The present invention relates to semiconductor device structures comprising laser diodes and methods for their fabrication, and more particularly to surface-etched grating (SEG) distributed feedback (DFB) lasers and methods for their fabrication.
US2012/0106583 published May 3, 2012 (Watson et al.), entitled “Vertically-Coupled Surface-Etched-Grating DFB laser”, discloses a laser diode structure having a vertically coupled (VC) surface-etched-grating (SEG). This device structure is compatible with single-growth monolithic integration for photonic integrated circuits (PIC) implemented with InP and related III-V semiconductor materials.
It has been demonstrated that VC SEG DFB lasers of the structure disclosed in US2012/0106583 can be fabricated to provide reliable, high volume, high yield, high performance DFB lasers for operation at >2.5 Gb/s when used with spot size converters. However, under some operating conditions, these lasers demonstrate unacceptable multi-transverse mode operation, particularly when operated without transition waveguides and spot size converters.
The VC SEG DFB laser structure has etched front and back facets. Typically, DFB lasers with etched facets use a high reflectivity coating on one facet and a lower reflectivity coating on the other facet to improve single mode yield. That is, the back-facet has a high reflectivity coating, such as a metal coating, e.g. gold, and the front facet has a lower reflectivity coating. The high reflectivity back facet reflector provides the feedback needed for consistent spectral and modulation characteristics. However, facet coating is expensive. A high reflectivity metal reflector on the back facet that blocks light entirely is not suitable if back-facet power monitoring (BPM) is required. That is, some leakage of light is required for BPM by a photodetector positioned behind the back-facet. Another issue is that any misalignment and phase variations between the teeth of the SEG and the reflective facets can lead to a reduced yield of lasers that meet acceptable performance requirements, with a corresponding increase in cost per acceptable die.
For many applications it is desirable to provide high performance laser diodes at lower cost. For example, electron-beam (e-beam) writing of grating structures tends to be expensive, and not as readily accessible as photolithography with stepper mask defined gratings. It is therefore desirable to provide device structures with surface-etched-gratings that can be defined by stepper mask photolithography. Thus, there is a need for further improvements to SEG DFB laser structures, e.g. to offer improved performance or lower cost manufacturing. In particular, there is a need for further improvements or alternative solutions to prevent, or at least reduce, higher order mode effects in SEG DFB lasers.
These types of issues, e.g., one or more of unacceptable multi-mode operation, misalignment and phase variations, yield and fabrication costs, are not confined to SEG DFB lasers. More generally, there is a need for improvements to address related performance and yield issues for other types of semiconductor laser structures.
The present invention seeks to eliminate or mitigate one or more of the above-mentioned disadvantages of known device structures and methods of fabrication, or at least provide an alternative.
Aspects of the invention provide semiconductor devices structures comprising laser diodes comprising at least one of a mode-selective filter and a phase-alignment element, and methods for their fabrication.
In some embodiments, a semiconductor device structure comprises a laser diode cavity supporting multiple transverse modes, the laser diode cavity having at least one etched facet, wherein the at least one etched facet comprises a mode-selective structured reflector providing higher feedback of a selected mode order compared to other mode orders. The laser diode cavity may be any one of a FP, DFB and DBR laser cavity.
The structured reflector may be a single facet, spatially patterned reflector comprising one or more layers of: a dielectric, or a metal or a combination of metal and dielectric. For example, the selected mode is a fundamental TE0 mode and the spatially patterned reflector provides higher feedback of the fundamental TE0 mode; or the selected mode is a first order TE1 mode and the spatially patterned reflector provides higher feedback of the TE1 mode relative to other modes.
The at least one etched facet may be an element of a periodic multi-surface reflector. For example, the periodic multi-surface reflector is a DBR (Distributed Bragg Reflector).
In some embodiments the semiconductor device structure comprises a laser diode cavity supporting a single longitudinal mode, and either a single transverse mode or multiple transverse modes, and comprises feedback structures contributing to single longitudinal mode operation of the device and a phase alignment structure self-aligned to the feedback structures, the phase alignment structure defining the phase of the at least one etched facet relative to the feedback structures. For example, the feedback structures comprise grating structures, and the phase alignment structure is an etched/not etched region between the grating structures and the at least one etched facet. A detector for back-facet power monitoring may be included.
