Systems and methods for integration adapter security

COPYRIGHT NOTICE

[0002] A portion of the disclosure of this patent document contains material which is subject to copyright protection. The copyright owner has no objection to the facsimile reproduction by anyone of the patent document of the patent disclosure, as it appears in the Patent and Trademark Office patent file or records, but otherwise reserves all copyright rights whatsoever.

CROSS-REFERENCED CASES

[0003] The following applications are cross-referenced and incorporated herein by reference:

[0004] U.S. patent application Ser. No. ______ entitled “APPLICATION VIEW COMPONENT FOR SYSTEM INTEGRATION,” by Mitch Upton, filed Oct. 15, 2002.

[0005] U.S. patent application Ser. No. ______ entitled “SYSTEM AND METHOD FOR PROVIDING A JAVA INTERFACE TO AN APPLICATION VIEW COMPONENT,” by Mitch Upton, filed Oct. 15, 2002.

[0006] U.S. patent application Ser. No. ______ entitled “SYSTEM AND METHOD FOR INVOKING BUSINESS FUNCTIONALITY FOR A WORKFLOW,” by Mitch Upton, filed Oct. 15, 2002.

[0007] U.S. patent application Ser. No. ______ entitled “SYSTEM AND METHOD FOR USING WEB SERVICES WITH AN ENTERPRISE SYSTEM,” by Mitch Upton, filed Oct. 15, 2002.

[0008] U.S. patent application Ser. No. ______ entitled “SYSTEM AND METHOD FOR IMPLEMENTING AN EVENT ADAPTER,” by Mitch Upton, filed Oct. 15, 2002.

[0009] U.S. patent application Ser. No. ______ entitled “SYSTEM AND METHOD USING A CONNECTOR ARCHITECTURE FOR APPLICATION INTEGRATION,” by Mitch Upton, filed Oct. 15, 2002.

[0010] U.S. patent application Ser. No. ______ entitled “SYSTEM AND METHOD FOR IMPLEMENTING A SCHEMA OBJECT MODEL IN APPLICATION INTEGRATION,” by Mitch Upton, filed Oct. 15, 2002.

[0011] U.S. patent application Ser. No. ______ entitled “SYSTEM AND METHOD UTILIZING AN INTERFACE COMPONENT TO QUERY A DOCUMENT,” by Mitch Upton, filed Oct. 15, 2002.

[0012] U.S. patent application Ser. No. ______ entitled “SYSTEM AND METHOD USING ASYNCHRONOUS MESSAGING FOR APPLICATION INTEGRATION,” by Mitch Upton, filed Oct. 15, 2002.

[0013] U.S. patent application Ser. No. ______ entitled “SYSTEM AND METHOD FOR IMPLEMENTING A SERVICE ADAPTER,” by Mitch Upton, filed Oct. 15, 2002.

FIELD OF THE INVENTION

[0014] The invention relates generally to the providing security in a network environment.

BACKGROUND

[0015] E-commerce has become a major driving factor in the new economy. To be successful in the long-term, e-commerce will require many companies to engage in cross-enterprise collaborations. To achieve cross-enterprise integration, a company must first integrate its internal applications. Using existing technology and tools, application integration can be an expensive proposition. No integration solution exists that is easy to use, affordable, and based on industry standards. Neither does a solution exist that is based on an industry standard infrastructure, has universal connectivity, is capable of massive scalability, and has accessible business process tools.

[0016] Application integration to this point has been very inward-focused. Many existing integration systems have not focused on integrating applications between enterprises. Even when integration solutions were used for cross-enterprise integration, the solutions were still narrowly focused and aimed at vertical markets. This inward focus did little to help companies field external business-to-consumer and business-to-business applications, such as applications that can utilize the Internet to generate revenue and reduce costs. The requirement for Internet-enabled applications led to the rise of the application server market. To date, application servers have primarily been used to host external applications targeted at customers and partners. Application servers are themselves packaged applications that, instead of solving a specific problem, are general-purpose platforms that host vertical solutions.

[0017] The first attempts at application integration were primarily focused on low-level implementation details such as the format of the data, the byte ordering between machines, and character encoding. The focus on low-level data formats was necessary because, for the first generation of application integration solutions, there were no widely adopted standards for data encoding that could be deployed across multiple vertical applications.

[0018] The traditional approach involved connecting individual systems to, in effect, hardwire the systems together. This approach can be complex, as connecting different systems can require an intimate, low-level knowledge of the proprietary technologies of multiple systems.

[0019] Present integration systems, which have moved away from “hardwiring” systems together, still suffer from a lack of standards. Each integration vendor typically provides a proprietary solution for application integration, message transformation, message formats, message transport, and routing. Not one of these systems to date has achieved significant market share to enable its technologies to become the de-facto standard. This lack of standards has given packaged application vendors little incentive to integrate these systems with their applications. Further, each of these integration systems or servers has its own proprietary API, such that packaged application vendors cannot leverage development beyond a single integration server. This fragmentation of the integration market has provided little financial incentive for third parties.

BRIEF SUMMARY

[0020] Systems and methods in accordance with the present invention can restrict access to a resource such as an enterprise system. An application view component can receive a request from a validated system user, and can configure a security principal for that. The application view component can provide an interface that the user can use to access the resource, providing that user has permission to access the resource. A resource adapter can receive a request or call from the application view, and can use a security principal map to map the security principal to a resource-appropriate principal. The resource adapter can perform a resource sign-on in a manner specific to the resource using the resource-appropriate principal.

[0021] Other features, aspects, and objects of the invention can be obtained from a review of the specification, the figures, and the claims.

