Applying security policy to an application session

Information

  • Patent Grant
  • 9270705
  • Patent Number
    9,270,705
  • Date Filed
    Thursday, July 3, 2014
    10 years ago
  • Date Issued
    Tuesday, February 23, 2016
    8 years ago
Abstract
Applying a security policy to an application session, includes: recognizing the application session between a network and an application via a security gateway; determining by the security gateway a user identity of the application session using information about the application session; obtaining by the security gateway the security policy comprising network parameters mapped to the user identity; and applying the security policy to the application session by the security gateway. The user identity may be a network user identity or an application user identity recognized from packets of the application session. The security policy may comprise a network traffic policy mapped and/or a document access policy mapped to the user identity, where the network traffic policy is applied to the application session. The security gateway may further generate a security report concerning the application of the security policy to the application session.
Description
BACKGROUND OF THE INVENTION

1. Field


This invention relates generally to data networking, and more specifically, to a system and method to apply a network traffic policy based on a user identity during an application session.


2. Related Art


The secure data network of a company is a critical component for day-to-day functioning of company business activities. Company employees access the secure data network for communication within the company and with the outside world. Company information, oftentimes proprietary or confidential, is exchanged during the communication.


Typically, an employee gains access to the company's secure data network by means of a network logon procedure using a private user identity, such as a user name “Robert P. Williamson” or an employee number “NG01-60410”. Subsequent information exchange using the company's office applications, such as email, file transfer or document control is traceable based on the private user identity through network event logs.


Since the late 1990's, we have been witnessing the phenomenal rising popularity of public communication applications and services, such as email and Instant Messaging offered by Yahoo™, America Online™ (AOL), or Google™, conferencing and collaboration services offered by WebEx™ or Centra™, or peer-to-peer services for a variety of file sharing. Generally, a public communication service allows a user to exchange information through messaging, text chat or document exchange using a public user identity, such as “butterdragon”, “fingemai11984”, or “peterrabbit”.


However, in a company setting, when an employee connects to a public communication service with a public user identity over the company's secure data network, the information exchange is not easily traceable if at all since the public user identity is not tied to the private user identity.


In one example, a company's information technology (IT) department notices that an employee Victor has been using the company's email system to send out proprietary documents, violating the company's security policy. After issuing a warning to Victor, the IT department finds no further violations. Unfortunately, they are not aware of the fact that Victor has continued this activity using Yahoo™ email with a public user identity “PiratesOfCaribbean@Yahoo.com”.


In another example, two weeks before a major trade show, a company implements a security measure to monitor communication activities of employees of director level and above to ensure confidentiality of competitive information. This security measure, covering company email, phone conversation and voice messaging, nevertheless proves to be a failure as sensitive information leaks out to a business reporter anyway prior to the trade show. The source of the leak may never be confirmed, but the business reporter privately discloses that he gets the information from an anonymous employee of the company using AOL Instant Messaging™ with screen name “opensecret2006”.


The above discussion illustrates the need for a security solution to associate a user identity to a public application.


BRIEF SUMMARY OF THE INVENTION

Method for applying a security policy to an application session, includes: recognizing the application session between a network and an application via a security gateway; determining by the security gateway a user identity of the application session using information about the application session; obtaining by the security gateway the security policy comprising network parameters mapped to the user identity; and applying the security policy to the application session by the security gateway. The user identity may be a network user identity or an application user identity recognized from packets of the application session. The security policy may comprise a network traffic policy mapped and/or a document access policy mapped to the user identity, where the network traffic policy is applied to the application session. The security gateway may further generate a security report concerning the application of the security policy to the application session.





BRIEF DESCRIPTION OF THE DRAWINGS


FIG. 1
a illustrates a secure network.



FIG. 1
b illustrates an access session and an application session.



FIG. 1
c illustrates an access session record and an application session record.



FIG. 2 illustrates a process to generate an application session record.



FIG. 3 illustrates a process to recognize an application session.



FIG. 4
a illustrates a process to determine a public user identity of application session.



FIG. 4
b illustrates a data packet in an AIM log-on packet.



FIG. 5 illustrates a process to determine a private user identity.



FIG. 6 illustrates an embodiment of a security gateway obtaining a security policy by querying a corporate directory.



FIG. 7 illustrates a security policy including a security control.



FIG. 8 illustrates a plurality of embodiments of network traffic policy.





DETAILED DESCRIPTION OF THE INVENTION


FIG. 1
a illustrates a secure network.


A secure network 160 includes a host 130. User 120 uses host 130 to access a public application 180 hosted in application server 190. Application server 190 is outside of secure network 160. The network traffic between host 130 and application server 190 passes through security gateway 150. The security gateway 150 is operationally coupled to a processor 171 and a computer readable medium 172. The computer readable medium 172 stores computer readable program code for implementing the various embodiments of the present invention as described herein.


Host 130 is a computing device with network access capabilities. The host 130 is operationally coupled to a processor 173 and a computer readable medium 174. The computer readable medium 174 stores computer readable program code for implementing the various embodiments of the present invention as described herein. In some embodiments, host 130 is a workstation, a desktop personal computer or a laptop personal computer. In some embodiments, host 130 is a Personal Data Assistant (PDA), a smartphone, or a cellular phone.


In some embodiments, secure network 160 is an Internet Protocol (IP) network. In some embodiments, secure network 160 is a corporate data network or a regional corporate data network. In some embodiments, secure network 160 is an Internet service provider network. In some embodiments, secure network 160 is a residential data network. In some embodiments, secure network 160 includes a wired network such as Ethernet. In some embodiments, secure network 160 includes a wireless network such as a WiFi network.


Public application 180 provides a service that allows user 120 to communicate with other users in a real-time fashion. In some embodiments, the service includes text chat. In some embodiments, the service includes a voice call or a video call. In some embodiments, the service includes a network game. In some embodiments, the service includes exchanging a document, such as sending or receiving a text document, a PowerPoint™ presentation, an Excel™ spreadsheet, an image file, a music file or a video clip. In some embodiments, the service includes a collaborative document processing such as creating a document, a business plan, an agreement, wherein user 120 collaborates with other users in a real time fashion. In some embodiments, the service includes a collaborative information exchange such as a conference call. In some embodiments, the service is a social networking service. In some embodiments, the service includes real-time collaboration and non real-time collaboration.


