Patent Grant
11059319
This invention relates to image patterns for use in security devices, as well as to security devices themselves. Security devices are used for example on documents of value such as banknotes, cheques, passports, identity cards, certificates of authenticity, fiscal stamps and other secure documents, in order to confirm their authenticity. Methods of manufacturing image patterns and security devices are also disclosed.
Articles of value, and particularly documents of value such as banknotes, cheques, passports, identification documents, certificates and licences, are frequently the target of counterfeiters and persons wishing to make fraudulent copies thereof and/or changes to any data contained therein. Typically such objects are provided with a number of visible security devices for checking the authenticity of the object. By “security device” we mean a feature which it is not possible to reproduce accurately by taking a visible light copy, e.g. through the use of standardly available photocopying or scanning equipment. Examples include features based on one or more patterns such as microtext, fine line patterns, latent images, venetian blind devices, lenticular devices, moiré interference devices and moiré magnification devices, each of which generates a secure visual effect. Other known security devices include holograms, watermarks, embossings, perforations and the use of colour-shifting or luminescent/fluorescent inks. Common to all such devices is that the visual effect exhibited by the device is extremely difficult, or impossible, to copy using available reproduction techniques such as photocopying. Security devices exhibiting non-visible effects such as magnetic materials may also be employed.
One class of security devices are those which produce an optically variable effect, meaning that the appearance of the device is different at different angles of view. Such devices are particularly effective since direct copies (e.g. photocopies) will not produce the optically variable effect and hence can be readily distinguished from genuine devices. Optically variable effects can be generated based on various different mechanisms, including holograms and other diffractive devices, moiré interference and other mechanisms relying on parallax such as venetian blind devices, and also devices which make use of focusing elements such as lenses, including moiré magnifier devices, integral imaging devices and so-called lenticular devices.
Moiré magnifier devices (examples of which are described in EP-A-1695121, WO-A-94/27254, WO-A-2011/107782 and WO2011/107783) make use of an array of focusing elements (such as lenses or mirrors) and a corresponding array of microimages, wherein the pitches of the focusing elements and the array of microimages and/or their relative locations are mismatched with the array of focusing elements such that a magnified version of the microimages is generated due to the moiré effect. Each microimage is a complete, miniature version of the image which is ultimately observed, and the array of focusing elements acts to select and magnify a small portion of each underlying microimage, which portions are combined by the human eye such that the whole, magnified image is visualised. This mechanism is sometimes referred to as “synthetic magnification”. The magnified array appears to move relative to the device upon tilting and can be configured to appear above or below the surface of the device itself. The degree of magnification depends, inter alia, on the degree of pitch mismatch and/or angular mismatch between the focusing element array and the microimage array.
Integral imaging devices are similar to moiré magnifier devices in that an array of microimages is provided under a corresponding array of lenses, each microimage being a miniature version of the image to be displayed. However here there is no mismatch between the lenses and the microimages. Instead a visual effect is created by arranging for each microimage to be a view of the same object but from a different viewpoint. When the device is tilted, different ones of the images are magnified by the lenses such that the impression of a three-dimensional image is given.
“Hybrid” devices also exist which combine features of moiré magnification devices with those of integral imaging devices. In a “pure” moiré magnification device, the microimages forming the array will generally be identical to one another. Likewise in a “pure” integral imaging device there will be no mismatch between the arrays, as described above. A “hybrid” moiré magnification/integral imaging device utilises an array of microimages which differ slightly from one another, showing different views of an object, as in an integral imaging device. However, as in a moiré magnification device there is a mismatch between the focusing element array and the microimage array, resulting in a synthetically magnified version of the microimage array, due to the moiré effect, the magnified microimages having a three-dimensional appearance. Since the visual effect is a result of the moiré effect, such hybrid devices are considered a subset of moiré magnification devices for the purposes of the present disclosure. In general, therefore, the microimages provided in a moiré magnification device should be substantially identical in the sense that they are either exactly the same as one another (pure moiré magnifiers) or show the same object/scene but from different viewpoints (hybrid devices).
Moiré magnifiers, integral imaging devices and hybrid devices can all be configured to operate in just one dimension (e.g. utilising cylindrical lenses) or in two dimensions (e.g. comprising a 2D array of spherical or aspherical lenses).
Lenticular devices on the other hand do not rely upon magnification, synthetic or otherwise. An array of focusing elements, typically cylindrical lenses, overlies a corresponding array of image sections, or “slices”, each of which depicts only a portion of an image which is to be displayed. Image slices from two or more different images are interleaved and, when viewed through the focusing elements, at each viewing angle, only selected image slices will be directed towards the viewer. In this way, different composite images can be viewed at different angles. However it should be appreciated that no magnification typically takes place and the resulting image which is observed will be of substantially the same size as that to which the underlying image slices are formed. Some examples of lenticular devices are described in U.S. Pat. No. 4,892,336, WO-A-2011/051669, WO-A-2011051670, WO-A-2012/027779 and U.S. Pat. No. 6,856,462. More recently, two-dimensional lenticular devices have also been developed and examples of these are disclosed in British patent application numbers 1313362.4 and 1313363.2. Lenticular devices have the advantage that different images can be displayed at different viewing angles, giving rise to the possibility of animation and other striking visual effects which are not possible using the moiré magnifier or integral imaging techniques.
Security devices such as microtext (and other micrographics), moiré magnifiers, integral imaging devices and lenticular devices, as well as others such as venetian blind type devices (which utilise a masking grid in place of focusing elements) and moiré interference devices depend for their success significantly on the resolution with which the image array (defining for example microimages, interleaved image sections or line patterns) can be formed. In the case of micrographics, high resolution is essential in order to create recognisable shapes, e.g. letters and numbers, at a sufficiently small size. In moiré magnifiers and the like, since the security device must be thin in order to be incorporated into a document such as a banknote, any focusing elements required must also be thin, which by their nature also limits their lateral dimensions. For example, lenses used in such security elements preferably have a width or diameter of 50 microns or less, e.g. 30 microns. In a lenticular device this leads to the requirement that each image element must have a width which is at most half the lens width. For example, in a “two channel” lenticular switch device which displays only two images (one across a first range of viewing angles and the other across the remaining viewing angles), where the lenses are of 30 micron width, each image section must have a width of 15 microns or less. More complicated lenticular effects such as animation, motion or 3D effects usually require more than two interlaced images and hence each section needs to be even finer in order to fit all of the image sections into the optical footprint of each lens. For instance, in a “six channel” device with six interlaced images, where the lenses are of 30 micron width, each image section must have a width of 5 microns or less.
Similarly high-resolution image elements are also required in moiré magnifiers and integral imaging devices since approximately one microimage must be provided for each focusing element and again this means in effect that each microimage must be formed within a small area of e.g. 30 by 30 microns. In order for the microimage to carry any detail, fine linewidths of 5 microns or less are therefore highly desirable.
The same is true for many security devices which do not make use of focusing elements, e.g. venetian blind devices and moiré interference devices which rely on the parallax effect caused when two sets of elements on different planes are viewed in combination from different angles. In order to perceive a change in visual appearance upon tilting over acceptable angles, the aspect ratio of the spacing between the planes (which is limited by the thickness of the device) to the spacing between image elements must be high. This in practice requires the image elements to be formed at high resolution to avoid the need for an overly thick device.
Typical processes used to manufacture image patterns for security devices are based on printing and include intaglio, gravure, wet lithographic printing as well as dry lithographic printing. The achievable resolution is limited by several factors, including the viscosity, wettability and chemistry of the ink, as well as the surface energy, unevenness and wicking ability of the substrate, all of which lead to ink spreading. With careful design and implementation, such techniques can be used to print pattern elements with a line width of between 25 μm and 50 μm. For example, with gravure or wet lithographic printing it is possible to achieve line widths down to about 15 μm.
Methods such as these are limited to the formation of single-colour image elements, since it is not possible to achieve the high registration required between different workings of a multi-coloured print. In the case of a lenticular device for example, the various interlaced image sections must all be defined on a single print master (e.g. a gravure or lithographic cylinder) and transferred to the substrate in a single working, hence in a single colour. The various images displayed by the resulting security device will therefore be monotone, or at most duotone if the so-formed image elements are placed against a background of a different colour.
One approach which has been put forward as an alternative to the printing techniques mentioned above is used in the so-called Unison Motion™ product by Nanoventions Holdings LLC, as mentioned for example in WO-A-2005052650. This involves creating pattern elements (“icon elements”) as recesses in a substrate surface before spreading ink over the surface and then scraping off excess ink with a doctor blade. The resulting inked recesses can be produced with line widths of the order of 2 μm to 3 μm. This high resolution produces a very good visual effect, but the process is complex and expensive. Further, limits are placed on the minimum substrate thickness by the requirement to carry recesses in its surface. Again, this technique is only suitable for producing image elements of a single colour.
Other approaches involve the patterning of a metal layer through the use of a photosensitive resist material and exposing the resist to appropriate radiation through a mask. Depending on the nature of the resist material, exposure to the radiation either increases or decreases its solubility in certain etchants, such that the pattern on the mask is transferred to the metal layer when the resist-covered metal substrate is subsequently exposed to the etchant. For instance, EP-A-0987599 discloses a negative resist system in which the exposed photoresist becomes insoluble in the etchant upon exposure to ultraviolet light. The portions of the metal layer underlying the exposed parts of the resist are thus protected from the etchant and the final pattern formed in the metal layer is the “negative” of that carried on the mask. In contrast, our British patent application no. 1510073.9 discloses a positive resist system in which the exposed photoresist becomes more soluble in the etchant upon exposure to ultraviolet light. The portions of the metal layer underlying the unexposed parts of the resist are thus protected from the etchant and the final pattern formed in the metal layer is the same as that carried on the mask. Methods such as these offer good pattern resolution, but further improvement would still be desirable.
