Solar energy is clean, abundant, widespread and renewable. Various technologies exist for capturing solar energy, concentrating it, storing it, and converting it into other useful forms of energy. Solar energy technologies have great potential benefit in that they can diversify energy supply, reduce dependence on fossil fuels, offset greenhouse gas emissions and improve air quality.
Edmond Becquerel first discovered the photovoltaic effect in 1839. He found that certain materials produced a small amount of electric current when exposed to sunlight. For long time the study of photovoltaics (PV) remained a curiosity until Bell Labs developed the first crystalline silicon photovoltaic cell with a conversion efficiency of about 4% in 1954. The first major commercial push for photovoltaics came from the space industry for the use in satellites. However, the high cost of these devices prevented large-scale commercialization for many years. Substantial government and industry research investments into photovoltaics as a general energy source did not occur until the energy crisis in the 1970s. At present, a broad range of homojunction, heterojunction p-i-n and n-i-p, and multijunction semiconductor devices exist that offer up to 50% total conversion efficiency.
In the last twenty-five years, the cost of PV has come down by several orders of magnitude. Unfortunately, about half the cost of a PV system remains in the PV module itself.
The present invention provides innovative photovoltaic devices driven by intense photoemission of “hot” electrons from a suitable nanostructured metal. The metal should be an electron source with surface plasmon resonance within the visible and near-visible spectrum range (near IR to near UV (about 300 to 1000 nm)). Suitable metals include silver, gold, copper and alloys of silver, gold and copper with each other. Silver is particularly preferred for its advantageous opto-electronic properties in the near UV and visible spectrum range, relatively low cost, and simplicity of processing.
Illumination of nanostructured Ag (e.g., particle size about 1-50 nm) creates multiply excited surface plasmons in Ag nanoparticles. The surface plasmon in nanoparticles is also known as the Mie plasmon or the surface plasmon polariton (SPP) that corresponds to the collective motion of the electrons coupled directly to a transverse light field. The resonant multiple excitation of the surface plasmon resonance in Ag nanoparticles leads to a strong enhancement of the photoemission yield. A substantial portion of the surface plasmons in Ag nanoparticles transfer their total excitation energy to a single photoelectron. The decay of the excited plasmons leads to the generation of hot electrons, which carry the total energy of the collective mode, i.e., up to 7 eV. The resulting hot electrons can travel in excess of the approximately 20 nm electron mean free path in silver, and surmount a Schottky barrier formed at the junction of silver and an underlying semiconductor (e.g., TiO2). If the electron energy is larger than the Schottky barrier, the excited electron can escape from the Ag nanoparticle into the semiconductor conduction band. By collecting photoexcited hot electrons in the semiconductor layer a steady-state electron flow is produced upon continuous irradiation of a silver electrode with visible and near UV light.
In one aspect, the invention relates to an electronic device comprising a metal electron source layer having a nanostructured metal surface with a surface plasmon resonance within the visible and near-visible spectrum range; a semiconductor layer in contact with the metal electron source layer, wherein the metal electron source layer and the semiconductor layer form an interface that is a Schottky barrier; and an electrode layer in contact with the semiconductor layer, wherein the electrode layer forms an ohmic contact to the semiconductor layer.
Associated photovoltaic devices and methods of their making are also provided.
The invention provides an effective, low-cost PV device that is readily manufactured by semiconductor device fabrication techniques readily adaptable for the purpose by those skilled in the art given the description provided herein.
These and other aspects of the present invention are described in more detail in the description that follows.
The foregoing aspects and others will be readily appreciated by the skilled artisan from the following description of illustrative embodiments when read in conjunction with the accompanying drawings.
