The present patent application is a non-provisional application of International Application No. PCT/FR01/03920, filed Dec. 11, 2001.
The present invention relates to a system for the secure optical transmission of binary code.
To be more precise, an object of the system is to improve on an existing quantum method of distributing encryption keys using modulation sidebands and the quantum properties of light. The ultimate objective is to make a transmission line secure independently of the time and of the computation power available to a spy.
In theory, a transmission line is absolutely confidential if the signal carrying information is encrypted by addition using a random encryption key employing an exclusive-OR operator. The code sent in this way is impossible to decrypt if the key, which is the same length as the message to be decrypted, is used only once. However, the encryption algorithm makes sense only if the key shared by the legitimate parties is totally secret, which is impossible to achieve using conventional methods of exchanging keys.
The laws of quantum mechanics offer the possibility of solving this problem by unconditionally secure transmission of the encryption key.
Many protocols for sharing keys have been envisaged that code each bit of a key using a quantum state of a photon.
The earliest [1] was described by Bennett et al., who propose an exchange protocol with four states forming two conjugate bases, usually referred to as a “4-state protocol” or a “BB84 protocol”. A second protocol [2], also described by Bennett, and usually called a “2-state protocol” or a “B92 protocol”, consists in coding the bits of the key using two non-orthogonal states. The B92 protocol is less secure than the BB84 protocol, however. This is one problem addressed by the present invention.
In both protocols, a sender (Alice) prepares a photon in a quantum state chosen randomly from the available states. A receiver (Bob) analyses each state of the incident photons by means of a quantum measurement. If a spy (Eve) attempts to eavesdrop on the secret transmission line, she must perform a quantum measurement on the state of the photons sent by Alice, thereby disturbing that state. The spy will inevitably introduce transmission errors that can be detected by consequential variations in the statistics of the photons received by Bob. Other, more complex exchange schemes based on Einstein, Podolsky, Rosen (EPR) photon transmission or on 3-state coding have also been developed.
Three techniques have been proposed for preparing the photon in the required quantum states. The first two use the BB84 protocol; the third cannot use this protocol in the current state of the art.
A first technique [3] uses the polarization state of the photon. On transmission, a “1” bit can be represented by a vertical polarization or a right-hand circular polarization and a “0” bit by a horizontal polarization or a left-hand circular polarization. On reception, Bob chooses randomly, and independently of Alice, the base for analyzing the incident photon. Detection of the photon indicates the value of the bit sent.
A second technique [4] is described in U.S. Pat. No. 5,307,410 and uses an optical time-delay to code the information. Alice and Bob use unbalanced fiber interferometers respectively to introduce and to measure the optical time-delay. Each bit is represented randomly by two values of the optical time-delay. That system thus exploits the property of single-photon interference in the time domain. Each interferometer has in one of its arms an optical phase-shifter for transmitting the key. The pulses propagate in both arms of the interferometer and do not have the same intensity: accordingly, two pulses separated by a time-delay Δt are observed at the output of the first interferometer. One pulse is a reference pulse with a standard intensity. The other pulse is a signal pulse, on average contains fewer than one photon, and has undergone a phase-shift controlled by Alice. Three pulses are observed at the output of the second interferometer. The first is of negligible intensity, deriving from the further attenuated signal pulse. The second is the result of superposing the first signal pulse that has been time-delayed (but not attenuated) and the reference pulse that has been attenuated and phase-shifted by Bob. The intensity of the second pulse therefore depends on both of the phase-shifts as introduced by Bob and Alice, and is used to obtain an encryption key. The third and last pulse is a portion of the reference pulse that has been further delayed and whose intensity is constant. It is used to determine whether the line has been spied on.
In a third technique [6], which is the subject matter of French Patent Application No. 97 05573 and European Patent Application No. EP 0 877 508 A1, Alice codes each bit of the key on an optical frequency whose phase ΦA is chosen randomly between two values. Bob modulates the light at the same frequency with a second phase ΦB chosen independently of Alice. By exploiting the properties of single-photon interference in the modulation sidebands, Bob is able to determine the quantum state of the incident photons. Among other things, this transmission method can use standard electro-optical components. It is compact, which minimizes the effects of external instability. Accordingly, it can be installed on a standard network.
The foregoing techniques nevertheless have several drawbacks.
In the case of the first technique, the polarization must be rigorously maintained throughout transmission. This requires the use of polarization-maintaining fibers, which are not installed in existing networks. A second solution that can be envisaged is to control the polarization along the transmission path. This solution complicates the system enormously as it is necessary to control the fluctuation in polarization regularly, a consequence of which is to reduce the bit rate of the key.
