The present invention relates to the recording and reproduction of binary data in magnetic disk storage systems for digital computers, particularly to a sampled amplitude read channel employing an adaptive non-linear correction circuit for correcting non-linear distortions in the read signal, such as asymmetries caused by the non-linear response of a magneto-resistive (MR) read head.
In magnetic disk drive storage devices, sampled amplitude read channels employing partial response (PR) signaling with maximum likelihood (ML) sequence detection have provided a substantial increase in storage capacity by enabling significantly higher linear bit densities. Partial response signaling refers to a particular method for transmitting symbols represented as analog pulses through a communication medium. The benefit is that at the signaling instances (baud rate) there is no intersymbol interference (ISI) from other pulses except for a controlled amount from immediately adjacent, overlapping pulses. Allowing the pulses to overlap in a controlled manner leads to an increase in the symbol rate (linear recording density) without sacrificing performance in terms of signal-to-noise ratio (SNR).
Partial response channels are characterized by the polynomials
(1−D)(1+D)n
where D represents a delay of one symbol period and n is an integer. For n=1,2,3, the partial response channels are referred to as PR4, EPR4 and EEPR4, with their respective frequency responses shown in FIG. 1A. The channel's dipulse response, the response to an isolated symbol, characterizes the transfer function of the system (the output for a given input). With a binary “1” bit modulating a positive dipulse response and a binary “0” bit modulating a negative dipulse response, the output of the channel is a linear combination of time shifted dipulse responses. The dipulse response for a PR4 channel (1−D2) is shown as a solid line in FIG. 1B. Notice that at the symbol instances (baud rate), the dipulse response is zero except at times t=0 and t=2. Thus, the linear combination of time shifted PR4 dipulse responses will result in zero ISI at the symbol instances except where immediately adjacent pulses overlap.
It should be apparent that the linear combination of time shifted PR4 dipulse responses will result in a channel output of +2, 0, or −2 at the symbol instances (with the dipulse samples normalized to +1, 0, −1) depending on the binary input sequence. The output of the channel can therefore be characterized as a state machine driven by the binary input sequence, and conversely, the input sequence can be estimated or demodulated by running the signal samples at the output of the channel through an “inverse” state machine. Because noise will obfuscate the signal samples, the inverse state machine is actually implemented as a trellis sequence detector which computes a most likely input sequence associated with the signal samples.
The performance of the trellis sequence detector in terms of bit error rate depends on the amount of noise in the system, including noise due to the spectrum of the read signal diverging from the ideal partial response. Linear distortions in the read signal can generally be suppressed using a linear equalizer which may operate on the continous-time analog read signal or the discrete-time samples of the read signal. Typical read channels employ both an analog equalizer, such as a biquad analog filter, followed by a nth order finite-impulse response (FIR) discrete-time filter. Linear equalizers, however, are not effective in attenuating non-linear distortions in the read signal, such as asymmetries caused by the non-linear response of a magneto-resistive (MR) read head.
An MR read head comprises an MR sensor element with a resistance which is proportional to the strength of the magnetic flux; the read signal is generated by applying a current to the MR element and measuring the voltage across it as it passes over the magnetic transitions recorded on the disk.
There is, therefore, a need for an improved sampled amplitude read channel for use in disk storage systems that provides a non-linear correction circuit for correcting non-linear distortions in the read signal, such as asymmetries caused by the non-linear response of an MR read head.
A sampled amplitude read channel is disclosed for magnetic disk storage systems comprising an adaptive non-linear correction circuit for correcting non-linear distortions in the read signal, such as asymmetry caused by the non-linear response of a magneto-resistive (MR) read head. The analog read signal is sampled and the discrete time sample values equalized into a desired partial response prior to sequence detection. The non-linear correction circuit is inserted into the read path prior to the sequence detector and adaptively tuned by a least-mean-square (LMS) adaptation circuit. In one embodiment, the non-linear correction circuit is a discrete-time Volterra filter comprising a linear response for implementing an equalizing filter, and a non-linear response for attenuating non-linear distortions in the read signal. The filter coefficients of both the linear and non-linear sections of the Volterra filter are adaptively adjusted by the LMS adaptation circuit. In an alternative embodiment, the non-linear correction circuit operates in the analog domain, prior to the sampling device, where the cost and complexity can be minimized. The analog correction circuit implements an inverse response to that of the non-linearity in the read signal, and the response is adaptively tuned using an LMS update value computed in discrete-time for a Volterra filter, without actually implementing a Volterra filter. Further, the LMS update value for the analog correction circuit can be implemented using a simple squaring circuit.