In one example, public application 180 provides America Online Instant Messenger™ service. In one example, public application 180 provides Yahoo Instant Messenger™ voice service. In some embodiments, public application 180 provides a file sharing service such as Kazaa™ file sharing service. In some embodiments, public application 180 provides a network game service such as Microsoft™ Network Game service. In some embodiments, public application 180 provides an on-line collaborative document processing such as Google Docs™, and Salesforce.com™. In some embodiments, public application 180 provides an on-line information exchange and communications such as WebEx™. In some embodiments, public application 180 provides live information streaming such as live video streaming, live audio streaming, and instantaneous picture uploading.


Security gateway 150 is situated at the edge of secure network 160. Security gateway 150 connects secure network 160 to public application 180. Security gateway 150 receives network traffic from secure network 160 and transmits the network traffic to application server 190. Likewise, security gateway 150 receives network traffic from application server 190 and transmits the network traffic to secure network 160.


In some embodiments, security gateway 150 includes the function of a corporate Wide Area Network (WAN) gateway. In some embodiments, security gateway 150 includes the function of a residential broadband gateway. In some embodiments, security gateway 150 includes the function of a WAN gateway for an Internet service provider.



FIG. 1
b illustrates an access session and an application session.


User 120 uses host 130 to access secure network 160 during an access session 162.


Host 130 has a host identity 134. Host 130 uses host identity 134 to connect to secure network 160. In some embodiments, host identity 134 includes an IP address. In some embodiments, host identity 134 includes a Media Access Control (MAC) address.


Within secure network 160, user 120 has a private user identity 124. In some embodiments, private user identity 124 is an employee number or an employee name. In some embodiments, private user identity 124 is an Internet service subscription identity. In some embodiments, access session 162 is established after a successful network user log-in procedure, such as an employee network log-in, for secure network 160 using private user identity 124. Private user identity 124 is associated with host identity 134. In some embodiments, host 130 is a guest computing device. Private user identity 124 is associated with an Ethernet switch port where host 130 connects. In this embodiment, private user identity 124 is a port number, an Ethernet interface identity, or an Ethernet VLAN identity.


User 120 uses host 130 to access public application 180 in an application session 182. User 120 uses a public user identity 127 during application session 182. In some embodiments, public application 180 prompts user 120 to log-in before establishing application session 182. During the application user log-in procedure, user 120 provides to public application 180 public user identity 127. In another embodiment, public application 180 selects a public user identity 127 for user 120 for application session 182. In some embodiments, public user identity 127 is set up through a user registration process or a service subscription process. Network traffic in application session 182 passes through security gateway 150.



FIG. 1
c illustrates an access session record and an application session record.


Access session record 164 records information about access session 162. The information includes private user identity 124, host identity 134 and access session time 166. In some embodiments, access session time 166 is the starting time when access session 162 is established. In some embodiments, access session time 166 includes the starting time and the ending time when user 120 finishes access session 162. In some embodiments, access session time 166 is a time stamp for a time during access session 162.


Application session record 184 records information about application session 182. The information includes private user identity 124, public user identity 127, and application session time 186. In some embodiments, the information further includes host identity 134. In some embodiments, application session time 186 includes the starting time when application session 182 is established. In some embodiments, application session time 186 includes a time stamp during application session 182. In some embodiments, application session time 186 includes a time stamp when security gateway 150 recognizes application session 182.



FIG. 2 illustrates a process to generate an application session record.


The process of generating application session record 184 includes multiple steps.


In step 201, security gateway 150 recognizes an application session.


In step 202, security gateway 150 determines a public user identity of the application session.


In step 203, security gateway 150 determines a private user identity using information about the application session.



FIGS. 3-5 illustrates steps 201-203 respectively.



FIG. 3 illustrates a process to recognize an application session.


Security gateway 150 inspects network traffic between host 130 and application server 190 to recognize application session 182 for public application 180.


In some embodiments, security gateway 150 inspects data packet 339 between host 130 and application server 190 for the recognition of application session 182.


Security gateway 150 includes an application identifier 355 for public application 180. Application identifier 355 includes information for recognizing application session 182. In some embodiments, application identifier 355 includes a transport layer information, such as Transmission Control Protocol (TCP) or User Diagram Protocol (UDP); and at least one transport port number, such as a TCP port number or a UDP port number. In some embodiments, application identifier 355 includes application layer information, such as one or more data filters wherein a data filter specifies a value and a position of the value in a data packet. In one example, a data filter is [byte 0 with value “0x52”]. In one example, a data filter is [byte 4-7 with ASCII value of “ADEH”].


Security gateway 150 matches data packet 339 against application identifier 355.


In some embodiments, application identifier 355 includes transport protocol type of TCP and a destination TCP port number of 5190, the TCP port number used by AIM protocol. In this embodiment, data packet 339 is a TCP packet from host 130 to application server 190. Security gateway 150 matches data packet 339 against application identifier 355 and determines that public application 180 provides AIM service.


Security gateway 150 creates application session record 184. Security gateway 150 extracted the source IP address from the IP header of data packet 339, and stores the source IP address as host identity 134. In some embodiments, data packet 339 includes link layer information, such as a source MAC address; security gateway 150 extracts and stores the source MAC address as host identity 134.


In some embodiments, security gateway 150 connects to a clock 359. Clock 359 indicates the current time of day. Security gateway 150 stores the time of day indicated by clock 359 in application session time 186.



FIG. 4
a illustrates a process to determine a public user identity of application session 182.


The method for determining public user identity 127 is typically specific to public application 180. In some embodiments, data packet 339 is an application packet. For example, public application 180 provides AIM service; data packet 339 is an AIM packet.


An AIM packet includes multiple fields, for example

    • Command start field is a 1-byte data field starting at byte offset 0 having a fixed hexadecimal value “0x02”;
    • Channel ID field is a 1-byte data field starting at byte offset 1;
    • Sequence number field is a 2-byte integer starting at byte offset 2;
    • Data field length field is a 2-byte data field starting at byte offset 4;
    • Family field is a 2-byte data field starting at byte offset 6; and
    • Subtype field is a 2-byte data field starting at byte offset 8.