BRIEF DESCRIPTION OF THE DRAWINGS

[0022]
FIG. 1 is a diagram of an integration system utilizing an application view component that can be used in accordance with one embodiment of the present invention.

[0023]
FIG. 2 is a diagram of another system utilizing an application view component that can be used in accordance with one embodiment of the present invention.

[0024]
FIG. 3 is a diagram of a security architecture system that can be used with the systems of FIGS. 1 and 2.

[0025]
FIG. 4 is another diagram of a security architecture system that can be used with the systems of FIGS. 1 and 2.

[0026]
FIG. 5 is a flowchart showing a method for secured access that can be used with the systems of FIGS. 1 and 2.

[0027]
FIG. 6 is a diagram showing multiple security realms that can be used with the security architectures of FIGS. 3 and 4.

DETAILED DESCRIPTION

[0028] Application integration components can be used to integrate a variety of applications and systems, such as Enterprise Information Systems (EISs). Information technology (IT) organizations typically utilize several highly-specialized applications. Without a common integration platform to facilitate application-level integration, these applications cannot be integrated without extensive, highly-specialized development efforts.

[0029] Application integration can utilize adapters to establish an enterprise-wide, united framework for integrating any current or future application. Adapters can simplify integration efforts by allowing each application to be integrated with an application server, instead of requiring that each application being integrated with every other application.

[0030] The development and widespread acceptance of standards such as the Java 2 Platform, Enterprise Edition (J2EE) from Sun Microsystems, Inc. of Santa Clara, Calif., as well as the extensible Markup Language (XML), has laid the groundwork for a standardized approach to the development of these adapters. Perhaps the most significant of these standards for application integration is the J2EE Connector architecture. The J2EE Connector architecture provides a standardized approach for the development of adapters for all types of applications, from legacy mainframe applications, such as CICS from IBM, to packaged applications such as PeopleSoft, Siebel, and SAP. The adoption of such standards enables businesses to develop adapters that work on any J2EE-compliant application server, for example.

[0031] Application integration can build on this standardized approach in an application integration framework by providing a standards-based architecture for hosting J2EE Connector architecture-based adapters. Developers can build J2EE Connector architecture-compliant adapters and deploy these adapters, in the integration framework, to connect enterprise applications to an application server.

[0032] Adapters

[0033] In order to integrate the operations of an enterprise, the data and functions of the various enterprise systems in an organization must be exposed. In the J2EE model, EIS functionality is exposed to Java clients using an adapter, also referred to as a resource adapter or connector, according to the J2EE Connector Architecture. Adapters can be constructed that define services and events. A service represents a message that requests a specific action in the EIS. For example, an adapter might define a service named AddCustomer that accepts a message defining a customer and then invokes the EIS to create the appropriate customer record. An event issues messages when events of interest occur in the EIS. For example, an adapter might define an event that sends messages to interested parties whenever any customer record is updated in the EIS.

[0034] These adapters can be used to define business-focused interfaces to an EIS, the interfaces referred to herein as “application views” of the respective adapters. An application view can provide a simple, self-describing, consistent interface to services and events in an application. Application views can make use of an adapter for an EIS, making it possible to expose existing information systems as business services. Unlike adapters, however, an application view does not require users to have intimate knowledge of the EIS or the client interface for that EIS, such that non-programmers or technical analysts can use application views. An application view can provide a business-oriented way for business analysts to access enterprise data without worrying about the programmatic details defined in an adapter. These same users may be otherwise unable to use an adapter directly, due to a lack of familiarity with the EIS.

[0035] An application integration component directed at enterprise application integration can have several primary aspects. If the functionality of an EIS such as a PeopleSoft system or an SAP system is to be invoked, an implementation of the J2EE Connector Architecture can be used. If something occurs inside an EIS system, such as a trigger going off, an event can be generated. This event may, in some embodiments, need to be communicated to an external application. An event architecture in an application integration component can handle this communication.

[0036] Application Views

[0037] An application view can provide significant value to an application integration component. An application view can abstract away much of the complexity in dealing with an application, such as a backend EIS system. Application views can also simplify the way in which adapters are accessed. Application views can provide a layer of abstraction, for example, between an adapter and the EIS functions exposed by that adapter. Instead of accessing an EIS by direct programming a user can simply: edit an adapter's application views, create new application views, or delete any obsolete application view(s). A layer of abstraction formed by application views can help non-programmers maintain the services and events exposed by an adapter. Each application view can be specific to a single adapter, and can define a set of business functions on that adapter's EIS. After an adapter is created, a Web-based interface for the adapter can be used to define application views.

[0038] If an application view is used as a primary user interface for an adapter, a number of features can be included that are not commonly found in existing enterprise application integration technologies. Application views can, for example, use XML as a common language among applications. Service and event definitions can be used to expose application capabilities. XML schemas can be used to define the data for services and events. Bidirectional communication can also be supported in adapters.

[0039] An application view can be an integral part of an integration framework. An application view can provide a view of the application capabilities exposed by an adapter that a user can customize to meet specific needs. A user can tailor an application view, for example, for a specific business purpose. As a result, the application view can provide an effective alternative to the “one size fits all” approach that many applications provide for the design of a client interface. An application view can be defined for only the business or other capabilities that are applicable for a specific purpose. The capabilities can be customized such as by naming, describing, and defining the data requirements.

[0040] In one example of a system using a resource adapter and application view component, shown in FIG. 1, adapters 106, 108, 110 can be developed that allow a client application 100 to communicate with an Enterprise Information System 104 through the use of an application view 102. A developer can begin by coding an adapter that exposes the functionality in the enterprise application that accesses enterprise data. The functionality the adapter exposes could, for example, update records in a database using SQL statements, or could request information from an SAP system using its BAPI or IDOC interfaces. A business analyst, working with the developer, can then define an application view of the adapter using an application view interface.

