratios of the compound (free base) as shown in formula (I) to different acids are about 1:1, 1:1.5, 1:2, 1:2.5 or 1:3.


The present invention further provides a pharmaceutical salt of the compound as shown in formula (Ia) or (Ib) below,




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In some embodiments, the pharmaceutical salt of the compound as shown in formula (Ia) or (Ib) is selected from maleate, fumarate, halogen acid salt (preferably hydrobromide and hydrochloride), sulfate, phosphate, L-tartrate, citrate, L-malate, hippurate, D-glucuronate, glycollate, mucate, succinate, lactate, orotate, pamoate, glycinate, alanine salt, arginine salt, cinnamate, benzoate, benzenesulfonate, p-toluenesulfonate, acetate, propionate, valerianate, triphenyl acetate, L-proline salt, ferulate, 2-hydroxyethanesulfonate, mandelate, nitrate, mesylate, malonate, gentisate, salicylate, oxalate or glutarate, preferably maleate, fumarate, L-tartrate, citrate, L-malate, salicylate or oxalate.


In some embodiments, the pharmaceutical salt of the compound as shown in formula (Ia) is selected from maleate, and the molar ratio of the compound as shown in formula (Ia) to the maleate is about 1:1, 1:1.5, 1:2, 1:2.5 or 1:3.


In some embodiments, the pharmaceutical salt of the compound as shown in formula (I) has a structure as shown in formula (II).


The present invention further provides a compound as shown in formula (II) below,




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The present invention further provides a crystal form I of the compound as shown in formula (II), wherein the crystal form I has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 5.96°±0.2°, 9.30°±0.2°, 11.86°±0.2°, 15.80°±0.2°, 21.75°±0.2° and 23.93°±0.2° 2θ, as determined by using Cu-Kα radiation.


Preferably, the crystal form I of the compound as shown in formula (II) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 3.98°±0.2°, 7.65°±0.2°, 10.87°±0.2°, 16.88°±0.2°, 17.89°±0.2° and 26.21°±0.2°±2θ, as determined by using Cu-Kα radiation.


More preferably, the crystal form I of the compound as shown in formula (II) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 15.29°±0.2°, 17.33°±0.2°, 18.55°±0.2°, 19.21°±0.2°, 19.91°±0.2° and 22.41°±0.2°±20, as determined by using Cu-Kα radiation.


More preferably, the crystal form I of the compound as shown in formula (II) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 4.72°±0.2°, 9.58°±0.2°, 9.92°±0.2°, 12.85°±0.2°, 13.37°±0.2°, 13.75°±0.2°, 14.45°±0.2°, 27.37°±0.2°, 28.43°±0.2°, 30.27°±0.2°, 31.51°±0.2° and 34.21°±0.2°±20, as determined by using Cu-Kα radiation.


In some embodiments, the crystal form I of the compound as shown in formula (II) of the present invention has an X-ray powder diffraction pattern substantially as shown in FIG. 28.


In some embodiments, the crystal form I of the compound as shown in formula (II) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 29 or a thermogravimetric analysis curve as shown in FIG. 30.


The present invention further provides an amorphous form of the compound as shown in formula (II), which, as determined by using Cu-Kα radiation, has an X-ray powder diffraction pattern substantially as shown in FIG. 31.


In some embodiments, the amorphous form of the compound as shown in formula (II) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 32 or a thermogravimetric analysis curve as shown in FIG. 33.


The present invention further provides a crystal form II of the compound as shown in formula (II), wherein the crystal form II has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 3.980±0.2°, 6.35°±0.2°, 8.100±0.2°, 9.66°±0.2°, 12.21°±0.2°, 15.79°±0.2°, 16.75°±0.2° and 19.390±0.2° 2θ, as determined by using Cu-Kα radiation.


Preferably, the crystal form II of the compound as shown in formula (II) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 12.78°±0.2°, 16.33°±0.2°, 17.13°±0.2°, 17.41°±0.2°, 20.45°±0.2°, 21.43°±0.2°, 23.23°±0.2°, 24.65°±0.20 and 25.75°±0.2° 2θ, as determined by using Cu-Kα radiation.


In some embodiments, the crystal form II of the compound as shown in formula (II) of the present invention has an X-ray powder diffraction pattern substantially as shown in FIG. 34.


In some embodiments, the crystal form II of the compound as shown in formula (II) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 35 or a thermogravimetric analysis curve as shown in FIG. 36.


The present invention further provides an amorphous form of the compound as shown in formula (Ia), which, as determined by using Cu-Kα radiation, has an X-ray powder diffraction pattern substantially as shown in FIG. 1.


In some embodiments, the amorphous form of the compound as shown in formula (Ia) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 2 or a thermogravimetric analysis curve as shown in FIG. 3.


The present invention further provides a crystal form I of the compound as shown in formula (Ia), wherein the crystal form I has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 8.32°±0.2°, 15.69°±0.2°, 16.41°±0.2°, 17.57°±0.2°, 18.89°±0.2° and 19.75°±0.2°2θ, as determined by using Cu-Kα radiation.


Preferably, the crystal form I of the compound as shown in formula (Ia) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 10.94°±0.2°, 11.90°±0.2°, 13.30°±0.2°, 14.39°±0.2°, 16.67°±0.2°, 17.24°±0.2°, 18.00°±0.2°, 21.25°±0.2°, 22.27°±0.2°, 23.85°±0.2° and 26.45°±0.2°2θ, as determined by using Cu-Kα radiation.


In some embodiments, the crystal form I of the compound as shown in formula (Ia) of the present invention has an X-ray powder diffraction pattern substantially as shown in FIG. 4.


In some embodiments, the crystal form I of the compound as shown in formula (Ia) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 5 or a thermogravimetric analysis curve as shown in FIG. 6.


The present invention further provides a crystal form II of the compound as shown in formula (Ia), wherein the crystal form II has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 4.98°±0.2°, 7.86°±0.2°, 13.72°±0.2°, 17.65°±0.2° and 20.01°±0.2°2θ, as determined by using Cu-Kα radiation.


Preferably, the crystal form II of the compound as shown in formula (Ia) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 5.48°±0.2°, 13.43°±0.2°, 14.93°±0.2°, 15.90°±0.2°, 16.57°±0.2°, 16.95°±0.2°, 21.29°±0.2°, 22.05°±0.2°, 24.97°±0.2° and 25.77°±0.2°2θ, as determined by using Cu-Kα radiation.


In some embodiments, the crystal form II of the compound as shown in formula (Ia) of the present invention has an X-ray powder diffraction pattern substantially as shown in FIG. 7.


In some embodiments, the crystal form II of the compound as shown in formula (Ia) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 8 or a thermogravimetric analysis curve as shown in FIG. 9.


The present invention further provides a crystal form III of the compound as shown in formula (Ia), wherein the crystal form III has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 5.02°±0.2°, 8.04°±0.2°, 16.91°±0.2°, 17.23°±0.2°, 18.19°±0.2°, 19.41°±0.2° and 20.03°±0.2°2θ, as determined by using Cu-Kα radiation.


Preferably, the crystal form III of the compound as shown in formula (Ia) has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 12.36°±0.2°, 14.60°±0.2°, 15.03°±0.2°, 15.73°±0.2°, 20.57°±0.2°, 21.31°±0.2° and 25.45°±0.2°2θ, as determined by using Cu-Kα radiation.


More preferably, the crystal form III of the compound as shown in formula (Ia) has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 5.19°±0.2°, 16.32°±0.2°, 18.75°±0.2°, 19.73°±0.2°, 21.91°±0.2°, 22.41°±0.2°, 23.48°±0.2°, 23.95°±0.2° and 26.33°±0.2°2θ, as determined by using Cu-Kα radiation.


More preferably, the crystal form III of the compound as shown in formula (Ia) has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 10.34°±0.2°, 24.85°±0.2°, 26.93°±0.2°, 27.57°±0.2°, 28.41°±0.2°, 29.59°±0.2°, 30.19°±0.2°, 31.77°±0.2°, 33.13°±0.2° and 35.75°±0.2°2θ, as determined by using Cu-Kα radiation.


In some embodiments, the crystal form III of the compound as shown in formula (Ia) of the present invention has an X-ray powder diffraction pattern substantially as shown in FIG. 10.


In some embodiments, the crystal form III of the compound as shown in formula (Ia) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 11 or a thermogravimetric analysis curve as shown in FIG. 12.


The present invention further provides a crystal form I of the compound as shown in formula (Ib), wherein the crystal form I has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 4.38°±0.2°, 8.66°±0.2°, 13.06°±0.2°, 14.34°±0.2°, 18.18°±0.2°, 20.28°±0.2° and 21.82°±0.2°2θ, as determined by using Cu-Kα radiation.


Preferably, the crystal form I of the compound as shown in formula (Ib) has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 11.92°±0.2°, 12.74°±0.2° and 17.44°±0.2°2θ, as determined by using Cu-Kα radiation.


More preferably, the crystal form I of the compound as shown in formula (Ib) has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 9.76°±0.2°, 11.26°±0.2°, 14.14°±0.2°, 17.04°±0.2°, 23.23°±0.2°, 24.06°±0.2°, 25.26°±0.2° and 26.42±0.2°2θ, as determined by using Cu-Kα radiation. In some embodiments, the crystal form I of the compound as shown in formula (Ib) of the present invention has an X-ray powder diffraction pattern substantially as shown in FIG. 13-1 and/or FIG. 13-2.


In some embodiments, the crystal form I of the compound as shown in formula (Ib) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 14 or a thermogravimetric analysis curve as shown in FIG. 15.


The present invention further provides a crystal form II of the compound as shown in formula (Ib), wherein the crystal form II has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 5.12°±0.2°, 6.68°±0.2°, 16.50°±0.2° and 20.18°±0.2°2θ, as determined by using Cu-Kα radiation.


Preferably, the crystal form II of the compound as shown in formula (Ib) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 9.98°±0.2°, 13.44°±0.2°, 13.86°±0.2°, 15.34°±0.2°, 22.40°±0.2° and 23.12°±0.2°2θ, as determined by using Cu-Kα radiation.


More preferably, the crystal form II of the compound as shown in formula (Ib) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 15.76°±0.2°, 20.99°±0.2°, 24.14°±0.2° and 26.28°±0.2°2θ, as determined by using Cu-Kα radiation.


In some embodiments, the crystal form II of the compound as shown in formula (Ib) of the present invention has an X-ray powder diffraction pattern substantially as shown in FIG. 16-1 and/or FIG. 16-2.


In some embodiments, the crystal form II of the compound as shown in formula (Ib) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 17 or a thermogravimetric analysis curve as shown in FIG. 18.


The present invention further provides a crystal form III of the compound as shown in formula (Ib), wherein the crystal form III has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 7.48°±0.2°, 12.24°±0.2°, 20.50°±0.2° and 25.77°±0.2°2θ, as determined by using Cu-Kα radiation.


Preferably, the crystal form III of the compound as shown in formula (Ib) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 15.59°±0.2°, 18.74°±0.2° and 23.85°±0.2°2θ, as determined by using Cu-Kα radiation.


More preferably, the crystal form III of the compound as shown in formula (Ib) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 14.95°±0.2°, 16.18°±0.2°, 16.70°±0.2°, 19.00°±0.2° and 21.39°±0.2°2θ, as determined by using Cu-Kα radiation.


In some embodiments, the crystal form III of the compound as shown in formula (Ib) of the present invention has an X-ray powder diffraction pattern substantially as shown in FIG. 19-1 and/or FIG. 19-2.


In some embodiments, the crystal form III of the compound as shown in formula (Ib) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 20 or a thermogravimetric analysis curve as shown in FIG. 21.


The present invention further provides a crystal form IV of the compound as shown in formula (Ib), wherein the crystal form IV has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 3.92°±0.2°, 8.7°±0.2°, 15.54°±0.2° and 18.22°±0.2°2θ, as determined by using Cu-Kα radiation.


Preferably, the crystal form IV of the compound as shown in formula (Ib) of the present invention has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 7.76°±0.2°, 10.48°±0.2°, 12.46°±0.2°, 16.79°±0.2°, 18.94°±0.2° and 19.67°±0.2°2θ, as determined by using Cu-Kα radiation.


In some embodiments, the crystal form IV of the compound as shown in formula (Ib) of the present invention has an X-ray powder diffraction pattern substantially as shown in FIG. 22-1 and/or FIG. 22-2.


In some embodiments, the crystal form IV of the compound as shown in formula (Ib) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 23 or a thermogravimetric analysis curve as shown in FIG. 24.


The present invention further provides an amorphous form of the compound as shown in formula (Ib), which, as determined by using Cu-Kα radiation, has an X-ray powder diffraction pattern substantially as shown in FIG. 25.


In some embodiments, the amorphous form of the compound as shown in formula (Ib) of the present invention has a differential scanning calorimetry (DSC) curve as shown in FIG. 26 or a thermogravimetric analysis curve as shown in FIG. 27.


The present invention further provides a method for preparing a pharmaceutical salt of a compound as shown in formula (I), wherein the method comprises: a step of allowing the compound as shown in formula (I) and an acid to form a salt.