An AIM log-on packet is a AIM packet with family field having a fixed hexadecimal value of “0x00 0x17” and subtype field having a fixed hexadecimal value of “0x00 0x06”.


AIM log-on packet further includes buddy name length field, a 1-byte integer starting at byte offset 19, and a variable length buddy name field starting at byte offset 20. Buddy name length field indicates the length in bytes of buddy name field.


Security gateway 150 matches data packet 339 to determine if data packet 339 is an AIM log-on packet. In some embodiments, data packet 339 is an AIM log-on packet 400 illustrated in FIG. 4b. Security gateway 150 extracts buddy name length field 405. Security gateway 150 furthers extracts buddy name field 407. In this embodiment, buddy name length field 405 is integer “13” and buddy name field 407 is “JohnSmithI984”. Security gateway 150 stores “JohnSmithI984” as public user identity 127 in application session record 184.


In some embodiments, data packet 339 is not an AIM log-on packet. Security gateway 150 inspects another data packet from host 130.



FIG. 5 illustrates a process to determine a private user identity.


Secure network 160 includes an identity server 570. The identity server 570 is operationally coupled to a processor 581 and a computer readable medium 582. The computer readable medium 582 stores computer readable program code for implementing the various embodiments of the present invention as described herein. Identity server 570 includes access session record 164 of access session 162 during which user 120 accesses application session 182.


Security gateway 150 queries identity server 570. Security gateway 150 sends host identity 134 and application session time 186 to identity server 570.


Identity server 570 receives host identity 134 and application session time 186. Identity server 570 matches host identity 134 and application session time 186 against access session record 164. Identity server 570 determines that host identity 134 matches host identity of access session record 164. Identity server 570 further determines that application session time 186 matches access session time 166 of access session record 164 as application session time 186 is between the starting time and the ending time of access session record 164. Identity server 570 sends private user identity 124 of access session record 164 to security gateway 150 as a response to the query.


Security gateway 150 receives private user identity 124 from identity server 570, and stores private user identity 124 in application session record 184.


In some embodiments, security gateway 150 stores public user identity 127 in application session record 184 after recognizing a log-on approval indication for the public user identity 127 from public application 180.


In some embodiments, security gateway 150 queries identity server 570 immediately after determining public user identity 127. In some embodiments, security gateway 150 queries identity server 570 after application session 182 ends.


In some embodiments, security gateway 150 queries identity server 570 by sending a plurality of host identities in a bulk request; and receives a plurality of private user identities in a bulk response.


In some embodiments, application session record 184 includes additional user information associated with private user identity 124, such as cubicle or office number, cubicle or office location, telephone number, email address, mail-drop location, department name/identity, or manager name.


In some embodiments, security gateway 150 obtains the additional user information from identity server 570. In some embodiments, security gateway 150 obtains the additional user information by querying a different server, such as a corporate directory server, by using the private user identity 124 received from identity server 570.


In some embodiments, public application 180 provides file transfer service using File Transfer Protocol (FTP) protocol or a proprietary protocol. In some embodiments, public application 180 provides email service using Simple Mail Transfer Protocol (SMTP), Internet Message Access Protocol (IMAP) or Post Office Protocol version 3 (POP3) protocol.


By using the application session record, the private user identity 124 and the public user identity 127 for an application session 182 may be determined. In some embodiments as illustrated by FIG. 6, upon determining the public user identity and the private user identity, security gateway 150 obtains security policy 402 for the application session 182 by querying corporate directory 470. In an embodiment, corporate directory 470 comprises security policy 402. In some embodiments, corporate directory 470 is a server computer comprising a storage 601 that includes security policy 402. In some embodiments, corporate directory 470 is a database comprising security policy 402. In another embodiment, corporate directory 470 is a software module with program code stored on a computer readable medium (not shown) running in a computer. In some embodiments, corporate directory 470 resides in identity server 570. In some embodiments, corporate directory 470 uses directory technologies such as Microsoft Active Directory™, lightweight directory access protocol (LDAP) directory services, web services, directory services using Java™ technologies. In some embodiments, corporate directory 470 includes a policy server hosting security policy 402 and other policies.


Security gateway 150 queries corporate directory 470 for a security policy, where the query includes user identity 424. User identity 424 may include private user identity 124 or public user identity 127. Corporate directory 470 matches user identity 424 against security policy 402 and determines security policy 402 is applicable to user identity 424. In some embodiments security policy 402 maps network parameters to a user identity and there is a match between user identity 424 and the user identity in the security policy 402. In some embodiments, security policy 402 maps network parameters to a group identity (not shown) and user identity 424 is a member of the group identity. In response to finding the match between the user identity 424 and the user identity in the security policy 402, corporate directory 470 sends security policy 402 to security gateway 150.


In some embodiments, security gateway 150 generates security report 475 based on application session record 184 and security policy 402. In some embodiments, security gateway 150 generates security report 475 based on a pre-determined user identity or a list of pre-determined user identities. For example, the security report may be generated based on an input of user identity or identities. In some embodiments, security gateway 150 generates security report 475 based on a pre-defined schedule or when requested by an operator.


In some embodiments, security policy 402 includes a security control function as illustrated in FIG. 7. Security gateway 150 applies the security policy 402 received from corporate directory 470 in response to the query to application session 182. Security policy 402 typically are configured by a company to protect against improper access to the company confidential documents and to protect against improper usage of the company secure network 160 vital for the company operation. In some embodiments, in response to receiving the security policy 402, the security gateway 150 confirms that the received security policy 402 contains a user identity that matches the user identity 424 sent in the query. In response to the confirmation, the security gateway 150 applies the security policy 402 to the application session 182. In FIG. 7, security policy 402 includes network traffic policy 451 or document access policy 453.



FIG. 8 illustrates a plurality of embodiments of network traffic policy 451. In some embodiments, network traffic policy 451 specifies network based application session access control indicating if user identity 424 is denied or allowed to continue application session 182. If denied, security gateway 150 may stop forwarding data packets 439 of application session 182. In some embodiments, network traffic policy 451 specifies bandwidth rate capacity such as 1 Mbps, 100 MB per day, or 5 GB per month. In an embodiment, bandwidth rate capacity is measured in packets such as 100 packets per second, 10 thousand packets per day or 4 million packets per month. In some embodiments, network traffic policy 451 specifies a quality of service (QOS) mapped to user identity 424 for application session 182. For example, network traffic policy 451 indicates a change of Differentiated Services Code Point (DSCP) marking in the data packets 439 of application session 182. In some embodiments, network traffic policy 451 specifies a queuing delay, a queuing priority, a packet forwarding path, a link interface preference, a server load balancing preference, a packet routing policy, or other control to handle data packets 439 of application session 182.