The above and other aspects and advantages of the present invention will be better understood by reading the following detailed description of the invention in conjunction with the drawings, wherein:
Overview
The sampled amplitude read channel of the present invention is intended to operate within a magnetic disk storage device as illustrated in
A least-mean-square (LMS) algorithm implements the adaptation strategy for the non-linear correction circuit. In a first embodiment, the non-linear correction circuit is implemented as a nth order discrete-time Volterra filter with coefficients updated according to an estimated stochastic gradient. In an alternative embodiment, the non-linear correction circuit is implemented in the analog domain wherein the cost and complexity of the design can be significantly reduced. The analog correction circuit comprises a simple second order response of the form
x+αx2
which estimates the inverse response of the second order non-linearity caused by an MR read head. The LMS update for the coefficient α is estimated using the stochastic gradient computed for the center coefficient in the quadratic component of a Volterra filter, without actually implementing a Volterra filter.
Discrete-Time Volterra Filter
In the embodiment of the present invention shown in
The linear component H1(z) 12 of the Volterra filter is implemented as a conventional finite-impulse-response (FIR) filter comprising a vector of coefficients C36, and the non-linear second order component H2(z1,z2) 18 is implemented as an nxn matrix of coefficients Cnxm 38. The output yk 32 of the Volterra filter can be written as
yk=CTXk+XkTCnxnXk
where Xk is a vector of the input sample values 24. The coefficients for both the linear component H1(z) 12 and the non-linear component H2(z1,z2) 18 are updated by a least-mean-square (LMS) adaptation circuit 20 which adjusts the coefficients C36 and Cnxn 38 in a manner that minimizes the squared error ek 22 computed as the difference 28 between the sample values yk 32 output by the Volterra filter and estimated ideal sample values ^Sk 26 corresponding to the desired partial response. A simple slicer circuit 30 generates the estimated ideal sample values ^Sk 26 by comparing the output samples of the Volterra filter 32 to thresholds which represent the decision boundaries for the ideal partial response signal samples.
The LMS adaptation circuit 20 approximates a minimum mean-square-error (MMSE) algorithm which minimizes an expected squared error function
V(H1,H2)=E[(yk−^Sk)2].
The gradient of V with respect to Cn (the nth coefficient in the linear filter H1(z) 12) is
where ek is the error value yk−^Sk. The LMS algorithm, otherwise known as the stochastic gradient algorithm, updates the coefficient Cn by removing the expectation operator E from the above gradient equation and following the residual gradient estimate to the minimum of V
Cn(m+1)=Cn(m)−μ2ekXk−n.
A similar computation leads to the LMS update algorithm for the non-linear second order component H2(z1,z2) 18 of the Volterra filter. The MMSE stochastic gradient equation for H2(z1,z2) 18 is
which leads to an LMS stochastic gradient equation of
H2(m+1)(i,j)=H2(m)(i,j)−μ2ekXk−iXk−j.
The circuitry for implementing the LMS adaptation circuit 20 for the Volterra filter of
The non-linear second order component H2(z1,z2) 18 of the Volterra filter may be overly complex and expensive to implement depending on the design constraints for a particular storage system. For example, a second order component H2 comprising a 5×5 matrix of coefficients requires 20 multiplies and 14 accumulates for every update. Therefore, the present invention provides an alternative embodiment which significantly reduces the cost and complexity by implementing the non-linear correction circuit in the analog domain, while still performing the LMS update procedure in discrete-time using the LMS update for a Volterra filter, without actually implementing the more complex Volterra filter. This embodiment of the present invention is discussed in detail in the following section.