In accordance with the present invention, a method of manufacturing an image pattern for a security device, comprises:
Thus the presently disclosed method makes use of a “positive” photosensitive resist in the sense that the material becomes more soluble to the etchant upon exposure to appropriate radiation (step (c)), but the exposed resist elements are subsequently treated (steps (d) and (e)) to reduce their solubility (preferably below that of the original, unexposed resist) with the result that ultimately it is the portions of the resist corresponding to the transparent parts of the mask pattern which remain on the substrate and protect the underlying metal from etching. The resulting pattern is therefore the negative of that carried by the patterned mask. The method as a whole may therefore be referred to as a positive reversal system.
The disclosed positive reversal method offers a number of benefits and in particular has been found to achieve higher pattern resolution and better edge definition of the pattern elements relative to conventional positive resist systems (without reversal). This is because the solubility contrast between the resist in the two sets of pattern elements in the second etchant substance (as they stand at the end of step (f)) is greater than that obtained in positive resist systems. As a result, the resist (and therefore the underlying metal) can be more completely removed from the first pattern elements without damaging the resist (or the metal) in the second pattern elements. In addition, the method can be implemented with relatively non-hazardous substances as compared with other known patterning methods: for instance, no ammonia or other alkaline vapour is required as has proven necessary in other process chemistries. As compared with conventional negative resist systems for instance, the present method achieves at least as good a solubility contrast between the regions, whilst avoiding the need for the use of additional hazardous solvents such as xylene which are typically needed to remove uncured negative resist and give rise to significant health and safety concerns. As such the presently disclosed process is relatively low risk and does not expose the operators to significant health and safety concerns.
Further, by defining the pattern by exposure to radiation through a mask, very high resolution and hence fine detail can be achieved since there is no spreading of the pattern elements as is generally encountered in conventional printing techniques. This is particularly the case where the pattern is transferred by etching into a metal layer, since the metal layer can be made very thin (e.g. 50 nm or less) whilst still having a high optical density, with the result that upon etching very little lateral dissolution of the metal layer occurs, which could otherwise reduce the resolution of the pattern.
It should be noted that the first metal layer need not be in direct contact with the first surface of the substrate material. In some examples one or more layers, such as a primer layer, may exist between the substrate and the first metal layer. Further examples will be given below. The first metal layer also need not be disposed all over the substrate material provided in step (a), although this will be the case in many preferred examples, but may be present only across selected portions thereof (of a scale larger than that of the pattern). The substrate could be of a sort suitable for forming a security article such as a security thread, strip or patch or could be of a sort suitable for forming the substrate of a security document itself, such as a polymer banknote substrate. The substrate material could be monolithic or multi-layered.
Depending on the composition of the metal layer and of the resist material, different etchant materials may be required to dissolve each one, in which case step (g) may involve applying the first and second (different) etchants to the substrate sequentially: removing first the resist material and then the metal from the second pattern elements on the substrate.
However, in particularly preferred implementations, the second etchant substance is the same as the first etchant substance, and the second pattern elements of both the first resist layer and the first metal layer are soluble in the same first etchant substance. The use of a metal layer and resist material which are both soluble in the same first etchant substance greatly simplifies the processing of the substrate since the metal layer and resist material can both be removed from the second pattern elements by the same solvent, so that no second etchant is required. Most preferably in step (g) the second pattern elements of the metal layer and of the resist layer are dissolved in a single etching procedure. Achieving removal of both materials in a single processing step speeds up and simplifies the manufacturing procedure.
In step (d), the first photosensitive resist layer could be exposed to the first reactant substance either actively or passively. For example, the first reactant substance may preferably comprise water or water vapour, in which case exposure of the first photosensitive resist layer to atmospheric water vapour typically present in the ambient environment may be sufficient to achieve the necessary reaction (particularly if the resist layer is thin, e.g. around 0.2 microns or less). In such cases no positive action may be required to implement step (d) provided the ambient humidity is sufficiently high. However, in preferred embodiments the first photosensitive resist layer is actively exposed to the first reactant substance by applying the first reactant substance to the first photosensitive resist layer. For example, this may preferably involve coating or spraying the first reactant substance onto the substrate, or by passing the substrate through a chamber containing the first reactant substance. The first reactant substance may preferably be a liquid or vapour.
The cross-linking agent in the first photosensitive resist layer is thermally-activatable in the sense that it is responsive to temperature in order to initiate the formation of cross-links between specific chemical groups, rather than to other inputs such as radiation. Thus the cross-linking agent is generally not photosensitive. The cross-linking agent may have an activation temperature above which it will initiate cross-linking and below which it will not, but generally the rate of cross-linking will increase with temperature. Hence, in step (e) if the ambient temperature is already sufficiently high, no active steps may be required to achieve the necessary cross-linking. However, in preferred implementations, in step (e), the thermally-activatable cross-linking agent in the first photosensitive resist layer is activated by heating the first photosensitive resist layer. For instance, the first photosensitive resist layer may advantageously be heated to a temperature of at least 100 degrees C., preferably at least 110 degrees C., more preferably around 120 degrees C. Whether or not active heating is involved, in step (e), the thermally-activatable cross-linking agent in the first photosensitive resist layer may preferably be activated by maintaining the temperature of the first photosensitive resist layer at a level above an activation temperature of the thermally-activatable cross-linking agent for a predetermined period of time. The duration may be determined based on a desired degree of cross-linking to be achieved, and will typically also depend on the temperature at which the photoresist is maintained. For instance, the higher the temperature, typically the shorter the predetermined period of time that is required. In preferred examples, the predetermined period may be at least 60 minutes, preferably at least 90 minutes. It is desirable that by the end of step (e), the degree of cross-linking achieved in the second elements of the photoresist layer is at least 50%, preferably at least 75%, more preferably at least 90%, and most preferably around 100%.
In particularly preferred embodiments, at the end of step (e), the solubility of the exposed second pattern elements of the first photosensitive resist layer in the second etchant substance is less than that of the unexposed first photosensitive resist layer in step (b). Since the solubility of the so-far unexposed first pattern elements will subsequently be increased (in step (f)), this increases the contrast in solubility that will be exhibited between the first and second pattern elements when etching is performed in step (g), and thereby improves the resolution and edge definition achieved still further.
The radiation exposure steps (c) and (f) could take place at different wavelengths provided the photosensitive resist is responsive to each. However, preferably, the first photosensitive resist layer is exposed to radiation of substantially the same wavelength in steps (c) and (f). This enables both exposure steps to be carried out using the same type of radiation source, and preferably the same unit of apparatus. Preferably, in both steps, the first photosensitive resist layer is exposed to ultraviolet radiation (e.g. in the range 350 to 415 nm).
The particular thermally-activatable cross-linking agent provided in the first photoresist layer will depend on the functional groups which are formed by the reaction in step (e) since the agent must be operable to preferentially cross-link (at least one of) those groups and substantially not any groups which were present in the unexposed and unreacted photoresist (as applied in step (b)). It is particularly advantageous if the agent only cross-links groups of the selected class. In particularly preferred embodiments, the thermally-activatable cross-linking agent is operable to cross-link carboxylic acid groups (CO2H), and in step (e), the first reactant substance reacts with the exposed second pattern elements of the first photosensitive resist layer to produce carboxylic acid groups (CO2H). A preferred thermally-activatable cross-linking agent which is specific to carboxylic acid groups (i.e. will only cross-link CO2H groups) is carbodiimide. (Carbodiimide is a class of compounds, of which suitable examples include: DCC (Dicyclohexylcarbodiimide), DIC (Diisopropylcarbo-diimide) and one sold under the trade name of Permutex XR5580). In a specific preferred embodiment, carbodiimide is included in the first photosensitive resist at a concentration of at least 15% w/w, more preferably approximately 30% w/w. As an alternative cross-linking agent, polyaziridines like CX-100 from DSM Coatings can be used. These are not specific to CO2H in the sense that some cross-linking of other groups may occur to a lesser degree, but the majority of the cross-links are formed at the acid group (i.e. there is preferential cross-linking of a group in the selected class) and so this has also been found to work well as a suitable cross-linking agent.
Advantagously in step (g), the first and/or second etchant substance(s) comprise an alkaline etchant, preferably sodium hydroxide solution.
The method could be performed batch-wise; that is consecutively on individual substrate sheets. However, more preferably, the substrate is a substrate web and, in step (c), the first photosensitive resist layer is exposed to the radiation by conveying the substrate web along a transport path and, during the exposure, moving the patterned mask alongside the substrate web along at least a portion of the transport path at substantially the same speed as the substrate web, such that there is substantially no relative movement between the mask and the substrate web. By exposing the resist as it is conveyed along the transport path, through a moving mask, the manufacturing method can be performed in a continuous manner. This web-based method allows for substantially continuous production, with a high speed and high volume output. This ensures the viability of the process for manufacturing large quantities of identical security device components at an acceptable cost. This is strongly preferred for security devices since the visual effect produced by each device must be consistent in order that authentic devices can be readily distinguished from imitations. Further it becomes possible to produce items such as security threads and strips in the form of a continuous web ready for incorporation into a paper making process for example. Similarly, the process can be applied to a continuous web forming the basis of security documents such as polymer banknotes.