In some embodiments, network traffic policy 451 includes a traffic shaping control. In one example, traffic shaping control specifies a TCP profile such as a change of window segment size, or a TCP window adjustment.


In some embodiments, network traffic policy 451 indicates session connection rate control based on user identity 424 specifying a rate or capacity such as 10 session connections per second, 35 concurrent sessions, 100 sessions during lunch hour, 500 sessions a day, 24 voice sessions a day, or 75 file transfer sessions an hour. In some embodiments, network traffic policy 451 may specify, when exceeding the rate or capacity, if application session 182 is denied or data packets 439 of application session 182 are dropped.


In some embodiments, network traffic policy 451 includes application session modification control mapped to user identity 424, specifying how data packets 439 of application session 182 are modified for the user with the user identity 424. In one example, application session modification control specifies security gateway 150 should perform network address translation (NAT) to application session 182 for user identity 424. In one example, security gateway 150 should perform port address translation (PAT) to application session 182 using a pre-determined port number for user identity 424. In another example, security gateway 150 should perform content substitution if application session 182 is a HTTP session and if a Universal Resource Locator (URL) in data packets 439 of application session 182 matches a pre-determined URL for user identity 424. In an example, security gateway 150 should perform filename substitution if application session 182 is a file transfer session and if a filename matching a pre-determined filename is found in data packets 439 of application session 182 for user identity 424. In another example, security gateway 150 should insert a cookie for user identity 424 if application session 182 is an HTTP session, with optionally data packets 439 matching a pre-determined POST or GET request of a URL.


Returning to FIG. 7, in some embodiments, document access policy 453 specifies if access to document 447 is allowed or denied. In some embodiments, document 447 includes a file, a business agreement, a contract, a spreadsheet, a presentation, a drawing, a textual document, a manual, a program, a piece of software program, a design, a product specification, a datasheet, a video file, an audio file, an email, a voice mail, a fax, a photocopy of a document, or any business document. In some embodiments, document 447 includes an URL leading to digital information such as database query result, a web page, a video, or a piece of music. In some embodiments, document 447 includes real time transfer or streaming of information such as video streaming, audio streaming, a web cast, a podcast, a video show, a teleconference session, or a phone call. In some embodiments, document access policy 453 includes document identity 443 and document user identity 444. Document identity 443 identifies document 447. Document user identity 444 identifies the user whose access to the document 447 is affected by the document access policy 453. In an embodiment, security gateway 150 compares user identity 424 with document user identity 444. In response to determining that the user identity 424 matches the document user identity 444, in some embodiments, security gateway 150 allows document 447 with document identity 443 to be accessed by user identity 424. In another embodiment, security gateway 150 denies access to document 447 with document identity 443. In denying access, the security gateway 150 may disconnect application session 182 or discard data packets 439. In some embodiments, security gateway 150 confirms that data packets 439 include document identity 443. In response to confirming that data packets 439 include document identity 443, security gateway 150 applies document access policy 453.


In some embodiments security policy 402 includes time 457 where security policy 402 is applicable within time 457. In some embodiments, time 457 indicates a beginning time such as 8 am, 4 pm, midnight. In an embodiment, time 457 indicates a time range such as 8 am to 10 am, 7 pm to 5 am, morning hours, lunch, rush hour, prime time. Security gateway 150 compares clock 359 with time 457 and determines if security policy 402 is applicable.


In some embodiments, security gateway 150 generates security message 472 when security gateway 150 determines if security policy 402 is applicable to application session 182 for user identity 424. In some embodiments, security gateway generates security message 472 when security gateway 150 applies security policy 402 to application session 182. In some embodiments, security report 475 includes security message 472. In one example, security message 472 includes security policy 402 and user identity 424. In one example, security message 472 includes the actions security gateway 150 applies to application session 182 using security policy 402.


The invention can take the form of an entirely hardware embodiment, an entirely software embodiment or an embodiment containing both hardware and software elements. In a preferred embodiment, the invention is implemented in software, which includes but is not limited to firmware, resident software, microcode, etc.


Furthermore, the invention can take the form of a computer program product accessible from a computer-usable or computer-readable medium providing program code for use by or in connection with a computer or any instruction execution system. For the purposes of this description, a computer-usable or computer readable medium can be any apparatus that can contain, store, communicate, propagate, or transport the program for use by or in connection with the instruction execution system, apparatus, or device.


The medium can be an electronic, magnetic, optical, electromagnetic, infrared, or semiconductor system (or apparatus or device) or a propagation medium. Examples of a computer-readable medium include a semiconductor or solid state memory, magnetic tape, a removable computer diskette, a random access memory (RAM), a read-only memory (ROM), a rigid magnetic disk and an optical disk. Current examples of optical disks include compact disk—read only memory (CD-ROM), compact disk—read/write (CD-R/W) and DVD.


A data processing system suitable for storing and/or executing program code will include at least one processor coupled directly or indirectly to memory elements through a system bus. The memory elements can include local memory employed during actual execution of the program code, bulk storage, and cache memories which provide temporary storage of at least some program code in order to reduce the number of times code must be retrieved from bulk storage during execution.


Input/output or I/O devices (including but not limited to keyboards, displays, point devices, etc.) can be coupled to the system either directly or through intervening I/O controllers.


Network adapters may also be coupled to the system to enable the data processing system to become coupled to other data processing systems or remote printers or storage devices through intervening private or public networks. Modems, cable modem and Ethernet cards are just a few of the currently available types of network adapters.


Foregoing described embodiments of the invention are provided as illustrations and descriptions. They are not intended to limit the invention to precise form described. In particular, it is contemplated that functional implementation of invention described herein may be implemented equivalently in hardware, software, firmware, and/or other available functional components or building blocks, and that networks may be wired, wireless, or a combination of wired and wireless. Other variations and embodiments are possible in light of above teachings, and it is thus intended that the scope of invention not be limited by this Detailed Description, but rather by the Claims following.

