Patent Grant
11663304
The computer program listing appendix attached to application Ser. No. 14/545,514 in the form of a compact disc pursuant to 37 CFR 1.52(e), 1.77(b)(5) and 1.96(c), is hereby incorporated by reference. The following files of the compact disc are hereby incorporated by reference:
A. Field of the Invention
The Invention relates to the secure storage and retrieval of information using a biometric identifier and a computer network such as the Internet or an intranet. The Invention has particular application for the secure storage and retrieval of large quantities of confidential information by multiple users in diverse computing and security environments.
B. Description of the Related Art
The implementation of modern information technology in high security environments requires that confidential information be stored and shared among multiple users using multiple platforms in multiple locations and in environments having diverse security precautions. Electronic access to medical records of a patient by various health care providers and insurers is one example. Another example comprises the distributed use of confidential records of law enforcement agencies such as the Federal Bureau of Investigation or security agencies such as the Department of Homeland Security or the Central Intelligence Agency.
Confidential records may be encrypted to prevent unauthorized access to those records using a private key encryption system. A private key system suffers the vulnerability that theft of the key coupled with theft of the encrypted files renders the confidential files open to a person of bad intent. Such a loss of both the encrypted file and the decryption key may occur in a physical theft of a computer memory device, such as in a burglary or in a theft by a dishonest employee, or by a hacker penetrating the defenses of a computer on which both the encrypted file and the decryption key are stored.
Prior art data storage and delivery systems do not teach the secure data storage retrieval system and apparatus of the Invention.
The Invention is an apparatus and method for the secure storage and retrieval of confidential information. A client computer under the control of a user communicates with a server computer under the control of a service provider over a computer network such as the Internet or an intranet. The client computer is operably connected to a biometric scanner such as a fingerprint scanner. The identity of the human user is verified to the client computer and to the server computer by the user providing a user name and a biometric identifier, the biometric identifier comprising the results of a biometric scan using the biometric scanner. A file is resident in client computer memory. Upon command by the user, the client computer generates a private key and encrypts the file using the private key. The client computer transmits the private key to the server computer, which stores the private key in private key computer memory. The client computer stores the encrypted file in encrypted file computer memory. The private key computer memory and the encrypted file memory are in different physical locations. The encrypted file computer memory may be associated with the client computer or may be at a different physical location than the client computer.
As used in this document, a ‘client computer’ means any computer under the control of a user that is operably connected to a biometric scanner and capable of communicating with a server computer over a computer network such as the Internet or an intranet. The term ‘server computer’ means any computer under the control of a service provider and capable of communicating with the client computer over the computer network.
As used in this document, the term “different physical location” means different street addresses or any other physical separation so that a physical invasion of the location in which the encrypted file computer memory is housed will not also be a physical invasion of the location where the private key computer memory is housed. While the private key and the encrypted file will reside temporarily in memory on the same client computer during encryption or decryption of the file, the temporary memory is overwritten and erased after the encryption or decryption operation is completed. The encrypted file and the private key are not stored in non-volatile memory on a single computer or at a single physical location.
To use the apparatus and method of the Invention, a user utilizing a client computer logs onto a computer network and navigates to a website controlled by a service provider or to an equivalent intranet location. The user registers with the service provider to become a registered user. To register, the user transmits from the client computer to the server computer a user name and biometric identifiers to identify the user. As used in this application, the term “biometric identifier” means a fingerprint scan provided by a fingerprint reader, an iris scan provide by an iris scanner, the results of a facial recognition scan, or any other electronic data file generated by an electronic scan of a body part of a user. The server computer associates the username and biometric identifiers with the user and approves the user as a registered user.
Upon registration, the registered user downloads a client-side application (“CSA”). The CSA is a computer program for installation on the client computer. The CSA is configured to communicate with the server computer and to encrypt and decrypt files when requested by a logged-on, registered, authorized user. The user installs the CSA on each client computer from which the user will encrypt and decrypt files.