In such web-based implementations the method preferably further comprises, after step (d):
In this way the relatively slow step of cross-linking the resist can be performed without occupying the process line used to perform the other steps of the method, thus freeing the apparatus up to continue processing other substrates. Similarly the method preferably further comprises, after step (e):
In this way the same exposure apparatus is used to implement both step (c) and step (f), with the removal of the patterned mask for step (f).
Where the first etchant substance is alkaline (caustic), the photosensitive resist comprises a material which becomes more soluble in alkaline conditions upon exposure to radiation, preferably ultraviolet radiation, and the first metal layer preferably comprises a metal which is soluble in alkaline conditions, e.g. aluminium, an aluminium alloy, chromium or a chromium alloy. By “aluminium alloys” we mean alloys in which aluminium is the major component, i.e. at least 50%. Similarly “chromium alloys” comprising at least 50% chromium are meant. Iron and copper can also be etched under alkaline conditions but will dissolve much more slowly than the preferred metals mentioned above. For chromium and chromium alloys, potassium hexacyanoferrate may be added to the etchant to assist the dissolution. Advantageously, the first photosensitive resist comprises a diazonapthaquinone (DNQ)-based resist material, preferably 1,2-Napthoquinone diazide. Preferably the DNQ substance is the majority component of the solid resist (e.g. making up at least 50% (by weight), more preferably between 62.5% to 85% of the solid resist, i.e. after drying). The solid resist may optionally further comprise a binder such as a resin, preferably in minor quantities. In particularly advantageous embodiments the (wet) resist composition may also include a surfactant. The use of a photosensitive resist composition further comprising a surfactant is particularly advantageous since this has been found by the present inventor to assist in forming an even coating of the resist across the substrate, i.e. reducing the variation in the thickness of the resist layer from one point to another. This improves the end result significantly since different resist thickness require different radiation and etching parameters for best results so any variation in the resist thickness will give rise to inconsistencies in the etched pattern, unless complex steps are taken to vary the radiation parameters and/or etch conditions accordingly. Most preferably, a volatile surfactant substance is used such that, upon drying of the resist, the surfactant exits the system as a gas, so as not to interfere with the remaining process steps.
In other preferred embodiments, the first etchant substance is acidic, and the first metal layer comprises a metal which is soluble in acidic conditions, preferably copper, a copper alloy, chromium or a chromium alloy. For example, ferric chloride (FeCl3) solution is an acidic etchant which has proved suitable for etching copper. Again, the term “copper alloy” refers to alloys containing at least 50% copper. The first photosensitive resist layer could comprise a diazonapthaquinone (DNQ)-based resist as before, in which case this will be removed in step (d) by an alkaline etchant before using an acidic etchant to dissolve the metal. However, more advantageously, the photosensitive resist comprises another material which, unlike DNQ, becomes soluble in acidic conditions upon exposure to radiation, preferably ultraviolet radiation.
Preferred resist layers have a thickness of less than 1 micron, more preferably between 0.05 and 0.6 microns, still preferably between 0.3 and 0.4 microns. Particularly good results have been obtained using a resist coating of approximately 0.35 microns.
The second pattern elements of the resist could remain in-situ in the finished product. However, to reduce the finished thickness of the structure it is preferable to remove them and therefore the method may preferably further comprise, after step (g):
The further etchant substance will be a solvent in which the metal layer is substantially insoluble. Where the resist comprises a diazonapthaquinone (DNQ)-based resist, suitable substances for removing it include methyl ethyl ketone (MEK).
Steps (g) and/or (h) may be performed by immersing the substrate into a bath of the appropriate etchant substance and/or spraying the etchant substance(s) onto the substrate, for example. Application of the etchant(s) may be accompanied by mechanical action to assist in dissolution of the materials, e.g. agitation, vibration, brushing, stirring, ultrasonic waves etc.
The image pattern produced by the above method is suitable for use in a security device but will be of a single colour corresponding to that of the metal layer unless additional steps are taken. Therefore, in particularly preferred embodiments, the method further comprises providing a colour layer on the first or second surface of the substrate material, the colour layer comprising at least one optically detectable substance provided across the first and second pattern elements in at least one zone of the pattern, such that when viewed from one side of the substrate, the colour layer is exposed in the first pattern elements between the second pattern elements of the first metal layer.
As detailed further below whilst in most preferred examples the colour layer will exhibit at least one visible colour which is apparent to the naked eye, this is not essential as the optically detectable substance(s) could emit outside the visible spectrum, e.g. being detectable by machine only. In both cases the colour layer provides the optical characteristics exhibited by the image pattern in the first pattern elements but since the position, size and shape of those elements have been defined by the metal layer, the colour layer can be applied without the need for a high resolution process, or any registration with the metal layer. The formation of the fine detail in the image array is effectively decoupled from the provision of its colour (or other optical characteristics).
The colour layer can be provided at various different stages of the manufacturing method. If the colour layer is to be carried on the second surface of the substrate material (optionally via a primer layer), the colour layer could be applied at any time in the process (i.e. before, during or after any of steps (a) to (g)). For instance if the colour layer is formed before performance of the present method it will be present on the substrate supplied in step (a). However, preferably the colour layer is located on the first surface of the substrate so that it is closely adjacent the first metal layer, preferably in contact. In some particularly preferred embodiments, the colour layer is applied after step (g) and, if performed, step (h), on the first surface of the substrate over the remaining portions of the metal layer. In this case the substrate will be transparent and the image pattern ultimately viewed through it. In other preferred implementations, the colour layer is provided on the metallised substrate web in step (a) between the first metal layer and the substrate material on the first surface of the substrate material. In this case the substrate need not be transparent since the image element array will not be viewed through it but from the outside.
The colour layer could cover a single zone of the image pattern (which zone preferably does not extend across the whole pattern), in which case within the zone the first pattern elements will possess the optical characteristics of the colour layer whereas outside the zone the first pattern elements may be transparent or may ultimately take on the colour of some underlying substrate. Preferably the periphery of the zone defines an image such as indicia (e.g. an alphanumeric character). In this way, further information can be incorporated into the image array in addition to the optical effect that is to be generated by the pattern elements themselves.
Advantageously, the colour layer comprises a plurality of different optically detectable substances provided across the first and second pattern elements in respective laterally offset zones of the pattern, wherein preferably each zone encompasses a plurality of the first and second pattern elements. In this way the colour (or other optical characteristic) of the first pattern elements will vary across the array, resulting in a multi-coloured effect for example. Since the colour layer does not have to be applied with high resolution, conventional multi-coloured application processes can be used to form the colour layer, e.g. multiple print workings.
The colour layer can therefore take a wide variety of forms depending on the nature of the optical effect that is to be generated. Preferably, the colour layer is configured in the form of an image arising from the arrangement of the zone(s) and/or the shape of the periphery of the zone(s). The image may be highly complex: for example, a full-colour photographic image may be suitable for use in certain lenticular devices (described further below). Alternatively, simpler images such as block colour patterns, optionally defining indicia by way of their outline, are preferred for use in moiré magnifier and integral imaging devices (also described below).
As indicated above, the colour layer may possess one or more conventional visible colours but this is not essential. In preferred examples, the optically detectable substance(s) may comprise any of: visibly coloured dyes or pigments; luminescent, phosphorescent or fluorescent substances which emit in the visible or non-visible spectrum; metallic pigments; interference layer structures and interference layer pigments. The term “visible colour” is used herein to refer to all hues detectable by the human eye, including black, grey, white, silver etc., as well as red, green, blue etc. The colour layer may be formed of one or more inks containing the optically detectable substances, suitable for application by printing for example, or could be applied by other means such as vapour deposition (e.g. as in the case of interference layer structures). Preferably, the colour layer is applied by printing, coating or laminating, optionally in more than one working, preferably by any of: laser printing, inkjet printing, lithographic printing, gravure printing, flexographic printing, letterpress or dye diffusion thermal transfer printing. It should be noted that the colour layer could initially be formed on a separate substrate and then laminated to the substrate on which the patterned metal layer is formed.
The colour layer may have sufficient optical density to provide the desired optical characteristics by itself. However in preferred embodiments the method further comprises applying a substantially opaque backing layer to the substrate, such that the colour layer is located between the first metal layer and the substantially opaque backing layer, the substantially opaque backing layer preferably comprising a further metal layer.
The point in the process at which the backing layer is applied will depend on the location of the colour layer relative to the metal layer. If the colour layer is applied over the demetallised pattern on the first surface of the substrate, the backing layer will be applied after the colour layer on the same surface. If the colour layer is provided under the metal layer on the metallised substrate web, the backing layer may also pre-exist in step (a) under the colour layer.
The substantially opaque backing layer improves the appearance of the image element array by obstructing the transmission of light through the array which may otherwise confuse the final visual effect. A reflective material such as a further metal layer is particularly preferred for use as the backing layer in order to enhance the reflective appearance of the first pattern elements. The substantially opaque backing layer is preferably applied across the whole extent of the array including any regions outside the zone(s) of the colour layer. In such regions, if the backing layer is of substantially the same appearance as the patterned metal layer, the contrast between the first and second pattern elements will be reduced or even eliminated. This may be desirable to limit the final visual effect to those zones where the colour layer is provided.