Claims
  • 1. A method for applying a security policy to an application session, comprising: recognizing the application session between a network and an application via a security gateway;retrieving, by the security gateway, an application session record for the application session, the application session record comprising a first user identity used for accessing the application through a first host, a first host identity for the first host, and an application session time;recognizing, by the security gateway, an access session between a second host and the network;retrieving, by the security gateway, an access session record for the access session, the access session record comprising a second user identity used for accessing the network through the second host, a second host identity for the second host, and an access session time;querying, by the security gateway, an identity server by sending the first host identity and the application session time in the application session record, the identity server comprising the access session record for the access session between the second host and the network;comparing, by the identity server, the first host identity in the application session record with the second host identity in the access session record, and comparing the access session time with the application session time;returning, by the identity server, the second user identity in the access session record if the first host identity in the application session record matches the second host identity in the access session record, and if the access session time matches the application session time;storing, at the identity server, the second user identity as a network user identity used for accessing the network in the application session record;determining, by the security gateway, at least one security policy applicable to the application session based on a group identity; andapplying the at least one security policy to the application session by the security gateway if the network user identity is a member of the group identity.
  • 2. The method of claim 1, wherein the determining, by the security gateway, at least one security policy applicable to the application session further comprises determining that the at least one security policy is applicable for the time period.
  • 3. The method of claim 1, wherein the at least one security policy comprises a network traffic policy.
  • 4. The method of claim 3, wherein the network traffic policy comprises a bandwidth rate capacity for the network.
  • 5. The method of claim 3, wherein the network traffic policy comprises a quality of service mapped to the network user identity for the application session.
  • 6. The method of claim 3, wherein the network traffic policy comprises one or more of: a queuing delay, a queuing priority, a packet forwarding path, a link interface preference, a server load balancing preference, and a packet routing policy.
  • 7. The method of claim 3, wherein the network traffic policy comprises a traffic shaping control.
  • 8. The method of claim 7, wherein the traffic shaping control comprises a TCP profile.
  • 9. The method of claim 3, wherein the network traffic policy comprises an application session modification control based on the network user identity.
  • 10. A computer program product for applying a security policy to an application session, the computer program product comprising: a non-transitory computer readable storage medium having computer readable program code embodied thereon, the computer readable program code configured to: recognize the application session between a network and an application via a security gateway;retrieve, by the security gateway, an application session record for the application session, the application session record comprising a first user identity used for accessing the application through a first host, a first host identity for the first host, and an application session time;recognize, by the security gateway, an access session between a second host and the network;retrieve, by the security gateway, an access session record for the access session, the access session record comprising a second user identity used for accessing the network through the second host, a second host identity for the second host, and an access session time;query, by the security gateway, an identity server, by sending the first host identity and the application session time in the application session record, the identity server comprising the access session record for the access session between the second host and the network;compare, by the identity server, the first host identity in the application session record with the second host identity in the access session record, and compare the access session time with the application session time;return, by the identity server, the second user identity in the access session record if the first host identity in the application session record matches the second host identity in the access session record, and if the access session time matches the application session time;store, at the identity server, the second user identity as a network user identity used for accessing the network in the application session record;determine, by the security gateway, at least one security policy applicable to the application session based on a group identity; andapply the at least one security policy to the application session by the security gateway, if the network user identity is a member of the group identity.
  • 11. The computer program product of claim 10, wherein the computer readable program code configured to determine, by the security gateway, at least one security policy applicable to the application session is further configured to determine that the at least one security policy is applicable for the time period.
  • 12. The computer program product of claim 10, wherein the at least one security policy comprises a network traffic policy.
  • 13. The computer program product of claim 12, wherein the network traffic policy comprises a bandwidth rate capacity for the network.
  • 14. The computer program product of claim 12, wherein the network traffic policy comprises a quality of service mapped to the network user identity for the application session.
  • 15. The computer program product of claim 12, wherein the network traffic policy comprises one or more of: a queuing delay, a queuing priority, a packet forwarding path, a link interface preference, a server load balancing preference, and a packet routing policy.
  • 16. The computer program product of claim 12, wherein the network traffic policy comprises a traffic shaping control.
  • 17. The computer program product of claim 16, wherein the traffic shaping control comprises a TCP profile.
  • 18. The computer program product of claim 12, wherein the network traffic policy comprises an application session modification control based on the network user identity.
  • 19. A system, comprising: a corporate directory comprising at least one security policy; anda security gateway, wherein the security gateway: recognizes an application session between a network and an application;retrieves an application session record for the application session, the application session record comprising a first user identity used for accessing the application through a first host, a first host identity for the first host, and an application session time;recognizes an access session between a second host and the network;retrieves an access session record for the access session, the access session record comprising a second user identity used for accessing the network through the second host, a second host identity for the second host, and an access session time;queries an identity server by sending the first host identity and the application session time in the application session record, the identity server comprising the access session record for the access session between the second host and the network, wherein the identity server: compares the first host identity in the application session record with the second host identity in the access session record, and compares the access session time with the application session time;returns the second user identity in the access session record if the first host identity in the application session record matches the second host identity in the access session record, and if the access session time matches the application session time; andstores the second user identity as a network user identity used for accessing the network in the application session record;determines at least one security policy applicable to the application session based on a group identity; andapplies the at least one security policy to the application session if the network user identity is a member of the group identity.
  • 20. The system of claim 19, wherein the determines at least one security policy applicable to the application session further comprises determines that the at least one security policy is applicable for the time period.
  • 21. The system of claim 19, wherein the at least one security policy comprises a network traffic policy.
  • 22. The system of claim 21, wherein the network traffic policy comprises a bandwidth rate capacity for the network.
  • 23. The system of claim 21, wherein the network traffic policy comprises a quality of service mapped to the network user identity for the application session.
  • 24. The system of claim 21, wherein the network traffic policy comprises one or more of: a queuing delay, a queuing priority, a packet forwarding path, a link interface preference, a server load balancing preference, and a packet routing policy.
  • 25. The system of claim 21, wherein the network traffic policy comprises a traffic shaping control.
  • 26. The system of claim 25, wherein the traffic shaping control comprises a TCP profile.
  • 27. The system of claim 21, wherein the network traffic policy comprises an application session modification control based on the network user identity.
CROSS-REFERENCE TO RELATED APPLICATIONS