A semiconductor structure of other embodiments may comprise a laser diode cavity having any feasible combination of individual features disclosed herein.
An example of a method of patterning a plurality of phase-aligned etched structures on a semiconductor substrate comprises:
providing a substrate having a desired semiconductor layer structure;
depositing a primary etch mask;
patterning the primary etch-mask in a single high relative dimensional fidelity step to define phase-aligned patterns for each of the plurality of phase-aligned etched structures; and
processing the plurality of phase-aligned etched structures by a sequence of area selective masking and etching steps.
Processing may comprise: performing an etch to an initial etch depth through the primary etch mask to define an initial part of each of the plurality of phase-aligned etched structures. Processing may comprise: depositing a first area selective etch (SE) mask and patterning the first area SE mask to expose a first area of the primary etch mask defining at least one of the plurality of phase-aligned etched structures and to protect other areas of the primary etch mask; performing a first etch to a first etch depth into the semiconductor layer structure through the first area of the primary etch mask; and if required, removing the first area SE mask. Processing may comprise depositing a second area selective etch (SE) mask and patterning the second area SE mask to expose a second area of the primary etch mask defining at least one of the plurality of phase-aligned etched structures and to protect other areas of the primary etch mask; performing a second etch to a second etch depth into the semiconductor layer structure through the first area of the primary etch mask; and if required, removing the second area SE mask. When required, for n=3, the method further comprises depositing an nth area selective etch (SE) mask and patterning the nth area SE mask to expose nth area of the primary etch mask defining at least one of the plurality of phase-aligned etched structures and protecting other areas of the primary etch mask; performing an nth etch to an nth etch depth into the semiconductor layer structure through the nth area of the primary etch mask; if required, removing the nth area SE mask; and if required, for n>3 repeating said masking and etching steps, until each of the plurality of phase-aligned etched structures is completed.
If required, the primary etch-mask is removed after completion of all of the plurality of phase-aligned etched structures.
In some embodiments described in detail, mode-selective SEG DFB lasers are provided comprising mode-selective filters in the form of structured reflectors. For example, designs are disclosed for InP semiconductor based VC SEG DFB lasers comprising mode-selective structured reflectors that provide higher feedback for the fundamental TE0 mode as compared to the higher-order transverse modes. The structured reflectors may comprise single interface mirror type reflectors or multi-interface distributed Bragg reflector (DBR) structures, and may include a phase-alignment structure.
This approach can allow relaxation of VC SEG laser cavity design and processing while providing for high performance operation with high yield of both single lateral mode and single longitudinal mode operation. Methods of fabrication of these structures are disclosed, which provide for at least one of higher-order mode suppression, improved phase-alignment, lower cost, improved reliability, et al.
In an exemplary embodiment a device structure comprises: a distributed feedback (DFB) laser diode including a surface-etched grating (SEG) supporting a fundamental optical mode (and potentially supporting additional transverse modes), the laser diode having etched front and back facets, wherein the back facet comprises a mode-selective structured reflector providing higher feedback of a fundamental mode TE0 compared to higher order modes.
Beneficially, the mode-selective structured reflector is a phase-aligned mode-selective reflector structure spaced from teeth of the SEG by a phase-alignment region.
In some embodiments, the mode-selective structured reflector comprises a single interface reflector comprising a spatially patterned reflective coating on the back-facet that provides said higher feedback of the fundamental mode TE0 relative to higher order modes. For example, the reflector structure is a phase-aligned reflector structure wherein the single interface reflector comprises an etched trench defining the back-facet, and the back-facet is spaced from teeth of the SEG by a phase-alignment region.
For example, a sidewall of the trench defines the back-facet and the spatially patterned reflective coating comprises a high reflectivity coating in a region aligned to the TE0 mode, e.g. a narrow vertical strip centered on the optical aperture, and a lower reflectivity coating on other parts of the trench sidewall. The etched trench is one of: a rectangular trench, a trapezoidal trench, a hexagonal trench, and trenches of other suitable geometric forms, including curved forms.
