This disclosure relates to systems and methods for generating random bitstrings and more particularly, to Physical Unclonable Functions (PUFs).
Random bitstrings may form the basis for encryption, identification, authentication, and feature activation in hardware security. In current technologies, keying material for encryption may be stored as digital bitstrings in non-volatile memory on field-programmable gate arrays (FPGAs) and application-specific integrated circuit (ASICs). However, secrets stored this way may not be secure against a determined adversary, who can use probing attacks to steal the secret. Physical Unclonable Functions (PUFs) may be used as an alternative to storing digital bitstrings in non-volatile memory. PUFs may leverage random manufacturing variations in integrated circuits as the source of entropy for generating random bitstrings, and may incorporate an on-chip infrastructure for measuring and digitizing the corresponding variations.
The quality of a PUF may be judged based on one or more of uniqueness among a population, randomness of the bitstrings produced, and reproducibility or stability across varying environmental conditions (i.e., temperature and voltage). The quality of current PUFs may be less than ideal. Further, current techniques for determining the uniqueness, the randomness, and the stability of PUFs may be less than ideal.
In general, this disclosure describes techniques for generating a physical unclonable function (PUF). In particular, this disclosure describes techniques for producing a PUF based on resistance variations. This disclosure describes analyzing statistical qualities of bitstrings produced by a PUF of a circuit. Specifically, a PUF that leverages resistance variations in the polysilicon and metal wires of the circuit is analyzed at different temperatures and voltages to determine its stability. The disclosure also describes converting a voltage drop of a circuit into a digital code, wherein the conversion is resilient to simple and differential side-channel attacks.
The details of one or more examples are set forth in the accompanying drawings and the description below. Other features, objects, and advantages will be apparent from the description and drawings, and from the claims.
Physical Unclonable Functions (PUFs) are promising components for next generation integrated circuit (IC) security. PUFs derive random, but reproducible, bitstrings that can be used in security applications such as encryption, authentication, feature activation, metering, etc. Bitstrings may be generated on-the-fly using dedicated hardware primitives and processing engines, and thereby may avoid the need for storage in on-chip non-volatile memories. This feature may not only improve their resilience to invasive attacks designed to steal secret keying material, but may also reduce the cost of manufacturing an IC. That is, in many cases, PUFs may be designed using components that can be fabricated using standard CMOS processing steps, and therefore, the cost of integrating non-standard components, such as non-volatile memories, may be eliminated. Another important characteristic of PUFs as a next generation security mechanism is their potential for generating large numbers of repeatable random bits. This feature offers new opportunities for software processes to strengthen security mechanisms, for example, by allowing frequent rekeying in encrypted communication channels and by allowing a large, changing set of shared keys to be utilized among multiple communicating entities.
PUFs are designed to be sensitive to variations in the printed and implanted features of wires and transistors on the IC. Precise control over the fabrication of IC components is becoming more difficult in advanced technology generations, resulting in a wider range of electrical variations among and within the replicated copies of a chip. Signal variations that occur within the IC may be the source of entropy for the PUF. Example PUF implementations may leverage variations in transistor threshold voltages, in speckle patterns, in delay chains and ring oscillators, in thin-film transistors, in SRAMs, in leakage current, in metal resistance, in optics and phase change, in sensors, in switching variations, in sub-threshold design, in read only memories (ROMs), in buskeepers, in microprocessors, using lithography effects, and aging. It should be noted that PUFs may incorporate different types of on-chip infrastructures for measuring and digitizing the same type of variation. Although, in some examples, the techniques described herein are described with respect to PUFs based on metal resistance variations, the techniques described herein may be generally applicable to any type of PUF.
Several statistical criteria have emerged as important metrics for judging the quality of a PUF. Interchip hamming distance (HD) may be used to determine the uniqueness of bitstrings among a population of chips. Similarly, the National Institute of Standards and Technology (NIST) statistical test suite can be used to evaluate the randomness of the bitstrings produced by each chip. Intra-chip hamming distance (HD) may be used to evaluate stability of bitstrings. That is, the ability of each chip to reproduce the same bitstring time-after-time, under varying temperature and voltage conditions.
The ability of each chip to reproduce the same bitstring time-after-time may be described with respect to the ability of each chip to avoid bit flips, where a bit-flip may be defined as ‘0-to-1’ and ‘1-to-0’ change in a generated bitstring as temperature and voltage are varied. This disclosure describes an example PUF and evaluates its stability. Further, this disclosure describes an example bit-flip avoidance scheme that reduces the probability of a failure to reproduce the bitstring. The example bit-flip avoidance scheme was evaluated and shown to reduce the probability of a failure to reproduce the bitstring to less than 1E-9.
