Aspects of this technology are described in “Blind adaptive channel estimation using structure subspace tracking” 55th Asilomar Conference on Signals, Systems, and Computers, on Oct. 31, 2021, which is incorporated herein by reference in its entirety.
The inventors acknowledge the financial support provided by provided by the Deanship of Scientific Research of King Fand University of Petroleum and Minerals (KFUPM), Riyadh, Saudi Arabia under Research Grant SB181001.
The present disclosure relates to a system and method for blind identification of multiple-input multiple-output (MIMO) systems.
The “background” description provided herein is for the purpose of generally presenting the context of the disclosure. Work of the presently named inventors, to the extent it is described in this background section, as well as aspects of the description which may not otherwise qualify as prior art at the time of filing, are neither expressly or impliedly admitted as prior art against the present invention.
Conventional system identification methods use a training sequence that is known to a receiver and is used both to acquire and update the channel. Such methods are simple, but lack efficiency due to the reduction in bandwidth and throughput. In addition, training sequences result in further difficulties for some real-time applications, such as in asynchronous wireless networks. As a result, system identification methods that do not use training sequences are preferred, and are referred to as blind system identification methods.
Blind system identification sees use in satellite communications, image processing, seismic explorations, and biomedical image processing in addition to other fields of research and technology. Methods for blind system identification can be further categorized into higher-order statistics methods, such as constant modulus algorithms, and second-order statistic methods, such as the standard subspace method, cross relation method, linear prediction method, two step maximum likelihood method, truncated transfer matrix method, or a structured channel space method. Some of these blind system identification methods can be applied to single-input multiple-output (SIMO) systems and/or to MIMO systems.
The above mentioned blind system identifications have several downfalls. Cross relation is cheap in computational complexity but has reduced performance in adverse scenarios as compared to the other methods. Linear prediction and truncated transfer matrix can be implemented adaptively and are robust to channel order estimation errors break down under noisy channel conditions or when using small sample sizes. Two step maximum likelihood and subspace methods can achieve better performance in the presence of noise and can be implemented adaptively but have high computational complexity.
Accordingly, it is one object of the present disclosure to provide improved methods and systems for blind system identification of MIMO systems.
In an exemplary embodiment a system for blind estimation of multiple-input multiple-output systems is provided. The system includes a transmitter comprising a plurality of transmitter antennas, wherein each transmitter antenna is configured to transmit an output signal and a receiver comprising a plurality of receiver antennas, wherein each receiver antenna is configured to receive an input signal. The system can also include a filtering module comprising a causal finite impulse response filter having a channel degree. The system may then include a signal processing module electronically coupled to the receiver and configured to estimate the output signal by generates one or more Toeplitz matrices by minimizing a cost function comprising the channel degree and one or more matrices derived from the input signal.
In another exemplary embodiment, a multiple-input multiple-output blind estimation method performed by a signal processing module includes receiving, from a receiver comprising a plurality of receiver antennas, an input signal from each receiver antenna, wherein the input signal corresponds to an output signal that is transmitted from a plurality of transmitter antennas of a transmitter. The method then includes minimizing a cost function comprising a channel degree of a casual finite impulse response filter and one or more matrices derived from the input signal to obtain a parameter matrix. The method can then estimate the output signal by generating one or more Toeplitz matrices using the parameter matrix.
In another exemplary embodiment, a non-transitory computer readable medium having instructions stored therein that, when executed by one or more processors, cause the one or more processors to perform a method including: receiving, from a receiver comprising a plurality of receiver antennas, an input signal from each receiver antenna, wherein the input signal corresponds to an output signal that is transmitted from a plurality of transmitter antennas of a transmitter; minimizing a cost function comprising a channel degree of a casual finite impulse response filter and one or more matrices derived from the input signal to obtain a parameter matrix; and estimating the output signal by generating one or more Toeplitz matrices using the parameter matrix.
The foregoing general description of the illustrative embodiments and the following detailed description thereof are merely exemplary aspects of the teachings of this disclosure, and are not restrictive.
A more complete appreciation of this disclosure and many of the attendant advantages thereof will be readily obtained as the same becomes better understood by reference to the following detailed description when considered in connection with the accompanying drawings, wherein:
In the drawings, like reference numerals designate identical or corresponding parts throughout the several views. Further, as used herein, the words “a,” “an” and the like generally carry a meaning of “one or more,” unless stated otherwise.
Furthermore, the terms “approximately,” “approximate,” “about,” and similar terms generally refer to ranges that include the identified value within a margin of 20%, 10%, or preferably 5%, and any values therebetween.