In some embodiments of the method for preparing the compound as shown in formula (I) of the present invention, the solvent used therein is selected from one or more of a C1-6 halogenated alkane solvent, a C2-6 ester solvent, a C2-6 ether solvent, a C1-6 alcohol solvent or water, preferably one or more of dichloromethane, 1,2-dichloroethane, ethyl acetate, methanol, ethanol, isopropanol, diethyl ether, tetrahydrofuran and water, more preferably one or more of dichloromethane, methanol, ethanol and water.


In some embodiments of the method for preparing the compound as shown in formula (I) of the present invention, the method comprises: a step of allowing the compound as shown in formula (Ia) and an acid to form a salt, wherein the acid is selected from maleic acid, fumaric acid, halogen acid (preferably hydrobromic acid and hydrochloric acid), sulfuric acid, phosphoric acid, L-tartaric acid, citric acid, L-malic acid, hippuric acid, D-glucuronic acid, glycolic acid, mucic acid, succinic acid, lactic acid, orotic acid, pamoic acid, glycine, alanine, arginine, cinnamic acid, benzoic acid, benzenesulfonic acid, p-toluenesulfonic acid, acetic acid, propionic acid, valeric acid, triphenylacetic acid, L-proline, ferulic acid, 2-hydroxyethanesulfonic acid, mandelic acid, nitric acid, methanesulfonic acid, malonic acid, gentisic acid, salicylic acid, oxalic acid or glutaric acid.


In some embodiments of the method for preparing the maleate of the compound as shown in formula (I) of the present invention, the method comprises: allowing the compound as shown in formula (Ia) and maleic acid to form a salt, and preparing a compound as shown in formula (II).


The present invention further provides a method for preparing a crystal form of a compound as shown in formula (Ia), (Ib) or (II), wherein the method comprises a step of preparing the compound as shown in formula (II), (Ia) or (Ib) in any crystal form or the compound as shown in formula (II), (Ia) or (Ib) in an amorphous form by means of recrystallization or slurrying, wherein a solvent for the recrystallization or slurrying is selected from one of or a mixed solvent of two or more of a C2-6 ester solvent, a C2-6 ether solvent, a C1-6 alcohol solvent, a C1-6 nitrile solvent, an alkane solvent and water. The solvent for the recrystallization or slurrying is preferably one of or a mixed solvent of two or more of ethyl acetate, isopropyl acetate, n-heptane, acetonitrile, tetrahydrofuran, trifluoroethanol, methanol, ethanol and water.


In some embodiments of the method for preparing the crystal form of the compound as shown in formula (Ia), (Ib) or (II) of the present invention, the recrystallization or slurrying is performed at a temperature of 4° C. to 100° C., preferably room temperature to 90° C., more preferably 40° C. to 90° C.


In some embodiments of the method for preparing the crystal form I of the compound as shown in formula (II) of the present invention, the method comprises steps of mixing the compound as shown in formula (II) with a suitable solvent to form a suspension, heating, stirring and slurrying the mixture, leaving the resulting product to stand for crystallization, and performing filtering and separation, wherein the solvent is preferably ethanol, and the slurrying is performed at a temperature of preferably 90° C.


In some embodiments of the method for preparing the crystal form III of the compound as shown in formula (Ia) of the present invention, the method comprises steps of mixing the compound as shown in formula (Ia) in an amorphous form with a suitable solvent, heating, stirring and slurrying the mixture, and performing filtering and separation, wherein the solvent is preferably an acetonitrile/water mixed solvent, and the slurrying is performed at a temperature of preferably 40° C.


In another aspect, the present invention further provides a pharmaceutical composition, wherein the pharmaceutical composition contains a therapeutically effective amount of the compound or the crystal according to any one of the present invention as described above, and a pharmaceutically acceptable excipient.


In yet another aspect, the present invention further provides use of the pharmaceutical salt of the compound as shown in formula (I) or the crystals of the compounds as shown in formula (Ia), (Ib) and (II) and the pharmaceutical composition in the preparation of a drug for treating and/or preventing tumor.


In yet another aspect, the present invention further provides a method for treating and/or preventing tumor. The method comprises administering a therapeutically effective amount of the pharmaceutical salt of the compound as shown in formula (I) or the crystals of the compounds as shown in formula (Ia), (Ib) and (II) and the pharmaceutical composition.


It can be understood that the expression “preferably, . . . has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at . . . 2θ” or “more preferably, . . . has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at . . . 2θ” and other similar expressions of the present invention means that in addition to comprising characteristic diffraction peaks at 2θ positions described above, the X-ray powder diffraction pattern further comprises characteristic diffraction peaks at “2θ positions described below”.


Other patterns substantially the same as the X-ray powder diffraction pattern, DSC pattern or TGA pattern disclosed in the present invention also fall within the scope of the present invention.


Unless stated to the contrary, the terms used in the description and claims have the following meanings.


The “therapeutically effective amount” means an amount that causes a physiological or medical response in a tissue, system or subject and is a desirable amount, including the amount of a compound that is, when administered to a subject to be treated, sufficient to prevent occurrence of one or more symptoms of the disease or condition to be treated or to reduce the symptom(s) to a certain degree.


The “IC50” refers to the half maximal inhibitory concentration, i.e., a concentration where half of the maximum inhibitory effect is achieved.


The “ether solvent” of the present invention refers to a chain compound or a cyclic compound containing an ether bond —O— and having 1 to 10 carbon atoms, and the specific examples thereof include, but are not limited to: tetrahydrofuran, diethyl ether, propylene glycol methyl ether, methyl tert-butyl ether, isopropyl ether or 1,4-dioxane.


The “alcohol solvent” of the present invention refers to a group derived from “C1-6 alkyl” on which one or more hydrogen atoms are substituted with one or more “hydroxyl groups”, wherein the “hydroxyl group” and “C1-6 alkyl” are as defined above, and the specific examples thereof include, but are not limited to: methanol, ethanol, isopropanol, n-propanol, isopentanol or trifluoroethanol.


The “ester solvent” of the present invention refers to a combination of a lower organic acid containing 1-4 carbon atoms and a lower alcohol containing 1-6 carbon atoms, and the specific examples thereof include, but are not limited to: ethyl acetate, isopropyl acetate or butyl acetate.


The “ketone solvent” of the present invention refers to a compound in which a carbonyl group (—C(O)—) is connected to two hydrocarbon groups. According to the difference of hydrocarbon groups in molecules, ketones can be divided into aliphatic ketone, alicyclic ketone, aromatic ketone, saturated ketone and unsaturated ketone, and the specific examples thereof include, but are not limited to: acetone, acetophenone and 4-methyl-2-pentanone.


The “nitrile solvent” of the present invention refers to a group derived from “C1-6 alkyl” on which one or more hydrogen atoms are substituted with one or more “cyano groups”, wherein the “cyano group” and “C1-6 alkyl” are as defined above, and the specific examples thereof include, but are not limited to: acetonitrile or propionitrile.


The “halogenated hydrocarbon solvent” of the present invention refers to a group derived from “C1-6 alkyl” on which one or more hydrogen atoms are substituted with one or more “halogen atoms”, wherein the “halogen atom” and “C1-6 alkyl” are as defined above, and the specific examples thereof include, but are not limited to: dichloromethane, 1,2-dichloroethane, chloroform or carbon tetrachloride.


As used in the present invention, “the crystal of the present invention”, “the crystal form of the present invention”, “the polymorph of the present invention” and the like can be used interchangeably.


The “room temperature” of the present invention generally refers to 4° C. to 30° C., preferably 20° C.±5° C.


The structure of the crystal form of the present invention can be analyzed by using various analytical techniques known to those skilled in the art, including but not limited to X-ray powder diffraction (XRD), differential scanning calorimetry (DSC) and/or thermogravimetric analysis (TGA). Thermogravimetric analysis (TGA) is also called as thermogravimetry (TG).


The X-ray powder diffractometer (XRD) used in the present invention is Bruker D8 Advance diffractometer, using Ka radiation (40 Kv, 40 mA) with a copper target wavelength of 1.54 Å, a 0-2θ goniometer, a Mo monochromator, and an Lynxeye detector, using Al2O3 as a calibration material, Diffrac Plus XRD Commander as an acquisition software, and MDI Jade 6 as an analysis software; the method parameters involve: a non-reflective sample plate at 24.6 mm diameter×1.0 mm thickness, manufactured by MTI corporation; a variable-temperature hot stage, manufactured by Shanghai Weitu Instrument Technology Development Co., Ltd., using a copper plate as a sample plate; a detection angle of 3-40° 2θ/3-30° 2θ (hot-stage XRPD); and a step length of 0.02° 2θ.


The differential scanning calorimeter (DSC) used in the present invention is TA Instruments Q200 DSC or DSC 3, operated under nitrogen protection with a gas flow rate of 50 mL/min.


The thermogravimetric analyzer (TGA) used in the present invention is TA Instruments Q500 TGA or TGA/DSC 3+, operated under nitrogen protection with a gas flow rate of 40 m/min or 50 m/min.


The “2θ or 2θ angle” of the present invention refers to a diffraction angle, wherein 0 is the Bragg angle in the unit of ° or degree, and the error range of the 2θ can be ±0.3, ±0.2 or ±0.1.


It can be understood that the numerical values described and claimed in the present invention are approximate values. Changes in values may be attributed to device calibration, device errors, crystal purity, crystal size, sample size and other factors.


It can be understood that the crystal forms of the present invention are not limited to the characteristic patterns such as XRD, DSC and TGA which are completely identical to those described in the drawings disclosed in the present invention, and any crystal form having a characteristic pattern which is essentially or substantially the same as those described in the drawings falls within the scope of the present invention.


It can be understood that, as is well known in the field of differential scanning calorimetry (DSC), a melting peak height of a DSC curve depends on many factors related to sample preparation and geometric shapes of instruments, and a peak position is relatively insensitive to experiment details. Therefore, in some embodiments, the crystallized compounds of the present invention are characterized in that DSC patterns comprising characteristic peak positions have substantially the same properties as the DSC patterns provided in the drawings of the present invention, with an error tolerance of ±3° C.


The crystal forms disclosed in the present invention can be prepared by the following common methods for preparing crystal forms:

    • 1. a volatilization experiment, in which a clear solution of a sample is exposed to an atmosphere at various temperatures until the solvent is volatilized and removed;
    • 2. a crystal slurrying experiment, in which a supersaturated solution of a sample (containing an undissolved solid) is stirred in different solvent systems at a certain temperature;
    • 3. an anti-solvent experiment, in which a sample is dissolved in a good solvent, an anti-solvent is added to precipitate a solid, followed by brief stirring and immediate filtration;
    • 4. a cooling crystallization experiment, in which a certain amount of samples is dissolved in a corresponding solvent at a high temperature, and the mixture is directly stirred at room temperature or a low temperature for crystallization;
    • 5. a polymer template experiment, in which various polymer materials are added to a clear solution of a sample, and the resulting solution is exposed to an atmosphere at room temperature until the solvent is volatilized and removed;
    • 6. a thermal method experiment, in which a sample is treated according to a certain thermal method under crystallization conditions and cooled to room temperature; and
    • 7. a water vapor diffusion experiment, in which a sample is left in a certain humidity environment at room temperature.





BRIEF DESCRIPTION OF THE DRAWINGS


FIG. 1 is an XRD pattern of an amorphous form of compound 1.



FIG. 2 is a DSC pattern of an amorphous form of compound 1.



FIG. 3 is a TGA pattern of an amorphous form of compound 1.



FIG. 4 is an XRD pattern of a crystal form I of compound 1.



FIG. 5 is a DSC pattern of a crystal form I of compound 1.



FIG. 6 is a TGA pattern of a crystal form I of compound 1.



FIG. 7 is an XRD pattern of a crystal form II of compound 1.



FIG. 8 is a DSC pattern of a crystal form II of compound 1.



FIG. 9 is a TGA pattern of a crystal form II of compound 1.



FIG. 10 is an XRD pattern of a crystal form III of compound 1.



FIG. 11 is a DSC pattern of a crystal form III of compound 1.



FIG. 12 is a TGA pattern of a crystal form III of compound 1.



FIG. 13-1 is an XRD pattern of a crystal form I of compound 2.



FIG. 13-2 is an XRD pattern of a crystal form I of compound 2.



FIG. 14 is a DSC pattern of a crystal form I of compound 2.



FIG. 15 is a TGA pattern of a crystal form I of compound 2.



FIG. 16-1 is an XRD pattern of a crystal form II of compound 2.



FIG. 16-2 is an XRD pattern of a crystal form II of compound 2.



FIG. 17 is a DSC pattern of a crystal form II of compound 2.



FIG. 18 is a TGA pattern of a crystal form II of compound 2.



FIG. 19-1 is an XRD pattern of a crystal form III of compound 2.



FIG. 19-2 is an XRD pattern of a crystal form III of compound 2.



FIG. 20 is a DSC pattern of a crystal form III of compound 2.



FIG. 21 is a TGA pattern of a crystal form III of compound 2.