In many embodiments, the metallic colour and reflective nature of the second pattern elements resulting from the metal layer will be desirable. However, in some cases it may be preferred to modify the appearance of the second pattern elements, e.g. to change their colour and/or to reduce the specular nature of the reflection from the second pattern elements (since this can make the appearance of the image array overly dependent on the nature of the light source(s) present when the finished device is observed). Therefore, in preferred embodiments, in step (a) the metallised substrate further comprises a filter layer on the first surface, between the substrate material and the metal layer, across at least an area of the substrate. The filter layer will remain at least in the second pattern elements of the finished image array, located between the viewer and the first metal layer, and acts to modify the appearance of the second pattern elements.
If the filter layer is sufficiently translucent, it may be retained across the whole array since any colour layer provided can be viewed through it in the first pattern elements. However, preferably the method further comprises, after step (d), applying a further etchant substance in which the filter layer is more soluble than the metal layer or the resist layer, to thereby remove the portions of the filter layer in the first pattern elements. The metal layer is preferably insoluble in the further etchant substance.
The nature of the filter layer will depend on the desired effect. In preferred cases the filter layer is provided to diffuse the light reflected by the metal layer, thereby improving the light source invariance of the finished device. In this case, the light-diffusing layer preferably comprises at least one colourless or coloured optical scattering material. For example, the light diffusing layer could comprise a scattering pigment dispersed in a binder. This can be used to disguise the metallic construction of the image array and make it have an appearance closer to that of ink. In other cases it may be desirable to retain the metallic appearance but change its colour, in which case the filter layer may comprise a coloured clear material such as a tinted lacquer. This can be used to give one metal the appearance of another, e.g. an aluminium metal layer can be combined with an orange-brown filter layer making the metal layer appear as if it were formed of copper or bronze.
The filter layer could have a uniform appearance across the array so that the second pattern elements all have the same optical characteristics. However, in preferred examples, the filter layer comprises a plurality of different materials arranged in respective laterally offset areas across the array. For instance the layer may be applied in a multi-coloured pattern. This can be used to introduce an additional level of complexity to the final optically variable effect since the second pattern elements will now vary in their optical characteristics. For example, the filter layer may carry a further image.
The filter layer does not need to be of high optical density since the metal layer is substantially opaque. As such the filter layer is desirably thin so as to minimise any undercutting of the filter layer during etching. Preferably, the thickness of the filter layer is equal to or less than the minimum lateral dimension of the first or second pattern elements, preferably half or less. For example, if the pattern includes features having minimum dimensions of 1 micron (e.g. a 1 micron line width), the filter layer preferably has a thickness of 1 micron or less, more preferably 0.5 microns or less.
The first metal layer on the substrate web may be substantially flat resulting in a uniformly reflective appearance. However, to increase the security level still further, the first metal layer may be used to carry additional security features. Preferably, in step (a), the metallised substrate web has an optically variable effect generating relief structure in its first surface, the metal layer conforming to the contours of the relief structure on one or (preferably) both of its sides, wherein the optically variable effect generating relief structure is preferably a diffractive relief structure, most preferably a diffraction grating, a hologram or a Kinegram™. Such a structure may be limited to an area of the web away from the demetallised image array formed by the method, or may coincide with the array such that at least some of the first pattern elements display the optically variable effect. As already mentioned, in step (a) the metal layer could be provided across the whole surface of the substrate or could be disposed only on selected portions of the substrate, e.g. corresponding to the lateral extent of a desired security device on a security article such as a thread, strip or patch, or on a security document such as a polymer banknote of which the substrate is to form the basis.
The nature of the pattern carried by the mask will depend upon the type of security device the image pattern is to form part of. However, typically the pattern of first and second pattern elements includes pattern elements with a minimum dimension of 50 microns or less, preferably 30 microns or less, more preferably 20 microns or less, still preferably 10 microns or less, most preferably 5 microns or less.
The image pattern could depict any text, such as alphanumerical text, or graphic such as a logo, symbol or picture and could for instance take the form of microtext or another micrographic. For instance, the image pattern could define positive or negative indicia conveying information relation to a security document into which the security device is to be incorporated, e.g. the denomination and/or currency of a banknote. The image pattern could be one dimensional (e.g. text arranged along a single line) or could extend in two dimensions. The pattern need not be regular or periodic although this is preferred.
In certain preferred examples, the pattern of first and second pattern elements is periodic in at least a first dimension and either the first pattern elements are substantially identical to one another and/or the second pattern elements are substantially identical to one another. This will be suitable for use in moiré magnification devices (including hybrid devices), integral imaging devices and certain types of lenticular device. As discussed previously, by “substantially identical” we include microimages which depict the same object or scene as of another but from different angles of view.
In some preferred embodiments, each first pattern element defines a microimage, preferably one or more letters, numbers, logos or other symbols, the microimages being substantially identical to one another, and the second pattern elements define a background surrounding the microimages, or vice versa. Such patterns are well adapted for use in moiré magnification devices (including hybrid devices) and integral imaging devices. Preferably, the microimages are arranged in a grid pattern, periodic in a first dimension and in a second dimension, wherein the grid pattern is preferably arranged on an orthogonal or hexagonal grid. In order that the image array can be utilised in a security device of desirably small thickness, each microimage preferably occupies an area having a size of 50 microns or less in at least one dimension, preferably 30 microns or less, most preferably 20 microns or less. In order to display detail within the microimages, each microimage preferably has a line width of 10 microns or less, preferably 5 microns or less, most preferably 3 microns or less.
In other preferred embodiments, the first pattern elements may themselves constitute one “channel” of a lenticular device with the second pattern elements providing a second “channel”, as will be described further below. The lenticular device may be active in one dimension or two. In the former case, the pattern of first and second pattern elements is preferably a line pattern, periodic in the first dimension which is perpendicular to the direction of the lines, the line pattern preferably being of straight parallel lines, and the width of the lines preferably being substantially equal to the spacing between the lines. In the latter case, the pattern of first and second pattern elements is preferably a grid pattern, periodic in the first dimension and in a second dimension, wherein the grid pattern is preferably arranged on an orthogonal or hexagonal grid, the grid pattern preferably being of dots arranged according to the grid, most preferably square, rectangular, circular or polygonal dots. The grid pattern may preferably constitute a checkerboard pattern for example.
For other lenticular devices, the image array may be more complex. For instance, the first pattern elements can be configured to provide parts of multiple images, with the second pattern elements providing the remaining parts of each of those images. In a preferred example, the pattern of first and second pattern elements defines sections of at least two images interleaved with one another periodically in at least a first dimension, each section preferably having a width of 50 microns or less in at least the first dimension, more preferably 30 microns or less, most preferably 20 microns or less. It should be noted in that in such cases the first and second pattern elements themselves may not be arranged periodically since their locations will be defined by the first and second images.
As noted above, the manufacturing method is preferably a continuous process performed on a substrate web as it is conveyed from one reel on to another. The substrate web may be supplied in metallised form or the metal layer (and optionally any colour layer, backing layer and/or filter layer) could be applied onto the transparent substrate prior to step (b) as part of the same, in-line process.
The patterned mask could be provided in a number of ways, including as a plate or belt which is preferably conveyed alongside the substrate web. However, in particularly preferred implementations, the mask is provided on a circumferential surface of a patterning roller, and the transport path includes at least a portion of the circumferential surface of the patterning roller, and wherein at least during the exposing of the photosensitive resist layer to radiation, the patterning roller rotates such that its circumferential surface travels at substantially the same speed as the substrate web. In this way, the mask forms an integral part of the transport path and the construction of the manufacturing line is simplified.
Preferably, the patterning roller comprises a support roller which is at least semi-transparent to radiation of the predetermined wavelength, at least in the vicinity of the predetermined pattern. For example, the support roller may be a quartz or glass cylinder (hollow or solid). A suitable radiation source can be located inside the roller. The mask could be either integral with or separable from the support roller. In one advantageous implementation, the mask comprises a masking sheet, carried by the support roller, of which at least a region is substantially opaque to radiation of the predetermined wavelength so as to define the predetermined pattern, wherein the mask is preferably separable from the support roller. This enables the production of different patterns using the same basic apparatus, replacing the mask as appropriate. Advantageously, the masking sheet is flexible so as to conform to the exterior or interior surface of the support roller. In this way, the mask can be patterned whilst flat using conventional laser etching or photopatterning techniques, and then affixed to the support roller. Alternatively, the mask could be formed into a cylindrical shape before mounting to the support roller.
The mask could comprise a radiation-opaque material such as a metal sheet with appropriate cut-outs to define the pattern. However, it is preferred that the masking sheet comprises a carrier layer which is at least semi-transparent to radiation of the predetermined wavelength and a masking layer, present only in the region(s) corresponding to the predetermined pattern, which is substantially opaque to radiation of the predetermined wavelength. This arrangement is more durable and results in less surface relief which, if the mask is arranged to directly contact the substrate web in use, could otherwise damage the web. In particularly preferred examples, the carrier layer comprises a polymeric material, preferably PET or BOPP, each of which has an appropriate transparency and degree of flexibility.