Reference will now be made in detail to specific embodiments of the invention. Examples of the specific embodiments are illustrated in the accompanying drawings. While the invention will be described in conjunction with these specific embodiments, it will be understood that it is not intended to limit the invention to such specific embodiments. On the contrary, it is intended to cover alternatives, modifications, and equivalents as may be included within the spirit and scope of the invention as defined by the appended claims. In the following description, numerous specific details are set forth in order to provide a thorough understanding of the present invention. The present invention may be practiced without some or all of these specific details. In other instances, well known process operations have not been described in detail so as to not unnecessarily obscure the present invention.
Introduction
The present invention provides innovative photovoltaic devices driven by intense photoemission of “hot” electrons from a suitable nanostructured metal. Silver is particularly preferred for its advantageous opto-electronic properties in the near UV and visible spectrum range, relatively low cost, and simplicity of processing.
Illumination of a nanostructured Ag (e.g., particle size about 1-50 nm) creates multiply excited surface plasmons in Ag nanoparticles. The surface plasmon in nanoparticles is also known as the Mie plasmon or the surface plasmon polariton (SPP) that corresponds to the collective motion of the electrons coupled directly to a transverse light field. The resonant multiple excitation of the surface plasmon resonance in Ag nanoparticles leads to a strong enhancement of the photoemission yield. A substantial portion of the surface plasmons in Ag nanoparticles transfer their total excitation energy to a single photoelectron. The decay of the excited plasmons leads to the generation of hot electrons, which carry the total energy of the collective mode, i.e., up to 7 eV. The resulting hot electrons can travel in excess of the approximately 20 nm electron mean free path in silver, and surmount a Schottky barrier formed at the junction of silver and an underlying semiconductor (e.g., TiO2). If the electron energy is larger than the Schottky barrier, the excited electron can escape from the Ag nanoparticle into the semiconductor conduction band. By collecting photoexcited hot electrons in the semiconductor layer a steady-state electron flow is produced upon continuous irradiation of a silver electrode with visible and near UV light.
The invention provides an effective, low-cost PV device that is readily manufactured by well-known and easily adaptable semiconductor device fabrication techniques.
Device Principles, Structure and Operation
The embodiments of the invention, as disclosed herein, make use of “hot” electrons generated in nanostructured metal films by sunlight to drive a new and innovative photovoltaic device.
It has previously been demonstrated that chemisorption of atoms on surfaces can produce electrons with high kinetic energy, which are often referred to as “hot” electrons. Evidence of hot electron generation under a variety of experimental conditions is reported in the literature. Hot electrons have been observed upon oxygen adsorption on a thin cesium metal film, chlorine adsorption on potassium, and NO molecules impinging on a gold surface. Electrons of kinetic energy greater than 0.5 eV have been detected when hydrogen or oxygen atoms adsorbed onto silver thin films. An innovative method of conversion of chemical energy directly into an electron current was disclosed in 2003 by Zuppero and Gidwani in U.S. Pat. No. 6,649,823. They used a metal/semiconductor Schottky diode to collect hot electrons generated at the surface of a thin-film metal catalyst. Hot electrons traveled through a thin layer of metal catalyst to cross the Schottky barrier at the junction of the metal and an underlying semiconductor and were thermalized in the conduction band of the semiconductor.
In addition, it has been demonstrated that exothermic chemical catalytic reaction energy can be converted directly into hot electrons (see for example, Ji, X.; Zuppero, A.; Gidwani, J. M.; Somorjai, G. A., Nano Lett., 2005; 5(4); 753-756, and Ji, X.; Zuppero, A.; Gidwani, J. M.; Somorjai, G. A., J. Am. Chem. Soc., 2005; 127(16); 5792-5793). A platinum-titanium dioxide (Pt/TiO2) Schottky nanodiode was constructed to generate electron flow by gas phase exothermic catalytic carbon monoxide oxidation catalyzed by the platinum. Using a diode consisting of a 5 nm platinum thin film with a diameter of 1 mm formed on a 150 nm titanium dioxide film, hot electron currents up to forty microamperes were generated in steady state for more than an hour.