FIG. 22-1 is an XRD pattern of a crystal form IV of compound 2.



FIG. 22-2 is an XRD pattern of a crystal form IV of compound 2.



FIG. 23 is a DSC pattern of a crystal form IV of compound 2.



FIG. 24 is a TGA pattern of a crystal form IV of compound 2.



FIG. 25 is an XRD pattern of an amorphous form of compound 2.



FIG. 26 is a DSC pattern of an amorphous form of compound 2.



FIG. 27 is a TGA pattern of an amorphous form of compound 2.



FIG. 28 is an XRD pattern of a crystal form I of compound 3.



FIG. 29 is a DSC pattern of a crystal form I of compound 3.



FIG. 30 is a TGA pattern of a crystal form I of compound 3.



FIG. 31 is an XRD pattern of an amorphous form of compound 3.



FIG. 32 is a DSC pattern of an amorphous form of compound 3.



FIG. 33 is a TGA pattern of an amorphous form of compound 3.



FIG. 34 is an XRD pattern of a crystal form II of compound 3.



FIG. 35 is a DSC pattern of a crystal form II of compound 3.



FIG. 36 is a TGA pattern of a crystal form II of compound 3.





DETAILED DESCRIPTION OF EMBODIMENTS

The implementation process and beneficial effects of the present invention are described in detail below through specific examples, which are intended to help readers better understand the essence and characteristics of the present invention, and are not intended to limit the scope of implementation of the present invention.


Example 1: Preparation of Compound 1
5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (Compound 1, Also Known as a Compound as Shown in Formula (Ia))



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Step 1
tert-butyl 3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidine-1-carboxylate (1b)



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3-(4-phenoxyphenyl)-1-(piperidin-4-yl)-1H-pyrazolo[3,4-d]pyrimidin-4-amine (1a) (see J. Med. Chem. 2015, 58, 9625-9638 for a synthetic method) (11.0 g, 28.5 mmol) was dissolved in 100 mL of 1,2-dichloroethane. Tert-butyl 3-oxoazetidine-1-carboxylate (9.74 g, 56.9 mmol) and glacial acetic acid (3.42 g, 57.0 mmol) were sequentially added. Upon completion of the addition, the reaction was carried out at 65° C. for 3 h. The reaction liquid was cooled to room temperature. Sodium triacetoxyborohydride (12.1 g, 57.1 mmol) was added. Upon completion of the addition, the reaction was carried out at room temperature overnight. The pH was adjusted to 9-10 by dropwise adding a saturated sodium bicarbonate solution to the reaction liquid. The resulting solution was concentrated under reduced pressure, and then the crude product was separated and purified by silica gel column chromatography (dichloromethane/methanol (v/v)=100:0 to 19:1) to obtain tert-butyl 3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidine-1-carboxylate (1b) (7.20 g, yield: 47%).


LCMS m/z=542.3 [M+1]+


Step 2
1-[1-(azetidin-3-yl)-4-piperidyl]-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-4-amine (1c)



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Tert-butyl 3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidine-1-carboxylate (1b) (7.20 g, 13.3 mmol) was dissolved in 15 mL of dichloromethane. 50 mL of 4 N ethyl acetate hydrochloride solution and 10 mL of anhydrous methanol were added. The resulting mixture was stirred at room temperature for 2 h. The reaction liquid was concentrated under reduced pressure, and then 20 mL of dichloromethane was added to the residue. The pH was adjusted to 9-10 by using a saturated sodium bicarbonate solution. Liquid separation was performed. The aqueous layer was extracted (100 mL×3) with methanol/dichloromethane (v/v=1:10), and the organic layers were combined, dried over anhydrous sodium sulfate and concentrated under reduced pressure to obtain 1-[1-(azetidin-3-yl)-4-piperidyl]-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-4-amine (1c) (5.80 g, yield: 99%).


LCMS m/z=442.2 [M+1]+


Step 3
tert-butyl 3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidine-1-carboxylate (1d)



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1-[1-(azetidin-3-yl)-4-piperidyl]-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-4-amine (1c) (5.80 g, 13.1 mmol) was dissolved in 25 mL of 1,2-dichloroethane. Tert-butyl 3-oxoazetidine-1-carboxylate (4.50 g, 26.3 mmol) and glacial acetic acid (1.58 g, 26.3 mmol) were sequentially added. Upon completion of the addition, the reaction was carried out at 65° C. for 3 h. The reaction liquid was cooled to room temperature. Sodium triacetoxyborohydride (5.57 g, 26.3 mmol) was added. Upon completion of the addition, the reaction was carried out at room temperature overnight. The pH was adjusted to 9-10 by dropwise adding a saturated sodium bicarbonate solution to the reaction liquid. The resulting solution was concentrated under reduced pressure, and then the crude product was separated and purified by silica gel column chromatography (dichloromethane/methanol (v/v)=100:0 to 19:1) to obtain tert-butyl 3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidine-1-carboxylate (1d) (3.60 g, yield: 46%).


LCMS m/z=597.3 [M+1]+


Step 4
1-[1-[1-(azetidin-3-yl)azetidin-3-yl]-4-piperidyl]-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-4-amine (1e)



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Tert-butyl 3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidine-1-carboxylate (1d) (3.60 g, 6.03 mmol) was dissolved in 5 mL of dichloromethane. 5 mL of trifluoroacetic acid was added. The resulting mixture was stirred at room temperature for 2 h. The reaction liquid was concentrated under reduced pressure, and then 20 mL of dichloromethane was added to the residue. The pH was adjusted to 9-10 by using a saturated sodium bicarbonate solution. Liquid separation was performed. The aqueous layer was extracted with 100 mL of dichloromethane, and the organic layers were combined, dried over anhydrous sodium sulfate and concentrated under reduced pressure to obtain 1-[1-[1-(azetidin-3-yl)azetidin-3-yl]-4-piperidyl]-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-4-amine (1e) as a crude product (3.0 g).


LCMS m/z=497.3 [M+1]+


Step 5
5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (Compound 1)



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The above crude product of 1-[1-[1-(azetidin-3-yl)azetidin-3-yl]-4-piperidyl]-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-4-amine (1e) (3.00 g) was dissolved in 15 mL of dimethylsulfoxide. 2-(2,6-dioxopiperidin-3-yl)-5-fluoroisoindoline-1,3-dione (see WO 2017197056 for a synthetic method) (2.00 g, 7.25 mmol) and diisopropylethylamine (3.90 g, 30.2 mmol) were sequentially added. Upon completion of the addition, the reaction was carried out at 90° C. for 2 h. The reaction liquid was cooled to room temperature, and 10 mL of water was slowly added dropwise. Filtration was performed. The filter cake was dissolved in 50 mL of dichloromethane, and then washed with 15 mL of saturated sodium chloride solution. Liquid separation was performed. The organic layers were dried over anhydrous sodium sulfate and concentrated under reduced pressure, and then the crude product was separated and purified by silica gel column chromatography (dichloromethane/methanol (v/v)=100:0 to 19:1), and the purified product solution obtained by column chromatography was directly concentrated under reduced pressure to obtain 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (compound 1) (2.90 g, the two-step yield calculated from compound Id: 64%),


which is an amorphous form (yellow solid) of compound 1 as analyzed by XRD, DSC and TGA. Reference was made to FIGS. 1, 2 and 3.



1H NMR (400 MHz, CDCl3) δ 9.99 (s, 1H), 8.39 (s, 1H), 7.72-7.57 (m, 3H), 7.45-7.32 (m, 2H), 7.21-7.11 (m, 3H), 7.10-7.04 (m, 2H), 6.78 (d, 1H), 6.52 (dd, 1H), 5.81 (brs, 2H), 4.92 (dd, 1H), 4.87-4.71 (m, 1H), 4.08-3.99 (m, 2H), 3.94-3.83 (m, 2H), 3.76-3.65 (m, 1H), 3.64-3.49 (m, 2H), 3.20-3.04 (m, 3H), 3.00-2.64 (m, 5H), 2.52-2.34 (m, 2H), 2.18-1.89 (m, 5H).


LCMS m/z=377.3 [M/2+1]+


Example 2: Preparation of Crystal Form I of Compound 1

8 mL of ethyl acetate was added to the amorphous form (40 mg) of compound 1 prepared in example 1 to obtain a clear solution. The solution was exposed to an atmosphere at 40° C. and volatilized to obtain a crystal form I (yellow solid) of compound 1. The crystal form I of compound 1 was characterized by XRD, DSC and TGA. Reference was made to FIGS. 4, 5 and 6.


Example 3: Preparation of Crystal Form II of Compound 1

6 mL of ethanol was added to the amorphous form (200 mg) of compound 1 prepared in example 1. Crystal slurrying was performed at room temperature for 3 days. Centrifugation was performed, and then the solid was dried under vacuum overnight at room temperature to obtain a crystal form II (yellow solid) of compound 1. The crystal form II of compound 1 was characterized by XRD, DSC and TGA. Reference was made to FIGS. 7, 8 and 9.


Example 4: Preparation of Crystal Form III of Compound 1

6 mL of acetonitrile and 6 mL of water were added to the amorphous form (400 mg) of compound 1 prepared in example 1. The resulting solution was stirred at 40° C. for 72 h, and suction filtration was performed. The filter cake was collected and dried under vacuum overnight at 40° C. to obtain a crystal form III (yellow solid) of compound 1. The crystal form III of compound 1 was characterized by XRD, DSC and TGA. Reference was made to FIGS. 10, 11 and 12.


Example 5: Preparation of Compound 2
5-(3-(4-(4-amino-3-(4-phenoxyphenyl)-1H-pyrazolo[3,4-d]pyrimidin-1-yl)-[1,4′-bipiperidin]-1′-yl)azetidin-1-yl)-2-(2,6-dioxopiperidin-3-yl)isoindoline-1,3-dione (Compound 2, which Also Known as a Compound as Shown in Formula (Ib))



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Step 1
tert-butyl 4-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]piperidine-1-carboxylate (2a)



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3-(4-phenoxyphenyl)-1-(piperidin-4-yl)-1H-pyrazolo[3,4-d]pyrimidin-4-amine (1a) (see J. Med. Chem. 2015, 58, 9625-9638 for a synthetic method) (10.42 g, 26.97 mmol) was dissolved in 200 mL of 1,2-dichloroethane. Tert-butyl 4-oxopiperidine-1-carboxylate (13.43 g, 67.42 mmol) and glacial acetic acid (4.2 g, 67.42 mmol) were sequentially added. The resulting solution was heated to 65° C., stirred for 2 h and cooled to room temperature, and sodium triacetoxyborohydride (34.29 g, 161.79 mmol) was added. The reaction was carried out under stirring at room temperature for 16 h. After TLC showed the reaction was completed, the reaction liquid was left to stand. 50 mL of 2 M aqueous solution of sodium hydroxide was added. The pH was adjusted to 8-9 by using a saturated sodium bicarbonate solution. The resulting mixture was allowed to stand for layer separation. The aqueous phase was extracted with dichloromethane (200 mL×3), and the organic phases were combined, washed once with a saturated brine (300 mL), dried over anhydrous sodium sulfate, filtered and concentrated under reduced pressure to obtain a crude product. The crude product was purified by column chromatography (200-300 mesh silica gel, dichloromethane/methanol (v/v)=100/1 to 15/1) to obtain tert-butyl 4-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]piperidine-1-carboxylate (2a) (10.72 g, yield: 70%).


Step 2
3-(4-phenoxyphenyl)-1-[1-(4-piperidyl)-4-piperidyl]pyrazolo[3,4-d]pyrimidin-4-amine (2b)



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Tert-butyl 4-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]piperidine-1-carboxylate (2a) (45 g, 92.48 mmol) was added to a reaction flask. 410 mL of dichloromethane was added and dissolved under stirring, and then 80 mL of trifluoroacetic acid was added. The reaction was carried out under stirring at room temperature overnight. After the reaction was completed, the reaction liquid was concentrated under reduced pressure to obtain an oil. 500 mL of dichloromethane was added. The pH was adjusted to 10 by slowly adding a 2 mol/L sodium hydroxide solution dropwise under stirring. Liquid separation was performed. The aqueous phase was extracted with dichloromethane (400 mL×3), and the organic phases were combined. The organic layer was washed with a 15% aqueous solution of sodium chloride (500 mL), dried over anhydrous sodium sulfate, filtered and concentrated under reduced pressure to obtain 3-(4-phenoxyphenyl)-1-[1-(4-piperidyl)-4-piperidyl]pyrazolo[3,4-d]pyrimidin-4-amine (2b) (29.3 g, yield: 82%).