The masking layer could take any form capable of absorbing radiation of the predetermined wavelengths. In preferred examples, the masking layer comprises a patterned metallisation, preferably a photo-patterned or laser-etched metallisation. The masking layer could for example comprise a diazo film such as those supplied by Folex under the name Denotrans DPC-HCP.
In alternative embodiments, the mask preferably comprises one or more markings formed on or in the circumferential surface of the support roller, the or each marking being substantially opaque to radiation of the predetermined wavelength, the marking(s) defining the predetermined pattern. Here, the mask is not separable from the support roller, but the durability of the mask can be increased.
Preferably, the transport path is configured to wrap around at least a portion of the patterning roller, whereby the substrate web is urged against the circumferential surface of the patterning roller. This reduces the risk of any slippage between the mask and the substrate web, and also improves the resolution of the transferred pattern due to the close proximity of the mask and the web. Advantageously, this may be assisted by providing at least one tensioning roller in the transport path.
In preferred embodiments, the substrate is substantially transparent (i.e. clear, but may carry a coloured tint). For example, the substrate may be formed of a non-fibrous, polymer material such as BOPP.
In many cases, a single image pattern manufactured as described above will be adequate for formation of the security device. However in some cases it is advantageous to provide a second image pattern on the opposite surface of the substrate. This can be used to form a second, independent optically variable security effect if an opaque layer exists between the two metal layers or, if the substrate is transparent, the two metal layers may form part of the same security device, e.g. co-operating to form a moiré interference device or a venetian blind effect.
Therefore, in preferred embodiments, in step (a) the metallised substrate web further comprises a second metal layer on the second surface of the substrate, and the method further comprises manufacturing a second image element array by performing steps (c) to (g) on the second photosensitive resist layer.
The second metal layer and resist could be different from the first metal layer and its resist, in which case the two sides of the substrate will need to be processed differently. However in preferred examples, the second photosensitive resist and the respective etchant substances are of the same composition as the first metal layer, the first photosensitive resist and the first and second etchant substances, respectively. In this case both sides of the substrate can be etched simultaneously.
The arrangements of the two image patterns will depend on the effects which are to be exhibited by the device(s). In some cases the two patterns may be the same as one another at least in regions of the device. In preferred examples, the respective patterns are adapted to co-operate with one another to exhibit an optically variable effect. For example, the two patterns may form in combination a security device without any additional components (such as focussing elements) required, such as a venetian blind device or a moiré interference device. In many cases, the patterns according to which the first and second image arrays are formed are different and/or laterally offset from one another, allowing for the formation of more complex visual effects.
In order to ensure good alignment between the two image patterns, it is strongly preferred that the steps of exposing the first and second photosensitive layers to radiation through respective patterned masks are performed in register, preferably simultaneously. For example, the second photosensitive resist layer could be exposed through a second patterned mask moving alongside one surface of the substrate web at the same time as the first resist layer is exposed through the first mask on the opposite side of the web. For instance, two opposing rollers each carrying a patterned mask on its surface could be used for this purpose.
The so-produced image pattern may by itself constitute a security device, as will be the case for example where the image pattern comprises microtext or other micrographics.
However, in other cases the present invention further provides a method of manufacturing a security device, comprising:
The manufacture of such a security device may take place as part of the same process as manufacturing the image pattern, or could be performed separately, e.g. by a different entity. The viewing component could be provided before or after the image pattern is formed. The viewing component may be applied onto the substrate, e.g. by printing, cast-curing or embossing, preferably on the opposite surface from that on which the image pattern is formed. Alternatively the viewing component could be provided on another (at least semi-transparent) substrate to which the image pattern is affixed.
The nature of the viewing component will depend on the type of security device being formed, and could comprise a masking grid or second image element array as described further below. However in particularly preferred embodiments, the viewing component comprises a focussing element array (e.g. of lenses or mirrors).
In a first preferred example, the security device is a moiré magnifier (including hybrid moiré magnifier/integral imaging devices). Thus, preferably, the first pattern elements define (substantially identical) microimages and the second pattern elements define a background, or vice versa, such that the image pattern comprises a microimage array, and the pitches of the focusing element array and of the microimage array and their relative orientations are such that the focusing element array co-operates with the microimage array to generate a magnified version of the microimage array due to the moiré effect.
In a second preferred example, the security device is a (“pure”) integral imaging device. Hence, the first pattern elements define microimages all depicting the same object from a different viewpoint and the second pattern elements define a background, or vice versa, such that the image pattern comprises a microimage array, and the pitches and orientation of the focusing element array and of the microimage array are the same, such that the focusing element array co-operates with the microimage array to generate a magnified, optically-variable version of the object.
In a third preferred example, the security device is a two-channel lenticular device, the pattern being periodic and the first pattern elements being substantially identical to one another (e.g. line or “dot” elements as described above). The periodicity of the focusing element array is substantially equal to or a multiple of that of the pattern, at least in the first direction, and the focusing element array is configured such that each focusing element can direct light from a respective one of the first pattern elements or from a respective one of the second pattern elements therebetween in dependence on the viewing angle, whereby depending on the viewing angle the array of focusing elements directs light from either the array of first pattern elements in which the metal layer is absent or from the second pattern elements therebetween in which the metal layer is present, such that as the device is tilted light is reflected by the metal layer to the viewer by the second pattern elements in combination at a second range of viewing angles and not at a first range of viewing angles. Thus the appearance generated by the first pattern elements corresponds to one channel of the device and that by the second pattern elements to the second channel of the device. If a light-diffusing layer defining an image is provided, this will be displayed by the device at the second range of viewing angles, corresponding to the second channel of the device.
Preferably, the image pattern is provided with a colour layer as described previously, whereby the colour layer is exposed in the first pattern elements, such that as the device is tilted the colour layer is displayed to the viewer by the first pattern elements in combination at the first range of viewing angles and not at the second range of viewing angles. Hence the first channel of the device is defined by the colour layer and if this takes the form of an image, this image will be displayed by the device at the second range of viewing angles. In this case, highly complex colour layers such as full colour photographs are suitable, although simpler images can also be used.
In a fourth example, the security device is a lenticular device with at least two channels, the first and second pattern elements of the image pattern each defining parts of at least two interleaved images as described previously. In such cases it is preferable, though not essential, that the appearance, e.g. colour, of the first pattern elements is uniform across the array, and so is that of the colour layer. For example the finished array may be duotone. The periodicity of the focusing element array is substantially equal to or a multiple of that of the sections of the at least two images defined by the pattern, at least in the first direction, and the focusing element array is configured such that each focusing element can direct light from a respective one of the first image sections or from a respective one of the second image sections therebetween in dependence on the viewing angle, whereby depending on the viewing angle the array of focusing elements directs light from either the array of first image sections or from the second image sections therebetween, such that as the device is tilted the first image is displayed to the viewer by the first image sections in combination at a first range of viewing angles and the second image is displayed to the viewer by the second image sections at a second range of viewing angles. In this case the first image corresponds to the first channel of the device and the second image to the second channel of the device. More than two images could be provided by interleaving sections from each in the same way.
In lenticular devices, preferably the focusing element array is registered to the array of image elements at least in terms of orientation and preferably also in terms of translation.
The optically variable effect exhibited by the security device may be exhibited upon tilting the device just one direction (i.e. a one-dimensional optically variable effect), or in other preferred implementations may be exhibited upon tilting the device in either of two orthogonal directions (i.e. a two-dimensional optically variable effect). Hence preferably the focussing element array comprises focusing elements adapted to focus light in one dimension, preferably cylindrical focusing elements, or adapted to focus light in at least two orthogonal directions, preferably spherical or aspherical focussing elements. Advantageously, the focussing element array comprises lenses or mirrors. In preferred examples, the focusing element array has a one- or two-dimensional periodicity in the range 5-200 microns, preferably 10-70 microns, most preferably 20-40 microns. The focusing elements may been formed for example by a process of thermal embossing or cast-cure replication.
In order for the security device to generate a focused image, preferably at least the metal layer is located approximately in the focal plane of the focusing element array, and if a colour layer is provided, the colour layer is preferably also located approximately in the focal plane of the focusing element array at least in the second pattern elements. It is desirable that the focal length of each focussing element should be substantially the same, preferably to within +/−10 microns, more preferably +/−5 microns, for all viewing angles along the direction(s) in which it is capable of focussing light.
As mentioned above, in alternative embodiments the viewing component may comprise a masking grid or a second image element array. For instance, this configuration may be used to form security devices such as venetian blind effects and moiré interference devices. Viewing components of these sorts could be formed by any convenient technique, e.g. printing, but most preferably are manufactured using the same demetallisation process as described above.
The invention further provides an image pattern for a security device, and a security device each manufactured in accordance with the above-disclosed methods.
The present invention further provides a security article comprising such a security device, wherein the security article is preferably a security thread, strip, foil, insert, transfer element, label or patch.
Also provided is a security document comprising a security device as described above, or a security article comprising such a security device, wherein the security document is preferably a banknote, cheque, passport, identity card, driver's licence, certificate of authenticity, fiscal stamp or other document for securing value or personal identity. In a particularly preferred embodiment, the substrate provided in step (a) of the presently disclosed method itself forms the substrate of a security document, such as a polymer banknote, the metal layer being disposed on the substrate as previously described and one or more opacifying layers being applied to the same substrate to provide a suitable background for printing thereon.