In other embodiments, the mode-selective structured reflector comprises a multi-interface distributed Bragg reflector (DBR) structure defined by a plurality of etched and un-etched regions defining a series of trenches laterally aligned to the back-facet, sidewalls of said trenches of the DBR structure comprising a dielectric coating that provides said higher feedback of the fundamental mode TE0 relative to higher order modes. Beneficially, the DBR structure is a phase-aligned DBR reflector structure spaced from teeth of the SEG by a phase-alignment region. The etched trenches of the DBR structure have a geometric form which is one of a rectangular trench, a trapezoidal trench, a hexagonal trench, and trenches of other suitable geometric forms.
For example, in one embodiment, the etched and unetched regions of the DBR structure comprise a plurality of (2m+1)*λ/4 etched and not-etched sections, comprising 1 to 3 periods, where m=1 for low index (etched) regions, e.g. air and other sufficiently low index materials, and m=2 for high index (unetched) regions, i.e. semiconductor materials. The choices of ‘m’ may be made, for example, to make the dimensions of the relevant structures suitable for well controlled processing.
The device structure may further comprise a detector for back-facet power monitoring.
In an exemplary embodiment, a VC SEG DFB laser structure is fabricated from a epitaxial layer structure comprising a plurality of semiconductor layers grown on a semiconductor substrate, e.g. a InP substrate and InP based III-V semiconductor materials. The plurality of semiconductor layers comprise a first contact layer, a first cladding layer, a first separate confinement heterostructure, a multi-quantum well active gain region, an second separate confinement heterostructure, and a second cladding layer and a second contact layer. The surface-etched grating (SEG) comprises a set of periodic trenches defined along a top surface of a mesa which is formed by etching through the plurality of semiconductor layers, the SEG forming a vertically coupled waveguide Bragg grating supporting a fundamental optical mode. The separate confinement heterostructures provide vertical optical confinement of the fundamental optical mode. At least one layer of the plurality of semiconductor layers forms an aperture layer that provides lateral optical confinement of the fundamental optical mode and lateral confinement of current injection. Etched regions of the DBR structure are etched through at least upper layers of said plurality of semiconductor layers, e.g. to the first cladding layer.
In an exemplary embodiment, a method of fabricating a device structure comprising a SEG DFB laser and a phase-aligned mode-selective reflector structure, comprises: providing a substrate comprising an epitaxial layer structure for the SEG DFB laser;
depositing and patterning a phase-aligned (PA) etch mask layer defining all features for etching the SEG for the DFB laser, a phase-alignment region, and a mode-selective reflector structure;
performing a first etch to a first etch depth to define the SEG and define etched/not-etched regions for the phase-alignment region and the mode-selective reflector structure;
depositing and patterning an area selective (i.e. spatially selective) etch (SE) mask layer which protects the SEG and exposes regions of the phase-alignment region and the mode-selective reflector structure;
performing a second etch to a second etch depth to define features of the phase-alignment region and the mode-selective reflector structure.
The method may further comprise depositing and patterning at least one additional area selective etch (SE) mask layer; and performing another etch to a third or subsequent etch depth to further define the features of the phase-alignment region and the mode-selective reflector structure.
In a method of one embodiment, the phase-aligned mask layer defines etched and un-etched regions for a mode-selective reflector comprising a trench for a single interface back facet reflector; and comprises depositing a spatially patterned reflective coating on a sidewall of the trench defining the back-facet of the SEG DFB laser, the spatially patterned reflective coating comprising a first region of a high reflectivity coating that provides higher feedback to a fundamental TE0 mode relative to higher order modes of the SEG DFB laser, and other regions having a lower reflectivity coating.
In a method of another embodiment the phase-aligned mask layer defines etched and un-etched regions for a mode-selective reflector comprising a series of trenches of a mode-selective DBR structure; and comprises depositing a dielectric coating on a sidewalls of the series of trenches to form a DBR structure that provides higher feedback to a fundamental TE0 mode relative to higher order modes of the SEG DFB laser.
In a method of another embodiment, all phase-aligned etches are done independently through separate mask and etch steps.
If required, the phase-aligned mask layer further defines a detector for back-facet monitoring. In variants of the method, the first etch defining the SEG is performed after the second etch forming the phase-alignment region and mode-selective reflector structure, i.e. the SEG region is protected while other features are etched.
In some embodiments, the phase alignment region may be omitted, and thus the steps for fabrication of the phase alignment region are omitted from the method.