Moreover, a multilayer photovoltaic device structure in which photon absorption instead occurs in photoreceptors deposited on the surface of an ultrathin metal-semiconductor junction Schottky diode was demonstrated in Eric W. McFarland and Jing Tang, Nature 2003, 421: 616. The photon-to-electron conversion in this device occurs in four steps: (i) light absorption occurs in the surface-absorbed photoreceptors, giving rise to energetic electrons; (ii) electrons from the photoreceptor excited state are injected into conduction levels of the adjacent conductor; (iii) the electrons traverse the metal, cross the Schottky barrier and enter conduction levels of the semiconductor and; (iv) the absorbed photon energy is preserved in the remaining excess electron free energy when it is collected at the back ohmic contact, giving rise to the photovoltage.
Hot electrons can also be produced by optically excited surface-plasmon polaritons (SPPs) in metallic electrodes. The pathway through which optically excited plasmons contribute to photoemissive yield involves transfer of energy from decaying surface plasmons to a single electron. While most metals exhibit plasma frequencies corresponding to energies higher than 10 eV and thus exceed their work functions in vacuum, this is not the case for a low plasma frequency metal such as silver. In fact, the energies of bulk (3.8 eV) and surface (3.6 eV) plasmons for silver lie in a range well suited for optical excitation. Moreover, the plasmon peak broadens and shifts down in energy from UV to visible wavelengths when metal particles, particularly nanoparticles, are used. It has been found that the peak position and width of the SPP band depend on the nanoparticle size as well as on the shape and environment of the nanoparticles. Thus various surface treatments or deposition techniques can cause changes in the threshold and in the magnitude of the photoemission current in a way similar to the case of surface enhancement of Raman scattering (SERS).
Recently, the nonlinear response due to the surface plasmon in silver has attracted considerable interest and initiated many theoretical and experimental studies. Simulations reveal that for a multiply excited plasmon mode, strong and extremely fast multiphoton electron emission is expected within the first plasmon oscillation period. These mechanisms were investigated and confirmed experimentally by directly probing the distribution of photo-excited electrons in the silver nanoparticles. It has been shown that the resonant multiple excitation of the surface plasmon resonance in Ag nanoparticles grown on graphite produces electrons of energies smaller than or equal to 7 eV and leads to a strong enhancement of the photoemission yield. Further experimental evidence for the plasmon-assisted electron emission (>1 mA/cm2) from rough Ag electrodes was found in photo-electrochemical catalysis.
It has been found that variations of the nanostructure parameters of a metal electron source allow strong coupling between electronic and photonic resonances, which leads to the formation of a SPP. These nanostructures allow for easy tuning of their spectral, scattering, and absorption properties which can be exploited in plasmonic photovoltaic devices. These devices do not require organic photosensitizers and can have an entirely inorganic structure that is readily manufactured by semiconductor device fabrication techniques readily adaptable for the purpose by those skilled in the art given the description provided herein.
When sunlight illuminates the nanostructured silver thin film 110, multiply excited surface plasmons are created in the component Ag nanoparticles. The excited plasmons in the Ag nanoparticles transfer their total excitation energy to a single electron. The decay of the collective excitation leads to formation of a hot electron, which carries the total energy of the collective mode, i.e., up to about 7 eV. It takes two or more photons to produce the plasmons that, in turn, produce the hot electron. However, this mechanism is not limited to doubly excited surface plasmons. Multiply-excited (threefold and more) surface plasmons also exist and can decay via energy transfer to a single electron. Most of the hot electrons can travel in excess of the electron mean free path in silver (about 20 nm), without losing much of their kinetic energy, to reach the interface 140 between the silver film 110 and the TiO2 layer 120. The Schottky barrier at the interface 140 has a barrier height of about 0.7 eV. Hot electrons that arrive at the interface 140 with kinetic energies higher than the barrier height (0.7 eV) can escape from the silver film 110 into the conduction band of the TiO2 120 and thermalize. With continuous irradiation of the silver thin film with near UV and/or visible light, photoexcited hot electrons can escape into the TiO2 layer continuously to produce a steady-state electron flow. The electron flux through the diode depends on 1) the hot electron photogeneration rate, 2) the thickness of the silver film 110, 3) the Schottky barrier 140 energy, and 4) the conductivity and thickness of the semiconductor 120.