Examples of security devices, image element arrays therefor and their methods of manufacture in accordance with the present invention will now be described and contrasted with conventional examples, with reference to the accompanying drawings, in which:
The ensuing description will focus initially on examples of methods of manufacturing image patterns with high resolution, fine detail in the form of image element arrays as required for use in security devices such as moiré magnifiers, integral imaging devices and lenticular devices (amongst others). Preferred embodiments of such security devices making use of image element arrays made in accordance with the described method will then be described below. However it should be appreciated that the disclosed methods of manufacturing image patterns can be used to form any high resolution image pattern, as may be suitable for use in other security devices such as microtext or other micro-graphics.
As summarised previously, in embodiments of the invention, image elements are formed by demetallising a metal layer 11 carried on a substrate material 10, in accordance with a desired pattern. As shown in
Preferred examples of suitable positive resist materials, used in embodiments of the present invention, include Diazonaphthoquinone-based resists (“DNQ”), also known as ortho quinine diazides (“OQDs”), such as 1, 2-Naphthoquinone Diazide. The material is substantially non-soluble in alkali in its initial state. Upon exposure to UV light (e.g. utilising a mercury halide lamp), a reaction occurs as depicted in
Importantly, and in contrast to conventional resist compositions, in embodiments of the present invention the resist layer also comprises a thermally-activatable cross-linking agent which is operable to cross-link certain functional groups (“Q”) preferentially (relative to other functional groups). Most advantageously the agent is operable to cross-link those functional groups (“Q”) only. In particular, the cross-linking agent should not be capable of cross-linking (to any significant degree) any functional groups which are present in the resist before it is exposed to the radiation, but only those formed as a result of such exposure (whether directly or indirectly). The cross-linking agent is activated by temperature and not, for instance, by radiation. The agent may or may not have a defined activation temperature above which cross-linking will occur and below which it will not; rather the efficiency with which the agent promotes cross-linking may increase with temperature such that it is relatively low (but not necessarily zero) at low temperatures and relatively high at higher temperatures. In preferred embodiments, the functional groups (“Q”) which the agent is operable to cross-link are carboxylic acid groups of the type CO2H, which it will be noted from
Five further examples of suitable positive resist compositions which can be utilised in embodiments of the present invention are as follows (“g”=gram):
1) 0.7 g V215 by Varichem Co. Ltd. or 1, 2-Naphthoquinone-2-Diazide-5-sulfonyl chloride; 0.3 g Permutex XR5580; 10 g PGMEA; 1 g MEK; and 0.03 g Surfynol 61 (from Air Products).
2) 0.7 g V215 by Varichem Co. Ltd. or 1, 2-Naphthoquinone-2-Diazide-5-sulfonyl chloride; 0.3 g Permutex XR5580; 10 g Cyclopentanone; 1 g MEK; and 0.01 g Byk-055 (from Byk Chemie).
3) 0.7 g V215 by Varichem Co. Ltd. or 1, 2-Naphthoquinone-2-Diazide-5-sulfonyl chloride; 0.3 g CX-100; 10 g PGMEA; 1 g MEK; and 0.01 g Byk-022 (from Byk Chemie).
4) 0.625 g V215 by Varichem Co. Ltd. or 1, 2-Naphthoquinone-2-Diazide-5-sulfonyl chloride; 0.375 g CX-100; 10 g PGMEA; 1 g MEK; and 0.2 g Isopropyl alcohol.
5) 0.7 g V215 by Varichem Co. Ltd. or 1, 2-Naphthoquinone-2-Diazide-5-sulfonyl chloride; 0.08 g Novolak resin; 0.292 g CX-100, 10 g PGMEA.
It will be appreciated that each of the example compositions above describes the wet composition of the resist as applied to the metal layer. Upon drying (which may or may not involve an active drying step but may occur automatically during the time between process steps), the solvent and any other volatile components will evaporate leaving only the solid components. Hence in example composition (1), the DNQ makes up 70% of the dry resist formulation but only approximately 7% of the wet resist composition. In example (5), the Novolak resin is an example of a binder which is a solid component and hence remains in the dry resist formulation.
Surfynol 61, used in composition 1 above, is an example of a surfactant. Resist compositions containing a surfactant such as this have been found by the present inventors to produce particularly good results in the presently disclosed method. The benefit of the surfactant is to assist in forming a more even resist coating. Without the surfactant the coating thickness was found to vary more widely across the substrate. This can lead to difficulties in controlling the downstream processing steps of irradiation and etching, because the thicker sections of the resist require a longer processing time. With the surfactant the resist coating was found to be of much more uniform thickness, meaning that the amount of time under the exposure and through the etchant is the same for the whole coating.
The use of a volatile surfactant (of which Surfynol 61 is an example) is particularly preferred since upon drying of the resist layer, the surfactant substance transitions to a gaseous state and exits the system so as not to interfere with downstream processing. However, non-volatile surfactants have also been found to achieve the above mentioned benefits to some degree.
First, a metallised substrate is provided (step S101), which comprises a (preferably transparent) substrate material 10 carrying a metal layer 11 on one of its surfaces, as shown in
In step S102, a photosensitive resist material 12 is then applied onto the metal layer 11, as shown in
The resist material 12 is then exposed to appropriate radiation R through a patterned mask 1, as shown in
Simultaneously with or subsequent to the radiation exposure, the resist material 12 is exposed to a reactant 16 (step S104,
Hence, in the second pattern elements P2, the exposed resist material 12 initially reacts to become soluble in the selected etchant (or more soluble), achieving a solubility level S of S1, where S1 is greater than S0. In contrast, in the first pattern elements P1, the resist material receives substantially no radiation and therefore remains unchanged and (relatively) insoluble in the etchant (solubility level S0), as illustrated in
It should be noted that the step S104 of exposing the resist 12 to the reactant 16 may be an active or a passive step. That is, a positive action may or may not be required in order to introduce the reactant to the resist 12 and thus initiate the desired reaction. For example, where the reactant comprises water or water vapour, sufficient water vapour may be present in the ambient atmosphere for the desired functional groups “Q” to be generated simply by exposing the resist 12 to the radiation R in the presence of the ambient environment. However, in other cases it is preferred to actively apply the reactant to the resist 12, e.g. by spraying (e.g. using apparatus 17 such as an array of jets as shown in
Next, in step S105 (
Where the resist 12 is a DNQ-based resist, the cross-linking agent is carbodiimide and the reactant in step S104 is water or water vapour, good results have been achieved where, in step S105, the resist is heated to between 110 and 130 degrees C. (preferably about 120 degrees C.) for between 1 and 2 hours. The resulting exemplary cross-linked resist is shown in
Thus, after step S105, in the exposed second pattern elements P2, as a result of the cross-linking between functional groups “Q”, the solubility of the resist has been reduced to S2, where S2 is less than S1, preferably significantly so. Most preferably, the solubility level S2 is also less than the initial solubility level S0 of the resist 12 as applied in step S102.
It should be appreciated that the resist 12 in the as-yet unexposed first pattern elements P1 remains unchanged relative to its state when originally applied to the metal layer 12 and hence still has a solubility level of S0 (
Despite activation in step S105, the cross-linking agent is ineffective in these elements of the resist since no functional groups “Q” are present.
Next, the whole of the resist layer 12 is exposed to radiation of a wavelength to which the resist is photosensitive, i.e. both the first and second pattern elements (step S106,
Thus, after step S106, the first pattern elements P1 of the resist 12 have a solubility level greater than that of the second pattern elements P2, preferably substantially greater. One or more etchant substance(s) are then applied to the substrate (step S107), in order to dissolve the resist 12 and the underlying metal 11 in the first pattern elements P1. Preferably, a single etchant is used to achieve this. For example, in the case of an aluminium metal layer 11 and a DNQ resist layer 12, the etchant is typically an alkali such as a solution of sodium hydroxide (NaOH). The second pattern elements P2 of the metal layer 11 remain on the web, as shown in
The above method has been found to produce particularly high resolution image patterns with good edge definition. It is believed this is due to the solubility contrast achieved between the first and second pattern elements of the resist 12 being greater than previously achieved in conventional methods.
Experiments have shown that the achievable resolution, i.e. the minimum dimensions of the pattern elements that can be obtained, depend on many variables including the thickness of resist layer 12, the etchant concentration and the etching time, but initial studies indicate that the resist thickness and etching time appear to be particularly significant important factors. In one example, a sample was manufactured in accordance with the above-described method, having a metal layer 11 of aluminium and a resist layer 12 of V215 as a 10% (w/w) solution in cyclopentanone applied by a kbar drawdown with a thickness of around 0.6 microns. The resist layer was exposed to UV radiation through a mask for approximately a second, using a Primarc unit comprising a mercury halide lamp with a power of around 150 W/cm. The exposed substrate web was immersed in an etchant comprising 15% w/w/NaOH solution at room temperature for 20 seconds, which was found to achieve good line definition in the metal layer, achieving demetallised line widths of the order of 3 microns.
The thickness of the resist also has an impact on achievable line width, thinner coatings requiring a shorter etching time. As such, it is preferred that the resist be applied to the substrate using a method which achieves a substantially even coat weight across the area of the web such as using a post metered slot die. Thinner resist layers also exhibit less undercutting of the mask, i.e. reduced lateral spread of the reacted region. As such, preferred resist layers have a thickness of less than 1 micron, more preferably between 0.2 and 0.6 microns. Particularly good results have been obtained using a resist coating of approximately 0.35 microns.
