The present invention describes a method of combining sample rate conversion with an ADC. Specifically, the present invention adds sample rate conversion to a digital low-pass filter that follows a noise shaping delta-sigma ADC. More generally, the present invention is useful anytime a digital low-pass filter is already required by the system, because the sample rate conversion can be combined with the low-pass filter, thus reducing hardware or software computation requirements.
Frequency domain effects of sample rate conversion can be analyzed by upsampling the original digital samples by an integer M, and then downsampling that sequence by N. For example, if f2=0.8f1, then upsampling by M=4 and then downsampling by N=5 gives the desired sample rate transformation.
Thus, in a traditional design, such as illustrated in
The present invention shows how to combine the two filters. Specifically, an Infinite Impulse Response (IIR) filter is provided that is sufficient to remove the quantization noise of the ADC, and that filter is modified to incorporate SRC image rejection. The internal states of the IIR filter are updated at the input data sample rate, while output data samples are created at the rate desired after sample rate conversion. In effect, the invention teaches how to calculate samples out of an IIR filter that are between, in time, the normal outputs of the filter.
Digital filtering and sample rate conversion blocks are combined in order to reduce hardware and/or computational complexity. Input data samples provided at a first sample rate are converted to output data samples at a second sample rate unequal to the first sample rate. An Infinite Impulse Response filter whose internal states are updated at the first sample rate filters the input data samples, to produce filtered data samples at the first sample rate. Output data samples are output at the second sample rate, where each output data sample is created as the sum of at least two intermediate products, a first intermediate product and a second intermediate product. The first intermediate product is defined by a first function of the internal states multiplied by a first function of the time difference between output samples and internal state updates, and the second intermediate product is defined by a second function of the internal states multiplied by a second function of the time difference between output samples and internal state updates.
The above description explains the fundamentals of a “clock-at-the-input-rate” SRC combined with an IIR filter. A single example is provided herein, which is derived with floating point numbers.
The present invention shows how to combine sample rate conversion with a low-pass IIR filter to form one compact design as illustrated in
To implement the present invention, an IIR digital low-pass filter that is sufficient to remove quantization noise from the ADC modulator is designed. A calculation then derives an extension to the filter that creates output samples at times between the input samples, by removing alias images of the input sample rate. It is convenient to explain the derivation by means of an exemplary filter. The noise reduction digital filter is a third order IIR filter with the structure illustrated in
Referring to
In one embodiment, the coefficients c1 800,810, c2 820, and c3 830 in
The spectrum in
It would be advantageous to present a simple modification to the noise-reduction filter that would remove the spectral images in
In order to derive the filter modification needed to incorporate sample rate conversion into the noise-reduction low-pass filter, it is useful to discuss fractional powers of matrices. Specifically, the above third order low-pass filter is described by its internal state description as follows:
A time-based representation of a ⅘ re-sampling operation is utilized. The x-axis in
X(k+1)=AX(k)+Bu(k)
Thus, as the slanting lines indicate, the X(k)'s are a function of the previous u(k)'s.
Internal states are updated synchronously with the incoming samples. Thus, this of sample rate conversion can be referred to as “clock at the input rate.” This method contrasts with the method set forth in parent U.S. patent application Ser. No. 11/318,271 filed on Dec. 23, 2005, and incorporated herein by reference, which uses the output clock rate. Also, with respect to
y(k)=CX(k)+Du(k)
cannot be used unless intermediate states can be created at the times the outputs are desired. This situation is illustrated explicitly in
From
y(k)=CXe(k)+Du(k)
The way to create the Xe(k)'s from the X(k)'s is to partially advance the state update equation. For example:
Xe(1)=A1/4X(1)
Xe(2)=A2/4X(2)
Xe(3)=A3/4X(3)
The powers of the A matrix, as shown above, can advance from 0 to just less than 1. It has been found advantageous to use powers between −½ and +½. This is referred to as centering the fractional delays.
The technique presented above is effective at sample rate conversion, but is computationally complex. A computational shortcut is needed.
Creating polynomial functions, which may be evaluated on-the-fly to give the same results as raising the matrix A to any fractional power, are now disclosed. First, consider that for most topologies, the matrix:
C=[0 0 1]
In other words, the output is taken from the last state, so that in the equation:
y(k)=CXe(k)+Du(k)
The bottom element of Xe(k) only needs to be examined. Xe was formed as:
Xe(k)=AfpX(k)
(where 0≦fp<1 for the non-centered case, and −½≦fp<½ for the centered case).
Thus, the bottom row of Afp only needs to be examined in order to create the bottom element of Xe. A list of several Afp's is created, and the last row of each of them is examined:
Extracting just the last rows of each matrix yields the following matrix:
In this last matrix, the third column is nearly constant, the second column is approximately linear, and the first column is nearly quadratic. These relationships will become even clearer with a larger list of fractional powers of A. For example, instead of just four matrices, with powers from −⅜ to ⅜, 65 matrices with powers from − 64/128 to 64/128 spaced by 2/128 may be utilized.