It is useful to make the metal electron source continuous and for its thickness to be on the order of the mean free path of electrons in the metal. In one embodiment, the metal electron source is a metal thin film that is electronically continuous with an average thickness that is no more than the combined surface plasmon propagation depth and free path of electrons in the metal (e.g., for silver about 20 nm). The thickness of a suitable metal (e.g., silver or alloy) film can be about 1-50 nm. In one embodiment, a silver thin film 110 has a thickness less than about 20 nm. In another embodiment, the silver thin film 110 has a thickness less than about 10 nm. In another embodiment, the silver thin film 110 has a thickness between about 1 and 5 nm.
A metal electron source in accordance with the present invention is most basically a nanostructured metal layer (e.g., thin film) in contact with the semiconductor layer to form the Schottky barrier. However, according to an alternative embodiment of the invention, it is also possible for the metal electron source to indirectly contact the semiconductor via another electronic conductor. For example, a metal electron source layer in accordance with the invention can take the form of metal (e.g., Ag) nanoparticles on an electronically conductive thin film (e.g., carbon) on a semiconductor (e.g., TiO2) layer. In this way, the metal electron source layer can be entirely a nanostructured metal layer, or a nanostructured metal surface on a non metal or other metal. Thus, a metal electron source layer in accordance with the present invention encompasses both these direct and indirect contacts between the metal electron source and the semiconductor layer.
Silver absorbs electromagnetic wavelengths in the visible and near UV range. The absorption peak of native silver is at a wavelength of about 360 nm. When silver is in the form of nanoparticles, it has been found that the wavelength absorption range can broaden, extending far into visible wavelengths, for example to about 650 nm. This is illustrated by
With regard to the semiconductor component of the device, while not essential, it is desirable to reduce resistance attributable to grain boundaries. A semiconductor thickness that allows a single grain to form boundaries with the Schottky barrier and the Ohmic contact is desirable.
One embodiment of a photovoltaic diode device 200 in accordance with the present invention is shown in the schematic drawing of
Fabrication
Various thin film deposition techniques such as e-beam evaporation, sputtering and chemical vapor deposition can be used to produce the multilayer structure described herein. Multiphoton processes involving the surface plasmon in nanoparticles and on planar surfaces show that the quantized nature of the mechanism is most prominent in the case of the localized collective mode in nanoparticles. The photon absorption and relaxation of photoexcited electrons in small nanoparticles can be controlled by changing particle shape and size and tuning the surface plasmon resonance in and out. While detailed knowledge about the dynamics of the optical and electronic properties of nanometer-sized metal particles is lacking, performance in this context is enhanced by the formation of metal surface irregularities in the nm or tens of nm.
Recent advancements in the chemical synthesis and deposition techniques of metal nanostructures of various shapes such as rods, shells, cups, rings, disks, and cubes, and development of deep submicron lithographic methods for fabricating nanostructure grids and arrays provide the tools for exploiting plasmon properties of metal nanostructures of arbitrary geometry in plasmonic devices, including photovoltaics.
In one embodiment, silver nanoparticles can be chemically synthesized using a technique based on solution chemistry. One example is to use the reaction between sodium borohydride (or a similar hydride) and silver nitrate solutions of concentration in the vicinity of 0.001M. Polyvinyl pyrrolidone (or a similar water-soluble polymer) can be used to prevent silver particle aggregation. Evaporation of the solution mix yields a layer of silver nanoparticles, for example, in the range of about 1-50 nm.