Step 3
tert-butyl 3-(4-(4-amino-3-(4-phenoxyphenyl)-1H-pyrazolo[3,4-d]pyrimidin-1-yl)-[1,4′-bipiperidin]-1′-yl)azetidine-1-carboxylate (2c)



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3-(4-phenoxyphenyl)-1-[1-(4-piperidyl)-4-piperidyl]pyrazolo[3,4-d]pyrimidin-4-amine (2b) (29.3 g, 0.076 mol) was added to 1,2-dichloroethane (0.5 L). 1-Boc-3-azetidinone (37.7 g, 0.189 mol), acetic acid (11.4 g, 0.189 mol) and anhydrous sodium sulfate (30 g) were sequentially added. Upon completion of the addition, sodium triacetoxyborohydride (96.3 g, 0.45 mol) was slowly added. The reaction was carried out under stirring at room temperature for 2 h. The reaction liquid was poured into a 2 L plastic beaker. Ice was added, and the pH was adjusted to 12-13 by using a 2 M aqueous solution of sodium hydroxide. The resulting mixture was allowed to stand for layer separation. The aqueous phase was extracted with dichloromethane (400 mL×3), and the organic phases were combined, washed with a saturated brine (600 mL), dried over anhydrous sodium sulfate, filtered and concentrated under reduced pressure to obtain a crude product. The crude product was purified by column chromatography (200-300 mesh silica gel, dichloromethane/methanol (v/v)=100/0 to 12/1) to obtain tert-butyl 3-(4-(4-amino-3-(4-phenoxyphenyl)-1H-pyrazolo[3,4-d]pyrimidin-1-yl)-[1,4′-bipiperidin]-1′-yl)azetidine-1-carboxylate (2c) (35 g, yield: 81%).


Step 4
1-(1′-(azetidin-3-yl)-[1,4′-bipiperidin]-4-yl)-3-(4-phenoxyphenyl)-1H-pyrazolo[3,4-d]pyrimidin-4-amine (2d)



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Tert-butyl 3-(4-(4-amino-3-(4-phenoxyphenyl)-1H-pyrazolo[3,4-d]pyrimidin-1-yl)-[1,4′-bipiperidin]-1′-yl)azetidine-1-carboxylate (2c) (25 g, 0.04 mmol) was added to a reaction flask. 125 mL of dichloromethane was added, and 50 mL of trifluoroacetic acid was slowly added dropwise. Upon completion of the addition, the reaction was carried out under stirring at room temperature for 2 h. After the reaction was completed, the reaction liquid was concentrated under reduced pressure to obtain an oil. 200 mL of methyl tert-butyl ether was added under stirring, with a white solid gradually precipitated. Stirring was performed for crystallization at room temperature for 1 h. The resulting product was filtered and concentrated under reduced pressure to obtain 1-(1′-(azetidin-3-yl)-[1,4′-bipiperidin]-4-yl)-3-(4-phenoxyphenyl)-1H-pyrazolo[3,4-d]pyrimidin-4-amine trifluoroacetate (2d) (50 g, yield: 99%).


Step 5
5-(3-(4-(4-amino-3-(4-phenoxyphenyl)-1H-pyrazolo[3,4-d]pyrimidin-1-yl)-[1,4′-bipiperidin]-1′-yl)azetidin-1-yl)-2-(2,6-dioxopiperidin-3-yl)isoindoline-1,3-dione (Compound 2)



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2-(2,6-dioxopiperidin-3-yl)-5-fluoroisoindoline-1,3-dione (see WO 2017197056 for a synthetic method) (10.3 g, 0.037 mmol), N,N′-diisopropylethylamine (40 g, 0.31 mmol) and dimethylsulfoxide (0.2 L) were sequentially added to 1-(1′-(azetidin-3-yl)-[1,4′-bipiperidin]-4-yl)-3-(4-phenoxyphenyl)-1H-pyrazolo[3,4-d]pyrimidin-4-amine trifluoroacetate (2d) (48 g, 0.031 mmol). The reaction was carried out under stirring at 120° C. for 3 h. The reaction liquid was cooled to room temperature with ice water, and water (0.2 L) was added to the reaction liquid under stirring, with a large amount of solids precipitated. The resulting mixture was continuously stirred for 30 min, filtered and dried with suction. The filter cake was dissolved in 0.5 L of dichloromethane under stirring, washed with concentrated ammonia water (200 mL×3), dried over anhydrous sodium sulfate and filtered. The filtrate was concentrated under reduced pressure, and the residue was separated and purified by silica gel column chromatography (dichloromethane/methanol (v/v)=100/0 to 94/6) to collect the product. Ethyl acetate (0.28 L) was added to the above product obtained by column chromatography. The resulting mixture was slurried under stirring for 20 h and filtered. The filter cake was dried under vacuum at 45° C. for 92 h to obtain 5-(3-(4-(4-amino-3-(4-phenoxyphenyl)-1H-pyrazolo[3,4-d]pyrimidin-1-yl)-[1,4′-bipiperidin]-1′-yl)azetidin-1-yl)-2-(2,6-dioxopiperidin-3-yl)isoindoline-1,3-dione (compound 2) (17 g, yield: 72%),


which is a crystal form I (yellow solid) of compound 2 as analyzed by XRD, DSC and TGA. Reference was made to FIGS. 13-1, 13-2, 14 and 15.



1H NMR (400 MHz, CDCl3) δ 10.22 (brs, 1H), 8.39 (s, 1H), 7.67-7.60 (m, 3H), 7.42-7.34 (m, 2H), 7.19-7.10 (m, 3H), 7.10-7.04 (m, 2H), 6.78 (d, 1H), 6.51 (dd, 1H), 5.89 (brs, 2H), 4.96-4.88 (m, 1H), 4.83-4.70 (m, 1H), 4.14-4.04 (m, 2H), 3.92-3.84 (m, 2H), 3.39-3.30 (m, 1H), 3.18-3.04 (m, 2H), 3.00-2.91 (m, 2H), 2.90-2.65 (m, 3H), 2.56-2.32 (m, 5H), 2.16-2.01 (m, 3H), 2.01-1.84 (m, 4H), 1.73-1.59 (m, 2H).


LC-MS m/z=781.4 [M+1]+.


Example 6: Preparation of Crystal Form II of Compound 2

2.8 mL of tetrahydrofuran and 1.4 mL of water were added to the crystal form I (210 mg) of compound 2. The resulting mixture was heated and stirred at 60° C. to obtain a clear solution. The solution was stirred at 4° C. overnight, with a solid precipitated. Suction filtration was performed under reduced pressure. The resulting product was dried under vacuum at room temperature for about 3 h to obtain a crystal form II (yellow solid) of compound 2. The crystal form II of compound 2 was characterized by XRD, DSC and TGA. Reference was made to FIGS. 16-1, 16-2, 17 and 18.


Example 7: Preparation of Crystal Form III of Compound 2

14 mL of water and 1.4 mL of tetrahydrofuran were added to the crystal form I (210 mg) of compound 2. Crystal slurrying was performed at 4° C. for 3 days. The resulting product was filtered with suction to dryness under reduced pressure to obtain a crystal form III (yellow solid) of compound 2. The crystal form III of compound 2 was characterized by XRD, DSC and TGA. Reference was made to FIGS. 19-1, 19-2, 20 and 21.


Example 8: Preparation of Crystal Form IV of Compound 2

1 mL of isopropyl acetate and 1 mL of n-heptane were added to the crystal form I (30 mg) of compound 2. Crystal slurrying was performed at room temperature for 3 days. Centrifugation was performed, and then the sample was dried under vacuum at room temperature for about 5 h to obtain a crystal form IV (yellow solid) of compound 2. The crystal form IV of compound 2 was characterized by XRD, DSC and TGA. Reference was made to FIGS. 22-1, 22-2, 23 and 24.


Example 9: Preparation of Amorphous Form of Compound 2

5 mL of dichloromethane was added to the crystal form I (400 mg) of compound 2. The resulting mixture was heated to obtain a clear solution. Filtration was performed. The filtrate was concentrated to dryness under reduced pressure at 40° C. to obtain an amorphous form (yellow solid) of compound 2. The amorphous form of compound 2 was characterized by XRD, DSC and TGA. Reference was made to FIGS. 25, 26 and 27.


Example 10: Preparation of Compound 3
5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione dimaleate (Compound 3, Also Known as a Compound as Shown in Formula (II))



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Dichloromethane (10 mL) was added to 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (compound 1) (1.0 g, 1.33 mmol). The mixture was stirred at room temperature until a clear solution was obtained. A solution of maleic acid (0.309 g, 2.66 mmol) in methanol (1 mL) was added dropwise, during which a solid was gradually precipitated. The resulting mixture was continuously stirred at room temperature for 3 h, and then suction filtration was performed under reduced pressure. The filter cake was washed with 10 mL of dichloromethane, collected and then concentrated under reduced pressure at 40° C. to remove the residual solvent, so as to obtain 0.96 g of a crude product. 20 mL of ethanol was added to the above crude product. The resulting mixture was heated at 90° C. and slurried under stirring for 0.5 h. The suspension was cooled to room temperature for crystallization for 2 h. Suction filtration was performed under reduced pressure. The filter cake was washed with 10 mL of ethanol, collected and then concentrated under reduced pressure at 40° C. to remove the residual solvent, so as to obtain 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)]pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione dimaleate (compound 3) (0.62 g, yield: 47%), which is a crystal form I (yellow solid) of compound 3 as analyzed by XRD, DSC and TGA. Reference was made to FIGS. 28, 29 and 30.



1H NMR (400 MHz, DMSO-d6) δ 11.06 (s, 1H), 8.27 (s, 1H), 7.72-7.63 (m, 3H), 7.48-7.41 (m, 2H), 7.24-7.09 (m, 5H), 6.86 (d, 1H), 6.72 (dd, 1H), 6.15 (s, 4H), 5.06 (dd, 1H), 5.01-4.86 (m, 1H), 4.24-4.12 (m, 2H), 4.11-3.93 (m, 3H), 3.92-3.79 (m, 2H), 3.77-3.59 (m, 3H), 3.37-3.22 (m, 2H), 2.98-2.68 (m, 3H), 2.65-2.51 (m, 2H), 2.46-2.31 (m, 2H), 2.18-2.06 (m, 2H), 2.06-1.96 (m, 1H).


Example 11: Preparation of Amorphous Form of Compound 3

50 mL of trifluoroethanol and 50 mL of dichloromethane were sequentially added to compound 3 (300 mg) (crystal form I) to obtain a clear solution. The solution was concentrated to dryness under reduced pressure at 40° C. to obtain an amorphous form (yellow solid) of compound 3, which is an amorphous form of compound 3 as analyzed by XRD, DSC and TGA. Reference was made to FIGS. 31, 32 and 33.


Example 12: Preparation of Crystal Form II of Compound 3

6.0 mL of methanol and 4.0 mL of water were added to compound 3 (150 mg) (crystal form I). The resulting mixture was placed in a water bath at 70° C. to obtain a clear solution. The solution was stirred at 4° C. overnight, with a solid precipitated. Suction filtration was performed under reduced pressure. The resulting product was dried under vacuum at room temperature overnight to obtain a crystal form II (yellow solid) of compound 3,


which is a crystal form II of compound 3 as analyzed by XRD, DSC and TGA. Reference was made to FIGS. 34, 35 and 36.


Example 13
5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione L-malate (Compound 4)



embedded image


Dichloromethane (8 mL) was added to 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (compound 1) (0.40 g, 0.531 mmol). The mixture was stirred at room temperature until a clear solution was obtained. A solution of L-malic acid (0.28 g, 2.09 mmol) in methanol (0.5 mL) was added dropwise, during which a viscous solid was gradually precipitated. The resulting mixture was continuously stirred at room temperature for 2 h, and then concentrated under reduced pressure at 40° C. Ethanol (10 mL) was added to the residue. The resulting mixture was heated to 90° C., stirred for 1 h, then cooled to room temperature and stirred for 2 h. Suction filtration was performed. The filter cake was dried under vacuum at 50° C. for 18 h to obtain 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione L-malate (compound 4) (yellow solid) (0.41 g, yield: 81%).



1H NMR (400 MHz, DMSO-d6) δ 11.05 (s, 1H), 8.24 (s, 1H), 7.70-7.61 (m, 3H), 7.48-7.40 (m, 2H), 7.23-7.08 (m, 5H), 6.80 (d, 1H), 6.67 (dd, 1H), 5.05 (dd, 1H), 4.77-4.64 (m, 1H), 4.21 (dd, 1.5H), 4.11-4.02 (m, 2H), 3.88-3.80 (m, 2H), 3.76-3.66 (m, 1H), 3.55-3.46 (m, 2H), 3.16-3.04 (m, 3H), 3.00-2.80 (m, 3H), 2.65-2.52 (m, 3H), 2.49-2.38 (m, 2H), 2.31-2.07 (m, 4H), 2.06-1.89 (m, 3H).


Example 14
5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione citrate (Compound 5)



embedded image


Dichloromethane (8 mL) was added to 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (compound 1) (0.40 g, 0.531 mmol). The mixture was stirred at room temperature until a clear solution was obtained. A solution of citric acid monohydrate (0.45 g, 2.14 mmol) in methanol (0.7 mL) was added dropwise, during which a viscous solid was gradually precipitated. The resulting mixture was continuously stirred at room temperature for 2 h, and then concentrated under reduced pressure at 40° C. Ethanol (10 mL) was added to the residue. The resulting mixture was heated to 90° C., stirred for 1 h, then cooled to room temperature and stirred for 2 h. Suction filtration was performed. The filter cake was dried under vacuum at 50° C. for 18 h to obtain 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione citrate (compound 5) (yellow solid) (0.48 g, yield: 87%).