[0041] In addition to defining and implementing adapters, an application integration component can enable a developer to create application views. An application view can provide a layer of abstraction on top of an adapter. Whereas adapters are typically closely associated with specific functionality in the EIS, an application view can be associated with business processes that must be accomplished by clients. An application view can convert the steps in the business process into operations on the adapter.

[0042] An application view can expose services and events that serve the business process. An application view control can be associated with a particular application view, and can make the services and methods of the application view available to web services as control methods and callbacks. A variable name used to access a new application view control instance from a web service should be a valid Java identifier.

[0043] Integration Framework

[0044] Application integration can utilize an integration framework, which can provide a systematic, standards-based architecture for hosting application views. Features of such a framework can include application views for exposing application functions and design-time graphical user interfaces (GUIs), such as web-based interfaces that can be used for creating application views. The integration framework utilizes adapters, instead of “hardwiring” enterprise systems together. Once an adapter is deployed for an EIS, other components and applications can use that adapter to access data on the EIS.

[0045] A framework in accordance with one embodiment of the present invention relies on XML as the standard format for messages. XML includes XSLT, a standard for transforming XML documents into other XML documents. XSLT is designed for use as part of XSL, which is a stylesheet language for XML. In XSLT, an XML document is used to specify the operations to perform on a class of XML documents in order to transform the documents' structure and content. An XSLT transformation can make use of any of the operations built into the Java programming language, or can make use of custom operations written either in Java or in native code. An integration framework allows a business process to invoke an XSLT engine in order to transform XML messages.

[0046] An integration framework can also rely on standards for transporting messages such as Java Message Service (JMS) and HTTPS. JMS is a standard API for interfacing with message transport systems. Using JMS, a framework can utilize any message transport mechanism that provides a JMS interface. The J2EE Connector architecture standard does not specify a message transport mechanism, but an application integration framework can specify such a transport mechanism.

[0047] An integration framework can be based on an existing standard infrastructure, such as an application server that supports J2EE, JMS, and the J2EE Connector architecture. Using such a standard infrastructure also provides for high availability and scalability, such as by clustering and resource pooling. The framework can provide for universal connectivity by enabling the construction of XML-based application adapters that can connect to any legacy and packaged application. An adapter development kit can be used to allow users such as customers, system integrators, and packaged application vendors to quickly develop J2EE connector architecture-compliant and integration framework-based adapters. The framework can utilize XML, which means that the same data format can be used for both within- and between-enterprise integration, since many e-commerce systems use XML as the standard message format.

[0048] An integration framework can also utilize a business-process engine to allow non-programmers to graphically construct and maintain business processes. An integration framework can implement a common model on top of the J2EE Connector architecture that is focused on business-level concepts. This model, which can consist of XML-encoded events and services, allows the management of a consistent integration environment, regardless of the interface required between adapters and their target applications. The business processes can react to events generated by applications, and they can invoke an application's functionality via services that are exposed by an application adapter.

[0049] Security

[0050] Because an application view provides access to the inner workings of an application, it will often be desirable to limit access through the application view. If more than one level of access is desired, this can require the setting and management of multiple levels of access and security. One embodiment in accordance with the present invention allows methods to be invoked on an application view that allow a security level be set before services are invoked on the application view.

[0051] For example, FIG. 2 shows an business process integration system that allows two trading partners 200, 220 to communicate with each other through an integration environment 202. Trading partner 200 can make a request into, and/or log in to, a server or integration component capable of validating a user, such as a business-to-business (B2B) component 204 of the integration system. Once the trading partner is validated through the B2B component 204, the trading partner can become a valid system user. The trading partner request can then go into an event queue, such as a business process management (BPM) event queue 206. The event queue can also receive an event from internal components, such as an application integration event 208. When the business process management component 210 is ready to receive an event from the event queue 206, the events can be dequeued into the BPM component. When a workflow is started through such an event, the workflow can run as a system user. If, however, a workflow is started through a manual task start from a worklist client 212, the workflow can run as the security principal associated with the worklist client 212. A workflow can be started by a worklist client through an API call, for example. A principal is a user or programmatic entity with the ability to use the resources of a system.

[0052] If the BPM component needs to access an enterprise system or other underlying resource through a JCA connector 218, the BPM component 210 can make a call to an application integration component 216, where the principal can be configured by an application view for the application integration component 216. An application integration service can run as the security principal configured for the application view. The JCA component can use a security principal map. When a JCA adapter receives a request, for example, the adapter can map the caller's security principal to one that is appropriate for the EIS system. Once the BPM component 210 has all the necessary information to serve the request, the BPM component can pass the response or message on to another B2B component 214 in communication with the trading partner 220 to receive the response.

[0053] Methods such as “setConnectionSpec( )” and “getConnectionSpec( ),” for example, can be used to set the credentials for an EIS using a “ConnectionSpec” object. Credentials can refer to information describing the security attributes (identity and/or privileges) of a user or other principal. Credentials can be claimed through authentication or delegation, and used by access control. To instantiate a ConnectionSpec object, a class such as “ConnectionRequestInfoMap” can be provided. Such a class can be provided through, for example, an adapter development kit (ADK). A user can also implement a unique class created by that user. If a user creates such a unique class, the user may need to include certain interfaces. These interfaces can include, for example: a ConnectionSpec interface or ConnectionRequestInfo interface for a JCA class, a Map interface for an SDK class, and a Serializable interface for an SDK class.