Aspects of this disclosure are directed to a system, device, and method for blind system identification of multiple-input multiple-output (MIMO) systems. Embodiments exploit the Toeplitz structure of a channel matrix and creates a cost function that represents a deviation of the Toeplitz channel matrix from a Sylvester structure. Embodiments minimize the cost function while enforcing the subspace information of the sample covariance matrix to estimate a channel. Embodiments provide for significant advantages when processing short data sequences using MIMO structured signal subspace methods. Such embodiments are particularly advantageous in wireless communication systems, where the environment is rapidly changing. Embodiments can be deployed in wireless communications for channel estimations. In one example, a communication device such as a mobile phone can use MIMO structured channel subspace channel estimation to estimate a communication channel. In other examples, embodiments can be used for seismology channel estimation.
The processing module 114 can be electronically coupled to the receiver 110. In some embodiments, the processing module 114 can be configured to perform methods described herein. For example, the processing module 114 can obtain data of input signals received at the receiver antennas and perform a MIMO structured channel subspace channel estimation to estimate a communication channel. The filtering module 116 can comprise a causal finite impulse response (FIR) filter. The casual FIR filter can be configured with a tap coefficient for each of the input delay lines. The tap coefficients can be estimated by the processing module 114 upon minimization of the cost function when performing channel estimations. The tap coefficients can then applied to the FIR filter to obtain filtered signal output values/
y(t)=>Σk=0LH(k)s(t−k)+b(t) t=0, . . . ,N−1 (1)
where N is the total sample size (e.g., the total time considered), y(t)=[y1(t) . . . yN
An unknown Nr×Nt causal FIR filter has a transfer function (z)=Σk=0LH(k)z−k is assumed to be irreducible (i.e., (z)≠0 for ∀z, where z is the z-transform of the input signal). If a total of Nw samples are stacked successively into a single vector, then an M=NwNr dimensional vector shown by equations (2), (3), and (4) below:
where sk(t)=[sT(t) sT(t−1) . . . sT(t−K+1)]T, K=Nw+L, and HN
The matrix SK of dimension Nt(Nw+L)×(N−Nw+1) is a block Toeplitz matrix. The input signal subspace is spanned by the rows of SK, while the channel subspace is spanned by the columns of HN
For SIMO signals, the total number of transmitter antennas is equal to one (i.e., Nt=1). This setting is described in Q. Mayyala, et al., “Structure-based Subspace Method for Multichannel Blind System Identification”, IEE SIGNAL PROCESS Lett. 24 (8) (2017) pp. 1183-1187 (incorporated herein by reference). The SIMO structured channel subspace channel estimation described in Mayyala searches for the channel matrix HN
J=Σj=1K-1Σi=1N
where Ĥ(i,j) denotes the entry at the (i,j) position of ĤN
For MIMO signals, the total number of transmitter antennas is greater than one (i.e., Nt>1). Embodiments can provide for such MIMO structured channel subspace channel estimation. Such embodiments seek for the channel matrix HN
J=Σj=1N
The first part of equation (8) enforces the block Toeplitz structure of the channel matrix ĤN
Given that JA=[IN
J1=∥JAĤN
Further, using the vectorization operator, denoted as vec(.), and the Kronecker product property of vec(ABC)=[(CT⊕A)vec(B)]=[(CT⊕A)b], equation (9) can be rewritten compactly as:
J1=∥(JBT⊕JA−⊕)vec(ĤN
J1=∥(JBT⊕JA−⊕)(I⊕Vs)q∥2
J1=∥K1q∥2 (10)
where q=vec(Q). A similar step can be performed to represent J2 in a compact form shown below by equation (11):
J2=∥JrowĤN
J2=∥(⊕Jrow)vec(ĤN
J2=∥(⊕Jrow)(I⊕Vs)q∥2
J2=∥K2q∥2 (11)
where Jrow=[IN
J3=∥JcolĤN
J3=∥(⊕Jcol)vec(ĤN
J3=∥(⊕Jcol)(I⊕Vs)q∥2
J3=∥K3q∥2 (12)
where Jcol=[0N
where K=[K1T|K2T|K3T]T and KH denote the Hermitian matrix of K. The smallest eigenvalue of KHK then corresponds to an eigenvector which is the optimal solution q under the unit norm constraint. The vector q can then be reshaped into the matrix Q with dimensions of NtK×NtK. The matrix Q can be referred to as a parameter matrix.