1H NMR (400 MHz, DMSO-d6) δ 11.06 (s, 1H), 8.25 (s, 1H), 7.70-7.63 (m, 3H), 7.48-7.40 (m, 2H), 7.23-7.09 (m, 5H), 6.82 (d, 1H), 6.68 (dd, 1H), 5.06 (dd, 1H), 4.83-4.71 (m, 1H), 4.15-4.04 (m, 2H), 3.91-3.74 (m, 3H), 3.64-3.53 (m, 2H), 3.33-3.20 (m, 3H), 3.09-2.96 (m, 2H), 2.94-2.82 (m, 1H), 2.79-2.53 (m, 8H), 2.40-2.20 (m, 4H), 2.07-1.91 (m, 3H).


Example 15
5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione fumarate (Compound 6)



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5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (compound 1) (0.500 g, 0.664 mmol) was dissolved in dichloromethane (5 mL). Anhydrous methanol (1.25 mL) and fumaric acid (0.616 g, 5.31 mmol) were sequentially added. The resulting mixture was stirred at room temperature for 7 h and then filtered. The filter cake was collected, and anhydrous ethanol (15 mL) was added to the filter cake. The resulting product was heated to 80° C., stirred for 2 h, cooled to room temperature and filtered. The filter cake was dried under vacuum at 50° C. for 16 h to obtain 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione fumarate (compound 6) (yellow solid) (0.400 g, yield: 69%).



1H NMR (400 MHz, DMSO-d6) δ 11.05 (s, 1H), 8.23 (s, 1H), 7.70-7.60 (m, 3H), 7.47-7.40 (m, 2H), 7.23-7.09 (m, 5H), 6.79 (d, 1H), 6.66 (dd, 1H), 6.62 (s, 2H), 5.05 (dd, 1H), 4.74-4.62 (m, 1H), 4.09-4.01 (m, 2H), 3.86-3.78 (m, 2H), 3.71-3.62 (m, 1H), 3.50-3.40 (m, 2H), 3.08-2.97 (m, 3H), 2.94-2.82 (m, 3H), 2.64-2.46 (m, 2H), 2.29-2.14 (m, 2H), 2.12-1.86 (m, 5H).


Example 16
5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione L-tartrate (Compound 7)



embedded image


5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (compound 1) (0.500 g, 0.664 mmol) was dissolved in dichloromethane (5 mL). Anhydrous methanol (0.75 ml) and L-tartaric acid (0.399 g, 2.66 mmol) were sequentially added. The resulting mixture was stirred at room temperature for 4 h and then filtered. The filter cake was collected, and anhydrous ethanol (15 mL) was added to the filter cake. The resulting product was heated to 80° C., stirred for 2 h, cooled to room temperature and filtered. The filter cake was dried under vacuum at 50° C. for 16 h to obtain 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione L-tartrate (compound 7) (yellow solid) (0.510 g, yield: 79%).



1H NMR (400 MHz, DMSO-d6) δ 11.06 (s, 1H), 8.24 (s, 1H), 7.70-7.61 (m, 3H), 7.48-7.40 (m, 2H), 7.23-7.09 (m, 5H), 6.80 (d, 1H), 6.67 (dd, 1H), 5.06 (dd, 1H), 4.78-4.65 (m, 1H), 4.28 (s, 3H), 4.11-4.02 (m, 2H), 3.88-3.79 (m, 2H), 3.76-3.66 (m, 1H), 3.56-3.40 (m, 2H), 3.18-3.04 (m, 3H), 2.98-2.80 (m, 3H), 2.65-2.46 (m, 2H), 2.35-1.87 (m, 7H).


Example 17
5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione salicylate (Compound 8)



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10 mL of an ethanol/water (v/v=4:1) mixed solvent was added to 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (compound 1) (0.400 g, 0.531 mmol). The mixture was heated to 80° C. until complete dissolution. Salicylic acid (0.293 g, 2.12 mmol) was added. The resulting mixture was continuously stirred at 80° C. until a clear solution was obtained. The solution was cooled to 60° C., stirred for 1 h, then cooled to room temperature and stirred for 2 h for crystallization. Suction filtration was performed. The filter cake was collected, and 10 mL of an ethanol/water (v/v=4/1) mixed solvent was added to the filter cake. The resulting product was heated to 80° C., stirred until the solid was dissolved, then cooled to room temperature and stirred for 2 h for crystallization. Filtration was performed. The filter cake was collected and dried under vacuum at 50° C. for 16 h to obtain 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione salicylate (compound 8) (yellow solid) (0.140 g, yield: 30%).



1H NMR (400 MHz, DMSO-d6) δ 11.05 (s, 1H), 8.24 (s, 1H), 7.78-7.59 (m, 4H), 7.48-7.40 (m, 2H), 7.39-7.31 (m, 1H), 7.24-7.08 (m, 5H), 6.85-6.74 (m, 3H), 6.65 (dd, 1H), 5.06 (dd, 1H), 4.87-4.73 (m, 1H), 4.15-4.04 (m, 2H), 3.95-3.77 (m, 3H), 3.70-3.58 (m, 2H), 3.41-3.28 (m, 3H), 3.14-3.01 (m, 2H), 2.95-2.81 (m, 1H), 2.65-2.46 (m, 2H), 2.45-2.22 (m, 4H), 2.07-1.94 (m, 3H).


Example 18
5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione oxalate (Compound 9)

5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione (compound 1) (0.500 g, 0.664 mmol) was dissolved in dichloromethane (10 mL). A solution of oxalic acid dihydrate (0.335 g, 2.66 mmol) in methanol (2 mL) was slowly added dropwise. The resulting mixture was stirred at room temperature for 4 h and then filtered. The filter cake was collected, and anhydrous ethanol (12 mL) was added to the filter cake. The resulting product was heated to 80° C., stirred for 2 h, and cooled to room temperature. Filtration was performed. The filter cake was collected and dried under vacuum at 50° C. for 16 h to obtain 5-[3-[3-[4-[4-amino-3-(4-phenoxyphenyl)pyrazolo[3,4-d]pyrimidin-1-yl]-1-piperidyl]azetidin-1-yl]azetidin-1-yl]-2-(2,6-dioxo-3-piperidyl)isoindoline-1,3-dione oxalate (compound 9) (yellow solid) (0.480 g).



1H NMR (400 MHz, DMSO-d6) δ 11.06 (s, 1H), 8.26 (s, 1H), 7.71-7.62 (m, 3H), 7.49-7.39 (m, 2H), 7.24-7.09 (m, 5H), 6.84 (d, 1H), 6.70 (dd, 1H), 5.06 (dd, 1H), 4.95-4.83 (m, 1H), 4.21-4.09 (m, 2H), 4.06-3.91 (m, 3H), 3.88-3.74 (m, 2H), 3.70-3.55 (m, 3H), 3.30-3.16 (m, 2H), 2.96-2.81 (m, 1H), 2.74-2.46 (m, 4H), 2.44-2.28 (m, 2H), 2.15-1.94 (in, 3H).


Test Example
1. XRD Tests of Compounds 1, 2 and 3

The compounds of the present invention were subjected to X-ray powder diffraction tests according to the following methods. The test parameters of the amorphous form and crystal forms I, II and III of compound 1 were as shown in Table 1-1, the test parameters of the crystal forms I, II, III and IV and amorphous form of compound 2 were as shown in Table 1-1, and the test parameters of the crystal forms I and II and amorphous form of compound 3 were as shown in Table 1-2. The test results were as shown in FIGS. 1, 4, 7, 10, 13-1, 13-2, 16-1, 16-2, 19-1, 19-2, 22-1, 22-2, 25, 28, 31 and 34.









TABLE 1-1







Test parameters of XRD








Device



name
X-ray powder diffractometer (XRPD) and hot-stage XRPD












Instrument
Model
Bruker D8 Advance Diffractometer



Number
LY-01-034



Technical indicator
Kα radiation (40 kV, 40 mA) with a copper target




wavelength of 1.54 Å, a θ-2θ goniometer, a Mo




monochromator and a Lynxeye detector



Acquisition software
Diffrac Plus XRD Commander



Calibration material
Corundum (Al2O3)



Analysis software
MDI Jade










Accessory
Non-reflective
Specification
24.6 mm diameter × 1.0 mm thickness



sample plate
Manufacturer
MTI corporation



Variable-
Manufacturer
Shanghai Weitu Instrument Technology



temperature hot

Development Co., Ltd.



stage
Material of
Copper plate




sample plate









Parameter
Detection angle
3-40° 2θ/3-30° 2θ (hot-stage XRPD)



Step length
0.02° 2θ



Speed
0.2 s · step−1



Sample size to be
>2 mg



detected



Note
Unless otherwise specified, samples are not subjected to




grinding before detection
















TABLE 1-2







Test parameters of XRD








Device



name
X-ray powder diffractometer (XRPD) and hot-stage XRPD












Instrument
Model
Bruker D8 Advance Diffractometer



Number
LY-01-034



Technical indicator
Kα radiation (40 kV, 40 mA) with a copper target




wavelength of 1.54 Å, a θ-2θ goniometer, nickel




filtration, and a Lynxeye detector



Acquisition software
Diffrac Plus XRD Commander



Calibration material
Corundum (Al2O3)



Analysis software
MDI Jade










Accessory
Non-reflective
Specification
24.6 mm diameter × 1.0 mm thickness



sample plate
Manufacturer
MTI corporation



Variable-
Manufacturer
Shanghai Weitu Instrument Technology



temperature hot

Development Co., Ltd.



stage
Material of
Copper plate




sample plate









Parameter
Detection angle
3-40° 2θ/3-30° 2θ (hot-stage XRPD)



Step length
0.02° 2θ



Speed
0.2 s · step−1



Sample size to be
>2 mg



detected



Note
Unless otherwise specified, samples are not subjected to




grinding before detection









2. DSC Tests of Compounds 1, 2, and 3

DSC patterns were collected on TA Instruments Q200 DSC and DSC 3 differential scanning calorimeters. The test parameters of compound 1 and compound 2 were as shown in Table 2-1, and the test parameters of compound 3 were as shown in Table 2-2. The test results were as shown in FIGS. 2, 5, 8, 11, 14, 17, 20, 23, 26, 29, 32 and 35.









TABLE 2-1





Test parameters of DSC

















Instrument
Model
TA Instruments Q200 DSC



Number
LY-01-002



Control software
Thermal Advantage



Analysis software
Universal Analysis



Sample tray
Aluminum crucible (with a cover, but




without perforation)


Parameter
Sample size to be
0.5 mg to 5 mg



detected



Protective gas
Nitrogen gas



Gas flow rate
50 mL/min



Commonly used
Equilibrate at 0° C.



detection method
Ramp 10° C./min to 250° C./290° C.
















TABLE 2-2





Test parameters of DSC

















Instrument
Model
DSC 3



Number
LY-01-166



Control software
STARe



Analysis software
STARe



Sample tray
Aluminum crucible (with a cover




and with perforation)


Parameter
Sample size to be
1 mg to 10 mg



detected



Protective gas
Nitrogen gas



Gas flow rate
50 mL/min



Commonly used
Equilibrate at 0° C.



detection method
Ramp 10° C./min to 250° C.









3. TGA Tests of Compounds 1, 2 and 3

TGA patterns were collected on TA Instruments Q500 TGA and TGA/DSC 3+ thermogravimetric analyzers. The test parameters of compound 1 and compound 2 were as shown in Table 3-1, and the test parameters of compound 3 were as shown in Table 3-2. The test results were as shown in FIGS. 3, 6, 9, 12, 15, 18, 21, 24, 27, 30, 33 and 36.









TABLE 3-1





Test parameters of TGA

















Instrument
Model
TA Instruments Q500 TGA



Number
LY-01-003



Control software
Thermal Advantage



Analysis software
Universal Analysis



Sample tray
Platinum crucible


Parameter
Sample size to be
1 mg to 10 mg



detected



Protective gas
Nitrogen gas



Gas flow rate
40 mL/min



Commonly used
Hi-Res sensitivity 3.0;



detection method
Ramp 10.00° C./min, res 5.0 to




150.00° C.;




Ramp 10.00° C./min to 350° C.
















TABLE 3-2





Test parameters of TGA

















Instrument
Model
TGA/DSC 3+



Number
LY-01-167



Control software
STARe



Analysis software
STARe



Sample tray
Ceramic crucible


Parameter
Sample size to be
1 mg to 10 mg



detected



Protective gas
Nitrogen gas



Gas flow rate
50 mL/min



Commonly used
Hi-Res sensitivity 3.0;



detection method
Ramp 10.00° C./min, res 5.0 to




150.00° C.;




Ramp 10.00° C./min to 350° C.









4. Specific Peak Value Characterization Results of XRD Tests of Compounds 1, 2 and 3

The X-ray powder diffraction (XRD) pattern of the crystal form I of compound 1 was as shown in FIG. 4. Specific peak values were as shown in Table 4.
