[0054] Before using methods such as setConnectionSpec( ) or getConnectionSpec( ), a ConnectionSpec object should be instantiated. A class such as a ConnectionRequestInfoMap class can be used to instantiate a ConnectionSpec object. To implement a ConnectionSpec object, the user can use a pre-existing class such as ConnectionRequestInfoMap class or implement a user-specific class. If implementing a user-specific ConnectionSpec class, certain interfaces should be included. These interfaces can include, for example, ConnectionSpec (JCA class), ConnectionRequestInfo (JCA class), Map (SDK class), and Serializable (SDK class).

[0055] After implementing a ConnectionSpec class and instantiating a ConnectionSpec object, the user can take advantage of both with the application view methods such as setConnectionSpec( ) and getConnectionSpec( ). Code for a method such as setConnectionSpec( ) can be given by, for example:

1/*** Sets the connectionSpec for connections made to the EIS. Afterthe* ConnectionSpec is set it will be used to make connections to the* EIS when invoking a service. To clear the connection spec, and use* the default connection parameters, call this method using null.** @params connectionCriteria connection criteria for the EIS.*/public void setConnectionSpec(ConnectionSpec connectionCriteria){m_connCriteria = connectionCriteria;}

[0056] Similarly, code for a method such as getConnectionSpec( ) can be given by, for example:

2/*** Returns the ConnectionSpec set by setConnectionSpec. If no* ConnectionSpec has been set null is returned.** @returns ConnectionSpec*/public ConnectionSpec getConnectionSpec(){return m_connCriteria;}

[0057] To set a ConnectionSpec class, it can be passed a properly-initialized ConnectionSpec object. To clear a ConnectionSpec class, it can be passed a ConnectionSpec object with a null value. An example of how to use a ConnectionSpec object can be given by:

3Properties props = new Properties();ApplicationView applicatgionView = newApplicationView(getInitialContext(props),“appViewTestSend”);ConnectionRequestInfoMap map = new ConnectionRequestInfoMap();// map properties heremap.put(“PropertyOne”,“valueOne”);map.put(“PropertyTwo”,“valueTwo”);//set new connection specapplicationView.setConnectionSpec(map);IDocumentDefinition requestDocumentDef =applicationView.getRequestDocumentDefinition(“serviceName”);SOMSchema requestSchema =requestDocumentDef.getDocumentSchema();DefaultDocumentOptions options = new DefaultDocumentOptions();options.setForceMinOccurs(1);options.setRootName(“ROOTNAME”);options.setTargetDocument(DocumentFactory.createDocument());IDocument requestDocument =requestSchema.createDefaultDocument(options);requestDocument.setStringInForst(“//ROOT/ElementOne”,“value”);requestDocument.setStringFirst(“//ROOT/ElementTwo”,“value”);...// the service invocation will use the connection spec set to connectto the EISIDocument result = applicationView.invokeService(“serviceName”,requestDocument);System.out.println(result.toXML());

[0058] Container-Managed and Application-Managed Sign-On

[0059] As specified in the J2EE Connector Specification, Version 1.0 Final Release, a J2EE ConnectorArchitecture implementation can support both container-managed and application-managed sign-on. At runtime, a J2EE Connector Architecture implementation can determine the chosen sign-on mechanism. Such determination can be based upon the specified information in the invoking client component's deployment descriptor. If the implementation is unable to determine the sign-on mechanism being requested by the client component, such as may be due to an improper JNDI lookup of the resource adapter Connection Factory, the Connector Architecture can attempt container-managed sign-on. Even in this case, if the client component has specified explicit security information, this information can also be presented on the call to obtain the connection.

[0060] Application-Managed Sign-On

[0061] With application-managed sign-on, a client component can provide the necessary security information (typically a username and password) when making the call to obtain a connection to an Enterprise Information System (EIS). In this scenario, the application server may otherwise provide no additional security processing other than to pass this information along on the request for the connection. The provided resource adapter would use the client component provided security information to perform the EIS sign-on in a resource adapter-implementation specific manner.

[0062] Container-Managed Sign-On

[0063] With container-managed sign-on, a client component does not present any security information, and the container can determine the necessary sign-on information and provide this information to the resource adapter when making a call to request a connection. In all container-managed sign-on scenarios, the container can determine an appropriate Resource Principal and provide this Resource Principal information to the resource adapter in the form of a Java Authentication and Authorization Service (JAAS) Subject.

[0064] Password Credential Mapping Mechanism

[0065] The J2EE Connector Specification, Version 1.0 Final Release defines two types of credentials that resource adapters can support: password credentials and generic credentials. A user can specify password credentials in a security-principal-map element in a ra.xml deployment descriptor file. The security-principal-map element was provided to map between the initiating principal and resource principal. A Password Converter Tool can be used for encrypting the password stored in the security-principal-map element. The storage of user names and passwords for principal maps in the ra.xml file is not the most elegant nor secure storage mechanism, however.

[0066] The J2EE Connector specification, Version 1.0 Final Release requires storage of credentials in a javax.security.auth.Subject; the credentials are passed to either the createManagedConnection( ) or matchManagedConnection( ) methods of the ManagedConnectionFactory object. To comply with this, a J2EE Connector Architecture implementation can build the Subject and store the credentials by performing steps such as the following. First, a security.Service.EISResource object can be instantiated as follows:

[0067] EISResource(java.lang.String applicationName, java.lang.String moduleName, java.lang.String eisName)

[0068] The Initiating Principal for the connection request can be obtained. The Credentials for that Initiating Principal can also be obtained as follows:

[0069] security.Service.PrincipalAuthenticator(String initiatingPrincipal, weblogic.security.Service.Resource eisResource)

[0070] A javax.security.auth.Subject can be instantiated, and the Credentials can be added to the private set in the Subject as follows:

[0071] Subject.getPrivateCredentials( ).add(Credential)

[0072] Authentication Mechanisms

[0073] Application/integration server users typically must be authenticated whenever they request access to a protected server resource. For this reason, each user can be required to provide a credential, such as a username/password pair or a digital certificate. Authentication mechanisms can include the following:

[0074] Password authentication—a user ID and password are requested from the user and sent to the server, possibly as clear text. The server can checks the information and, if it is trustworthy, grant access to the protected resource.