As described above, PUFs may incorporate different types of on-chip infrastructures for measuring and digitizing the same type of variation. Different types of on-chip infrastructures may provide different stabilities for a particular PUF. This disclosure describes example on-chip voltage-to-digital converters (VDC) for measuring voltage variations. In one example, voltage variations may reflect resistance variations in the metal wires. The stability of the example on-chip voltage-to-digital converter was evaluated at different temperatures and voltages.
In SMC 200, scan FFs 4a and 4b and 3-to-8 decoders 5a and 5b allow exactly one of the TGs to be enabled in each of the stack-ups. As illustrated in
In one example, a challenge may be applied to circuit 100 by configuring the scan chain to (1) enable the shorting transistors within an SMC, and (2) enable two TGs in that same SMC. For example, with respect to SMC 200, shorting transistors 3a and 3b may be enabled and the TG labeled 2a and one TG from the group 1a through 1h may be enabled. Once the transistors are enabled, a voltage drop/rise may be measured on the NS and PS pads using voltmeters. A voltmeter may include an off-chip voltmeter or an on-chip voltmeter.
In one example, in order to reduce bias effects and correlations that exist in the VDD and GND stack-ups, inter-layer voltage drops/rises may be computed by subtracting pair-wise, the voltages measured from consecutive metal layers, i.e., VM1-VM2, VM2-VM3, etc. These voltage differences, which may be referred to as power grid voltage differences (PGVDs), may also allow the PUF to leverage the independent resistance variations that occur in each of the metal layers of the power grid. It should be noted that a significant benefit of using metal structures based PUF is that “noise-related” variations, such as those introduced by temperature and voltage (TV) variations, result in linear changes to the measured voltages. This linear scaling characteristic allows the relative magnitude of two voltages to remain consistent across changes in temperature and voltage, which, in turn, improves the stability of the PUF to bit-flips, when compared, for example to PUFs which leverage transistor-based variations.
The eight TGs in the respective VDD and GND stacks as shown in
As described above, the quality of a PUF may be determined based on one or more of uniqueness, randomness, and stability. In one set of experiments, PGPUF1 was evaluated at nine TV corners, i.e., over all combinations of three temperatures; negative 40° C., 25° C. and 85° C., and three voltages; nominal and +/−10% of nominal. The stability of the bitstrings produced using PGPUF1 was measured using intra-chip HD and ‘probability of failure’ techniques. Further, the randomness and uniqueness of bitstrings produced using PGPUF1 were also evaluated using the NIST test suite and inter-chip HD methods. It should be noted that the order in which the comparisons were made was randomized. In an on-chip implementation, this can be accomplished using a linear feedback shift register (LFSR) and a seed. In the experiments, digitized voltages were obtained from an off-chip voltmeter. The process of randomizing comparisons was modeled in experiments using the functions srand(seed) and rand( ) from the C programming library. Further, the randomness, uniqueness and stability characteristics of PGPUF1 was evaluated for a set of 63 chips.
Based on the experiments it was found that unstable bits, defined as bits that are susceptible to flipping because their PGVDs are very similar, actually reduce several quality metrics associated with the overall bitstring, including inter-chip HD and NIST statistical test scores. Moreover, including unstable bits in a bitstring may require the inclusion of error correction and/or Helper Data schemes. Error correction and Helper Data schemes may weaken security and increase overhead. This disclosure describes an example bit-flip avoidance scheme that may be used to identify and discard unstable bits. The example bit-flip avoidance scheme may be used as an alternative to error correction and Helper Data schemes. The example bit-flip avoidance scheme may be referred to as thresholding.
Thresholding may be carried out by first computing a threshold from the distribution characteristics of the PGVDs. Computing a threshold from the distribution characteristics of the PGVD is illustrated in
In the examples illustrated in
The thresholds may then be scaled by a constant to produce the actual threshold used during bit generation.
The usage scenario that enables this process to be applied in situations where exact regeneration of a bitstring is required works as follows. During the initial bitstring generation, thresholding is used to identify the unstable bits. For each unstable bit, its numbered position in the sequence of challenges applied to generate the bitstring is recorded in public storage. Later, during regeneration, thresholding is disabled and public memory is consulted to determine which challenges to apply during bit generation.
The results of applying the thresholding technique to 63 chips tested under nine TV corners are described below with respect to
The true average intra-chip HD, which is a measure of the underlying bit stability across the TV corners, is computed as 4.01%. This value is obtained by analyzing the full length, i.e., 21,420-bit, bitstrings with thresholding disabled and counting the number of times a bit-flip occurs in each bit position across all pairings (9*8/2=36) of the bitstrings produced under each of the nine TV corners for each chip. The average intra-chip HD, expressed as a percentage, is obtained by dividing the number of bit flips by 36*21,420, which is the total number of bit pairings inspected for each chip, and multiplying by 100. The value reported is the average of these percentages across all chips. Any value less than 5% is considered high quality according to the published literature on PUFs.