The present application is a continuation and claims the priority benefit of U.S. patent application Ser. No. 14/061,720, filed on Oct. 23, 2013, issued on Aug. 19, 2014, as U.S. Pat. No. 8,813,180; which in turn is a continuation of U.S. patent application Ser. No. 13/650,179, filed on Oct. 12, 2012, issued on Nov. 26, 2013, as U.S. Pat. No. 8,595,791; which in turn is a continuation of U.S. patent application Ser. No. 12/788,339, filed on May 27, 2010, issued on Nov. 13, 2012 as U.S. Pat. No. 8,312,507; which in turn is a continuation-in-part of U.S. patent application Ser. No. 12/771,491, filed on Apr. 30, 2010, issued on Jul. 12, 2011, as U.S. Pat. No. 7,979,585; which in turn is a continuation of U.S. patent application Ser. No. 11/582,613, filed on Oct. 17, 2006, issued on May 11, 2010, as U.S. Pat. No. 7,716,378. The disclosures of each of the above referenced applications are hereby incorporated by reference.

US Referenced Citations (252)
Number Name Date Kind
5774660 Brendel et al. Jun 1998 A
5935207 Logue et al. Aug 1999 A
5958053 Denker Sep 1999 A
6003069 Cavill Dec 1999 A
6047268 Bartoli et al. Apr 2000 A
6219706 Fan et al. Apr 2001 B1
6321338 Porras et al. Nov 2001 B1
6374300 Masters Apr 2002 B2
6587866 Modi et al. Jul 2003 B1
6748414 Bournas Jun 2004 B1
6772334 Glawitsch Aug 2004 B1
6779033 Watson et al. Aug 2004 B1
7010605 Dharmarajan Mar 2006 B1
7058718 Fontes et al. Jun 2006 B2
7069438 Balabine et al. Jun 2006 B2
7076555 Orman et al. Jul 2006 B1
7143087 Fairweather Nov 2006 B2
7181524 Lele Feb 2007 B1
7228359 Monteiro Jun 2007 B1
7234161 Maufer et al. Jun 2007 B1
7236457 Joe Jun 2007 B2
7254133 Govindarajan et al. Aug 2007 B2
7269850 Govindarajan et al. Sep 2007 B2
7277963 Dolson et al. Oct 2007 B2
7301899 Goldstone Nov 2007 B2
7308499 Chavez Dec 2007 B2
7310686 Uysal Dec 2007 B2
7328267 Bashyam et al. Feb 2008 B1
7334232 Jacobs et al. Feb 2008 B2
7337241 Boucher et al. Feb 2008 B2
7343399 Hayball et al. Mar 2008 B2
7349970 Clement et al. Mar 2008 B2
7370353 Yang May 2008 B2
7391725 Huitema et al. Jun 2008 B2
7398317 Chen et al. Jul 2008 B2
7423977 Joshi Sep 2008 B1
7430755 Hughes et al. Sep 2008 B1
7467202 Savchuk Dec 2008 B2
7472190 Robinson Dec 2008 B2
7506360 Wilkinson et al. Mar 2009 B1
7512980 Copeland et al. Mar 2009 B2
7533409 Keane et al. May 2009 B2
7552323 Shay Jun 2009 B2
7584262 Wang et al. Sep 2009 B1
7590736 Hydrie et al. Sep 2009 B2
7613193 Swami et al. Nov 2009 B2
7613822 Joy et al. Nov 2009 B2
7673072 Boucher et al. Mar 2010 B2
7675854 Chen et al. Mar 2010 B2
7707295 Szeto et al. Apr 2010 B1
7711790 Barrett et al. May 2010 B1
7747748 Allen Jun 2010 B2
7792113 Foschiano et al. Sep 2010 B1
7826487 Mukerji et al. Nov 2010 B1
7881215 Daigle et al. Feb 2011 B1
7970934 Patel Jun 2011 B1
7990847 Leroy et al. Aug 2011 B1
7991859 Miller et al. Aug 2011 B1
8090866 Bashyam et al. Jan 2012 B1
8122116 Matsunaga et al. Feb 2012 B2
8185651 Moran et al. May 2012 B2
8191106 Choyi May 2012 B2
8224971 Miller et al. Jul 2012 B1
8296434 Miller et al. Oct 2012 B1
8312507 Chen et al. Nov 2012 B2
8379515 Mukerji Feb 2013 B1
8554929 Szeto et al. Oct 2013 B1
8560693 Wang et al. Oct 2013 B1
8584199 Chen et al. Nov 2013 B1
8595791 Chen et al. Nov 2013 B1
RE44701 Chen et al. Jan 2014 E
8681610 Mukerji Mar 2014 B1
8782221 Han Jul 2014 B2
8813180 Chen et al. Aug 2014 B1
8826372 Chen et al. Sep 2014 B1
8885463 Medved et al. Nov 2014 B1
8897154 Jalan et al. Nov 2014 B2
8965957 Barros Feb 2015 B2
8977749 Han Mar 2015 B1
8990262 Chen et al. Mar 2015 B2
9094364 Jalan et al. Jul 2015 B2
9106561 Jalan et al. Aug 2015 B2
20010049741 Skene et al. Dec 2001 A1
20020032777 Kawata et al. Mar 2002 A1
20020078164 Reinschmidt Jun 2002 A1
20020091844 Craft et al. Jul 2002 A1
20020103916 Chen et al. Aug 2002 A1
20020133491 Sim et al. Sep 2002 A1
20020138618 Szabo Sep 2002 A1
20020143991 Chow et al. Oct 2002 A1
20020178259 Doyle et al. Nov 2002 A1
20020194335 Maynard Dec 2002 A1
20020194350 Lu et al. Dec 2002 A1
20030009591 Hayball et al. Jan 2003 A1
20030014544 Pettey Jan 2003 A1
20030023711 Parmar et al. Jan 2003 A1
20030023873 Ben-Itzhak Jan 2003 A1
20030035409 Wang et al. Feb 2003 A1
20030035420 Niu Feb 2003 A1
20030131245 Linderman Jul 2003 A1
20030135625 Fontes et al. Jul 2003 A1
20030195962 Kikuchi et al. Oct 2003 A1