[0075] The SSL (or HTTPS) protocol—can be used to provide an additional level of security to password authentication. Because the SSL protocol can encrypt data transferred between a client and an application/integration server, the user ID and password of the user do not flow in the clear. Therefore, the server can authenticate the user without compromising the confidentiality of the user's ID and password.

[0076] Certificate authentication—when an SSL or HTTPS client request is initiated, an application/integration server can respond by presenting its digital certificate to the client. The client can then verify the digital certificate and an SSL connection can be established. An authenticator class, such as CertAuthenticator, can extract data from the client's digital certificate to determine which server user owns the certificate and then retrieves the authenticated user from the server security realm.

[0077] Mutual authentication can also be used. In this case, the application/integration server not only authenticates itself, it also requires authentication from the requesting client. Clients can be required to submit digital certificates issued by a trusted certificate authority. Mutual authentication is useful when access is to be restricted only to trusted clients. For example, it might be desirable to restrict access by accepting only clients with digital certificates provided by the entity owning the server.

[0078] Users

[0079] Users are entities that can be authenticated in a server security realm. A User can be a person or a software entity, such as a Java client. Each User can be given a unique identity within a server security realm. A system administrator can guarantee that no two Users in the same security realm are identical.

[0080] Defining Users in a security realm can involve specifying a unique name and password for each User that will access resources in the server security realm. Special users can be provided for use by resource adapters. These special users can include, for example:

[0081] ra_initial—If a mapping is defined for this user, the specified credentials can be used for the initial connections created when starting the connection pool for this resource adapter. An InitialCapacity parameter on the pool can specify the number of initial connections. If a mapping is not defined for this user, a default mapping ra_default can be used. Otherwise, no credentials may be provided for the initial connections.

[0082] ra_anonymous—If a mapping is defined for this user, the specified credentials can be used when no user is authenticated for the connection request on the resource adapter.

[0083] ra_default—If a mapping is defined for this user, the specified credentials can be used when no other mapping applies for the current user or when no anonymous mapping is provided in the case where there is no authenticated user.

[0084] Groups

[0085] A Group can represent a set of Users who usually have something in common, such as working in the same department in a company. Groups can be a means of managing a number of Users in an efficient manner. When a Group is granted a permission in an ACL, all members of the Group can effectively receive that permission. Permissions can be assigned to Groups rather than to individual Users.

[0086] Deprecated Security Principal Map Mechanism

[0087] The “EIS Sign-on” section of the J2EE Connector Specification, Version 1.0 Final Release identifies a number of possible options for defining a Resource Principal on whose behalf the sign-on is being performed. Previous implementations implemented the Security Principal Map option identified in the specification. Under this option, a resource principal is determined by mapping from the identity of the initiating/caller principal for the invoking component. The resultant resource principal does not inherit the identity or security attributes of the principal that it is mapped from, but instead gets its identity and security attributes (password) based upon the defined mapping.

[0088] In order to enable and use container-managed sign-on, it can be necessary to provide a mechanism to specify the initiating-principal to resource-principal association. This can be done through a Security Principal Map that can be defined for each deployed resource adapter.

[0089] If container-managed sign-on is requested by the client component and no Security Principal Map is configured for the deployed resource adapter, an attempt can be made to obtain the connection, but the provided JAAS Subject can be NULL. Support for this scenario can be based upon the resource adapter implementation.

[0090] A scenario in which omitting configuration of a Security Principal Map might be considered valid is the case in which a resource adapter internally obtains all of its EIS connections with a hard-coded and pre-configured set of security information, and therefore does not depend on the security information passed to it on requests for new connections. This can be considered a third scenario, outside of application-managed sign-on and container-managed sign-on.

[0091] While the defined connection management system contracts can define how security information is exchanged between an application server and the provided resource adapter, the determination of whether to use container-managed sign-on or application-managed sign-on can be based on deployment information defined for the client application that is requesting a connection.

[0092] Using Container-Managed Sign-On

[0093] To use container-managed sign-on, an application server can identify a resource principal and request the connection on behalf of the resource principal. In order to make this identification, the server can look for a Security Principal Mapping specified with the security-principal-map element in a ra.xml deployment descriptor file.

[0094] A security-principal-map element can define the relationship of initiating-principal to a resource-principal. Each security-principal-map element can provide a mechanism to define appropriate resource principal values for resource adapter and EIS sign-on processing. The security-principal-map elements can allow the specification of a defined set of initiating principals and the corresponding resource principal's username and password to be used when allocating managed connections and connection handles.

[0095] Default Resource Principal

[0096] A default resource principal can be defined for the connection factory in a security-principal-map element. Ifan initiating-principal value of ‘*’ is specified and a corresponding resource-principal value, the defined resource-principal can be utilized whenever the current identity is not matched elsewhere in the map. This element can be specified it in some form if container-managed sign-on is supported by the resource adapter and used by any client. In addition, the deployment-time population of a Connection Pool with Managed Connections can be attempted using the defined ‘default’ resource principal if one is specified.

[0097] Security Policy Processing

[0098] The J2EE Connector Specification, Version 1.0 Final Release defines default security policies for any resource adapters running in an application server. It also defines a way for a resource adapter to provide its own specific security policies overriding the default.