TABLE 4





2-Theta
d
BG
Height
I %
Area
I %
FWHM






















8.323
10.6149
669
2324
57.2
23926
50.1
0.175


10.245
8.6272
577
140
3.4
647
1.4
0.079


10.942
8.0791
577
1554
38.3
23713
49.6
0.26


11.903
7.4289
553
673
16.6
6101
12.8
0.154


13.304
6.6497
524
891
21.9
9265
19.4
0.177


14.386
6.1517
523
511
12.6
7603
15.9
0.253


15.686
5.6449
732
1715
42.2
18578
38.9
0.184


16.407
5.3984
702
1404
34.6
25605
53.6
0.31


16.667
5.3147
716
715
17.6
15844
33.1
0.377


17.243
5.1383
672
224
5.5
3107
6.5
0.236


17.568
5.0441
675
1408
34.7
17676
37
0.214


18.003
4.9232
679
363
8.9
3830
8
0.179


18.888
4.6944
881
4062
100
42818
89.6
0.179


19.747
4.492
828
2841
69.9
47795
100
0.286


20.187
4.3951
707
438
10.8
11036
23.1
0.429


21.249
4.1779
577
650
16
9218
19.3
0.241


21.62
4.107
586
80
2
671
1.4
0.143


22.271
3.9884
581
2283
56.2
26904
56.3
0.2


23.849
3.7279
538
1167
28.7
25991
54.4
0.379


24.83
3.5829
488
190
4.7
3040
6.4
0.272


25.269
3.5216
470
514
12.7
8436
17.7
0.279


26.45
3.367
435
1518
37.4
26092
54.6
0.292


27.123
3.2849
435
83
2
3142
6.6
0.644


27.589
3.2305
415
68
1.7
856
1.8
0.214


28.285
3.1525
372
148
3.6
2321
4.9
0.267


29.45
3.0304
327
71
1.7
586
1.2
0.14


30.111
2.9654
318
323
8
5231
10.9
0.275


31.07
2.8761
314
141
3.5
2229
4.7
0.269


31.649
2.8247
292
74
1.8
1424
3
0.327


32.01
2.7937
262
76
1.9
1421
3
0.318


33.694
2.6578
254
369
9.1
7891
16.5
0.364


35.169
2.5496
227
121
3
1866
3.9
0.262


36.154
2.4824
214
76
1.9
953
2
0.213


36.997
2.4277
210
59
1.5
1205
2.5
0.347


37.625
2.3887
208
61
1.5
499
1
0.139









The X-ray powder diffraction (XRD) pattern of the crystal form II of compound 1 was as shown in FIG. 7. Specific peak values were as shown in Table 5.
















TABLE 5





2-Theta
d
BG
Height
I %
Area
I %
FWHM






















4.979
17.7336
1214
8900
100
87065
100
0.166


5.479
16.117
1135
3492
39.2
36750
42.2
0.179


7.859
11.2407
735
3518
39.5
33929
39
0.164


10.944
8.078
583
613
6.9
10168
11.7
0.282


11.407
7.7507
583
586
6.6
6779
7.8
0.197


11.945
7.4028
581
109
1.2
584
0.7
0.091


12.685
6.9724
605
145
1.6
1192
1.4
0.14


13.425
6.5899
630
2024
22.7
44754
51.4
0.376


13.724
6.4472
644
3852
43.3
56786
65.2
0.251


14.247
6.2115
730
180
2
645
0.7
0.061


14.927
5.9302
663
2359
26.5
29085
33.4
0.21


15.204
5.8227
656
751
8.4
11837
13.6
0.268


15.902
5.5686
768
850
9.6
8216
9.4
0.164


16.565
5.347
823
2445
27.5
34850
40
0.242


16.946
5.2279
812
1197
13.4
12636
14.5
0.18


17.646
5.0221
776
4534
50.9
46966
53.9
0.176


18.751
4.7283
577
152
1.7
2342
2.7
0.262


19.589
4.528
634
325
3.7
8890
10.2
0.465


20.007
4.4344
590
2610
29.3
40346
46.3
0.263


20.603
4.3074
680
324
3.6
2205
2.5
0.116


21.288
4.1704
607
942
10.6
33012
37.9
0.596


22.047
4.0285
586
1705
19.2
45071
51.8
0.45


23.049
3.8555
437
175
2
3277
3.8
0.318


23.988
3.7067
400
68
0.8
1079
1.2
0.27


24.969
3.5633
475
789
8.9
16036
18.4
0.346


25.768
3.4545
593
981
11
12591
14.5
0.218


27.332
3.2603
385
224
2.5
8099
9.3
0.615


27.651
3.2234
383
406
4.6
13554
15.6
0.568


27.989
3.1852
395
294
3.3
7071
8.1
0.409


28.693
3.1087
352
229
2.6
2724
3.1
0.202


29.629
3.0126
331
87
1
796
0.9
0.156


30.154
2.9613
335
85
1
1152
1.3
0.23


30.557
2.9231
323
66
0.7
1460
1.7
0.376


32.223
2.7757
251
62
0.7
764
0.9
0.21


32.708
2.7356
262
136
1.5
1641
1.9
0.205


33.458
2.676
250
94
1.1
2578
3
0.466


33.91
2.6414
235
107
1.2
2828
3.2
0.449


37.353
2.4054
200
77
0.9
1822
2.1
0.402









The X-ray powder diffraction (XRD) pattern of the crystal form III of compound 1 was as shown in FIG. 10. Specific peak values were as shown in Table 6.
















TABLE 6





2-Theta
d
BG
Height
I %
Area
I %
FWHM






















5.017
17.5993
1189
3030
47.7
49913
97.5
0.28


5.181
17.0438
1156
2438
38.4
23296
45.5
0.153


8.042
10.9853
743
6351
100
51190
100
0.137


10.042
8.8012
578
180
2.8
1655
3.2
0.156


10.343
8.5457
565
686
10.8
6708
13.1
0.166


10.993
8.0414
556
114
1.8
776
1.5
0.116


12.362
7.1542
526
1039
16.4
9628
18.8
0.158


13.352
6.6256
500
90
1.4
757
1.5
0.143


14.602
6.0613
575
1704
26.8
10243
20
0.102


15.026
5.8911
605
1725
27.2
17629
34.4
0.174


15.563
5.6891
687
1078
17
8808
17.2
0.139


15.725
5.631
723
1908
30
12761
24.9
0.114


16.322
5.4262
873
676
10.6
2780
5.4
0.07


16.588
5.3398
817
512
8.1
3731
7.3
0.124


16.905
5.2404
692
3370
53.1
29024
56.7
0.146


17.228
5.1427
714
5157
81.2
50079
97.8
0.165


17.446
5.0791
740
866
13.6
19679
38.4
0.386


18.189
4.8733
593
3405
53.6
23288
45.5
0.116


18.746
4.7296
592
526
8.3
5266
10.3
0.17


19.405
4.5704
854
4526
71.3
29764
58.1
0.112


19.728
4.4964
901
976
15.4
7699
15
0.134


20.029
4.4295
603
3291
51.8
32507
63.5
0.168


20.345
4.3614
1045
645
10.2
2976
5.8
0.074


20.568
4.3146
901
2278
35.9
30207
59
0.226


21.311
4.1659
559
2693
42.4
19069
37.3
0.12


21.505
4.1287
538
980
15.4
11540
22.5
0.188


21.907
4.0538
507
467
7.4
4704
9.2
0.171


22.41
3.9639
452
435
6.8
3508
6.9
0.137


22.846
3.8893
432
148
2.3
931
1.8
0.107


23.026
3.8593
428
252
4
2573
5
0.174


23.484
3.7851
416
508
8
5576
10.9
0.187


23.953
3.7121
402
659
10.4
4741
9.3
0.122


24.195
3.6754
392
228
3.6
3468
6.8
0.259


24.412
3.6432
383
292
4.6
2984
5.8
0.174


24.847
3.5805
366
364
5.7
3496
6.8
0.163


25.249
3.5243
352
514
8.1
9114
17.8
0.302


25.449
3.497
345
857
13.5
10768
21
0.214


26.03
3.4203
336
84
1.3
491
1
0.099


26.328
3.3823
327
637
10
6787
13.3
0.181


26.934
3.3076
331
361
5.7
3068
6
0.145


27.568
3.2329
296
443
7
3894
7.6
0.149


28.409
3.1391
264
326
5.1
4278
8.4
0.223


29.176
3.0583
257
165
2.6
1458
2.8
0.15


29.587
3.0167
258
242
3.8
4832
9.4
0.34


29.79
2.9967
242
180
2.8
2773
5.4
0.262


30.191
2.9577
250
250
3.9
2737
5.3
0.186


31.171
2.8669
233
162
2.6
1331
2.6
0.14


31.772
2.814
239
249
3.9
3365
6.6
0.23


32.049
2.7904
238
255
4
3324
6.5
0.222


32.472
2.755
226
102
1.6
1597
3.1
0.266


33.135
2.7014
220
210
3.3
2073
4
0.168


34.068
2.6295
215
100
1.6
1059
2.1
0.18


34.416
2.6037
207
161
2.5
2267
4.4
0.239


35.754
2.5092
219
196
3.1
3196
6.2
0.277


36.747
2.4437
225
87
1.4
868
1.7
0.17


37.101
2.4212
195
57
0.9
511
1
0.152


37.938
2.3697
178
113
1.8
1350
2.6
0.203









The X-ray powder diffraction (XRD) patterns of the crystal form I of compound 2 were as shown in FIGS. 13-1 and 13-2. Specific peak values were as shown in Table 7.
















TABLE 7







2-Theta
d
Height
I %
Area
I %























4.377
20.1693
1741
100
17639
100



8.023
11.0103
66
3.8
737
4.2



8.663
10.1993
1030
59.2
14242
80.7



9.762
9.0531
151
8.7
1098
6.2



10.845
8.1509
100
5.7
593
3.4



11.262
7.8502
133
7.6
1213
6.9



11.922
7.4173
252
14.5
2371
13.4



12.742
6.9415
577
33.1
8200
46.5



13.061
6.7727
843
48.4
11391
64.6



14.144
6.2565
188
10.8
6934
39.3



14.343
6.1704
453
26
8216
46.6



14.897
5.942
74
4.3
207
1.2



15.31
5.7827
64
3.7
1110
6.3



15.605
5.6738
85
4.9
1941
11



16.319
5.4272
75
4.3
623
3.5



17.041
5.1988
141
8.1
1246
7.1



17.442
5.0802
219
12.6
3443
19.5



18.18
4.8756
347
19.9
6360
36.1



19.524
4.543
72
4.1
599
3.4



20.282
4.3748
490
28.1
10772
61.1



21.823
4.0692
559
32.1
14868
84.3



23.23
3.8258
87
5
814
4.6



24.061
3.6955
106
6.1
1320
7.5



25.262
3.5226
136
7.8
2239
12.7



26.423
3.3703
86
4.9
2148
12.2



26.799
3.324
54
3.1
1126
6.4



29.503
3.0251
55
3.2
813
4.6



39.228
2.2947
35
2
337
1.9










The X-ray powder diffraction (XRD) patterns of the crystal form II of compound 2 were as shown in FIGS. 16-1 and 16-2. Specific peak values were as shown in Table 8.
















TABLE 8







2-Theta
d
Height
I %
Area
I %























5.116
17.2585
514
41.8
6102
41.8



6.682
13.218
1230
100
14607
100



9.986
8.8505
169
13.7
2115
14.5



11.036
8.0108
45
3.7
636
4.4



13.441
6.5823
232
18.9
3725
25.5



13.863
6.3829
206
16.7
2553
17.5



15.341
5.7711
201
16.3
3304
22.6



15.762
5.6176
148
12
2952
20.2



16.503
5.3673
424
34.5
5827
39.9



18.976
4.6729
63
5.1
650
4.4



20.182
4.3963
575
46.7
10939
74.9



20.988
4.2293
97
7.9
980
6.7



21.255
4.1766
62
5
612
4.2



22.399
3.966
204
16.6
2155
14.8



23.121
3.8436
242
19.7
5358
36.7



24.14
3.6837
82
6.7
1954
13.4



24.54
3.6245
41
3.3
538
3.7



26.281
3.3883
110
8.9
3092
21.2



26.595
3.3489
56
4.6
2211
15.1



27.321
3.2616
47
3.8
814
5.6



27.574
3.2322
40
3.3
815
5.6



28.283
3.1528
56
4.6
864
5.9



28.538
3.1252
42
3.4
879
6



30.409
2.937
35
2.8
381
2.6



31.342
2.8517
40
3.3
512
3.5










The X-ray powder diffraction (XRD) patterns of the crystal form III of compound 2 were as shown in FIGS. 19-1 and 19-2. Specific peak values were as shown in Table 9.
