When such a table is created, and a least squares polynomial function fit is performed, the results are:
p2(x)=0.389694−1.04128x+0.523788x2
p1(x)=−0.514816+1.02368x
p0(x)=1.00007
where p2(x) is the curve fit through the first column, p1(x) is the curve fit through the second column, and p0(x) is the curve fit through the third column. These equations are scaled so that 0≦x<1 is the intended range for x. That is, x=fp+½, since fp is in the range −½≦fp<½. In these equations, x represents the time difference between input data samples and output data samples.
Once these equations are derived, they are used to generate the Xe's at each step, instead of having to explicitly calculate a matrix fractional power. These equations create a good approximation of raising the A matrix to the proper fractional power at each step.
In general, it is desirable that a unity DC gain be preserved for all phase offsets. To preserve a unity gain for DC for the 3rd order IIR filter in
c2p2(x)+c3p1(x)+p0(x)=1
To prove this, filter structure in
c2p2(x)+c3p1(x)+p0(x)
For the pi(x)'s generated above, the DC gain is:
0.97655+0.0465218x+0.000563979x2
which demonstrates that as x varies between 0 and 1, the DC gain can vary quite a bit.
This variation is undesirable, and can be remedied by allowing all three polynomial functions to be of order 3, and enforcing the sum=1 by forcing the choice of one of the polynomial functions. This situation unfortunately increases the computation.
An alternate way to enforce unity DC gain is to perform a different polynomial function fit on the matrix entries. For example, for this specific filter, allowing all the pi(x)'s to be quadratic produces the following results (where the i's in the pi(x)'s no longer represent the order of the polynomial function, but instead just indicate placement in the filter topology of FIG. 15):
p2(x)=0.389462−1.04082x+0.523785x2
p1(x)=−0.517788+1.04749x−0.0238212x2
p0(x)=1.02368−0.0476415x+0.000551117x2
For these pi(x)'s, the sum
c2p2(x)+c3p1(x)+p0(x)=1.0−0.0000110217x+6.43087×10−6x2
which, while still a function of x, is not nearly as affected by x because the coefficients on x are relatively small.
A better way to solve this problem is by construction. The calculation can be re-arranged to guarantee the DC gain=1 constraint. With respect to
y(k)=p2(x)s0+p1(x)s1+p0(x)s2
The above equation can be rewritten as
where the last line is true because it was previously shown that to preserve unity DC gain,
c2p2(x)+c3p1(x)+p0(x)=1
Simulations show that enforcing unity DC gain is a critical part of getting good SRC performance. Without this constraint, SRC images are not sufficiently attenuated, and thus they create distortion in the output signal.
In conclusion, this invention demonstrates how to find a set of pi(x) functions, which may be applied to the states of a low-pass IIR filter, in order to create output samples at a rate different from the input samples. The set of pi(x) functions will vary depending on the particular filter to be modified, and also on the desired sample rate conversion performance. While the invention is based on fitting curves to the results of raising matrices to fractional powers, there are many ways to simplify the design without departing from its spirit. Ultimately, the desired SRC performance (image attenuation) will determine what simplifications can be made. For example, while the initial derivation suggests that the polynomial functions will be of increasing degree as applied from right to left across the IIR filter, the actual degrees of the polynomial functions need not follow this precisely. As shown above, it may make sense to increase the degree of the polynomial function to help preserve unity DC gain. Alternatively, it may make sense to decrease the degree of the polynomial function if the curve can be sufficiently approximated with a polynomial function of lower degree, and the resulting SRC performance is acceptable for the particular application. In fact, in some cases, one or more polynomial functions may be omitted entirely from the output data sample calculation if the desired SRC performance can be achieved without them. And finally, the polynomial functions may either be evaluated on-the-fly, or retrieved from a table without departing from the spirit of the invention.
While
While the preferred embodiment and various alternative embodiments of the invention have been disclosed and described in detail herein, it may be apparent to those skilled in the art that various changes in form and detail may be made therein without departing from the spirit and scope thereof.
It should be noted that the examples illustrated herein should in no way be interpreted as limiting the spirit and scope of the present invention in any way. The specific examples and implementations are shown here for purposes of illustration only. While in the preferred embodiment the number of states in the filter may remain unaltered when modified to perform sample rate conversion, in alternative embodiments, additional states may be added without departing from the spirit and scope of the present invention.
The present application is a Continuation-In-Part (CIP) of co-pending U.S. patent application Ser. No. 11/318,271 filed on Dec. 23, 2005, and incorporated herein by reference.
Number | Name | Date | Kind |
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5500874 | Terrell | Mar 1996 | A |
5815102 | Melanson | Sep 1998 | A |
5944775 | Satoshi | Aug 1999 | A |
6150969 | Melanson | Nov 2000 | A |
6215429 | Fischer et al. | Apr 2001 | B1 |
6480129 | Melanson | Nov 2002 | B1 |
7129861 | Avantaggiati | Oct 2006 | B2 |
Number | Date | Country | |
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20070146177 A1 | Jun 2007 | US |
Number | Date | Country | |
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Parent | 11318271 | Dec 2005 | US |
Child | 11387093 | US |