[0099] In compliance with this specification, can application server can dynamically modify the runtime environment for resource adapters. If the resource adapter has not defined specific security policies, the server can override the runtime environment for the resource adapter with the default security policies specified in the J2EE Connector Architecture Specification. If the resource adapter has defined specific security policies, the server can first override the runtime environment for the resource adapter first with a combination of the default security policies for resource adapters and the specific policies defined for the resource adapter. Resource adapters can define specific security policies using the security-permission-spec element in the ra.xml deployment descriptor file.

[0100] Security Architecture

[0101] A security architecture can be used to provide for server security and entitlement processing that allows security and business logic plugins to be inserted into a security service hosted by a server. The architecture can also be used to control access to one or more secured resources on that server, on another server within the security domain or realm, or between security realms. The security service can act as a focal point for security enforcement and access rights determination, and information used within one login process can flow automatically to other login processes, allowing for single sign or security enforcement.

[0102] A security architecture can allow for the determination of entitlements as used within an access context. A user can attempt to access a protected resource on the server. This protected resource may, for example, be a software application running on the server, a particular Web page or portion of a Web site, or a database system. Other types of protected resources may be used while remaining within the spirit and scope of the invention. When a user attempts to access the resource, the security service can determine the type of access request, the destination (the protected resource), and the context in which the request is made. From this information the security service can determine an entitlement, or a set of entitlements, for the user. Entitlements can denote that which a particular user can accomplish with a particular resource in a particular context. Entitlements can be used to represent the business logic or functionality required by the server provider, thus bridging the gap between a simple security platform, and a complex business policy platform.

[0103] A security architecture can also allow for the integration of third party vendor security products to provide protection for such application types as Enterprise Java Beans, Web Applications (Servlets, Java Server Pages (JSP's)), and Resources (Remote Method Invocation (RMI), Java Messaging System (JMS)). An architecture can also allow for the integration of external public key infrastructure to support such advanced features as certificate and key retrieval, certificate validation, and revocation mechanisms (Certificate Revolution List (CRL), Online Certificate Status Protocol (OCSP)).

[0104] For many systems, it may be desirable to include support for the Java 2 Enterprise Edition (J2EE) specification and interoperability therewith. These J2EE specification features include the Common Secure Interoperability (CSI) protocol, user identity tokens, the Stateless Authentication Service (SAS) protocol, support for propagation of security credentials across machine, cluster, and/or domain boundaries, control of propagation of identity based on policy, enhanced support for virtual host/sites, the ability to generate a user identity scoped to domain, and host/site specific security policies.

[0105] It may also be desirable to include support for features such as updated SSL capabilities, hardware accelerators, Transport Level Security (TLS) protocol, session resumption, certificate authorities, protection of network connections, Web server proxy, server to server communications, encryption of session ID, and enhanced integration with directory servers.

[0106] Dynamic Role Association

[0107] Dynamic Role Association is a mechanism that can be used to allow a late binding of the association of roles to principals. A role is an organizational identity that defines a set of allowable actions for an authorized user. Dynamic Role Association is capable of taking the context of the request into consideration during the determination of the roles for which the principal is entitled. Dynamic Role Association can be thought of as the late binding of principals to roles at runtime. This late binding can occur just prior to an authorization decision for a protected resource regardless of whether the principal-to-role association is statically defined or dynamically computed. Because of its placement in the invocation sequence, the result of any principal-to-role associations can be taken as identity as part of any authorization decision made as part of this request.

[0108] Unlike statically defined associations, the association of principals to roles can be computed dynamically at runtime. The computation of a dynamic role is able to access a number of pieces of information that make up the context of the request, including the identity of the target (if available), the values of the request's parameters, the values of profile attributes associated with the initiating principal, as well as potentially other information.

[0109] The context information can be utilized as values of parameters in an expression that is to be evaluated by a rules or expression evaluation engine. Depending upon the functionality provided by the evaluation engine, it may also be possible to express the ability to call out to an external class that performs external calculations, such as the amount of miles flown by the principal, that are then used as parameter of the expression.

[0110] In addition to computing any roles that should be dynamically associated with the principals in the Subject, this same functionality also can be responsible for associating any roles that were statically defined either through the consumption of a J2EE defined Deployment Descriptor or by an administrator.

[0111] The result of this capability can be, for example, an updated JAAS Subject that contains any roles that the principals contained in the Subject were entitled to receive given the context and the target. These roles can then be available to any authorization decisions on protected resources, as well as business container and application code. For example, a personalization server, application server, or Web server, could utilize standard methods to determine if a particular role is held by the subject as a means to personalize a web page. This same mechanism could be used by an Enterprise Java Bean or other application to determine whether to retrieve certain fields from a record in a database, without having knowledge of the business policies that determine whether access should be allowed, resulting in field-level authorization.

[0112] Parametric Authorization

[0113] Parametric Authorization is a mechanism that can allow an authorization decision to be determined about a protected resource, which can be based on the context of the request. Within such an architecture, the scope of enforcement can apply to all execution and resource containers. This can be accomplished by having all execution and resource containers obtain authorization and role mapping services through an AccessController object provided by a Security Service. An AccessController can utilize authorization services provided through Service Provider Interfaces in order to provide the requested capabilities.

[0114] Service Provider Interfaces (SPIs) can define the mechanisms used to provide Dynamic Role Association and Parametric Authorization. SPIs can be based on a delegated authorization design that results in the point of enforcement being moved to the provider of the functionality, instead of within the application server itself. A Service Provider Interface (SPI) can be a package or set of packages that support a concrete implementation of a subset of services.