Analog Non-Linear Correction Circuit
Details of the sampled amplitude read channel of the present invention employing an analog non-linear correction circuit are shown in FIG. 5. The elements shown are essentially the same as in
As with the linear component H1(z) 12 of the Volterra equalizer, the MMSE for the coefficients of the second order component H2(z1,z2) 18 is a function of the analog filter 10, the recording density, and noise spectrum and distribution, in addition to the non-linear distortion caused by MR asymmetry. However, the “center” coefficient of the nxn second order component H2(z1,z2) 18, defined as the center coefficient H2(d,d) on the diagonal of the nxn matrix, is a consistent indicator of the second order asymmetry distortion caused by the MR read head. If the center coefficient H2(d,d) is positive, it means that the Volterra equalizer needs to add a portion of X2k−d to ^Sk when the MR asymmetry is under-corrected. Conversely, if the center coefficient H2(d,d) is negative, it means that the Volterra equalizer needs to subtract a portion of X2k−d from ^Sk when the MR asymmetry is over-corrected. Therefore, the stochastic gradient update for the center coefficient H2(d,d) can be integrated and the integral representing the MR asymmetry error can be used to update the non-linear correction circuit 44. From the above LMS equation, the stochastic gradient update 46 shown in
The stochastic gradient update 46 is then integrated by a discrete-time accumulator 48, and the integral 50 used to adaptively tune the analog non-linear correction circuit 44.
Details of the LMS adaptation circuit 20 of
The analog correction circuit 44 is designed to approximate the inverse response of the non-linearity in the read signal, thereby cancelling the non-linear distortion. Since the non-linear response of an MR read head is dominated by a second order component, the inverse response f−1(x) can be approximated as a second order polynomial of the form
f−1(x)=x+αx2.
The above inverse response is considered “two-sided” since it will add a second order compensation factor into both the positive and negative pulses in the read signal. However, the non-linearity may be biased toward distorting only the positive or negative pulses, in which case it may be better to employ a “one-sided” inverse response of the form:
depending on whether the distortion affects the negative or positive pulses, respectively. The coefficient α is adaptively tuned using the integrated stochastic gradient 50 for the center coefficient in the second order factor of the Volterra filter, as described above, in order to minimize the deviation (the error ek 22) of the read signal's response from the desired partial response.
The circuitry for implementing the one-sided inverse response is shown in FIG. 7A. The analog read signal 61 output by the VGA 8 is squared by analog squarer 60, and the squared signal is then scaled by the coefficient α 62 which is adaptively tuned by the integrated stochastic gradient 50 generated by the LMS adaptation circuit 20 of FIG. 6. The scaled, squared read signal is then added to itself at adder 64 to implement the above two-sided inverse response. The circuitry for implementing the one-sided inverse response is shown in
The stochastic gradient estimate for the center coefficient H2(d,d) of the Volterra filter will be an accurate estimate of the stochastic gradient for the analog non-linear correction circuit 44 only if the linear equalizer H1(z) 12 has a known, fixed (preferably integer) delay and is close to linear phase, giving it a nearly constant group delay across frequencies. Otherwise, there will be an unkown, fractional time delay between the read signal sample Xk 24 and the error signal ek 22 making it more difficult or impossible to synchronize the error signal ek 22 to the appropriate signal sample Xk 24. Thus, an aspect of the present invention is to implement the linear equalizer H1(z) 12 to have a fixed, integer group delay.
In the present invention the LMS update algorithm is modified to including an orthogonal projection operator Pv1v2⊥, as seen in the LMS adaptation circuit of
Operation of the orthogonal projection operator Pv1v2⊥ will now be described in relation to the gain and phase response of the linear equalizer H1(z) 12. Referring to
Turning now to the implementation details of the orthogonal projection operator Pv1v2⊥, the equalizer's frequency response is
where Ck are the coefficients of the equalizer's impulse response. At the preamble frequency (1/4T), the equalizer's frequency response is
where the sampling period has been normalized to T=1. In matrix form, the equalizer's frequency response at the preamble frequency is,
Those skilled in the art will recognize that shifting the time base will lead to four different, but functionally equivalent, frequency responses at the preamble frequency (i.e., [1,−j,−1,j, . . . ]C, [−j,−1,j,1, . . . ]C, [−1,j,1,−j, . . . ]C and [j,1,−j,−1, . . . ]C). Constraining the phase response of the equalizer to an integer multiple of π at the preamble frequency (1/4T) implies that the imaginary component of its frequency response is zero,
If the imaginary component of the frequency response is constrained to zero, as described above, then constraining the magnitude of the equalizer to g at the preamble frequency (1/4T) implies that the real component of the frequency response equals g,
Therefore, the equalizer's coefficients Ck must be constrained to satisfy the following two conditions:
CT·V1=0 and CT·V2=g.
