This U.S. application claims priority under 35 U.S.C 371 to, is a U.S. National Phase application of, the International Patent Application No. PCT/CH2012/000218, filed 21 Sep. 2013. The entire content of the above-mentioned patent application is incorporated by reference as part of the disclosure of this U.S. application.
The invention relates to a method for verifying the authenticity of a security document and to a verification device implementing such a method.
It is known that security documents such as a bill, an ID card, a deed, a certificate, a check, or a credit card can comprise a perforation.
WO 97/18092, WO 2004/011274, and WO 2008/110787 A1 disclose such security documents.
However, a verification of the authenticity of such a security document is not practicable and/or secure in all situations.
Therefore, it is an object of the invention to provide an easier to apply and/or more secure method for verifying the authenticity of a security document. Another object of the invention is to provide a verification device implementing such a method.
These objects are achieved by the devices and methods of the independent claims.
Accordingly, a method for verifying an authenticity of a security document comprises a step of acquiring a transmission mode image of at least a part of a perforation pattern of the security document. The at least one perforation pattern comprises a plurality of perforations of a least a part of a substrate, in particular of a flat substrate, of the security document. The step of acquiring the transmission mode image is achieved by means of a verification device, e.g., comprising an image acquisition device such as a camera. Such a verification device is advantageously selected from a group consisting of a camera-equipped cellular phone, a camera-equipped tablet computer, a digital camera, a camera-equipped laptop computer, a bank note sorter (as, e.g., used in bank note production), and a bank note acceptor (as, e.g., used in ATMs).
The term “transmission mode image” herein relates to an image that is taken in a transmission setup, i.e., with a light source (e.g., light from a ceiling lamp or from the sun or from a light source which is part of the verification device) located on a first side of the substrate of the security document and with the verification device during the acquisition of the transmission mode image located on an opposing second side of the substrate. In other words, while the verification device acquires an image facing a second surface on the second side of the security document, the light source illuminates the opposing first surface on the first side of the security document. In a transmission setup, an amount of light illuminating the first surface is higher than an amount of light illuminating the second surface. Thus, among others, the amount of light that is transmitted through the substrate of the security document and in particular through the perforations/perforation pattern(s) in said substrate can be recorded in a spatially resolved manner. As an example, more light is typically transmitted through perforated regions of the substrate than through unperforated regions. Then, the perforated regions of the substrate can appear as brighter spots in a transmission mode image.
It should be noted here, that the perforations can but do not necessarily extend through the whole substrate (and/or other layers such as printed security features, see below) of the security document but only through one or more layers of an, e.g., multi-layered substrate. Typically, these layers of the substrate extend perpendicular to the surfaces of the flat substrate. It is also possible to only partly perforate a single-layer substrate or a single layer of a multi-layer substrate e.g., by utilizing tightly focused short-pulsed laser irradiation and associated nonlinear light absorption phenomena. The perforations are typically but not necessarily oriented in an axial (i.e., normal) direction of the security document, i.e., perpendicular to the surfaces of the substrate of the security document. However, also a skewed orientation of the perforations is possible, i.e., with perforation-axes being non-perpendicular to a surface of the substrate.
Then, the authenticity of the security document is verified by means of the verification device using said acquired transmission mode image. This is, e.g., achieved by comparing the spatially resolved light intensities in the acquired transmission mode image to a prestored and/or expected light distribution template for an “authentic” security document.
The perforations of the perforation pattern of the substrate of the security document may or may not be visible to the naked eye of a human observer (i.e., a human observer with average visual acuity without utilizing further optical auxiliary means such as a magnifying glass) in the above described transmission mode. In a reflection mode, however, at least one of the perforations is not visible to the naked eye of such a human observer.
Herein, the term “reflection mode image” relates to an image taken with a reflection setup in which no backlighting illuminating the first surface of the substrate is present. In other words, the amount of light illuminating the second surface (i.e., the surface facing the verification device) is not outshined by an amount of light illuminating the first surface of the substrate.