TABLE 9







2-Theta
d
Height
I %
Area
I %























3.996
22.0947
148
5.8
847
4.8



7.475
11.816
2550
100
17651
100



9.313
9.4881
75
2.9
564
3.2



11.431
7.7343
54
2.1
362
2.1



11.776
7.5089
191
7.5
1545
8.8



12.242
7.2237
770
30.2
5762
32.6



13.322
6.6406
156
6.1
1162
6.6



14.511
6.099
49
1.9
348
2



14.948
5.9219
213
8.4
1091
6.2



15.585
5.6813
298
11.7
3871
21.9



16.176
5.4749
272
10.7
3225
18.3



16.437
5.3885
159
6.2
738
4.2



16.701
5.3038
157
6.2
736
4.2



17.687
5.0105
106
4.2
1521
8.6



18.742
4.7307
373
14.6
5292
30



19.001
4.6668
264
10.4
2993
17



20.246
4.3825
107
4.2
919
5.2



21.385
4.1517
151
5.9
3600
20.4



21.624
4.1062
104
4.1
3292
18.7



21.845
4.0652
122
4.8
2466
14



22.503
3.9478
997
39.1
9765
55.3



22.842
3.89
123
4.8
2515
14.2



23.102
3.8468
91
3.6
855
4.8



23.845
3.7286
343
13.5
3284
18.6



24.331
3.6552
93
3.6
2279
12.9



25.038
3.5536
47
1.8
201
1.1



25.765
3.4549
452
17.7
4944
28



27.825
3.2036
128
5
2406
13.6



29.364
3.0391
87
3.4
1335
7.6










The X-ray powder diffraction (XRD) patterns of the crystal form IV of compound 2 were as shown in FIGS. 22-1 and 22-2. Specific peak values were as shown in Table 10.
















TABLE 10







2-Theta
d
Height
I %
Area
I %























3.918
22.5314
331
60.2
3600
38.7



7.762
11.3801
146
26.5
1419
15.3



8.7
10.1553
550
100
9302
100



10.136
8.7195
66
12
1716
18.4



10.481
8.4337
145
26.4
3370
36.2



12.048
7.3398
54
9.8
1454
15.6



12.46
7.0979
190
34.5
2852
30.7



13.914
6.3592
56
10.2
1100
11.8



15.542
5.6967
224
40.7
3615
38.9



16.785
5.2777
139
25.3
1469
15.8



17.508
5.0613
87
15.8
1830
19.7



18.221
4.8649
205
37.3
4139
44.5



18.943
4.681
143
26
1862
20



19.665
4.5107
183
33.3
3792
40.8



23.639
3.7605
72
13.1
1363
14.7










The X-ray powder diffraction (XRD) pattern of the crystal form I of compound 3 was as shown in FIG. 28. Specific peak values were as shown in Table 11.
















TABLE 11







2-Theta
d
Height
I %
Area
I %























3.982
22.171
1341
24.9
12956
26.1



4.717
18.7191
212
3.9
2332
4.7



5.961
14.8149
4110
76.2
48450
97.5



6.183
14.2819
1080
20
12242
24.6



7.645
11.5541
633
11.7
5532
11.1



9.302
9.4998
1257
23.3
16176
32.5



9.578
9.2265
467
8.7
5600
11.3



9.921
8.908
451
8.4
4411
8.9



10.866
8.1354
693
12.8
7712
15.5



11.161
7.9208
192
3.6
3691
7.4



11.861
7.4553
5395
100
49258
99.1



12.605
7.0167
432
8
3167
6.4



12.845
6.8859
442
8.2
3326
6.7



13.366
6.6189
322
6
2465
5



13.745
6.4371
508
9.4
5537
11.1



14.447
6.1259
368
6.8
3491
7



15.004
5.8997
179
3.3
1285
2.6



15.287
5.7912
467
8.7
5870
11.8



15.804
5.603
1491
27.6
16385
33



16.202
5.466
113
2.1
714
1.4



16.604
5.3347
641
11.9
5691
11.4



16.884
5.2468
1193
22.1
11488
23.1



17.325
5.1144
1072
19.9
8684
17.5



17.885
4.9554
855
15.8
8847
17.8



18.246
4.8581
841
15.6
12818
25.8



18.546
4.7802
958
17.8
13140
26.4



19.207
4.6171
402
7.5
5519
11.1



19.91
4.4558
862
16
30956
62.3



20.167
4.3995
899
16.7
12343
24.8



20.444
4.3406
1060
19.6
13328
26.8



21.326
4.163
238
4.4
1531
3.1



21.749
4.0829
2558
47.4
27358
55



22.166
4.0071
978
18.1
24665
49.6



22.409
3.9642
1003
18.6
17207
34.6



22.749
3.9056
204
3.8
1848
3.7



23.927
3.716
3166
58.7
49712
100



24.616
3.6136
188
3.5
1593
3.2



25.306
3.5165
248
4.6
2013
4



25.77
3.4542
542
10
3586
7.2



26.21
3.3973
1085
20.1
18055
36.3



26.707
3.3351
244
4.5
1638
3.3



27.369
3.2559
361
6.7
5116
10.3



27.689
3.2191
723
13.4
12127
24.4



27.952
3.1894
477
8.8
12761
25.7



28.431
3.1367
353
6.5
4167
8.4



28.988
3.0777
175
3.2
3531
7.1



29.195
3.0563
219
4.1
3535
7.1



29.77
2.9986
428
7.9
10655
21.4



30.269
2.9503
531
9.8
5579
11.2



30.826
2.8983
75
1.4
212
0.4



31.13
2.8706
104
1.9
2031
4.1



31.512
2.8367
581
10.8
12473
25.1



32.586
2.7456
91
1.7
800
1.6



34.209
2.619
218
4
2492
5



34.912
2.5678
86
1.6
1384
2.8










The X-ray powder diffraction (XRD) pattern of the crystal form II of compound 3 was as shown in FIG. 34. Specific peak values were as shown in Table 12.
















TABLE 12







2-Theta
d
Height
I %
Area
I %























3.982
22.1703
4212
100
73527
100



6.345
13.9191
1726
41
19664
26.7



8.103
10.9026
1208
28.7
12546
17.1



9.661
9.1473
1086
25.8
13129
17.9



10.473
8.4399
95
2.3
436
0.6



12.205
7.246
4062
96.4
48626
66.1



12.784
6.9191
901
21.4
12703
17.3



14.882
5.9481
245
5.8
1714
2.3



15.346
5.7689
208
4.9
964
1.3



15.785
5.6096
1143
27.1
11201
15.2



16.325
5.4252
959
22.8
5761
7.8



16.747
5.2895
1406
33.4
23883
32.5



17.127
5.1728
1068
25.4
30246
41.1



17.407
5.0904
704
16.7
22768
31



18.446
4.806
226
5.4
1473
2



18.948
4.6797
183
4.3
3450
4.7



19.388
4.5746
1225
29.1
22320
30.4



20.449
4.3394
665
15.8
8048
10.9



21.427
4.1435
383
9.1
5700
7.8



22.308
3.9819
91
2.2
1544
2.1



23.227
3.8264
1225
29.1
26339
35.8



23.547
3.7751
532
12.6
17218
23.4



24.649
3.6088
768
18.2
10917
14.8



25.749
3.457
698
16.6
17885
24.3



26.77
3.3274
160
3.8
2917
4



27.091
3.2887
322
7.6
7139
9.7



27.608
3.2283
194
4.6
1590
2.2



28.31
3.1498
582
13.8
12038
16.4



28.871
3.0899
210
5
6754
9.2



29.433
3.0322
143
3.4
2317
3.2



31.015
2.881
139
3.3
1867
2.5



31.69
2.8211
95
2.3
1678
2.3



33.072
2.7064
145
3.4
3709
5



33.45
2.6767
90
2.1
1869
2.5










5. Chemical Stability Data of Compound 1 and Pharmaceutical Salt Thereof

Samples were taken and tested at high temperature (40° C.) and under high humidity (RH 92.5%) respectively. The purity (represented by a percentage) was detected by HPLC. The experimental results were as shown in Table 16.


With regard to methods for preparing test solutions and conditions for detecting purity by HPLC, reference was made to Tables 13, 14 and 15.









TABLE 13





Preparation method 1 for test solution
















Diluent
Acetonitrile:methanol = 1:1


Blank solution
Acetonitrile:methanol = 1:1


Test solution
An appropriate amount of test samples was weighed



precisely and dissolved and diluted with a diluent



to prepare a test solution, which contains about 0.5



mg of the test samples per 1 mL.
















TABLE 14





Preparation method 2 for test solution
















Diluent
Aqueous solution containing 0.05% TFA:MeOH = 8:2


Blank solution
Aqueous solution containing 0.05% TFA:MeOH = 8:2


Test solution
An appropriate amount of test samples was weighed



precisely and dissolved and diluted with a diluent



to prepare a test solution, which contains about 0.5



mg of the test samples per 1 mL.
















TABLE 15





Conditions for detecting purity by HPLC
















Instrument
LC-20AT (Shimadzu)


Chromatographic
Agilent Eclipse plus C18, 4.6 mm × 150 mm,


column
3.5 μm


Mobile phase
A: 0.02 mol/L sodium dihydrogen phosphate solution



(the pH was adjusted to 2.5 with phosphoric acid)



B: Acetonitrile


Detection
220 nm


wavelength


Flow rate
1.0 mL/min


Column
30° C.


temperature


Injection volume
10 μL


Operation time
45 min














Time
Mobile
Mobile


Elution procedure
(min)
phase A (%)
phase B (%)






0
80
20



15
70
30



35
65
35



40
10
90



40.10
80
20



45
80
20
















TABLE 16







Chemical stability of various salts and crystal forms of compound


1 under different conditions (the content was determined by HPLC)









Condition












Preparation






method for test

40° C.
92.5% RH


Name
solution
0 day
30 days
30 days





Amorphous form of
Preparation
98.88%
98.85%
98.82%


compound 1
method 1


Crystal form III of
Preparation
99.41%
99.28%
99.30%


compound 1
method 1


Crystal form I of
Preparation
99.85%
99.74%
99.76%


compound 3
method 1


Compound 5
Preparation
98.44%
N/A
98.05%



method 1


Compound 9
Preparation
98.67%
N/A
98.28%



method 2









Conclusion: the amorphous form and crystal form III of compound 1 and the pharmaceutical salts (e.g., crystal form I of compound 3, compound 5 and compound 9) of compound 1 had relatively good chemical stability.


6. Stability Data of Crystal Form of Compounds 1 and 3

6.1. Stability of crystal form of compound 1 and compound 3. See table 17.









TABLE 17







Stability of crystal form of compound 1 and compound 3









Crystal form

Crystal form


before

after


transformation
Transformation condition
transformation





Amorphous form of
High humidity (97% RH),
Amorphous form of


compound 1
room temperature, for 30
compound 1



days


Crystal form I of
Hermetically sealed, room
Crystal form I of


compound 1
temperature, for 30 days
compound 1


Crystal form II of
Hermetically sealed, room
Crystal form II of


compound 1
temperature, for 30 days
compound 1


Crystal form III of
Hermetically sealed, room
Crystal form III of


compound 1
temperature, for 30 days
compound 1


Crystal form I of
Hermetically sealed, room
Crystal form I of


compound 3
temperature, for 30 days
compound 3


Amorphous form of
Exposed to an atmosphere,
Amorphous form of


compound 3
high humidity (25° C. ±
compound 3



2° C., 85% RH ± 10% RH),



for 10 days


Crystal form II of
Hermetically sealed, for 20
Crystal form II of


compound 3
days
compound 3









Conclusion: the amorphous form and crystal forms I, II and III of compound 1 and the amorphous form and crystal forms I and II of compound 3 had relatively good stability.


6.2. Competitive experiments of crystal forms I, II and III of compound 1 were performed at room temperature to investigate the stability of the crystal forms in isopropyl acetate and a water/acetonitrile (v/v=1:1) solvent, and Competitive experiments of the crystal forms I and II of compound 3 were performed at room temperature to investigate the stability of the crystal forms in an ethanol/water (v/v=1:1) solvent and an acetone/water (v/v=1:1) solvent. See Table 18 for details.









TABLE 18







Crystal slurrying competition experiment of


crystal forms of compound 1 and compound 3











Experimental


Crystal form
Experimental condition
XRD result





Mixed sample of
Competing for crystal slurrying in
Crystal form III


crystal forms I,
isopropyl acetate for 2 days
of compound 1


II and III of
Competing for crystal slurrying in
Crystal form III


compound 1 in
water/acetonitrile (v/v = 1:1) for 2
of compound 1


equal weights
days


Mixed sample of
Competing for crystal slurrying in
Crystal form I


crystal forms I
ethanol/water (v/v = 1:1) for 3 days
of compound 3


and II of
Competing for crystal slurrying in
Crystal form I


compound 3 in
acetone/water (v/v = 1:1) for 3 days
of compound 3


equal weights









It can be seen from the above crystal slurrying competition experiments of the crystal forms of compound 1 that the crystal form III was the most stable crystal form of compound 1 at room temperature. It can be seen from the above crystal slurrying competition experiments of the crystal forms of compound 3 that the crystal form I was the most stable crystal form of compound 3 at room temperature.


7. Solubility Data in Water at 25° C.









TABLE 19







Solubility of various pharmaceutical salts of compound 1 in water at 25° C.