To encrypt or decrypt records, the user launches the CSA on the client computer and logs on to the server computer over the computer network. During logon, the user will provide the user name and biometric identifier such as a contemporaneous fingerprint scan. The server computer will compare the user name and fingerprint scan against the registration information of the user. If the user name matches and if the server computer concludes that the fingerprint scan is of the same person as the biometric identifiers stored in the server computer memory, then the server computer will recognize the user as a registered user and allow the registered user to log on.
To encrypt a file, the logged-on registered user will designate a file to the CSA and command the CSA to encrypt the file. The CSA will assign a private key to the file and encrypt the file using the private key. The CSA will apply conventional private key encryption algorithms to select the private key and to encrypt the file. The CSA transmits the private key to the server computer along with information to associate the private key with the encrypted file for subsequent decryption. The information to associate the private key with the file may include the user name and the date and time of the encryption.
The logged-on, registered user who commands the CSA to encrypt the file is the ‘owner’ of the encrypted file. The owner of the encrypted file can designate that one or more other registered users have permission retrieve the private key from the server computer and decrypt the encrypted file. A designation of another registered user to retrieve the private key and decrypt the encrypted file is referred to herein as ‘a permission.’ The registered user can grant a permission to individuals, groups or companies, such as a group consisting of a designated subset of employees of a hospital or a company consisting of members of a law enforcement task force.
The client computer transmits the permission to the server computer, which associates the permission with the encrypted file and stores the permission in server computer memory. The ‘owner’ of the encrypted file always has a ‘permission’ and always can request the private key and decrypt the encrypted file. When a permission is granted to another registered user who is not the owner, the permission is effective for a single retrieval of the private key and a single decryption of the file, but may be configured for multiple uses. Permissions also may be for a specified duration and expire or become inactive at the end of the specified period. The permission of the owner does not expire and continues indefinitely.
To decrypt the encrypted file, the user must be registered, logged-on to the server and be the owner or otherwise have permission to open the file. The user will select the encrypted file and will command the encrypted file to open. The CSA will communicate with the registration server and receive verification from the server that the user attempting to decrypt a selected file is the owner of the encrypted file or is a registered user given permission by the owner to unlock or decrypt the encrypted file and that the permission is still in effect. The CSA will retrieve the private key from the server computer and will decrypt the file using h e private key. The CSA then will erase the private key from temporary memory of the client computer. The user may then open the decrypted file in the conventional manner and access the information contained in the original file and save, copy, edit or otherwise manipulate the file.
For example, if the decrypted file is a word processing document, the user may edit the decrypted document using a conventional word processing program. To save the file after editing, the user will command the CSA to save the file. The CSA will repeat the process of creating a private key, encrypting the file using the private key, saving the encrypted file, transmitting the private key to the server computer, and erasing the private key from temporary memory of the user's client computer. The server computer will save the private key along with along with information to associate the private key with the encrypted file for subsequent decryption
Each registered user is provided with an automatically-generated personal web page. Each time the user saves a file in encrypted form, the user is the ‘owner’ of the encrypted file and the encrypted file is identified on the user's personal web page. The user's personal web page also displays the permissions that the user has set for the file and allows the user to change those permissions. When the user saves a file in encrypted form, the personal web page of each user who has permission to open the file displays a notification that a permission has been granted by the owner of the file. The notification provides information specific to the file, including the name of the file, the owner of the file, time and date permission was issued, when the permission is active, when the permission expires and any notes that the owner may have attached to the encrypted file.
When any registered user with permission opens the file, the access is recorded by the server and a log of that access may be viewed on the personal web page of the user who exercised the permission as well as the file ‘owner’ who granted the permission. The log and other information displayed by the personal web page also may be displayed to the owner or the user with permission by the CSA running on the client computer.
The personal web page of any registered user may be viewed from any Internet-enabled device upon entry of a username and password without entry of a biometric identifier and without decrypting any file. This allows the registered user or a person having responsibility for information security to monitor access to files from any device, including devices not having the capability to provide a biometric scan.