Interchip HD, as described above, measures the uniqueness of the bitstrings, where the best possible result is 50%, i.e., on average, half of the bits in the bitstrings of any two arbitrary chips are different.
Experiments also evaluated randomness using the NIST statistical tests at the default significance level of 0.01. Given the relatively short length of the stable bitstrings, only 11 of the 15 NIST statistical tests are applicable.
With 63 chips, NIST requires that at least 60 chips produce a p value that is larger than the significance level (α=0.01), otherwise the whole test is considered ‘failed.’ In the graph illustrated in
The large size of the bitstrings produced by the PUF can be used to further enhance their reliability over that provided by thresholding alone. This can be accomplished by creating three copies of a fixed-length bitstring from the sequence of strong bits produced by the PUF. The three copies can then be compared as a means of avoiding bit flips, in the spirit of a popular scheme used in fault tolerance called triple-module-redundancy or TMR. TMR is based on a majority voting scheme in which the final bit for a given bit position is obtained by taking the majority across all three copies of the bitstrings.
This technique was investigated using fixed-length bitstrings of 256-bits.
In order to illustrate the improvement provided by TMR over voltage thresholding alone, the GND threshold scalar given above as 0.37, was iteratively decreased in 0.01 steps down to 0.0. As the threshold was decreased, bit flips begin to occur in the thresholding-only bitstrings. A thresholding-only ‘probability of failure’ curve can be constructed by counting the number of bit flips that occur in the bitstrings from all 63 chips and dividing it by the total number of bits. A similar curve can be constructed using TMR, but in this case, a bit flip is not counted unless it occurs in two or more of the three bits of a column as shown in
In the experiments described above, digitized voltages were obtained from an off-chip voltmeter. As described above, PUFs may be implemented using on-chip voltage-to-digital converters. Each of
On chip VDC 900 works by introducing a fixed-width (constant) input pulse, which is generated by the pulse generator 902 shown on the left side of the
As described above, PGVDs are created by subtracting the voltages measured on consecutive metal layers in the power grid. Instead of digitizing these PGVs one-at-a-time with a VDC and then subtracting them, the difference operation can be carried out in the analog domain by applying the two voltages from consecutive metal layers to the Cal0 and Cal1 inputs. The larger PGV from the lower metal layer, Mn, of the pair may be applied to Cal0 while the PGV from the adjacent, higher metal level layer, Mn+1, may be applied to Cal1 (voltage drops are used for the VDD grid voltages, e.g., VDD-VMn).
It should be noted that unlike the off-chip voltmeter in the PGV experiments in described above, the on-chip VDC 900 is subjected to the same TV variations as the PUF (as would be the case in actual implementation), and therefore its characteristics will vary as well. In one example, a calibration process may be used to ‘tune’ the offset voltage to compensate for some of the changes in VDC 900 behavior, but since the measurements are differential, VDC 900 is able to self-calibrate and cancel out most of the adverse effects of TV variations by itself.
The same set of experiments were carried out and the same processes were followed as described above on the 63 chips using VDC 900 instead of an off-chip voltmeter. The results were as follows. The average bitstring length after thresholding was 8,388 bits (39.16%) and the shortest one (used to truncate the bitstrings from the other chips for the statistical tests) was 7,506 bits. Both of these numbers are slightly larger than the numbers obtained using the PGVs, as described in above, and indicates that the VDC 900 compensates for some of the TV variations that occur in the measured PGVs.
However, on the other hand, the statistical test results for the on-chip VDC-based bitstrings are slightly worse than those presented for the PGVs.
In summary, the digitization process carried out by on-chip VDC 900 works well, but may not be as efficient as the off-chip voltmeters at removing the bias that exists in the PGVs. In J. Ju et al., “Bit String Analysis of Physical Unclonable Functions based on Resistance Variations in Metal and Transistors,” HOST, 2012, pp 13-20, which is incorporated by reference in its entirety, it is shown that a ‘bowl-shaped’ pattern exists in the M1 voltages across the 2-D array of SMCs and indicated that computing inter-metal layer voltage differences (as is done here) effectively eliminates it. A problem with using VDC 900 to compute the analog difference directly deals with the different sensitivities that exist for Cal0 and Cal1. In particular, Cal1 has higher sensitivity than Cal0, and therefore, the amplification factors for voltages applied to Cal0 and Cal1 need to be different (as described above, 15 was used for both factors in the experiments).