Amorphous
Crystal form I







form of
of compound
Compound
Compound
Compound
Compound


Name
compound 1
3
4
5
7
9





Solubility
0.009
0.172
0.158
0.166
0.143
0.346


in water
mg/mL
mg/mL
mg/mL
mg/mL
mg/mL
mg/mL


at 25° C.









Conclusion: compound 1 and the pharmaceutical salts thereof had a certain level of solubility in water at 25° C. The solubility of the pharmaceutical salts of compound 1 (such as the crystal form I of compound 3, compound 4, compound 5, compound 7 and compound 9) was significantly improved as compared with the solubility of compound 1, by more than about 15 times.


8. Detection of BTK Degradation in Mino Cells

The Mino human mantle cell lymphoma cell line was purchased from ATCC and cultured under conditions of RPMI-1640+15% FBS+1% double antibody in a 37° C., 5% CO2 incubator. Cells were plated in a 6-well plate, with 5×105 cells/well. After plating, compounds at different concentrations were added and cultured in a 37° C., 5% CO2 incubator for 48 h. After culturing, the cells were collected. The cells were lysed on ice for 15 minutes by adding RIPA lysis buffer (Beyotime, Cat. P0013B) and centrifuged at 12000 rpm at 4° C. for 10 minutes. The protein sample of the supernatant was collected, subjected to protein quantification by using a BCA kit (Beyotime, Cat. P0009) and then diluted to 0.25 mg/mL. The expressions of BTK (CST, Cat. 85475) and the internal reference β-actin (CST, Cat. 37005) were detected using a fully automated western blot quantitative analyzer (Proteinsimple) with a kit (Protein simple, Cat. SM-W004). The expression level of BTK relative to the internal reference was calculated by using Compass software, and the DC50 value was calculated by using Origen9.2 software according to formula (1). Specifically, the BTKadministration denoted the expression level of BTK in administration groups at different doses, and the BTKvehicle denoted the expression level of BTK in the vehicle control group.





BTK %=BTKadministration/BTKvehicle×100  formula (1)









TABLE 20







DC50 values for BTK degradation in Mino cells











Serial No.
Compound No.
DC50 (nM)







1
Compound 2
22.9



2
Compound 1
10.9










Conclusion: compound 1 and compound 2 had a significant degradation effect on BTK in Mino cells.


9. Detection of BTK Protein Degradation in Spleen of Mice

Female ICR mice, 6-8 weeks old, were purchased from Beijing Vital River Laboratory Animal Technology Co., Ltd., and the experiment was started after 3 days of adaptation. After 3 consecutive days of intragastric administration of compounds at different doses, the spleens of mice were taken. The spleen cells were collected, lysed on ice for 15 min by adding RIPA lysis buffer (Beyotime, Cat. P0013B), and then centrifuged at 12000 rpm at 4° C. for 10 min. The protein sample of the supernatant was collected, subjected to protein quantification by using a BCA kit (Beyotime, Cat. P0009) and then diluted to 0.25 mg/mL. The expressions of BTK (CST, Cat. 8547S) and the internal reference R-actin (CST, Cat. 3700S) were detected by using a fully automated western blot quantitative analyzer (Proteinsimple). The expression level of BTK relative to the internal reference was calculated by using Compass software, and the DD50 value was calculated by using Origen9.2 software according to formula (2). Specifically, the BTKadministration denoted the expression level of BTK in administration groups at different doses, and the BTKvehicle denoted the expression level of BTK in the vehicle control group.





BTK %=BTKadministration/BTKvehicle×100%  formula (2)









TABLE 21







DD50 values of compounds for BTK protein


degradation in spleens of mice











Serial No.
Compound No.
DD50 (mg/kg)







1
Compound 2
3.8



2
Compound 1
3.8










Conclusion: compound 1 and compound 2 had a significant degradation effect on BTK proteins in spleens of mice.


10. In Vitro Kinase Detection

Kinases BTK wt (Carna, Cat. No 08-180) and BTK C481S (Carna, Cat. No 08-547) were prepared into a 2.5× kinase solution, and substrates FAM-P2 (GL Biochem, Cat. No. 112394) and ATP ((Sigma, Cat. No. A7699-1G) were prepared into a 2.5× substrate solution, respectively. 5 μL of compounds at different concentrations were added to a 384-well plate. 10 μL of 2.5× kinase solution was added, and the resulting mixture was incubated at room temperature for 10 min. 10 μL of 2.5× substrate solution was added, and the mixture was incubated at 28° C. for an appropriate period of time. The reaction was stopped by adding 30 μL of stop buffer, and the detection was carried out by using Caliper EZ reader2. The IC50 value was calculated by using XLFit excel add-in version 5.4.0.8 software. The calculation formula of the inhibition rate was shown in formula (3), wherein max denoted the readout of the DMSO control, min denoted the readout of the negative control, and conversion denoted the readout of the compound





Inhibition rate %=(max-conversion)/(max-min)*100%.  formula (3)

    • The results were as shown in Table 22:









TABLE 22







IC50 value on BTK wt/C481S kinase inhibition














BTK C481S
BTK wt



Serial No.
Compound No.
IC50 (nM)
IC50 (nM)







1
Compound 1
8
6.3










Conclusion: compound 1 had a significant inhibitory effect on BTK wt/C481S kinase.


11. Pharmacokinetic Test of Dogs

Experimental objective: in this experiment, a single dose of each test compound was administered to Beagle dogs intravenously and intragastrically, the concentrations of the test compounds in plasma of dogs were measured, and the pharmacokinetic characteristics and bioavailability of the test compounds in dogs were evaluated.


Experimental animal: male Beagle dogs (about 8-11 kg, 0.5-1 weeks old, 6 dogs/compound), purchased from Beijing Marshall Biotechnology Co. Ltd.


Experimental method: as shown in Table 23, on the day of the experiment, 6 Beagle dogs were randomly according to their body weight. The animals were fasted but with water available for 14 to 18 hours one day before administration, and were fed 4 hours after administration.











TABLE 23









Administration information


















Administration
Administration
Administration






Quantity
Test
dosage*
concentration
volume
Collected
Mode of


Group
Male
compound
(mg/kg)
(mg/mL)
(mL/kg)
samples
administration
Vehicle


















G1
3
Compound
1
1
1
Plasma
Intravenously
5%




of the





DMSO +




present





5%




invention





Solutol +










90%










Saline


G2
3
Compound
10
2
5
Plasma
Intragastrically
0.5%




of the





MC




present




invention





*Dosage is calculated based on free base.






Sampling: before and after administration, 1.0 ml of blood was taken from jugular veins, and placed in an EDTAK2 centrifuge tube. Centrifugation was carried out at 5000 rpm at 4° C. for 10 m, and the plasma was collected.


Time points for plasma collection in G1& G2 groups: 0, 5 min, 15 min, 30 mi 1 h, 2 h, 4 h, 6 h, 8 h, 10 h, 2 h and 24 h.


Before analysis and detection, all samples were stored at −80° C. The samples were detected by using HPLC-MS/MS.









TABLE 24







Pharmacokinetic parameters of compounds in plasma of dogs













Having



Mode of
AUC0-t
bioavailability or


Test compounds
administration*
(pg/ml · h)
not





Amorphous form of
i.g. (10 mg/kg)
26900 ± 3300
Yes


compound 1


Crystal form I of
i.g. (10 mg/kg)
75100 ± 50000
Yes


compound 3


Compound 5
i.g. (10 mg/kg)
59500 ± 21000
Yes


Compound 7
i.g. (10 mg/kg)
95500 ± 65000
Yes


Compound 9
i.g. (10 mg/kg)
79400 ± 20000
Yes





*Note:


i.g. (intragastrical) administration,






Conclusion: compound 1 and pharmaceutical salts thereof had a certain level of oral bioavailability in dogs. Oral exposure amounts of the crystal form I of compound 3, compound 5, compound 7 and compound 9 were significantly increased as compared with the oral exposure amount of compound 1, by more than 2 times.

Claims
  • 1. A pharmaceutical salt of a compound as shown in formula (I),
  • 2. The pharmaceutical salt according to claim 1, wherein the compound as shown in formula (I) is selected from a compound as shown in formula (Ia) or (Ib),
  • 3. The pharmaceutical salt according to claim 2, wherein the pharmaceutical salt is selected from maleate, fumarate, L-tartrate, citrate, L-malate, salicylate or oxalate.
  • 4. The pharmaceutical salt according to claim 1, wherein the pharmaceutical salt of the compound as shown in formula (I) is selected from a compound as shown in formula (II),
  • 5. A crystal form I of the compound as shown in formula (II), wherein the crystal form I has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 5.96°±0.2°, 9.30°±0.2°, 11.86°±0.2°, 15.80°±0.2°, 21.75°±0.2° and 23.93°±0.2° 2θ, as determined by using Cu-Kα radiation.
  • 6. The crystal form I of the compound as shown in formula (II) according to claim 5, wherein the crystal form I has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 3.98°±0.2°, 7.65°±0.2°, 10.87°±0.2°, 16.88°±0.2°, 17.89°±0.2° and 26.21°±0.2°2θ, as determined by using Cu-Kα radiation.
  • 7. The crystal form I of the compound as shown in formula (II) according to claim 6, wherein the crystal form I has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 15.29°±0.2°, 17.33°±0.2°, 18.55°±0.2°, 19.21°±0.2°, 19.91°±0.2° and 22.41°± 0.2° 2θ, as determined by using Cu-Kα radiation.
  • 8. The crystal form I of the compound as shown in formula (II) according to claim 7, wherein the crystal form I has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 4.72°±0.2°, 9.58°±0.2°, 9.92°±0.2°, 12.85°±0.2°, 13.37°±0.2°, 13.75°±0.2°, 14.45°±0.2°, 27.37°±0.2°, 28.43°±0.2°, 30.27°±0.2°, 31.51°±0.2° and 34.21°±0.2° 2θ, as determined by using Cu-Kα radiation.
  • 9. The crystal form I of the compound as shown in formula (II) according to claim 8, wherein the crystal form I, as determined by using Cu-Kα radiation, has an X-ray powder diffraction pattern as shown in FIG. 28.
  • 10. The crystal form I of the compound as shown in formula (II) according to claim 8, wherein the crystal form I has a differential scanning calorimetry curve as shown in FIG. 29 or a thermogravimetric analysis curve as shown in FIG. 30.
  • 11. A crystal form III of the compound as shown in formula (Ia), wherein the crystal form III has an X-ray powder diffraction pattern comprising characteristic diffraction peaks at 5.02°±0.2°, 8.04°±0.2°, 16.91°±0.2°, 17.23°±0.2°, 18.19°±0.2°, 19.41°±0.2° and 20.03°±0.2° 2θ, as determined by using Cu-Kα radiation,
  • 12. The crystal form III of the compound as shown in formula (Ia) according to claim 11, wherein the crystal form III has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 12.36°±0.2°, 14.60°±0.2°, 15.03°±0.2°, 15.73°±0.2°, 20.57°±0.2°, 21.31°±0.2° and 25.45°±0.2°2θ, as determined by using Cu-Kα radiation.
  • 13. The crystal form III of the compound as shown in formula (Ia) according to claim 12, wherein the crystal form III has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 5.19°±0.2°, 16.32°±0.2°, 18.75°±0.2°, 19.73°±0.2°, 21.91°±0.2°, 22.41°±0.2°, 23.48°±0.2°, 23.95°±0.2° and 26.33°±0.2°2θ, as determined by using Cu-Kα radiation.
  • 14. The crystal form III of the compound as shown in formula (Ia) according to claim 13, wherein the crystal form III has an X-ray powder diffraction pattern further comprising characteristic diffraction peaks at 10.34°±0.2°, 24.85°±0.2°, 26.93°±0.2°, 27.57°±0.2°, 28.41°±0.2°, 29.59°±0.2°, 30.19°±0.2°, 31.77°±0.2°, 33.13°±0.2° and 35.75°±0.2°2θ, as determined by using Cu-Kα radiation.
  • 15. The crystal form III of the compound as shown in formula (Ia) according to claim 14, wherein the crystal form III, as determined by using Cu-Kα radiation, has an X-ray powder diffraction pattern as shown in FIG. 10.
  • 16. The crystal form III of the compound as shown in formula (Ia) according to claim 14, wherein the crystal form III has a differential scanning calorimetry curve as shown in FIG. 11 or a thermogravimetric analysis curve as shown in FIG. 12.
  • 17.-31. (canceled)
  • 32. A pharmaceutical composition, wherein the pharmaceutical composition contains a therapeutically effective amount of the pharmaceutical salt of the compound according to any one of claims 1, and a pharmaceutically acceptable excipient.
  • 33. A method for treating and/or preventing a tumor, a cancer, or both comprising treating a patient with the pharmaceutical salt of the compound according to claim 1.
Priority Claims (2)
Number Date Country Kind
202010933538.3 Sep 2020 CN national
202110869600.1 Aug 2021 CN national
PCT Information
Filing Document Filing Date Country Kind
PCT/CN2021/117174 9/8/2021 WO