The CSA may provide the user with the option of saving the encrypted file remotely from the client computer. The encrypted file may be transmitted in encrypted form over the network and saved to an encrypted file computer memory at a different location from the client computer and from the server computer storing the private key for that file.
One aspect of the invention is an apparatus and method for securely storing and retrieving confidential information.
The client computer is capable of communicating with other computers over a computer network 12. The computer network 12 may be the Internet or an intranet or may be any other network of computers capable of communicating one with another.
A key server 14 is connected to the microprocessor 4 of the client computer 2 over the computer network 12. The key server 14 is connected to a private key computer memory 16. Private key computer memory 16 is accessible to the key server 14. Private key computer memory 16 is capable of storing a private key 18. Private key 18 is a private encryption key as the term is commonly used in the encryption art.
A registration server 20 is attached to microprocessor 4 over the computer network 12. The registration server 20 also is connected to the key server 14 over the computer network 12. The registration server 20 is connected to a registration server computer memory 22. The registration server computer memory is capable of storing registration status 24 of the human users, biometric identifiers 26 for the registered users, permissions 28 granted by a user, locked file instances 30, and information to construct a personal web page 32 for each registered user, as those terms are hereinafter used and defined.
An encrypted file server 34 communicates with the client computer 2 and the registration server 20 over the computer network 12. An encrypted file computer memory 36 is connected to and in communication with the encrypted file server 34. The encrypted file computer memory 36 is capable of storing an encrypted file 38.
The registration server 20 and the encrypted file server 34 may be separate servers or may be one server that serves the functions of both the encrypted file server 34 and the registration server 20. The encrypted file server 34 and the key server 14 are not the same server. Encrypted file computer memory 36 is in a different physical location (as previously defined) from private key computer memory 16. Maintaining encrypted file computer memory 36 and private key computer memory 16 at different physical locations prevents the loss of both an encrypted file 38 and the private key 18 to unlock that encrypted file 38 in a single action of physical thievery or a single incident of hacking.
During the registration process, the registration server 20 will transmit a Client Side Application (“CSA”) to the client computer over the computer network 12, as shown by item 50. The client computer will install the CSA, as shown by item 52. The CSA is a computer program resident in client computer memory 6 that automates many of the encryption, decryption and communications functions of the apparatus and method of the Invention. The CSA also provides gatekeeper functions in allowing or refusing access by the user to the registration server 20, key server 14 and encrypted file server 34.
The registration server 20 will request a biometric identifier 26. The user uses biometric scanner 10 to scan a body part of the user, for example the user's fingerprint, as illustrated by item 44. The microprocessor will transmit the biometric identifier 26 to the registration server 20, as shown by item 46. The registration server 20 will create a registration account for user, transforming user into a registered user and as shown by item 48. The registration server 20 will associate the user name and the submitted biometric identifiers 26.
The registered user may be an individual. Alternatively, a group or company may be registered comprising more than one individual under the control of a chairman. Where a group or company comprises more than one individual, each individual nonetheless will provide biometric identifiers, which may be one or more scans of a body part of the individual by biometric scanner 10. The biometric identifier and username of each person in the group or company will serve to allow each group member or company employee to identify him or herself to the registration server 20 to allow access to encrypted files 38 and private keys 18. The chairman of the group or company can determine access limitations of individual members of the group or employees of the company.
The processes of encrypting and decrypting a file using a private key 18 are also referred to in this document as ‘locking’ and ‘unlocking’ the file. ‘Locking’ ‘means encrypting.’ Unlocking’ means ‘decrypting.’ An encrypted file 38 is also referred to as a ‘locked file’ 38 while a unencrypted electronic file 8 is referred to as an ‘unlocked file’ 8.
To access the encryption and decryption functions of the apparatus and method, the user togs on to the CSA resident on the client computer 2.