No guarantee is provided that Q is full rank and that all channels are extracted. To provide such a guarantee, other constraints, such as enforcing a zero-lag matrix coefficient Ĥ(0) to be lower triangular with diagonal entries that are equal to 1 can be used. To do so, a corrective term J4 can be added to the cost function of equation (13) shown below.
J4=Σj>i∥Ĥi,j(0)∥2+Σi∥Ĥi,j(0)−1∥2
A resultant modified cost function (13*) (i.e., equation (13*)=J+J4) is linear-quadratic with respect to the parameter vector q and hence can be assimilated to a standard least squares problem whose solution can be evaluated.
Embodiments can additionally provide for MIMO structured signal subspace signal estimation methods. Singular value decomposition can be applied to the data matrix Y to result in the following equation (14):
Y=UΣVH (14)
where U and V are unitary matrices and Σ is a diagonal matrix. Let USS to be the first Nt(Nw+L) columns of U, VSS to be the first Nt(Nw+L) rows of V, and ΣSS to be a square matrix formed from the first Nt(Nw+L) columns and rows of Σ. Assuming there is no noise in the MIMO system, the subspace spanned by the rows of SK coincide with the subspace spanned by the rows of VSSH. Hence, MIMO structured signal subspace signal estimation can search for the signal in the form of =QVSSH. The matrix Q can be chosen to ensure the block Toeplitz structure of the signal matrix in equation (6) is exploited by minimizing a structure-based cost function with respect to Q as seen in equation (15) below:
J=Σi=1N
where Ŝ(i,j) is the (i,j)-th entry of . The cost function J can be written in a compact form as follows:
J=∥JC−JD∥2 (16)
where JC=[IK-N
J=∥(VSSH)T⊕JC−(VSSH)T⊕JD)vec(Q)∥2
J=∥Kq∥2 (17)
The optimization problem presented by equation (17) is similar to the previous optimization presented by equation (13). Thus, the solution is found from the smallest eigenvalue of KHK which corresponds to an eigenvector that is the optimal solution for q under the unit norm constraint. The vector q can then be reshaped into a matrix Q with a dimension of K×K. The vector q can be referred to as a parameter vector and the matrix Q can be referred to as a parameter matrix. Embodiments provide for significant advantages when processing short data sequences. Embodiments are particularly advantageous in wireless communication systems, where the environment is rapidly changing.
Embodiments can yet additionally provide for bilinear MIMO estimation methods. The bilinear method can exploit both column and row subspace structures to build a cost function that seeks the channel matrix HN
Using the data matrix singular value decomposition of equation (14) and assuming no noise in the signal, the data matrix can be written as equation (18) below:
Y=USSΣSSVSSH
Y=USS
Y=HN
where {tilde over (V)}SS=ΣVSSH. For any non-singular matrix Q, the right-hand side of the equation can be written as HN
Qnew=Qold(I+E) (19)
Qnew−1≈(I−E)Qold−1 (20)
where Qold refers to the current value of Q, Qnew refers to the updated value of Q, and E denotes the correction matrix term whose elements have small values to allow the considered linear approximation. By using equation (20), a composite cost function can be written as equation (21):
J(E)=Je1+Je2+Je3 (21)
where Je1 denotes the cost function that minimizes the non-zero block Toeplitz structure of USSQnew, Je2 denotes the block Toeplitz structure of Qnew−1, and Je3 denotes the cost function that tends to minimize the zero terms of the first row and the first column blocks of USSQnew.