20040062246 Boucher et al. Apr 2004 A1
20040073703 Boucher et al. Apr 2004 A1
20040078419 Ferrari et al. Apr 2004 A1
20040078480 Boucher et al. Apr 2004 A1
20040111516 Cain Jun 2004 A1
20040187032 Gels et al. Sep 2004 A1
20040199616 Karhu Oct 2004 A1
20040199646 Susai et al. Oct 2004 A1
20040202182 Lund et al. Oct 2004 A1
20040210663 Phillips et al. Oct 2004 A1
20040213158 Collett et al. Oct 2004 A1
20050009520 Herrero Jan 2005 A1
20050021848 Jorgenson Jan 2005 A1
20050027862 Nguyen et al. Feb 2005 A1
20050036501 Chung et al. Feb 2005 A1
20050036511 Baratakke et al. Feb 2005 A1
20050044270 Grove et al. Feb 2005 A1
20050074013 Hershey et al. Apr 2005 A1
20050080890 Yang et al. Apr 2005 A1
20050102400 Nakahara et al. May 2005 A1
20050125276 Rusu Jun 2005 A1
20050163073 Heller et al. Jul 2005 A1
20050198335 Brown et al. Sep 2005 A1
20050240989 Kim et al. Oct 2005 A1
20050249225 Singhal Nov 2005 A1
20060023721 Miyake et al. Feb 2006 A1
20060036610 Wang Feb 2006 A1
20060036733 Fujimoto et al. Feb 2006 A1
20060069774 Chen et al. Mar 2006 A1
20060069804 Miyake et al. Mar 2006 A1
20060077926 Rune Apr 2006 A1
20060092950 Arregoces et al. May 2006 A1
20060098645 Walkin May 2006 A1
20060168319 Trossen Jul 2006 A1
20060187901 Cortes et al. Aug 2006 A1
20060190997 Mahajani et al. Aug 2006 A1
20060251057 Kwon et al. Nov 2006 A1
20060277303 Hegde et al. Dec 2006 A1
20060280121 Matoba Dec 2006 A1
20070019543 Wei et al. Jan 2007 A1
20070118881 Mitchell et al. May 2007 A1
20070156919 Potti et al. Jul 2007 A1
20070185998 Touitou et al. Aug 2007 A1
20070195792 Chen et al. Aug 2007 A1
20070230337 Igarashi et al. Oct 2007 A1
20070245090 King et al. Oct 2007 A1
20070259673 Willars Nov 2007 A1
20070283429 Chen et al. Dec 2007 A1
20070286077 Wu Dec 2007 A1
20070288247 Mackay Dec 2007 A1
20070294209 Strub Dec 2007 A1
20080031263 Ervin et al. Feb 2008 A1
20080101396 Miyata May 2008 A1
20080109452 Patterson May 2008 A1
20080109870 Sherlock May 2008 A1
20080134332 Keohane et al. Jun 2008 A1
20080228781 Chen et al. Sep 2008 A1
20080250099 Shen et al. Oct 2008 A1
20080291911 Lee et al. Nov 2008 A1
20090049198 Blinn et al. Feb 2009 A1
20090070470 Bauman et al. Mar 2009 A1
20090077651 Poeluev Mar 2009 A1
20090092124 Singhal et al. Apr 2009 A1
20090106830 Maher Apr 2009 A1
20090138606 Moran et al. May 2009 A1
20090138945 Savchuk May 2009 A1
20090141634 Rothstein et al. Jun 2009 A1
20090164614 Christian et al. Jun 2009 A1
20090172093 Matsubara Jul 2009 A1
20090213858 Dolganow et al. Aug 2009 A1
20090222583 Josefsberg et al. Sep 2009 A1
20090228547 Miyaoka et al. Sep 2009 A1
20100008229 Bi et al. Jan 2010 A1
20100036952 Hazlewood et al. Feb 2010 A1
20100054139 Chun et al. Mar 2010 A1
20100061319 Aso et al. Mar 2010 A1
20100064008 Yan et al. Mar 2010 A1
20100083076 Ushiyama Apr 2010 A1
20100094985 Abu-Samaha et al. Apr 2010 A1
20100106833 Banerjee et al. Apr 2010 A1
20100106854 Kim et al. Apr 2010 A1
20100162378 Jayawardena et al. Jun 2010 A1
20100210265 Borzsei et al. Aug 2010 A1
20100217793 Preiss Aug 2010 A1
20100223630 Degenkolb et al. Sep 2010 A1
20100228819 Wei Sep 2010 A1
20100235507 Szeto et al. Sep 2010 A1
20100235522 Chen et al. Sep 2010 A1
20100235880 Chen et al. Sep 2010 A1
20100265824 Chao et al. Oct 2010 A1
20100268814 Cross et al. Oct 2010 A1
20100293296 Hsu et al. Nov 2010 A1
20100312740 Clemm et al. Dec 2010 A1
20100318631 Shukla Dec 2010 A1
20100322252 Suganthi et al. Dec 2010 A1
20100330971 Selitser et al. Dec 2010 A1
20100333101 Pope et al. Dec 2010 A1
20110007652 Bai Jan 2011 A1
20110023071 Li et al. Jan 2011 A1
20110029599 Pulleyn et al. Feb 2011 A1
20110032941 Quach et al. Feb 2011 A1
20110040826 Chadzelek et al. Feb 2011 A1
20110047294 Singh et al. Feb 2011 A1
20110060831 Ishii et al. Mar 2011 A1
20110093522 Chen et al. Apr 2011 A1
20110110294 Valluri et al. May 2011 A1
20110145324 Reinart et al. Jun 2011 A1
20110153834 Bharrat Jun 2011 A1
20110185073 Jagadeeswaran et al. Jul 2011 A1
20110191773 Pavel et al. Aug 2011 A1
20110196971 Reguraman et al. Aug 2011 A1
20110276695 Maldaner Nov 2011 A1
20110276982 Nakayama et al. Nov 2011 A1
20110289496 Steer Nov 2011 A1
20110302256 Sureshehandra et al. Dec 2011 A1
20110307541 Walsh et al. Dec 2011 A1
20120023231 Ueno Jan 2012 A1
20120030341 Jensen et al. Feb 2012 A1
20120066371 Patel et al. Mar 2012 A1