At the end of step S107, the result is an image pattern made up of second pattern elements P2 formed of metal layer 11, spaced by first pattern elements P1 where the metal is absent. Depending on the configuration of the elements, the image pattern could itself act as a security device, e.g. micro-text. Alternatively the image pattern could take the form of an image element array which can be incorporated into a security device such as a moiré magnifier, integral imaging device or lenticular device by combining the so-formed image element array with an overlapping array of focusing elements such as lenses as will be discussed further below, or alternatively combined with some other viewing component such as a viewing grid or another image element array, e.g. to form a venetian blind device or a moiré interference device (examples below).
The above-described method could be performed batchwise, i.e. sequentially on individual substrate sheets, but more preferably the method is adapted for continuous production on a substrate web.
The substrate web W is arranged to make close contact between the resist layer 12 and the mask 1 as it is conveyed around the roller. This can be achieved by appropriate tensioning rollers 7a, 7b for example. The roller 5 rotates with the substrate web at substantially the same speed so that during exposure there is substantially no relative movement between the resist and the mask. The duration of exposure can be adjusted by changing the speed at which the web is conveyed, although typically a short exposure time of around 1 second is sufficient, depending on the power of the radiation source.
After cross-linking, step S106 of flood exposing the substrate to the radiation is preferably performed using the same or like apparatus as shown in
As already discussed,
In the image patterns produced so far, the second pattern elements P2 will all have the same appearance (corresponding to that of metal layer 11), and the first pattern elements P1 will be transparent. This may be desirable in some implementations of security devices. However in many cases it is preferable to modify the optical characteristics of the first pattern elements P1 and this can be achieved, in one example, by applying a colour layer 13 over the patterned metal layer 11 (step S109), as shown in
Meanwhile, step S110 is an example of a process step which may be performed to manufacture a security device 20 comprising an image pattern formed using the method already described (with or without steps S108 and/or S109). Here, the image pattern takes the form of an image element array and a security device such as a moiré magnifier, integral imaging device or lenticular device is formed by combining the image element array with an overlapping array of focusing elements such as lenses (step S110), or alternatively with some other viewing component such as a viewing grid or another image element array, e.g. to form a venetian blind device or a moiré interference device (examples below). An example of a focussing element array 21 is shown in
Finally,
The colour layer 13 could alternatively be provided by laminating the colour layer 13 over the demetallised layer 11 to achieve substantially the same structure as shown in
In
In
Embodiments in which the demetallised pattern is formed on a substrate with a pre-existing colour layer 13 (whether located on the first or second surface of the substrate) are better adapted for use in circumstances where no registration is desired between the colour layer 13 and the demetallised pattern, since it is technically more straightforward to register the application of the colour layer 13 to an existing demetallised pattern than vice-versa.
In many implementations, the uniformly metallic appearance of the second pattern elements P2 will be desirable. However, the specularly reflective nature of the metal layer 11 can have the result that the appearance of the elements will depend significantly on the nature of illumination. As such in some embodiments it is preferred to reduce the degree of specular reflection by providing a filter layer 15 (
In still further embodiments, the filter layer 15 may not be light-diffusing (i.e. optically scattering), but may comprise a clear, coloured material which can be used to modify the appearance of the metal pattern elements. For example, by providing a filter layer 15 having an orange/brown tint in combination with a metal layer 11 of aluminium, the metal takes on the appearance of copper. The tinted filter layer 15 could be applied to selected regions only (optionally with a clear colourless layer in other areas) to give a bimetallic effect.
The filter layer 15 will typically not be soluble in the etchant used in step S107 and so will typically remain across the whole image array once the metal layer 11 has been patterned, as shown in
Since the filter layer 15 is backed up by metal layer 11, it is not required to be of high optical density, although it should act to diffuse and/or to tint or selectively absorb and reflect different colours. Consequently the filter layer 15 can be made thin and this is preferred in order to minimise undercutting of the filter layer during etching. Preferably, the thickness of the filter layer 15 should be equal to or less than the minimum dimension (e.g. line width) of the pattern elements P1, P2, more preferably half that dimension or less. For example, if the pattern elements P1 or P2 have a dimension of 1 micron, the filter layer should preferably be no thicker than 1 micron, more preferably no thicker than 0.5 microns.
Like the (optional) filter layer 15, the colour layer 13 may have a uniform appearance across the array, or at least a zone of the array in which it is provided, in which case the finished image element array will be duotone (unless a multi-coloured light diffusing layer is provided). This will be desirable in certain types of security device. However, to increase the complexity and security level of the device, it is preferred that the colour layer 13 comprises multiple zones each comprising different optically detectable substances, e.g. being of different visible colours. The arrangement of different zones may be highly complex, e.g. representing a photograph, or may comprise a simpler arrangement of larger distinct zones. Preferably the colour layer 13 displays an image or indicia (e.g. letters, numbers or symbols) either through the relative arrangement of the zones and/or by the periphery of the whole colour layer (i.e. the combined periphery of the zones). In the ensuing examples, different zones of the colour layer 13 will be described for simplicity as having different “colours” but as noted above whilst in preferred cases these will be different visible colours, this is not essential as the optically detectable substances could be machine readable only. The term “colour” is also intended to include achromatic appearances such as black, grey, white, silver etc., as well as red, green, blue, cyan, magenta, yellow etc.
In the example shown in
A portion of an exemplary image pattern is shown in
Another embodiment of a security device will now be described with reference to
In this example, the microimage array is formed using the methods described above and has a cross section corresponding substantially to that shown in
In the above examples of security devices, the microimages 31 are all identical to one another, such that the devices can be considered “pure” moiré magnifiers. However, the same principles can be applied to “hybrid” moiré magnifier/integral imaging devices, in which the microimages depict an object or scene from different viewpoints. Such microimages are considered substantially identical to one another for the purposes of the present invention. An example of such a device is shown schematically in
As shown best in the cross-section of
The colour layer 13 can take any form, including that of a complex, multi-coloured image such as a photograph.
When the device is viewed by a first observer O1 from a first viewing angle, each lens 43 will direct light from its underlying first pattern element P1 to the observer, with the result that the device as a whole appears to display the appearance of the colour layer 13, which in this case carries a star shaped image as shown in
In order to achieve an acceptably low thickness of the security device (e.g. around 70 microns or less where the device is to be formed on a transparent document substrate, such as a polymer banknote, or around 40 microns or less where the device is to be formed on a thread, foil or patch), the pitch of the lenses must also be around the same order of magnitude (e.g. 70 microns or 40 microns). Therefore the width of the pattern elements is preferably no more than half such dimensions, e.g. 35 microns or less.
Two-dimensional lenticular devices can also be formed, in which the optically variable effect is displayed as the device is tilted in either of two directions, preferably orthogonal directions. Examples of patterns suitable for forming image arrays for such devices include forming the second pattern elements P2 as grid patterns of “dots”, with periodicity in more than one dimension, e.g. arranged on a hexagonal or orthogonal grid. For instance, the second pattern elements P2 may be square and arranged on an orthogonal grid to form a “checkerboard” pattern with resulting square first pattern elements P1 in which the colour layer 13 is visible. The focusing elements in this case will be spherical or aspherical, and arranged on a corresponding orthogonal grid, registered to the image array in terms of orientation but not necessarily in terms of translational position along the x or y-axes. If the pitch of the focussing elements is the same as that of the image array in both the x and y directions, the footprint of one focussing element will contain a 2 by 2 array of pattern elements. From an off-axis starting position, as the device is tilted left-right, the displayed image will switch as the different pattern elements are directed to the viewer, and likewise the same switch will be exhibited as the device is tilted up-down. If the pitch of the focusing elements is twice that of the image array, the image will switch multiple times as the device is tilted in any one direction.
Similar effects can be achieved with other two dimensional arrays of pattern elements, e.g. using second pattern elements P2 which are circular rather than square. Any other “dot” shape could alternatively be used, e.g. polygonal. The patterns could of course be reversed such that it is the second pattern elements define the surroundings of negative “dots” in which the colour layer 13 is visible.
Lenticular devices can also be formed in which the two or more images (or “channels”) displayed by the device at different angles do not correspond exclusively to the first pattern elements on one hand and the second pattern elements on the other. Rather, both pattern elements are used in combination to define sections of two or more images, interleaved with one another in a periodic manner. Thus, in an example the first pattern elements may correspond to the black portions of a first image and those of a second image, whilst the second pattern elements may provide the white portions of the same images, or vice versa. Of course the images need not be black and white but could be defined by any other pair of colours with sufficient contrast. Sections of the first and second images are interleaved with one another in a manner akin to the pattern of lines shown in
In all of the above examples of security devices, a focusing element array is employed to co-operate with the image element array to generate an optically variable effect. However, this is not essential and
The device could be designed to be viewed in reflected or transmitted light. Transmitted light is preferred since the contrast in the image can generally be perceived more clearly and in addition the same visual effect can be viewed from both sides of the device. When the device is viewed from above the masking grid 11a, at any one instant, the image slices from only one of the images A to E are visible. For example, in the configuration shown in
In order to achieve this effect, the width of each image slice, X, must be smaller than the thickness, t, of the transparent support layer 10, preferably several times smaller, such that there is a high aspect ratio of the thickness t to image slice width X. This is necessary in order that a sufficient portion of the pattern on metal layer 11b can be revealed through tilting of the device. If the aspect ratio were too low, it would be necessary to tilt the device to very high angles before any change in image will be perceived. In a preferred example, each image slice has a width X of the order of 5 to 10 μm, and the thickness t of the support layer 10 is approximately 25 to 35 μm. The use of the above-described demetallisation process to form the pattern 11b is therefore particularly advantageous since the high resolution nature of the process allows the formation of image elements at these small dimensions.