The first term in equation (21) is defined by the following:
Je1=∥JAUSSQold(I+E){tilde over (J)}A−JBUSSQold(I+E)JB∥2
Je1=∥A+A1E{tilde over (J)}A−A2E{tilde over (J)}B∥2
A=JAUSSQold{tilde over (J)}A−JBUSSQold{tilde over (J)}BA1=JAUSSQoldA2=JBUSSQoldJe1Je1=∥A∥2+2Re{Tr({tilde over (J)}AAHA1−{tilde over (J)}BAHA2)E} where, and. Using a first order approximation, can be rewritten as:
A=JAUSSQold{tilde over (J)}A−JBUSSQold{tilde over (J)}BA1=JAUSSQoldA2=JBUSSQoldJe1
where Re{ } denotes the real part and Tr( ) represents the trace operation. Similarly, the second part of equation (21) can be rewritten as:
Je2=∥JC(I−E)Qold−1{tilde over (V)}SS{tilde over (J)}C−JD(I−E)Qold−1{tilde over (V)}SS{tilde over (J)}D∥2
Je2=∥B∥2+2Re{Tr(B2BHJD−B1BHJC)E}
where B=JCQold−1{tilde over (V)}SS{tilde over (J)}C−JDQold−1{tilde over (V)}SS{tilde over (J)}D, B1=Qold−1{tilde over (V)}SS{tilde over (J)}C, and B2=Qold−1{tilde over (V)}SS{tilde over (J)}D. The third part of equation (21) can be rewritten as:
Je3=∥JrowUSSQold(I+E){tilde over (J)}row∥2+∥JcolUSSQold(I+E){tilde over (J)}col∥2
Je3=∥C∥2+∥D∥2+2Re{Tr({tilde over (J)}rowCHC1+{tilde over (J)}colDHD1)E}
where C=JrowUSSQold{tilde over (J)}row, C1=JrowUSSQold, D=JcolUSSQold{tilde over (J)}col, D1=JcolUSSQold. The three rewritten parts of equation (21) can be combined to rewrite the equation as:
J(E)=∥A∥2+∥B∥2+∥C∥2+∥D∥2+2Re{Tr(MA+MB+MC)E} (22)
where MA={tilde over (J)}AAHA1−{tilde over (J)}BAHA2, MB=B2BHJD−B1AHJC, and MC={tilde over (J)}rowCHC1+{tilde over (J)}colDHD1. The correction matrix term E is chosen to follow the opposite direction of the gradient, according to:
E=−μ(MA+MB+MC)H (23)
where μ is a small positive constant. The bilinear algorithms can be initialized by embodiments using MIMO structured channel subspace channel estimation, after which one or more iterations can be applied to refine the channel (and signal matrix) estimation.
The computational complexity of embodiments is summarized below in Table 1. The bilinear method is initialized using the MIMO structured channel subspace channel estimation, and as such is the heaviest computationally.
The method can be implemented by any receiver and transmitter pair. For example, two mobile phones can communicate wirelessly with one acting as a receiver and the other as the transmitter, or vice versa. Other examples can include seismology, wherein a seismic meter can receive different frequencies of waves, image processing, radar detection, or the like. The method can be performed by a signal processing module that is coupled to the receiver and in communication with a causal finite impulse response filter.
At step 200, the signal processing module can receive an input signal from the receiver. The input signal can be obtained by the plurality of receiver antennas of the receiver. The input signal can correspond to an output signal that is transmitted by a plurality of transmitter antennas of the transmitter.
At step 202, the signal processing module can minimize a cost function. The cost function can be varied based on the desired estimation method to be used. For the MIMO structured signal subspace estimation method, the cost function described by equation (13) can be used. In some embodiments, equation (13) can be further modified to include a correction term if the parameter matrix of the cost function described by equation (22) can be used.
Each of the three described cost functions are based at least on channel degree L of the FIR filter, which determines the measured input signal and one or more matrices derived from the input signal. For the MIMO structured signal subspace estimation method, the matrix VS which is the matrix of the NtK principal eigenvectors of the covariance matrix of the input yN
At step 204, the signal processing module can then estimate the output signal by first generating one or more Toeplitz matrices. The signal processing module can generate an estimated signal Toeplitz matrix ŜK that directly estimates the output signal (in structured signal subspace estimation), or an estimated channel Toeplitz matrix (in structured channel subspace estimation) that estimates channel parameters which can then be used to estimate the output signal. In bilinear estimation, the signal processing module can use both the estimated signal Toeplitz matrix ŜK and the estimated channel Toeplitz matrix ĤN
The performance of embodiments is measured. One performance metric used is normalized mean squared error (NMSE), given by
where Nmc is the number of Monte Carlo runs and ĥi is the vectorized form of the estimated channel. The second performance metric used is symbol error rate (SER) after ambiguity removal. The SER is the ratio of the total number of the wrongly detected symbols to that of transmitted symbols. In each of the following simulations of
The performance of MIMO structured signal subspace estimation method provided by embodiments is measured for different choices of multiple receiver antenna Nr and multiple transmitter antenna Nt are considered. The channel order is given as L=3 with a window size chosen to be Nw=Nt×L+1. The performance of the MIMO structured signal subspace estimation method is compared to that of the MIMO structured channel subspace estimation method, in which the channel is first estimated and is then used to estimate the signal.