In some embodiments, a VC SEG DFB laser is provided wherein, instead of forming the aperture layer by a lateral undercut or etch, the aperture is formed by a process such as ion implantation or chemical processing of an aperture layer, to modify the structure and composition of the aperture layer (e.g. modification of the lateral profile of refractive index) to form the aperture which provides lateral confinement of the current injection and lateral confinement of the optical mode, and/or the aperture may be formed by one or more other layers of the mesa, i.e. not positioned at the bottom of the mesa.
In some embodiments, a VC SEG DFB laser is provided wherein, a metal layer is provided on a top surface of the mesa and patterned to form an etch mask for the SEG. That is, a layer of conductive metal that forms at least part of the top contact for the laser may be extended to provide the etch mask for at least the SEG grating structure. Thus, this conductive layer extends across the grating teeth. The resulting top contact structure provides improved ohmic placement for current flow through the active region.
The foregoing and other objects, features, aspects and advantages of the present invention will become more apparent from the following detailed description, taken in conjunction with the accompanying drawings, of example embodiments of the invention, which description is by way of example only.
VC SEG DFB lasers may be coupled with transition waveguides, mode converters, and/or spot size converters to reduce higher order mode effects, e.g. to suppress TE1 and TE2 modes, for reliable operation at ≥2.5 Gb/s. For example, VC SEG DFB laser structures with etched rear reflectors may be structured to be compatible with monolithically integrated multi-guide vertical integration.
However, operation under some conditions, e.g. without transition waveguides and spot size converters, may result in unacceptable multi-transverse mode operation. For some applications, it is desirable to operate this type of VC SEG DFB laser without transition waveguides and spot size converters. Thus, there is a need for alternative solutions to suppress or reduce higher order mode effects, particularly for operation at ≥10 Gb/s.
In other embodiments, the etched trench providing the back-facet reflector may have other geometric forms. The etched trenches for the mirror structures of
Suitable geometric forms and dimensions of the back-facet reflector are determined by optical modelling, based on parameters such as, the refractive indexes of the III-V materials of the laser mesa and the metal and/or dielectric facet coating materials (e.g. gold, silicon nitride, silicon oxynitride, et al.), lateral x-y dimensions of the laser aperture, layer thicknesses of facet coatings. It may be preferable that the spatially patterned reflector is formed by a coating of a dielectric material, rather than a metal reflector. If a metal reflector is used, plasmonic interactions may need to be considered.
For each of the structures shown in
The mode selective filter may comprise laterally defined features. For example,
After coating, in cross-section, the etched trenches may taper in width, e.g. as shown schematically in
For some applications, it may be desirable to select a mode other than the TE0 mode. In alternative embodiments, not illustrated, the selected mode is e.g. a first order TE1 mode and the spatially patterned reflector provides higher feedback of the TE1 mode relative to other modes, e.g. for lateral coupling to a waveguide.
In fabrication of the device structures described above, phase alignment of the SEG DFB grating teeth and the back facet reflector structure is an important consideration, whether this is a single interface reflector, e.g. as shown in
To define the reflector structure with the required phase-adjust region, a suitable fabrication process is needed. The fabrication process must provide precise alignment for any sort of etched feature which need precise positioning relative to other etched features, such as aligning single interface reflectors or a multi-interface DBR type structure to the DFB grating with precise optical phase control. To provide phase-aligned laser reflectors, additional features defining the phase-aligned laser reflectors are included on the same mask that is used to define the DFB laser grating. This process also provided the ability to differentially mask regions to adjust etch depths of various features independently, e.g. for some different types of structures as shown schematically in the various views in
An example of an epitaxial layer structure (epi-layer stack) 300 for a fabrication of a device comprising a VC SEG DFB laser and structured reflector of an exemplary embodiment is shown schematically in
In a process for fabrication of the VC SEG DFB laser comprising a DBR reflector according to the embodiments shown in
Exemplary Fabrication Process
In the process illustrated schematically in
Mask Design
Design of the phase-aligned (PA) mask for the DFB laser with a mode-selective single interface mirror or mode-selective DBR structure requires that the propagation constants for the desired mode are determined for each region, i.e. the unetched regions and the etched regions. For the unetched regions, any processes for shifting absorption or emission bands are considered. For etched regions, any dielectric coatings and filling materials are considered. The design of the DFB grating pattern includes any chirp defined by the grating period and/or lateral extent of the grating teeth. These parameters are used to define the desired un-etched/etched/un-etched pattern, including the distance from the last grating tooth to the first etched reflecting surface, dimensions of the etched regions and un-etched regions, e.g. dimensions for defining the mirror, DBR, waveguides, et al., while taking into account mask alignment accuracy for differentially etched areas, and residues left after subsequent processing. All elements are laid out on a single PA mask layer. At least one secondary etch (SE) mask is laid out to allow differential etching in some areas, while protecting other areas.