Distribution systems based on the second technique use a pair of interferometers (transmitter/receiver interferometers) with long arms. The problem is to maintain the time-delay constant between the two arms with great accuracy and despite thermal and mechanical instabilities.
In the case of the third technique, only the 2-state B92 protocol can be used with the proposed configuration (unlike the first two techniques, which use the 4-state BB84 protocol). The 2-state protocol is less secure than the 4-state protocol. In other words, the confidentiality of the transmission is lower than can be achieved with the BB84 protocol, which in principle guarantees infinite security.
The invention proposes to alleviate this last, major drawback and to improve on the system described in the document FR 97 05573 by enabling it to use the 4-state protocol.
Thus the invention proposes an optical binary code transmission system comprising a sender, a receiver and a transmission line between said sender and said receiver, the sender comprising:
The invention advantageously has the following additional features, either individually or in any feasible combination:
Other advantages and features emerge from the following description, which is purely illustrative, in no way limiting on the invention, and should read with reference to the accompanying drawings, in which:
Summary of the Principle of the Distribution Protocol
The sharing of a common secret key between Alice and Bob includes three consecutive steps which guarantee that the key is absolutely secure:
The proposed system uses the 4-state (BB84) protocol described by Bennett et al. That protocol proceeds as follows:
Equation (1) indicates that the bases {|u>,|ū>} and {|v>,|
On reception, Bob chooses the base for a quantum measurement randomly and independently of Alice. Two situations arise:
If a spy, Eve, attempts to eavesdrop on the quantum transmission line, she will have to carry out the same type of measurement as Bob. She has only one chance in two of choosing the same base as Alice and obtaining a conclusive result. Also, she must return the purloined photon if she does not wish to be detected. According to the theory of quantum measurement, the photon will be in the same quantum state as the original state if Eve has used the correct base. If not, there is a 50% chance of the spy returning the photon in the wrong quantum state. Alice and Bob publicly compare a portion of the bits exchanged (constituting a bit sequence that is intentionally sacrificed) to test the quantum line. Thus Eve will be detected by the errors generated by her presence.
Description of a General System Example
A) a sender (Alice) including:
B) a receiver (Bob) including:
Alice and Bob have means 20 and 21 for communicating with each other via a public channel 17. The receiver informs the sender via this channel which phases were used without revealing on which photodetector the photons were detected.
Theory of Operation
The intensities of the modulation sidebands created in this way after Bob vary in a complementary manner as a function of the phase-shift induced between Alice and Bob if HA and HB conform to a given necessary but sufficient condition. The expression for this condition is described in detail hereinafter. To simplify the mathematics, the following description is given by way of illustration for an example in which the modulation curves HA and HB have linear rising and falling edges. This situation, which physically corresponds to “small signals”, allows the use of a development limited to the first order, and is in no way limiting on the invention. The modulation curves can also have non-linear edges.
The source 1 is a quasi-monochromatic laser diode of frequency ω0. Note that this source can be an impulse source or, in a different embodiment, a continuous source; it can be a single-frequency or quasi-monochromatic source. The amplitude of the signal is written as follows:
E0(t)=|E0|ejω
In the above equation, KA is an electro-optical coefficient characterizing the component used and VA is an electrical control signal is of low amplitude and frequency Ω. It is generated by the local oscillator VCOA. This signal is phase-shifted by an amount ΦA relative to the center frequency ω0: VA=m cos(Ωt+ΦA) The constant KA is generally expressed as follows:
KA=KexpjψA (5)
The optical signal KA(t) after the transmitter then consists of the center frequency ω0 and two modulation sidebands ω0±Ω phase-shifted ΦA relative to ω0, as indicated by equation (6):
Thus at the output of the first modulator there is obtained one modulation band ω0+Ω with a phase ψA+ΦA and another modulation band ω0−Ω with a phase ψA−ΦA (
KB is an electro-optical coefficient characterizing the component used and VB is an electrical control signal with the same amplitude and the same frequency Ω, but phase shifted by ΦB: VB=m cos(Ωt+ΦB) The constant KB is generally expressed as follows:
KB=KexpjψB (7)
The second modulator operates in accordance with the same principles as the first modulator.