The above constraints are achieved by multiplying the computed gradient Xk·ek by an orthogonal projection operation Pv1v2⊥ as part of the modified LMS algorithm.
To understand the operation of the orthogonal projection operation, consider an equalizer that comprises only two coefficients: C0 and C1 as shown in FIG. 10. The phase constraint condition CT·V1=0 implies that the filter coefficient vector CT must be orthogonal to V1. When using an unmodified LMS algorithm to update the filter coefficients, the orthogonal constraint is not always satisfied as shown in FIG. 10. The present invention, however, constrains the filter coefficients to a subspace <C> which is orthogonal to V1 by multiplying the gradient values Xk·ek by a projection operation Pv1⊥, where the null space of the projection operation Pv1⊥ is orthogonal to <C>. The updated coefficients correspond to a point on the orthogonal subspace <C> closest to the coefficients derived from the unmodified LMS algorithm as shown in FIG. 10.
Similar to the phase constraint projection operation Pv1⊥, a second orthogonal projection operation Pv2⊥ constrains the filter coefficients such that the coefficient vector CT satisfies the above gain constraint: CT·V2=g. The combined orthogonal projection operator Pv1v2⊥ eliminates two degrees of freedom in an N-dimensional subspace where N is the number of filter coefficients (i.e., the orthogonal projection operator Pv1v2⊥ has a rank of N−2).
An orthogonal projection operator for V1 and V2 can be computed according to
Pvx⊥=I−Pvx=I−Vx(VxTVx)−1VxT
where Pv1v2⊥=Pv1⊥·Pv2⊥ since V1 is orthogonal to V2. The orthogonal projection operator Pv1v2⊥ computed using the above equation for an equalizer comprising ten filter coefficients is a matrix
The above matrix Pv1v2⊥ is an orthogonal projection matrix scaled by 5 (multiplied by 5) so that it contains integer valued elements which simplifies multiplying by Xk·ek in the above LMS update equation. The scaling factor is taken into account in the selection of the gain value μ. Constraining the gain to g and the phase to kπ at the normalized frequency of 0.5 simplifies implementing the orthogonal projection matrix Pv1v2⊥: half of the elements are zero and the other half are either +1, −1, or +4. Thus, multiplying the projection matrix Pv1v2⊥ by the gradient values Xk·ek requires only shift registers and adders. In the preferred embodiment, the orthogonal projection operator Pv1v2⊥ is actually decimated in order to reduce the cost and complexity of the implementation. For details concerning the decimated embodiment of the orthogonal projection operator Pv1v2⊥, see the above referenced co-pending U.S. patent application entitled, “GAIN AND PHASE CONSTRAINED ADAPTIVE EQUALIZING FILTER IN A SAMPLED AMPLITUDE READ CHANNEL FOR MAGNETIC RECORDING.”
The objects of the invention have been fully realized through the embodiments disclosed herein. Those skilled in the art will appreciate that the various aspects of the invention can be achieved through different embodiments without departing from the essential function. For example, the aspects of the present invention could be applied to attenuate non-linear distortions in the read signal other than those caused by the non-linear response of an MR read head. The particular embodiments disclosed are illustrative and not meant to limit the scope of the invention as appropriately construed from the following claims.
This application is related to another U.S. patent application, namely U.S. Pat. No. 5,999,355 entitled “GAIN AND PHASE CONSTRAINED ADAPTIVE EQUALIZING FILTER IN A SAMPLED AMPLITUDE READ CHANNEL FOR MAGNETIC RECORDING.” This application is also related to several U.S. patents, namely U.S. Pat. No. 5,291,499 entitled “METHOD AND APPARATUS FOR REDUCED-COMPLEXITY VITERBI-TYPE SEQUENCE DETECTORS,” U.S. Pat. No. 5,696,639 entitled “SAMPLED AMPLITUDE READ CHANNEL EMPLOYING INTERPOLATED TIMING RECOVERY,” U.S. Pat. No. 5,424,881 entitled “SYNCHRONOUS READ CHANNEL,” and U.S. Pat. No. 5,585,975, “EQUALIZATION FOR SAMPLE VALUE ESTIMATION AND SEQUENCE DETECTION IN A SAMPLED AMPLITUDE READ CHANNEL.” All of the above-named and patents are assigned to the same entity, and all are incorporated herein by reference.
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