As an advantage, the disclosed method provides a more secure way to verify the authenticity of the security document because not all perforations are obvious to a potential counterfeiter of the security document.
In an advantageous embodiment, at least one of the perforations of the substrate of the security document has a lateral dimension less than 200 microns, in particular less than 150 microns, particularly less than 100 microns. Such perforations can, e.g., be manufactured using laser irradiation of the substrate as a is step during the manufacturing process of the security document. The above-mentioned lateral dimension is measured in at least one direction parallel to a surface of the substrate. Thus, it is easier to provide perforations that are not visible to the naked eye of a human observer in reflection mode.
The perforations can advantageously have different shapes and/or different lateral dimensions parallel to a surface of the substrate (i.e., in-surface-plane) and/or different axial dimensions perpendicular to a surface of the substrate (i.e., out-of-surface-plane). Thus, a plurality of different perforations can be combined which makes it harder to counterfeit the security document and which can make the authenticity verification process more reliable and/or secure.
In a different embodiment, all perforations have substantially (i.e., with deviations less than 10%) the same shapes and the same lateral dimensions parallel to a surface of the substrate and the same axial dimensions perpendicular to a surface of the substrate. Thus, a single master perforation can be used multiple times which simplifies the manufacturing process of the perforations/perforation pattern.
In another embodiment, the security document comprises at least
The second perforation pattern is translated and/or rotated and/or mirrored and/or scaled with respect to said first perforation pattern. Thus, the at least two perforation patterns are “similar” to each other in a way that a linear transformation “translation”, “rotation”, “mirroring”, and/or “scaling” is applied to the first perforation pattern to yield the second perforation pattern. As an effect, certain features of the perforation pattern (e.g., angles between lines connecting perforated dots) are maintained and encoded multiple times in the perforation patterns of the security document. Thus, the step of verifying the authenticity of the security document can be simplified because, e.g., only a relevant part of one perforation pattern needs to be evaluated from the acquired transmission image.
In another advantageous embodiment of the method, the step of acquiring the transmission mode image is carried out at a non-zero tilt angle between an optical axis of the verification device (i.e., the perpendicular axis to an image sensor of the verification device) and a third axis perpendicular to a surface of the substrate of the security document (i.e., the surface normal). In other words, the image sensor plane in the verification device and the substrate plane of the security document are not parallel to each other, but rotated with respect to each other by said tilt-angle. The tilt-angle is advantageously greater than 10 degrees, in particular greater than 30 degrees, particularly greater than 45 degrees. Furthermore, in this embodiment, a first lateral dimension (i.e., a dimension along a surface of the substrate) along a first axis of at least one of said perforations is different from a second lateral dimension along a second axis of said at least one of said perforations. The first axis and the second axis are both parallel to a surface of the substrate of the security document. By combining a substrate perforation with two different lateral dimensions with a tilted transmission image acquisition, a tilt-angle dependent transmitted light n distribution can be created and read out. This enhances the security of the authenticity verification of the security document.
As an example for this, at least a part of a perforation can have a line shape, e.g., along the second dimension, i.e., the (larger) second dimension (i.e., the line length) of the line-shaped perforation is at least 2 times, in particular at least 5 times, particularly at least 10 times the first dimension (i.e., the line width) of the line-shaped perforation.
Even more advantageously, in such an embodiment, the optical axis of the verification device substantially (i.e., with a deviation of less than ±10 degrees) lies in a plane which is defined by the first axis and the third axis or the optical axis lies substantially in a plane defined by the second axis and the third axis. Thus, more specific transmitted light patterns can be acquired which enhances the security of the authenticity verification of the security document.
Even more advantageously, in such an embodiment, the step of acquiring the transmission mode image (i.e., a first transmission mode image) is carried out at a first tilt angle and a further step of acquiring an additional transmission mode image (i.e., a second transmission mode image) is carried out at a second tilt angle different from the first tilt angle. Then, the (first) transmission mode image and the additional (second) transmission mode image are used in said step of verifying said authenticity of said security document. Thus, the security of the authenticity verification of the security document is enhanced.