If the user is not ‘locked out,’ the CSA will request that the registered user provide a biometric identifier 26, which may be a fingerprint, as illustrated by item 58 of
The registration server 20 also will check the payment status 62 of the registered user. If the user is the registered user who he or she claims to be and if the payment status is adequate, then the CSA will display the CSA Control Operations Window and information field screen to the registered user, item 64 of
If the initial logon to the CSA is not successful in matching the user name to the biometric identifier 26 stored in the registration computer memory 22, or if an inaccurate member name was entered on a third failed attempt, the application will ‘auto-quit’ and close. If inaccurate member name and password information is entered when attempting to log into the personal web page 32 on a third failed attempt the members account is ‘locked’ and the user is referred to the ‘IDAV’ identification process illustrated by
Upon receiving the ‘lock’ command for the electronic file 8, the CSA generates a private key 18, item 88 of
The CSA notifies the registration server 20 of the creation of the encrypted file 38, which notes a ‘new locked file instance’ 30, from item 96 of
The personal web page 32 of the user is generated by the registration server 20. As described above, the personal web page 32 of the registered user is displayed to the registered user when the registered user logs on to the CSA and selects the ‘my account’ button of the control operations window, shown by
Upon creation of the new locked file instance, item 96 of
When the user selects other registered users who will have ‘permission,’ the designation of those persons is an ‘instance,’ as previously defined. The client computer 2 informs the registration server 20 of this ‘permission instance 28,’ from item 102 of
When any registered user with permission logs on to the CSA the event list located at the bottom of the control operation window illustrated by
Upon creation of the new locked file instance, item 96 of
If the registered elects not to upload the encrypted file 38, the registered user selects another location to which to save the encrypted file 38. The registered user saves the encrypted file 38 to the selected location, as indicated by item 114 of
The CSA event list located at the bottom of the control operation window illustrated by
To unlock an encrypted file 38, the registered user will select an encrypted file 38 of which the registered user is the owner or for which the registered user has been given permission by the owner to decrypt the encrypted file 38, indicated as item 118 on
If the encrypted file 38 is stored on a separate encrypted file server 34, the CSA will request delivery of the encrypted file 38, from item 122 of
If the encrypted file 38 is not stored on a separate encrypted file server 34, registered user locates the encrypted file 38 on client computer memory 6, or on whatever other memory the encrypted file 38 is stored, and commands the encrypted file 38 to open, indicated by item 126 on
The CSA running on the client computer 2 decrypts the encrypted file 38 using private key 18, indicated by item 128 of
The decryption of the encrypted file 38 is an ‘instance,’ as defined above. The event to be recorded is the decryption of the encrypted file 38. The registration server 20 posts notice of the event to the owner of the encrypted file 38 and to the user having permission to unlock the encrypted file 38, as indicated by item 134 of
Of course, there may be many client computers 2, each running the CSA, and many registered users. The functions of the registration server 20 may be distributed or divided among multiple servers. The only limitation on the physical arrangement of the servers 14, 20, 34 and of the functions of the servers 14, 20, 34 is that the private key 18 and the encrypted file 38 associated with that private key 18 will not be stored in the same server 14, 20, 34 or in the same physical location, to prevent vulnerability to physical theft and to prevent loss of both the encrypted file 38 and the encryption key 18 in a single instance of hacking.