[0115] In addition, methods defined on the Service Provider Interfaces that comprise the authorization framework can utilize an enforcement mechanism designed to support a capabilities-based authorization mechanism that more naturally aligns with the services provided by 3rd-party authorization vendors. The use of a capabilities-based mechanism can allow the delegated authorization approach to support both capabilities-based as well as permission-based implementations.

[0116] In a parametric authorization-based mechanism, the authorization decision can be made using the context of the request, allowing the authorization decision to more closely represent real business decisions. There may be little need for compensating security checks in the application itself. In a real-world banking example, it is possible for the authorization decision to take into consideration the amount of the transfer, the currency of both source and destination accounts, and the day of the week as part of processing the business policy that controls whether transfers are allowed, by whom, and under what circumstances.

[0117] Access to Context Information

[0118] Providing context information without prior knowledge of a business policy can be accomplished by using callbacks to containers from the authorization provider. While changing the type or number of parameters of a request can fundamentally change the application and require the application be re-deployed, it is possible for the implementations of dynamic role association and parametric authorization providers to obtain access to the context information without requiring the application to have prior knowledge of aspects of the business policies.

[0119] Service Provider Interfaces defined to work with the invention and support the authorization framework can utilize a standardized callback mechanism similar to the one defined in the Java Authentication and Authorization Service (JAAS). Utilizing a callback handler that is passed from the container to the implementation of the Service Provider Interfaces, the provider can request that specific context information be returned. When the container's callback handler is called, the container can respond by populating the callbacks with the appropriate values. If the container does not understand the callback specified in the handler, it does not update the callback with a value. Neither the application, nor the container may be aware of changes to business policy since they are queried for context information that is driven by the evaluation of specific business policy expressions.

[0120] Entitlement Engine

[0121] An entitlement processing engine (entitlement engine) can satisfy the requirements of parametric authorization by utilizing an implementation capable of specifying that the value of a parameter from the business request, primary key, attribute from a Principal contained in the JAAS Subject that represents an authenticated user, and any potentially other information considered part of the context be expressed as part of a rule expression.

[0122] An implementation can request parametric information from the caller on-demand, instead of requiring any parametric information that could be potentially used by the evaluation of rules to be passed at the beginning of rule evaluation. The mechanism for requesting information can be in the form of a callback similar to that defined for JAAS. The implementation might call back for each piece of information individually, request multiple pieces of information in a single callback, or a combination of both.

[0123] An implementation can also specify the name of a Java class that will be called as part of the evaluation of a rule. The value returned from the Java class will be used in the evaluation of the rule expression. This can be thought of as a macro facility where user provided code is called to compute a value that is then taken into consideration when evaluating the rule. For example in a travel booking example, a rule expression could specify a call to a user-supplied class that computes or looks up the number of miles a passenger represented by the Subject has flown to date.

[0124] The evaluating of a set of rules can result in a boolean value that indicates whether the rule was successfully satisfied or not.

[0125] A framework architecture can allow application implementations, particularly login, authorization, and auditing implementations, to be deployed or “plugged in” to allow the development of readily adaptable and customizable business functions and scenarios. These systems can serve to interpret the principal identity in the context of a particular scenario, and to tailor business functions to meet the interpreted identity.

[0126] A framework architecture can allow Java developers to make use of existing Java security features, as well as to greatly expand the use of these security features in a manner that is transparent to the developer (or the user). This can also allow the provided security to be distributed throughout the enterprise without a need for additional layering or translation of security processes.

[0127]
FIG. 3 shows an example of a security architecture that can be used with systems and methods in accordance with embodiments of the invention. As shown therein, clients 302, 304 (which may be either physical hardware clients or software applications) may attempt to access a secured service or resource 306, such as a persistent directory server, via a transaction or application server 308. An example of such a transaction server is the Weblogic Server product from BEA Systems Inc., San Jose, Calif., although the invention may be used with any other server product or equivalent system. Internet CORBA clients will typically attempt to make such an access through an Internet Inter-ORB Protocol (IIOP) request 312. Web clients will typically attempt to make an access through a series of hypertext transfer protocol (http) requests 310, either directly via a Web server 314, or via a proxy plug-in 316 (in which case the proxy may also provide additional functionality, such as, for example, secure socket layer (SSL) encryption 318). In any case, the connection attempt is received by the transaction server, often via an initial connection filter 320, and is passed to the security service 322. In accordance with the invention, the security service 322 is the focal point for security determination, including client and user level resource access, authorization, certification, privilege assessment and entitlement determination. Enterprise Java Beans (EJB's) 324, Web applications (WebApp's) 326, and other forms of applications may all use the security service through the use of containers. The security service handles calls from these containers to the protected resource, which in the case of FIG. 2. The calls may be handled by, for example, a plurality of managed beans (MBeans) 330, or the Java Named Directory Interface (JNDI) 332.

[0128]
FIG. 4 illustrates an embodiment of the security service architecture 400 in greater detail. The security service augments the basic security services and features provided by the standard Java2 Enterprise Edition security set. As shown in this example, the basic Java security set 402 includes security provider interfaces 404 for key storage, authentication, certificate validation, and secure sockets, among others. Customer applications 406 may be written to directly take advantage of the Java security layer and these SPI's. The invention, as shown in FIG. 3 greatly enhances the developer's options in making use of these and other security features. In accordance with the invention, customer applications are deployed in containers, for example, an EJB container 408 of a WebApp container 410. The containers communicate directly with the security service 414 (herein the same as security service 322), which in turn communicates with the Java security layer 402 and its security SPI's 404. This allows the responsibility for secure authorization decisions to be moved from the application and placed in the security service layer.