Even more preferably, the perforation is at least in part line-shaped and has a first dimension less than 200 μm and a second dimension greater than 400 μm. Then, a first transmission mode image with a line-shaped transmitted light intensity is acquired in transmission mode with the optical axis of the verification device substantially lying in the plane defined by the second axis and the third axis. In the second additional transmission mode image, no transmitted light pattern is acquired with the optical axis of the verification device substantially lying in the plane defined by the first axis and the third axis. Thus, very specific light patterns can be created by tilting the security document with respect to the verification device in a defined way. This enhances the security of the authenticity verification of the security document.
In another preferred embodiment, the perforation pattern is self-similar, i.e., the perforation pattern is similar to a part of itself (in a geometrical sense, see, e.g., Bronstein et al., “Taschenbuch der Mathematik”, 4th edition, 1999). Thus, more specific light patterns in transmission mode images can be created which enhances the security of the authenticity verification of the security document.
In another advantageous embodiment the method comprises a further step of acquiring a reflection mode image (see definition above) of at least a part of the perforation pattern of the security document by means of the verification device. Then, both the transmission mode image and the reflection mode image are used in the step of verifying the authenticity of the security document. This has the advantage that features of the security document that are evaluated in transmission mode and in reflection mode can be used for authenticity verification. Thus, the security of the authenticity verification of the security document is enhanced.
Even more advantageously, the step of acquiring the reflection mode image comprises a change of an illumination of the security document, in particular by means of a firing of a flash of said verification device. Due to a more defined illumination of features of the security document such as perforations/perforation patterns and/or printed security features of the security document, the features can be more easily evaluated and the step of verifying the authenticity of the security document becomes more reliable.
In another preferred embodiment of the method, at least one of the group consisting of
is or are used in the step of verifying the authenticity of the security document. The positioning of said at least one of said perforations can be evaluated in an absolute (i.e., with respect to a fixed feature of the security document, e.g., with respect to an edge or a corner of the substrate) and/or in a relative (i.e. with respect to another perforation) manner. Connecting lines between three or more perforations can be perforated lines or imaginary lines, i.e., imagined shortest connections between the, e.g., centers of the respective perforations.
By evaluating and utilizing one or more of the above features, the reliability and security of the authenticity verification step is enhanced. It should be noted that features of (e.g., connecting lines between) perforations belonging to different perforation patterns and/or features of perforations not belonging to a perforation pattern can be evaluated.
In another advantageous embodiment, the security document additionally comprises at least one perforation which is not used in the step of verifying the authenticity of the security document. This has the advantage that it remains unknown to a potential counterfeiter which features of which perforations are used for verifying the authenticity of the security document. Thus, the security document becomes harder to counterfeit and the authenticity verification process becomes more secure.
In another preferred embodiment, the security document further comprises an additional security feature (in particular a printed security feature, a metal filament, or a hologram), on said substrate. The authenticity verification method comprises a step of acquiring a reflection mode image and/or a transmission mode image of the additional security feature on the substrate of said security document. This is achieved by means of the verification device. Then, the transmission mode image of at least said part of said perforation pattern and said reflection mode image and/or said transmission mode image of said additional security feature are used in said step of verifying the authenticity of the security document. The transmission mode image of the perforation pattern and of the additional security feature can be the same image. As a consequence, because an image of the additional security feature is also used in the step of verifying the authenticity of the security document, the security document becomes harder to counterfeit and the authenticity verification process becomes more reliable.
More advantageously, the authenticity verification method comprises a further step of determining a relative positioning of at least one of the perforations with respect to the additional security feature. Then, this determined positioning, e.g., a distance and/or a bearing angle, is used in said step of verifying the authenticity of the security document. As an example, a distance of a specific perforation from the additional security feature can be determined and the security document is regarded “authentic” if this determined distance is within a predefined range. Thus, the security document becomes harder to counterfeit and the authenticity verification process becomes more reliable.