A second approach is based on physical deposition in a vacuum environment. A solid metal target is vaporized using resistive heating or bombarded by a laser, or an ion or electron beam to generate Ag vapor. The vapor is then deposited on the desired substrate or the device layer to form a layer of metal nanoparticles. In a specific embodiment, forming a nanostructured silver layer can be achieved by a relatively simple and consistent method of film deposition and processing, which offers the flexibility of manufacturing high-performance devices with a range of size scales. The approach is based on ultrafast pulsed laser deposition, which can be optimized for nanostructured material fabrication. An ultrafast laser pulse can ionize and vaporize a precursor target material without causing significant target melting. The homogeneous precursor vapor is deposited onto a substrate with precise temperature control. Depending on the temperature history of the laser-produced and ionized vapor, different size nanoparticles, for example, in the range of about 1-50 nm start to form either before or after the vapor arrives at the substrate surface. One unique benefit of using an ultrafast laser beam is the process is that material-independent; ultrafast laser ablation does not depend on the thermal properties of the material, offering unprecedented control of the fabrication process.
Alternative Embodiments
While the embodiments of the invention are primarily described and illustrated in the context of nanostructured silver as the metal electron source on n-TiO2 as the semiconductor of the Schottky diode, other metal electron sources and semiconductor materials may be used. The metal should be an electron source with surface plasmon resonance within the visible and near-visible spectrum range (e.g., from about 300 to 1000 nm). Suitable metals include silver, gold, copper and alloys of silver, gold and copper with each other. Silver is preferred for its advantageous opto-electronic properties, relatively low cost, and simplicity of processing.
The selection of the metal electron source and semiconductor should be coordinated so that a Schottky barrier formed at their interface is lower than the energy of the hot electrons formed in the metal by incident solar energy, but high enough so that electrons that cross the barrier are unable to cross back over. Possible alternative wide-band gap semiconductors include Si, GaN, SiC, CdTe, AsGa etc.
Conclusion
The theoretical efficiency of a surface plasmon-enhanced photovoltaic device as described herein is as high as 50%. The materials used are plentiful and inexpensive. Thin film deposition techniques have been in use in manufacturing for many years. Given the description provided herein, it is straightforward to adapt and scale up production of these hot electron photovoltaic devices to manufacturing levels. In addition, fabrication techniques such as ultrafast pulsed laser deposition provide scalability and ease of manufacture with the potential for full automation. Finally, this fundamentally different approach to photovoltaic technology offers interesting and promising alternative to the traditional technology. It presents a true technological breakthrough, which may open avenues to future technologies of solar energy conversion.
Although the foregoing invention has been described in some detail for purposes of clarity of understanding, certain changes and modifications will be apparent to those of skill in the art. It should be noted that there are many alternative ways of implementing both the process and materials and apparatuses of the present invention. Accordingly, the present embodiments are to be considered as illustrative and not restrictive, and the invention is not to be limited to the details given herein.
This application claims priority to U.S. Provisional Patent Application No. 60/950,557, titled SURFACE PLASMON-ENHANCED PHOTOVOLTAIC DEVICE, filed Jul. 18, 2007, the disclosure of which is incorporated herein by reference in its entirety and for all purposes.
The invention described and claimed herein was made at least in part utilizing funds supplied by the U.S. Department of Energy under Contract No. DE-AC02-05CH11231. The Government has certain rights in this invention.
Filing Document | Filing Date | Country | Kind | 371c Date |
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PCT/US2008/070347 | 7/17/2008 | WO | 00 | 2/4/2010 |
Publishing Document | Publishing Date | Country | Kind |
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WO2009/012397 | 1/22/2009 | WO | A |
Number | Name | Date | Kind |
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20030019517 | McFarland | Jan 2003 | A1 |
20050000565 | Zeng | Jan 2005 | A1 |
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20100175745 A1 | Jul 2010 | US |
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60950557 | Jul 2007 | US |