[0129] In addition, such a framework can integrate the use of preexisting Java security SPI's 404 with custom SPI's 416,418. Additional SPI's such as, for example, a connection filter, an access decision interface, an audit channel, and a certificate authenticator, can be included or integrated with the security server. The security service mediates access to the entire range of secured enterprise resources.

[0130]
FIG. 5 illustrates a process by which an application may use a framework to access a secure resource. In step 502, a developer creates a customer application. The application may be one used by a physical user or customer, or may be an application interface program to allow another application to make use of the security server. In step 504, the application is deployed within a container, the deployment process of which is disclosed in further detail below. The application then, in step 506, accesses the security service using this container. Optionally, in step 508, the security service can interface directly with a set of J2EE compliant Java security features. Alternatively, in step 510, the containers are used to allow access to a third-party or custom Security Provider Interface. In step 512, the Security Provider Interface allows the application to access the secure resource, provided that the security service has indicated that the access requested should be allowed.

[0131] Security Provider Interfaces

[0132] Security Provider Interfaces (SPI) that can be used with the invention include interfaces for:

[0133] Authentication—Java Authentication and Authorization Service (JAAS) LoginModule

[0134] Authorization—AccessDecision

[0135] Auditing—AuditChannel

[0136] Principal Mapping—>Role Mapping—JMS LoginModule

[0137] Principal—>Credentials Mapping—JAAS LoginModule

[0138] Key Storage—Java 2 KeyStoreSpi

[0139] Certificate Retrieval and Revocation—CertPath

[0140] Certificate Mapping—CertAuthenticator

[0141] Hardware Accelerators—Java Cryptographic Extensions

[0142] Perimeter Protection—ConnectionFilter

[0143] It should be evident to one skilled in the art that the SPI's described herein are merely examples of the type of interface that can be used with the invention, and are listed here for purposes of illustrating the flexibility of the security service architecture provided by the invention. Other types of interface can be used to replace or augment those described, while remaining within the spirit and scope of the invention.

[0144] Authentication SPI

[0145] A JAAS Login Module that can be used with the invention can be based on the standard JAAS LoginModule, but can additionally support standard Login Module implementations. The authentication SPI can be extended to support management of users, groups, and to provide support for multiple JAAS Login Modules. Credentials can be shared across Login Module instances, and a separate Login Module to update with user profile information can be provided. The responsibilities of the Authentication SPI include authentication of users based on security realm scope, and the population of the principal in the JAAS Subject.

[0146] Authorization SPI

[0147] An Authorization SPI can provide for Access Decision, for which there is no Java equivalent sufficient. The Authorization SPI can support a variety of authorization models, both declarative and rules-based. A callback handler can be used to obtain access to invocation context. The SPI can also provide access to subject information, including principal identities, group membership and role assignments, and user profile information (optional). Multiple Access Decision providers can be configured in stack. The responsibilities of the Authorization SPI can include making authorization decision of permit, deny, or abstain, or access requests for protected resources scoped by application. FIG. 6 illustrates an example of how profile information can be distributed between security realms 602, 604, 606 within a domain.Principal—>Role Mapping SPI.

[0148] A Principal—>Role Mapping (JAAS LoginModule) SPI can be based on a JMS Login Module, and can be used to dynamically map roles to the identities of the principals contained in the Subject. The roles may have been explicitly defined by an administrator or from a deployment descriptor, or they may be dynamically computed based on the parameters fo the business request, the value of attributes in a principal's profile, as well as other conditions.

[0149] Principal—>Credential Mapping SPI

[0150] A Principal—>Credential Mapping (JAAS LoginModule) SPI can be based on the JAAS Login Module, and can be used to map principal identity when cross security domain policy or technology boundaries. The responsibilities of the Principal Mapping SPI is based on the Subject provided, and can be used to add public credentials with appropriate information to subject, such as password credential for username/password, and generic credential for token-type credentials.

[0151] Migrating Data

[0152] Special care should be taken when migrating data between application server domains and different EIS instances, as application views defined against one EIS instance can contain identifiers and data specific to that instance. This can also be true of a connection factory used by the application view. A user may not be able to manually change instance-specific data in an application view or connection factory. These changes can, however, be made from an application view console by navigating to, and editing, the desired application view. The user can identify and update all EIS-specific data in the application view, as well as any events, services and associated connection factories.

[0153] Any references specific to an EIS instance can be replaced with references to a new EIS instance in the target environment. In particular, the user can edit the application view and connection factory definitions. Application view definitions may need changes in a parameter, such as “EventRouterURL” for example, that can be accessed through an application view “deploy” screen. This parameter can be used to refer to the event router in the target environment. Changes may also need to be made to parameters in the corresponding service definitions. These definitions can include adapter-specific data that refers to the EIS instance-specific data.

[0154] An editing feature can be used to change any EIS instance-specific parameters for the service. Event definition parameters may also need to be changed, which contain adapter-specific data that refers to the EIS-instance-specific data. Each adapter can place different properties into a service and event.

[0155] The foregoing description of preferred embodiments of the present invention has been provided for the purposes of illustration and description. It is not intended to be exhaustive or to limit the invention to the precise forms disclosed. Many modifications and variations will be apparent to one of ordinary skill in the art. The embodiments were chosen and described in order to best explain the principles of the invention and its practical application, thereby enabling others skilled in the art to understand the invention for various embodiments and with various modifications that are suited to the particular use contemplated. It is intended that the scope of the invention be defined by the following claims and their equivalence.

	Number	Date	Country
	60347919	Oct 2001	US
	60347901	Oct 2001	US

Systems and methods for integration adapter security

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