In another preferred embodiment, the method comprises a further step of determining a relative alignment of the security document with respect to the verification device, in particular by means of using an acquired image of the security document and by comparing an alignment dependent parameter (i.e., a feature of the to-be-verified security document, e.g., its width-to-height-ratio) of the security document in said acquired image to an expected alignment dependent parameter value (i.e., an expect value for the alignment dependent parameter for a given alignment, e.g., its expected width-to-height-ratio). Such a relative alignment can comprise
Thus, the positioning of the verification device with respect to the security document can be derived and the authenticity verification process becomes more reliable, e.g., because the relative alignment can be taken into account during the step of verifying the authenticity of the security document, e.g., via image correction algorithms. It should be noted here that additional information, e.g., from accelerometers or position sensors of the verification device can also be evaluated and taken into account.
As another aspect of the invention a verification device for verifying an authenticity of a security document comprises
The verification device furthermore comprises
As yet another aspect of the invention, a computer program element comprises computer program code means for, when executed by the analysis and control unit, implements an authenticity verification method as described above.
The described embodiments and/or features similarly pertain to the apparatuses, the methods, and the computer program element. Synergetic effects may arise from different combinations of these embodiments and/or features although they might not be described in detail.
The invention and its embodiments will be more fully appreciated by reference to the following detailed description of presently preferred but nonetheless illustrative embodiments in accordance with the present invention when taken in conjunction with the accompanying drawings.
Description of the Figures:
The circular perforations 211, 212, and 213 have lateral diameters of 100 μm and are thus not visible to the naked eye of a human observer in a reflection mode. In the described embodiment, all perforations 211, 212, and 213 have substantially the same shapes and substantially the same lateral dimensions (i.e., along axes x and y parallel to a surface of the substrate 200) and substantially the same axial dimensions (i.e., along z).
The perforation patterns 210, 220, 230, and 240 also have substantially the same shapes and overall dimensions, however, they are rotated and translated with respect to each other. Thus, the perforation patterns 210, 220, 230, and 240 are distributed over the substrate 200.
As it is also described later with respect to
In addition to the perforations 211, 212, and 213, the security document 100 also comprises a randomly distributed plurality of perforations 214 (only two are referenced for clarity) which are not used in the step of verifying the authenticity of the security document 100. Thus, the distinctive features that are used for authenticity verification can be more easily hidden from a potential counterfeiter.
For making the authenticity verification procedure more robust against misalignment, a relative alignment of the security document 100 with respect to the verification device 500 is determined using the acquired images. Specifically, a rotation around z, a distance between the verification device 500 and the security document 100 along z, and an (undesired) tilt around x,y are determined and accounted for by means of image-processing algorithms before comparing the authenticity-related features to templates. Thus, the verification procedure becomes more reliable.
An acquisition of two transmission mode images, one image under a tilt angle phi_1 as described above with regard to
As another option, it would also be possible to align a stencil with perforations or one or more other security documents with specific perforation patterns with the first security document to thin the “starry sky pattern” of the first security document.
Note:
It should be noted that it is also possible to use shadowing effects to further enhance the security of the authenticity verification step. Specifically, the light distribution from the light source illuminating the first surface of the substrate for acquiring the transmission mode image can be spatially modulated and comprise dark regions. If such a dark region coincides with a perforation, this perforation would appear as a dark spot in the transmission mode image. Then, the contrast of this dark spot compared to the surrounding brighter region of the substrate could be detected and used for is authenticity verification.
While there are shown and described presently preferred embodiments of the invention, it is to be distinctly understood that the invention is not limited thereto but may be otherwise variously embodied and practiced within the scope of the following claims.
Filing Document | Filing Date | Country | Kind |
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PCT/CH2012/000218 | 9/21/2012 | WO | 00 |
Publishing Document | Publishing Date | Country | Kind |
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WO2014/043820 | 3/27/2014 | WO | A |
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Number | Date | Country | |
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20150228143 A1 | Aug 2015 | US |