The asymmetry in the sensitivities behaves as follows. Assuming that the Mn voltage from VDC 900 increases by a fixed constant ΔV and the Mn+1 voltage remains constant. Under these conditions, assuming the TC for these two measurements is equal to x. In contrast, a similar scenario where the voltage Mn remains fixed and the Mn+1 voltage increases by the same fixed constant ΔV does not result in the same TC. Instead, the TC is equal to y, where y>x. In other words, a delta change in the upper metal layer (Mn+1) voltage has a larger impact on the change in the TC than it does for an equivalent lower metal layer (Mn) voltage change. Therefore, the TCs weigh the voltage change in the lower metal layer less than a change in the upper metal layer, which distorts their relationship to the actual voltage difference.
A second problem with VDC 900 as shown in
An example architecture of a VDC that addresses this issue is shown in
Although the example architecture of VDC 1100 illustrated in
Another example architecture of a VDC that addresses the issues of VDC 900 is shown in
As illustrated in
Under the condition that VoltInUpper>VoltInLower, the edge propagating along the top delay chain eventually passes the edge on the bottom delay chain. The outputs of the even inverters along both delay chains connect to a set of latches 1208a-1208n that record the point at which this occurs. As shown in
Above it was stated that leveraging metal resistance variations as the source of entropy for a PUF should be inherently more stable across environmental (TV) variations than leveraging transistor-based variations because metal resistance scales linearly with temperature and voltage. The PGVs used in the analysis presented above actually include variations from both sources. Although the shorting transistors included in SMC 200 are very large (e.g., 57× minimum size) and therefore exhibit smaller variations in comparison to minimum-sized transistors, they do introduce a component of entropy in the PGV analysis. The entropy works to improve the results, but the gain is reduced, as is shown below, because of the increased sensitivity of transistor-based variations to TV variations (hereafter called TV noise).
In one example transistor variations may be eliminated by dividing the PGV voltages by the shorting current. These values may be referred to as power grid equivalent resistances and referenced using the term PGERs. In order to get as ‘pure’ a form as possible of the PGERs, the leakage voltage and leakage current may also be subtracted from the values measured with the shorting transistors enabled. The expression for PGER is given by Equation 1:
It should be noted that the four measurements used to define the PGER each may add measurement noise, which is separated and distinguished in this analysis from TV noise through sample averaging. The PGER differences (PGERDs) are created by subtracting pairings of PGERs, as was done for PGVs as described above.
One of the objectives of the analysis was to show that the PGERDs are more resilient to TV variations than are the PGVDs. In order to determine the magnitude of the TV variations (or ‘noise’), the PGVD and PGERD data was calibrated. Calibration removes the DC offsets introduced by TV noise in the data, but preserves the variation. Calibration may be carried out by computing the mean PGERD and PGVD over the entire set of SMCs for a given metal layer pairing and TV corner. Correction factors may then be computed by subtracting the mean value at each of the TV corners from a reference TV corner. The reference is the data collected at 25° C., 1.2V. The correction factors are then added to the corresponding data from the TV corners.
A subset of the calibrated M2-M3 PGERDs and PGVDs computed using data from one of the chips is shown in the graphs illustrated in
The 3 σ values listed in the PGERD plot indicate that TV noise is approx. 2.7 times the measurement noise (1.665/0.620). Bitflips occur when the slopes of the lines between any two adjacent pairing of points reverses sign (examples are shown in
As described above, Equation 1 requires measuring current values. Measuring current on chip may be difficult.
The objective of normalization may be to eliminate transistor current variations as a component of the measured voltage drops across the entropy stack. Previous work suggests that the current-induced variations contribute significantly to TV noise, which, in turn, acts to reduce the probability of correctly regenerating the bitstring. Normalization may be thought of as a process that ‘normalizes’ the voltage drops for all SMCs within the block to a reference current. Normalization is derived from the basic circuit theory equation R=V/I given by Equation 2 below which states that the resistance of the entropy source can be obtained from the sense voltage measurements by dividing through by the NFET current. Unfortunately, measuring currents on-chip is challenging and impractical.
Equation 3 provides an alternative in cases where it is only necessary to determine a value that is ‘proportional’ to resistance. Here, DVSenseUpper is the digitized voltage (a value between 0 and 128 from the VDC) that is produced at the higher voltage point across the entropy source as shown in
In this manner, the circuits described herein represent example circuits configured to generate physical unclonable functions. Various examples have been described. These and other examples are within the scope of the following claims.
This application is a continuation of U.S. patent application Ser. No. 16/051,427 filed Jul. 31, 2018, which is a continuation of U.S. patent application Ser. No. 14/907,423 filed Jan. 25, 2016, now U.S. Pat. No. 10,048,939, which is a U.S. National Application of International Application PCT/US2014/053279 filed Aug. 28, 2014, which claims the benefit of U.S. Provisional Application No. 61/870,974, filed on Aug. 28, 2013, all of which are incorporated by reference.
This invention was made with government support under CNS1018748 awarded by National Science Foundation (NSF). The government has certain rights in the invention.
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