Process Variants
The process flow of the embodiment illustrated schematically in
The following are two examples of variants of the process.
Example Process Flow—Variant A
Ideally the etched regions, e.g. the trenches of the reflector, are filled with air or other very low refractive index material. Low index minimizes the number of trenches for a given reflectivity. In practice, the trenches may be filled with a material such as BCB, which has a refractive index of ˜1.55-1.6. A hybrid fill may be used, e.g. a first layer of fill on the sidewalls and a bulk fill. The options chosen depend on process flow and available materials in the process.
Example Process Flow—Variant B
Similar to Variant A, except each etch is explicitly opened for the specific etch
In summary, a self-aligned process is used to form the device structure comprising a SEG DFB laser with a phase-aligned DBR structure which is configured to suppress higher order mode effects. The device structure is relatively simple to fabricate. A stepper mask is used to define both the surface etched grating and the DBR structure with phase-alignment. The first hard mask defines the fundamental pattern of interest, and at least one second mask, which is patterned differentially from the first hard mask, enables a sequence of etches of different etch depths to be performed independently to define the various elements of the required device structure. For example, a front facet could be added, and additional masks can be used to define other features. Typically, the shallowest etch is performed first. However, in variants of the method, the DBR structure may be defined first while the SEG grating mask is protected, and then the SEG grating is etched subsequently.
The resulting laser device structures of example embodiments provide at least one of good quality, low cost and high performance (high efficiency).
The process uses dielectric coatings for the DBR structure, which avoids use of metal reflectors such as gold, that have a complex refractive index, which would mean that plasmon effects would need to be taken into consideration.
The ability to use stepper mask photolithography to define features of the DFB grating and the phase-aligned mode-selective DBR structure provides increased flexibility relative to e-beam writing. The latter is a relatively expensive, and less accessible process.
The disclosed self-aligned fabrication process also allows for the grating to be made with chirp, either periodic chirp or chirp of the coupling coefficient. For chirp of the coupling coefficient, the width of the grating determines the coupling coefficient, and the process is scalable. The process also provides increased flexibility to include non-DFB laser features with SEG to make DFB lasers.
In the VC SEG DFB laser of the examples described above, the SEG is e.g. a third order grating. Although the grating period is limited by current lithographic technology, as technology improves in the future to facilitate definition of features of smaller dimension, the order of the SEG may be as low as first order. Smaller size grating teeth allows for many more teeth per unit length, with potential ability to provide more control of the refractive index created by the etched/not etched regions.
The process described in detail with reference to device structures of exemplary embodiments may also modified to be more generally applicable to structures comprising other forms of reflectors, such as echelle steps, sampled grating structures, photonic bandgap structures, aperiodic grating structures, apodized gratings, et al.
For example, lateral couplers or interference devices may be included, e.g. to position echelle grating teeth relative to the SEG grating of the DFB laser.
As another example, the mode-selective filter may comprise a first DBR reflector and a second DBR reflector, e.g. a first DBR reflector that acts as a broadband filter for the overall mode and a second DBR on the output to further select or tune a selected mode. Or, for example, a second DBR layer with multiple pitches in parallel (not sequence) with a waveguide selector (spatial demux) may be structured to choose which specific wavelength to couple, without requiring a taper layer.
Thus, more generally, the method may be extended for patterning a plurality of phase-aligned etched structures into a semiconductor substrate. For example, a method for patterning a plurality of phase-aligned etched structures into a semiconductor substrate comprises, alone or in combination with other process steps: providing the substrate with the desired structure; depositing a primary etch mask, comprising one or more layers of primary etching-mask materials; patterning the primary etch mask in a single high relative dimensional fidelity step.
Patterning the primary etch mask defines patterns for each of the plurality of phase-aligned etched structures, for subsequent etching of all desired phase-aligned patterns. That is, a single primary etch mask defines patterns for all etched structures which are to be phase-aligned. The method then proceeds, e.g. by at least the following steps:
If required, in one or more additional steps, some or all of the etched regions may be filled, e.g. with dielectric or other material.