If the two modulators operate simultaneously, the amplitude EB(t) of the signal at the output of the second modulator comprises the second frequency ω0 and the modulation sidebands. Their intensity depends on the relative phase ΔΦ=|ΦA−ΦB|:
The spectral power density at the output of Bob's analysis system therefore comprises the center frequency and two modulation sidebands ω0±Ω with the following intensities:
In this case, the intensities iω
If Alice and Bob are in phase, the modulation sideband ω0+Ω is at a maximum and the other sideband ω0−Ω is non-existent (in other words, a single sideband (SSB) ω0+Ω is produced). If Alice and Bob are in phase quadrature, the two modulation sidebands are present with an intensity that is half the maximum intensity. If Alice and Bob are in phase opposition, the modulation sideband ω0−Ω is at maximum and the other sideband ω0+Ω is non-existent (i.e. a single sideband (SSB) ω0−Ω is produced).
After Bob, a spectral filter system, for example two Fabry-Pérot interferometers, splits the two modulation sidebands and directs the band ω0+Ω to the output 1 and the band ω0−Ω to the output 2. There is a detector at each output.
Under quantum conditions, Alice strongly attenuates the beam behind her modulation system to obtain approximately 0.1 photon per pulse in each modulation sideband. This generates one photon every ten pulses and limits the number of pulses likely to have more than one photon. According to the quantum theory of measurement, equations (11) to (15) can then be translated in terms of the probability of detecting a photon in one of the modulation sidebands.
Transmission Procedure
Transmission proceeds as follows:
The bases used by Alice are: {0,π} and {π/2, 3π/2}. They have the properties defined by equations 1 and 2. Alice chooses a phase ΦA and sends the photon to Bob.
Bob chooses randomly and independently of Alice the phase value ΦB between 0 and π/2 to carry out his measurement. Accordingly to equations (14) and (15), the measurement has three possible outcomes:
The transmission protocol is summarized in Table 1, in which “?” indicates an indeterminate measurement.
Any pair of modulation systems whose amplitude modulation curves are defined by equations (4) and (7) and whose arguments conform to the phase relationship specified in equation (13) can be used for SSB quantum transmission of encryption keys. Thus three embodiments of a quantum transmission system using SSB generation can be described. Others can obviously be envisaged. The following examples are in no way limiting on the invention.
The source 1 is a distributed feedback (DFB) laser diode emitting at 1550 nm, having a center frequency ω0. Its spectral width is equal to 30 MHz. Alice's sender is an electro-absorbant modulator 2 with a bandwidth of 2.5 Gbit/s controlled by a sinusoidal electrical signal with a frequency Ω of 2.5 GHz. This signal is generated by a local oscillator VCOA 12 whose phase ΦA is fixed randomly by a phase-shifter 13 from four values (0, π) or (π/2, 3π/2). The values 0 and π/2 code a “1” bit and the values π and 3π/2 code a “0” bit.
Alice then attenuates the beam to obtain 0.1 photon per pulse on average for each modulation sideband, using a calibrated attenuator 3.
The transmission channel 4 is 30 km of 1550 nm monomode optical fiber.
Bob's modulation system is identical to that of Alice. It comprises an electro-absorbant modulator 5 controlled by a second local oscillator VCOB 14. The electrical signal is generated at the same frequency Ω but with a phase equal to ΦB whose value can be chosen randomly and independently of Alice from 0 to π/2 by a phase-shifter 15. The operating point of each modulator is fixed by a constant voltage V1 and V2 to obtain the required two modulation curves.
Conventionally, the spectral density of the signal analyzed after Bob contains the center carrier frequency ω0 and a single sideband at frequency ω0−Ω or ω0+Ω when the relative phase difference |ΦA−ΦB| is equal to 0 or π, respectively. The signal contains both ω0−Ω and ω0+Ω if the relative phase difference is equal to ±π/2. The two oscillators VCOA and VCOB are synchronized by means 17.
Finally, after Bob, a first Fabry-Pérot spectral filter 7 selects one of the two modulation bands, for example ω0−Ω, which is detected by a photodetector D1, output 8. The probability P1 of detecting a photon in this modulation sideband follows the sin2 law as a function of the relative phase difference ΔΦ=|ΦA−ΦB| as shown by Equation (10).
A circulator 6 directs the signal reflected by the filter 7 toward a second Fabry-Pérot filter 10. This passes only the sideband ω0+Ω, which is detected by a second photodetector D2, output 11. The probability P2 of detecting a photon in this modulation sideband follows the cos2 law as a function of the relative phase difference ΔΦ=|ΦA−ΦB| as shown by Equation (9). The two outputs have complementary detection probabilities, enabling use of the 4-state protocol previously explained. A counter 9 is connected to the two detectors to evaluate the number of photons emerging from Bob's system as a function of the phase difference |ΦA−ΦB|. Data processing means 16 process the data relating to the counting of the photons and to their time of arrival.