Communications among the client computer 2, the registration server 20 and the key server 14, and the encrypted file server 34 over the computer network 12 are secure communications using conventional https secure socket technology as currently used for Internet financial transactions. In https technology for Internet communications, a public key encryption system encrypts a communication that is then transmitted over the computer network 12. The recipient of the communication decrypts the communication for use. The file is encrypted while in transit, but is in decrypted form in both the transmitting and receiving computers. This https encryption of communications among the client computer 2 and servers 14, 20, 34 is distinct and different from the private key 18 encryption used to lock the encrypted file 38. The encrypted file 38 is encrypted using the private key 18. As described above relating to
Upon receiving verification from the server computer 20 that the user is the registered user that he or she claims to be, the CSA displays the control operations window illustrated by
Upon selecting ‘Lock a File’ in the CSA control operations window of
If the registered user selects the ‘Locked Files’ option from the CSA control operations window of
The owner also may select a file from the ‘Locked Files list’ of the ‘Files Owned by Me’ screen of
The logged-on registered user is authorized to decrypt and open encrypted files 38 for which the user is either the owner, as previously defined, or for which the user has been granted a permission by the owner of the encrypted file, as illustrated by
As an example, a user may be a private individual and the electronic file 8 may be a medical record of the individual. Under direction by the user, the CSA encrypts the medical record 8 to form an encrypted file 38. The user is the owner of the encrypted file 38 and has the power to determine who can decrypt and open the medical record 8. The owner always has permission to decrypt the encrypted file 38 and to thereby open the medical record 8. For this example, the owner grants permission to his or her primary physician, an individual, to decrypt the encrypted medical record 38 so that the physician can render treatment to the owner. The owner also grants permission to his or her insurance company so that the company can determine whether to pay for the treatment. Any authorized employee of the insurance company then can exercise the permission and decrypt the encrypted file 38. For this example, the primary physician wishes to consult with a specialist. The owner grants permission to a group consisting of the members of a specialist medical practice to decrypt the encrypted file 38. For the purposes of this example, the user wishes his physician to have unlimited access to the medical record, wishes for the insurance company to have access only until the coverage decision is made and wishes the specialist medical group to have access only during the period that they are providing their opinion. The user, as owner of the encrypted medical record 38, provides an unlimited permission to his primary care physician, provides a permission to the insurance company that expires in one month, and provides a permission to the specialist group that is open only for a specified two hour period on the date of the consultation.
The private key encryption program ‘Blowfish’ using a key size of 448 bits has proved successful in practice for private key encryption and decryption duties in the CSA. ‘Blowfish’ is an open source encryption program available at ‘Blowfish.net.’ The private key 18 is created using a random number generator.
Although this invention has been described and illustrated by reference to specific embodiments, it will be apparent to those skilled in the art that various changes and modifications may be made which clearly fall within the scope of this invention. The present invention is intended to be protected broadly within the spirit and scope of the appended claims.
This is a continuation of application Ser. No. 14/545,514, filed May 14, 2015, which is a division of application Ser. No. 12/586,322, filed Sep. 21, 2009, the entire contents of which are hereby incorporated herein by reference.
| Number | Name | Date | Kind |
|---|---|---|---|
| 6289450 | Pensak | Sep 2001 | B1 |
| 6484260 | Scott et al. | Nov 2002 | B1 |
| 7380120 | Garcia | May 2008 | B1 |
| 7801303 | Dulac | Sep 2010 | B2 |
| 20030046237 | Uberti | Mar 2003 | A1 |
| 20030046540 | Nakamura et al. | Mar 2003 | A1 |
| 20040091114 | Carter et al. | May 2004 | A1 |
| 20050240779 | Aull et al. | Oct 2005 | A1 |
| 20060075227 | Park | Apr 2006 | A1 |
| 20070106895 | Huang et al. | May 2007 | A1 |
| 20070297610 | Chen | Dec 2007 | A1 |
| 20080059380 | Bleahen | Mar 2008 | A1 |
| 20080222711 | Michaelis | Sep 2008 | A1 |
| 20100005293 | Errico | Jan 2010 | A1 |
| 20100278336 | Tahan et al. | Nov 2010 | A1 |
| Number | Date | Country | |
|---|---|---|---|
| 20180232510 A1 | Aug 2018 | US |
| Number | Date | Country | |
|---|---|---|---|
| Parent | 12586322 | Sep 2009 | US |
| Child | 14545514 | US |
| Number | Date | Country | |
|---|---|---|---|
| Parent | 14545514 | May 2015 | US |
| Child | 15948579 | US |