After etching and completion of all desired phase-aligned etched structures, the primary etch-mask materials are removed, if required.
The primary etch masking layer defines the patterns for all desired phase-aligned structures in a single process step. The single high dimensional fidelity step could be single mask photolithography (e.g. the mask is typically made from an e-beam exposure), single write on-wafer via e-beam or focused ion beam, or other similar process capable of high fidelity relative positioning within the single application.
Then, a series of etch steps are performed, each using an area selective etch mask that exposes a part of the phase alignment primary etch mask, to allow one or more of the phase-aligned etch structures to be defined. For example, a first area selective etch mask is defined to expose a first area of the primary etch mask, and leave other areas protect, and then a first etch is performed to a required etch depth, e.g. a first etch depth through the exposed first area of the primary etch mask. If required, the first area selective etch mask is removed. Then, these process steps are repeated with a second area selective etch mask and a second etch to a second depth, and if required an nth area selective etch mask and nth etch to an nth etch depth for n≥3, until etched and not-etched regions are defined for all the phase-aligned device structures. As mentioned above, optionally, and if required, after each etch, or after completion of all etches, some or all of the etched regions may be filled, e.g., with a suitable dielectric material.
A schematic cross-sectional view of the mesa structure 1250 of a VC SEG DFB laser of another embodiment is shown in
A schematic diagram of a VC SEG DFB laser 2000 of yet another embodiment is shown in
In the example embodiments described in detail above, a VC SEG DFB laser comprises a phase-aligned mode-selective filter, which provides higher feedback of a fundamental mode, i.e. TE0 compared to other mode orders. In other embodiments, the phase-alignment region may be omitted and/or the detector for back-facet monitoring may be omitted from the VC SEG DFB laser. The method of fabrication is modified accordingly to omit these features.
In another embodiment, a SEG DFB laser comprises a mode-selective DBR back facet reflector, which in fabrication is defined by a first phase-aligned etch, and a non-mode selective, single interface front facet, which in fabrication is defined by a second a phase-aligned etch.
While laser device structures including a mode-selective filter comprising structured reflectors providing higher feedback to a selected mode, and a phase-alignment structure have been described with particular applicability to VC SEG DFB lasers, these features may also be applicable, independently or in combination, to other types of laser diodes.
For example, in semiconductor devices comprising laser diodes other embodiments a mode selective filter may be advantageous for multi-mode laser cavities, including Fabry-Perot (FP), DFB and DBR laser cavities, and may include spatially patterned reflectors fabricated from dielectric and/or metal layers.
In other embodiments, a phase alignment element may be advantageous for single longitudinal mode laser diodes (not FP laser diodes) with mode management structures such as DFB and DBR laser cavities, with either single mode or multi-mode cavities. The latter may include mode selective filters comprising spatially patterned reflectors comprising dielectric and/or metal layers. Inclusion of a detector for back-facet power monitoring is advantageous for embodiments comprising laser cavities supporting a single transverse mode, and multi-transverse mode laser cavities (i.e. any of FP, DFB and DBR laser cavities), and power monitoring benefits from dielectric reflectors.
While specific embodiments of semiconductor structures comprising laser diodes have been described with features comprising one or more of mode-selective filters, comprising single facet or multi-facet reflectors; phase-alignment elements; and detectors for back-facet monitoring, these embodiments are described by way of example only. Other embodiments of FP, DFB and DBR laser diodes comprising feasible combinations of these features, may provide one or more advantages over prior art device structures.
Although embodiments of the invention have been described and illustrated in detail, it is to be clearly understood that the same is by way of illustration and example only and not to be taken by way of limitation, the scope of the present invention being limited only by the appended claims.
This application claims priority from U.S. provisional patent application No. 62/912,148, filed Oct. 8, 2019, entitled “Semiconductor Laser Device Structures and Methods of Fabrication thereof”, which is incorporated herein by reference in its entirety.
Filing Document | Filing Date | Country | Kind |
---|---|---|---|
PCT/CA2020/051334 | 10/5/2020 | WO |
Number | Date | Country | |
---|---|---|---|
62912148 | Oct 2019 | US |