The source 1 is a (DFB) laser diode emitting at 1550 nm. Its spectral width is equal to 30 MHz. Alice's modulation system is an electro-absorbant modulator 2 identical to the previous one. The transmission channel 3 is 30 km of 1550 nm monomode optical fiber.
Bob's modulation system 5 is a Mach-Zehnder modulator integrated on lithium niobate. Its half-wave voltage is equal to 5 V for a bandwidth of 5 GHz and insertion losses of 4 dB.
As previously, the operating point of the modulation systems 12 and 13 of Alice and 14 and 15 of Bob are adjusted to obtain modulation curves HA and HB defined by equations (9) and (10) using DC voltages V1 and V2.
The modulation sidebands are filtered using two fiber Fabry-Pérot interferometers 7 and 10 as before.
The components 8 and 11 are avalanche photodiodes at each output of Bob's modulation system. A counter 9 is connected to these two detectors to evaluate the number of photons emerging from Bob's system as a function of the phase difference |ΦA−ΦB|. Data processing means 16 process the data relating to the counting of the photons and to their time of arrival.
The above configuration has been tested in the conventional way, i.e. under non-quantum conditions, to find out if a spectrum comprising modulation sidebands whose intensities vary in a complementary fashion as a function of the relative phase difference is obtained after Bob. The experiment was conducted under the following conditions:
The laser diode emitted continuously at an optical power of 0 dBm. The two modulators were controlled by radio frequency (RF) electrical signals at a frequency of 2.5 GHz. The peak-to-peak amplitude of the electrical signal applied to Bob's modulator 5 was approximately 1 V, corresponding to a modulation rate m=0.3 rad. The electrical signal applied to Alice's modulator 2 was 600 mV, corresponding to a modulation rate similar to Bob's. The VCO of Alice and Bob were synchronized by means 17. The relative phase difference was applied by means of an electrically controlled phase-shifter having a bandwidth of 1 MHz. One the Fabry-Pérot interferometers was used in scanning mode as a spectrum analyzer. It had a free spectral interval of 10 GHz for a fineness of 100.
In
In
In
The system is extremely compact because Alice's modulator and the laser diode are implemented on the same substrate, or wafer, using standard devices available off the shelf. The system has two complementary outputs, enabling encryption keys to be transmitted using the 4-state protocol.
The source 1 is a pulsed laser diode with a center frequency of ω0.
Alice's sender is an intensity modulator 2 integrated on lithium niobate with unbalanced arms. The optical path difference is set at λ/4 by a DC voltage Vλ/4.
The light is therefore modulated at a frequency Ω<<ω0 with a low depth of modulation m. Alice uses a local oscillator VCOA 12 to generate the electrical modulation signal at the frequency Ω that is phase-shifted by the phase-shifter 13 by an amount ΦA that is chosen randomly and independently of Bob from the four values (0, π/2, −π/2, π). The VCO are synchronized by means 17.
Alice then attenuates the beam to obtain 0.1 photon per pulse on average for each modulation sideband, using a calibrated attenuator 3.
The transmission channel 4 is 30 km of standard 1550 nm monomode fiber.
Bob's receiver comprises a second amplitude modulator 5 integrated on lithium niobate with unbalanced arms. The optical path difference is set at 3λ/4 by a DC voltage V3λ/4.
In this application, the phase relationship given in equation (13) reflects the fact that the slope of the modulation curve of the receiver is opposite to that of Alice. The modulation signal applied to Bob is generated by a second local oscillator VCOB 14 at the same frequency Ω. Its phase is selected by the phase-shifter 15 and is set at (Φ2+π/2). After Bob there is the same filter system comprising two fiber Fabry-Pérot interferometers 7 and 10.
Two types of experiment were carried out to verify the operation of the system.
The first was carried out with a conventional source that was not attenuated.