The dimensions of the masking grid 11a are generally larger than those of the pattern elements 11b, requiring opaque stripes of width ((n−1)X) where n is the number of images to be revealed (here, five), spaced by transparent regions of approximately the same width as that of the image slices (X). Thus, in this example the opaque regions P2 of the masking grid 11a have a width of around 20 to 40 μm and hence could alternatively be produced using conventional techniques such as printing.
When viewed in transmission from directly above, observer (i) will perceive region A as having a lower optical density than region B where light transmission is blocked by the interplay between the two patterns. In contrast, when viewed from an angle at the position of observer (ii), area A will appear relatively dark compared with area B, since light will now be able to pass through aligned transparent regions of patterns Pa and Pb in area B, whereas it will be blocked by the alignment between pattern elements in area A. This “contrast flip” between areas A and B provides an easily testable, distinctive effect. In order for the switch to be observable at relatively low tilt angles, the aspect ratio of the support layer thickness relative to the spacing of the pattern elements should again be at least one-to-one. It should be noted that it is not essential to ensure an entirely accurate registration between the two patterns Pa and Pb since provided the sizing of the pattern elements is correct, a switch in contrast between the two regions will still be visible as the device is tilted.
To form a moiré interference device, each of the metal layers 11a, 11b carries a pattern of elements, mismatches between the two patterns combining to form moiré interference fringes. In the example shown, each of the patterns Pa and Pb consists of an array of line elements, with those of one pattern rotated relative to those of the other. In other cases, the mismatch could be provided by a pitch variation rather than a rotation, and/or isolated distortions within one or other of the patterns. When viewed from above such that the two patterns are viewed in combination with one another, moiré interference bands are visible and these will appear to move relative to the device depending on the viewing angle. This is due to the precise portions of the two patterns which appear to overlap changing as the viewing angle changes. For instance, in the example of
The security device structures shown in
Alternative apparatus for patterning metal layers 11a, 11b on both sides of a transparent substrate is shown in
In still further examples, security devices including those discussed above in relation to
Security devices of the sorts described above are suitable for forming on security articles such as threads, stripes, patches, foils and the like which can then be incorporated into or applied onto security documents such as banknotes and examples of this will be provided further below. However the security devices can also be constructed directly on security documents which are formed of a transparent document substrate, such as polymer banknotes. In such cases, the image pattern may be manufactured on a first substrate, using the method discussed above, and then transferred onto or affixed to one surface of the document substrate, optionally using a transparent adhesive. This may be achieved by foil stamping, for example. An exemplary structure is shown in
Security devices of the sorts described above can be incorporated into or applied to any product for which an authenticity check is desirable. In particular, such devices may be applied to or incorporated into documents of value such as banknotes, passports, driving licences, cheques, identification cards etc. The image array and/or the complete security device can either be formed directly on the security document (e.g. on a polymer substrate forming the basis of the security document) or may be supplied as part of a security article, such as a security thread or patch, which can then be applied to or incorporated into such a document.
Such security articles can be arranged either wholly on the surface of the base substrate of the security document, as in the case of a stripe or patch, or can be visible only partly on the surface of the document substrate, e.g. in the form of a windowed security thread. Security threads are now present in many of the world's currencies as well as vouchers, passports, travellers' cheques and other documents. In many cases the thread is provided in a partially embedded or windowed fashion where the thread appears to weave in and out of the paper and is visible in windows in one or both surfaces of the base substrate. One method for producing paper with so-called windowed threads can be found in EP-A-0059056. EP-A-0860298 and WO-A-03095188 describe different approaches for the embedding of wider partially exposed threads into a paper substrate. Wide threads, typically having a width of 2 to 6 mm, are particularly useful as the additional exposed thread surface area allows for better use of optically variable devices, such as that presently disclosed.
The security article may be incorporated into a paper or polymer base substrate so that it is viewable from both sides of the finished security substrate at at least one window of the document. Methods of incorporating security elements in such a manner are described in EP-A-1141480 and WO-A-03054297. In the method described in EP-A-1141480, one side of the security element is wholly exposed at one surface of the substrate in which it is partially embedded, and partially exposed in windows at the other surface of the substrate.
Base substrates suitable for making security substrates for security documents may be formed from any conventional materials, including paper and polymer. Techniques are known in the art for forming substantially transparent regions in each of these types of substrate. For example, WO-A-8300659 describes a polymer banknote formed from a transparent substrate comprising an opacifying coating on both sides of the substrate. The opacifying coating is omitted in localised regions on both sides of the substrate to form a transparent region. In this case the transparent substrate can be an integral part of the security device or a separate security device can be applied to the transparent substrate of the document. WO-A-0039391 describes a method of making a transparent region in a paper substrate. Other methods for forming transparent regions in paper substrates are described in EP-A-723501, EP-A-724519, WO-A-03054297 and EP-A-1398174.
The security device may also be applied to one side of a paper substrate, optionally so that portions are located in an aperture formed in the paper substrate. An example of a method of producing such an aperture can be found in WO-A-03054297. An alternative method of incorporating a security element which is visible in apertures in one side of a paper substrate and wholly exposed on the other side of the paper substrate can be found in WO-A-2000/39391.
Examples of such documents of value and techniques for incorporating a security device will now be described with reference to
The opacifying layers 53 and 54 are omitted across a selected region 52 forming a window within which a security device is located. In
It will be appreciated that, if desired, the window 52 could instead be a “half-window”, in which one of the opacifying layers (e.g. 53 or 54) is continued over all or part of the image array 11. Depending on the opacity of the opacifying layers, the half-window region will tend to appear translucent relative to surrounding areas in which opacifying layers 53 and 54 are provided on both sides.
In
In
A further embodiment is shown in
Alternatively a similar construction can be achieved by providing paper 56 with an aperture 59 and adhering the strip element 58 onto one side of the paper 56 across the aperture 59. The aperture may be formed during papermaking or after papermaking for example by die-cutting or laser cutting.
In still further embodiments, a complete security device could be formed entirely on one surface of a security document which could be transparent, translucent or opaque, e.g. a paper banknote irrespective of any window region. The image array 11 can be affixed to the surface of the substrate, e.g. by adhesive or hot or cold stamping, either together with a corresponding focusing element array 21 or in a separate procedure with the focusing array 21 being applied subsequently.
In general when applying a security article such as a strip or patch carrying the security device to a document, it is preferable to bond the article to the document substrate in such a manner which avoids contact between those focusing elements, e.g. lenses, which are utilised in generating the desired optical effects and the adhesive, since such contact can render the lenses inoperative. For example, the adhesive could be applied to the lens array(s) as a pattern that leaves an intended windowed zone of the lens array(s) uncoated, with the strip or patch then being applied in register (in the machine direction of the substrate) so the uncoated lens region registers with the substrate hole or window.
The security device of the current invention can be made machine readable by the introduction of detectable materials in any of the layers or by the introduction of separate machine-readable layers. Detectable materials that react to an external stimulus include but are not limited to fluorescent, phosphorescent, infrared absorbing, thermochromic, photochromic, magnetic, electrochromic, conductive and piezochromic materials.
Additional optically variable devices or materials can be included in the security device such as thin film interference elements, liquid crystal material and photonic crystal materials. Such materials may be in the form of filmic layers or as pigmented materials suitable for application by printing. If these materials are transparent they may be included in the same region of the device as the security feature of the current invention or alternatively and if they are opaque may be positioned in a separate laterally spaced region of the device.
The presence of a metallic layer in the security device can be used to conceal the presence of a machine readable dark magnetic layer, or the metal layer itself could be magnetic. When a magnetic material is incorporated into the device the magnetic material can be applied in any design but common examples include the use of magnetic tramlines or the use of magnetic blocks to form a coded structure. Suitable magnetic materials include iron oxide pigments (Fe2O3 or Fe3O4), barium or strontium ferrites, iron, nickel, cobalt and alloys of these. In this context the term “alloy” includes materials such as Nickel:Cobalt, Iron:Aluminium:Nickel:Cobalt and the like. Flake Nickel materials can be used; in addition Iron flake materials are suitable. Typical nickel flakes have lateral dimensions in the range 5-50 microns and a thickness less than 2 microns. Typical iron flakes have lateral dimensions in the range 10-30 microns and a thickness less than 2 microns.
In an alternative machine-readable embodiment a transparent magnetic layer can be incorporated at any position within the device structure. Suitable transparent magnetic layers containing a distribution of particles of a magnetic material of a size and distributed in a concentration at which the magnetic layer remains transparent are described in WO03091953 and WO03091952.
Negative or positive indicia visible to the naked eye may additionally be created in the metal layer 11 or in any suitable opaque layer, e.g. backing layer 14, either inside or outside the image element array area.
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| PCT/GB2017/051091 | 4/19/2017 | WO | 00 |
| Publishing Document | Publishing Date | Country | Kind |
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| WO2017/187139 | 11/2/2017 | WO | A |
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