20120084419 Kannan et al. Apr 2012 A1
20120084460 McGinnity et al. Apr 2012 A1
20120144014 Natham et al. Jun 2012 A1
20120144015 Jalan et al. Jun 2012 A1
20120170548 Rajagopalan et al. Jul 2012 A1
20120173759 Agarwal et al. Jul 2012 A1
20120191839 Maynard Jul 2012 A1
20120240185 Kapoor et al. Sep 2012 A1
20120290727 Tivig Nov 2012 A1
20120297046 Raja et al. Nov 2012 A1
20130046876 Narayana et al. Feb 2013 A1
20130074177 Varadhan et al. Mar 2013 A1
20130083725 Mallya et al. Apr 2013 A1
20130100958 Jalan et al. Apr 2013 A1
20130136139 Zheng et al. May 2013 A1
20130166762 Jalan et al. Jun 2013 A1
20130173795 McPherson Jul 2013 A1
20130176854 Chisu et al. Jul 2013 A1
20130191486 Someya et al. Jul 2013 A1
20130198385 Han et al. Aug 2013 A1
20140012972 Han Jan 2014 A1
20140089500 Sankar et al. Mar 2014 A1
20140164617 Jalan et al. Jun 2014 A1
20140169168 Jalan et al. Jun 2014 A1
20140207845 Han et al. Jul 2014 A1
20140258536 Chiong Sep 2014 A1
20140269728 Jalan et al. Sep 2014 A1
20140330982 Jalan et al. Nov 2014 A1
20140359052 Joachimpillai et al. Dec 2014 A1
20150039671 Jalan et al. Feb 2015 A1
20150156223 Xu et al. Jun 2015 A1
Foreign Referenced Citations (68)
Number Date Country
1372662 Oct 2002 CN
1449618 Oct 2003 CN
1529460 Sep 2004 CN
1575582 Feb 2005 CN
1725702 Jan 2006 CN
101004740 Jul 2007 CN
101094225 Dec 2007 CN
101189598 May 2008 CN
101247349 Aug 2008 CN
101261644 Sep 2008 CN
102546590 Jul 2012 CN
102571742 Jul 2012 CN
102577252 Jul 2012 CN
102918801 Feb 2013 CN
103533018 Jan 2014 CN
103944954 Jul 2014 CN
104040990 Sep 2014 CN
104067569 Sep 2014 CN
104106241 Oct 2014 CN
104137491 Nov 2014 CN
104796396 Jul 2015 CN
1209876 May 2002 EP
1770915 Apr 2007 EP
1885096 Feb 2008 EP
2577910 Apr 2013 EP
2622795 Aug 2013 EP
2647174 Oct 2013 EP
2760170 Jul 2014 EP
2772026 Sep 2014 EP
2901308 Aug 2015 EP
1182560 Nov 2013 HK
1183569 Dec 2013 HK
1183996 Jan 2014 HK
1189438 Jun 2014 HK
1198565 May 2015 HK
1198848 Jun 2015 HK
1199153 Jun 2015 HK
1199779 Jul 2015 HK
0997233 Apr 1997 JP
11338836 Oct 1999 JP
2000276432 Oct 2000 JP
200151859 Feb 2001 JP
2006332825 Dec 2006 JP
200840718 Feb 2008 JP
2013528330 May 2011 JP
2014143686 Aug 2014 JP
2015507380 Mar 2015 JP
10-0830413 May 2008 KR
0113228 Feb 2001 WO
0114990 Mar 2001 WO
WO0145349 Jun 2001 WO
03103237 Dec 2003 WO
WO2004084085 Sep 2004 WO
2008053954 May 2008 WO
2011049770 Apr 2011 WO
2011149796 Dec 2011 WO
2012050747 Apr 2012 WO
2012075237 Jun 2012 WO
2013070391 May 2013 WO
2013081952 Jun 2013 WO
2013096019 Jun 2013 WO
2013112492 Aug 2013 WO
2014052099 Apr 2014 WO
2014088741 Jun 2014 WO
2014093829 Jun 2014 WO
WO2014138483 Sep 2014 WO
WO2014144837 Sep 2014 WO
WO2014179753 Nov 2014 WO
Non-Patent Literature Citations (8)
Entry
Cardellini et al., “Dynamic Load Balancing on Web-server Systems”, IEEE Internet Computing, vol. 3, No. 3, pp. 28-39, May-Jun. 1999.
Hunt et al. NetDispatcher: A TCP Connection Router, IBM Research Report RC 20853 May 19, 1997.
Spatscheck et al., “Optimizing TCP Forwarder Performance”, IEEE/ACM Transactions on Networking, vol. 8, No. 2, Apr. 2000.
Kjaer et al. “Resource allocation and disturbance rejection in web servers using SLAs and virtualized servers”, IEEE Transactions on Network and Service Management, IEEE, US, vol. 6, No. 4, Dec. 1, 2009.
Sharifian et al. “An approximation-based load-balancing algorithm with admission control for cluster web servers with dynamic workloads”, The Journal of Supercomputing, Kluwer Academic Publishers, BO, vol. 53, No. 3, Jul. 3, 2009.
Noguchi, “Realizing the Highest Level “Layer 7” Switch” = Totally Managing Network Resources, Applications, and Users =, Computer & Network LAN, Jan. 1, 2000, vol. 18, No. 1, p. 109-112.
Takahashi, “The Fundamentals of the Windows Network: Understanding the Mystery of the Windows Network from the Basics”, Network Magazine, Jul. 1, 2006, vol. 11, No. 7, p. 32-35.
Ohnuma, “AppSwitch: 7th Layer Switch Provided with Full Setup and Report Tools”, Interop Magazine, Jun. 1, 2000, vol. 10, No. 6, p. 148-150.
Continuations (4)
Number Date Country
Parent 14061720 Oct 2013 US
Child 14323884 US
Parent 13650179 Oct 2012 US
Child 14061720 US
Parent 12788339 May 2010 US
Child 13650179 US
Parent 11582613 Oct 2006 US
Child 12771491 US
Continuation in Parts (1)
Number Date Country
Parent 12771491 Apr 2010 US
Child 12788339 US