The second was carried out under quantum conditions, i.e. with 0.1 photon per pulse on average in each modulation sideband.
a) Experiment Under Standard Conditions:
The source 1 was a DFB laser diode emitting at 1550 nm. The diode had a spectral width of 30 MHz. The modulators 2 and 5 were electro-optical modulators integrated on lithium niobate. Their half-wave voltages were equal to 5 V, their bandwidth 5 GHz, and their insertion losses 4 dB. They were controlled by two synchronized local oscillators emitting an RF signal at 2.5 GHz. Their phases Φ1 and Φ2 could be changed by means of a phase-shifter having a bandwidth of 1 MHz. The peak-to-peak amplitude of the electrical signals applied to the modulators was 1.6 V, corresponding to a modulation rate m=0.5 rad. One of the Fabry-Pérot interferometers was set to scanning mode and used as a spectrum analyzer. Its spectral width and its free spectral interval were respectively 100 MHz and 10 GHz. The interferometers were thermostatically-controlled and polarization-independent fiber Fabry-Pérot interferometers. The laser diode emitted continuously at a power of 0 dBm. The overall losses of the transmission system were approximately −10 dB (fiber losses of −0.2 dB/km, analyzer losses of −2 dB, and losses in Bob's modulator of −4 dB).
It is clear that the modulation sidebands again vary in the required manner. The system can therefore be used to transmit an encryption key using the 4-state (BB84) protocol.
b) Experiment Under Quantum Conditions:
In this configuration, the DFB laser diode generated optical pulses 5 ns wide with a repetition rate of 1 MHz. A calibrated attenuator 3 attenuated the light at the output of Alice's coding system so that the average number of photons per pulse was approximately 0.1 in each modulation sideband. The transmission line was 22 km of 1550 nm monomode fiber. The detectors 8 and 11 were InGaAs/InP avalanche photodiodes used in active gating mode. They were cooled with the aid of a hybrid liquid nitrogen/Peltier module system to a temperature of −100° C. (±0.2° C.) to obtain a stable quantum efficiency. In this example, the quantum efficiency was evaluated at 13%. To test the performance of the system, the visibility V under quantum conditions and the quantum bit error rate (QBER) were evaluated. The procedure for determining the visibility was as follows:
The number of electrical pulses generated by the avalanche photodiodes in response to the incident photons was studied as a function of the relative phase difference ΔΦ. The value of ΔΦ varied continuously from 0 to 2π. For each value, the number of pulses was accumulated over 1 s. The dark strikes nd of the photodiodes, which correspond to spurious pulses induced by the photodiodes in the absence of light, were evaluated at 8 strikes per second (c/s).
A counter 9 was connected to the two detectors to evaluate the number of photons emerging from Bob's system as a function of the phase difference |ΦA−ΦB|. Data processing means 16 processed the data relating to the counting of the photons and their time of arrival.
The visibility V of the single-photon interference fringes obtained in this way was of the order of 98% for the two systems of interference fringes corresponding to the two complementary outputs.
The quantum binary error rate defined in reference [4] is strongly dependent on the visibility V and the number nd of dark strikes of the photodiodes, according to the following equation:
in which T is the attenuation caused by the fiber (−4 dB over 20 km), TB is the attenuation induced by Bob's receiver (−4 dB in this example), V is the visibility obtained experimentally, and R is the repetition rate of the optical pulses. The factor 1/2 is inherent to the BB84 protocol, since Alice and Bob have one chance in two of choosing the same base for photon preparation and analysis. Finally, from equation (11), the QBER of the system described is equal to 7.2%. That value is sufficiently low to achieve a quantum distribution of the encryption key if the limit QBER is evaluated at 30% for the BB84 protocol (its limit value for the 2-state protocol is evaluated at 10%). When that limit value is reached, the security of the key is no longer absolute.
In conclusion, SSB encryption enables quantum encryption key transmission over long distances using a 4-state protocol. The degree of security is greatly increased over the previous system using the 2-state protocol (French Patent Application No. 97/05573 and European Patent Application No. 877 508 A1). The systems described have the advantage of being compact and relatively insensitive to thermal or mechanical instability, since they can use the integrated optical technology. Furthermore, these systems can be introduced directly into standard transmission networks.
Number | Date | Country | Kind |
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00 16134 | Dec 2000 | FR | national |
Filing Document | Filing Date | Country | Kind | 371c Date |
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PCT/FR01/03920 | 12/11/2001 | WO | 00 | 12/12/2003 |
Publishing Document | Publishing Date | Country | Kind |
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WO02/49267 | 6/20/2002 | WO | A |
Number | Name | Date | Kind |
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6272224 | Mazourenko et al. | Aug 2001 | B1 |
Number | Date | Country |
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0877508 | Nov 1998 | EP |
Number | Date | Country | |
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20040086280 A1 | May 2004 | US |