Next, further details of the hardware description of the computing environment according to exemplary embodiments is described with reference to
Further, the claims are not limited by the form of the computer-readable media on which the instructions of the inventive process are stored. For example, the instructions may be stored on CDs, DVDs, in FLASH memory, RAM, ROM, PROM, EPROM, EEPROM, hard disk or any other information processing device with which the computing device communicates, such as a server or computer.
Further, the claims may be provided as a utility application, background daemon, or component of an operating system, or combination thereof, executing in conjunction with CPU 1001, 703 and an operating system such as Microsoft Windows 7, Microsoft Windows 10, Microsoft Windows 11, UNIX, Solaris, LINUX, Apple MAC-OS and other systems known to those skilled in the art.
The hardware elements in order to achieve the computing device may be realized by various circuitry elements, known to those skilled in the art. For example, CPU 1001 or CPU 1003 may be a Xenon or Core processor from Intel of America or an Opteron processor from AMD of America, or may be other processor types that would be recognized by one of ordinary skill in the art. Alternatively, the CPU 1001, 703 may be implemented on an FPGA, ASIC, PLD or using discrete logic circuits, as one of ordinary skill in the art would recognize. Further, CPU 1001, 703 may be implemented as multiple processors cooperatively working in parallel to perform the instructions of the inventive processes described above.
The computing device in
The computing device further includes a display controller 1008, such as a NVIDIA GeForce GTX or Quadro graphics adaptor from NVIDIA Corporation of America for interfacing with display 1010, such as a Hewlett Packard HPL2445w LCD monitor. A general purpose I/O interface 1012 interfaces with a keyboard and/or mouse 1014 as well as a touch screen panel 1016 on or separate from display 1010. General purpose I/O interface also connects to a variety of peripherals 1018 including printers and scanners, such as an OfficeJet or DeskJet from Hewlett Packard.
A sound controller 1020 is also provided in the computing device such as Sound Blaster X-Fi Titanium from Creative, to interface with speakers/microphone 1022 thereby providing sounds and/or music.
The general purpose storage controller 1024 connects the storage medium disk 1004 with communication bus 1026, which may be an ISA, EISA, VESA, PCI, or similar, for interconnecting all of the components of the computing device. A description of the general features and functionality of the display 1010, keyboard and/or mouse 1014, as well as the display controller 1008, storage controller 1024, network controller 1006, sound controller 1020, and general purpose I/O interface 1012 is omitted herein for brevity as these features are known.
The exemplary circuit elements described in the context of the present disclosure may be replaced with other elements and structured differently than the examples provided herein. Moreover, circuitry configured to perform features described herein may be implemented in multiple circuit units (e.g., chips), or the features may be combined in circuitry on a single chipset, as shown on
In
For example,
Referring again to
The PCI devices may include, for example, Ethernet adapters, add-in cards, and PC cards for notebook computers. The Hard disk drive 1160 and CD-ROM 1166 can use, for example, an integrated drive electronics (IDE) or serial advanced technology attachment (SATA) interface. In one implementation the I/O bus can include a super I/O (SIO) device.
Further, the hard disk drive (HDD) 1160 and optical drive 1166 can also be coupled to the SB/ICH 1120 through a system bus. In one implementation, a keyboard 1170, a mouse 1172, a parallel port 1178, and a serial port 1176 can be connected to the system bus through the I/O bus. Other peripherals and devices that can be connected to the SB/ICH 1120 using a mass storage controller such as SATA or PATA, an Ethernet port, an ISA bus, a LPC bridge, SMBus, a DMA controller, and an Audio Codec.
Moreover, the present disclosure is not limited to the specific circuit elements described herein, nor is the present disclosure limited to the specific sizing and classification of these elements. For example, the skilled artisan will appreciate that the circuitry described herein may be adapted based on changes on battery sizing and chemistry or based on the requirements of the intended back-up load to be powered.
The functions and features described herein may also be executed by various distributed components of a system. For example, one or more processors may execute these system functions, wherein the processors are distributed across multiple components communicating in a network. The distributed components may include one or more client and server machines, which may share processing, as shown by
The above-described hardware description is a non-limiting example of corresponding structure for performing the functionality described herein.
Numerous modifications and variations of the present disclosure are possible in light of the above teachings. It is therefore to be understood that within the scope of the appended claims, the invention may be practiced otherwise than as specifically described herein.
The present application claims the benefit of priority to U.S. Prov. App. No. 63/330,038, entitled “Toeplitz Structured Subspace For Multi-Channel Blind Identification Methods”, filed on Apr. 12, 2022, and incorporated herein by reference in its entirety.
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20230328637 A1 | Oct 2023 | US |
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