The field of the present disclosure relates to mixed metal oxide barrier films and processes for deposition of such barrier films.
Gases, liquids, and other environmental factors may cause deterioration of various goods, such as food, medical devices, pharmaceutical products, and electrical devices. Thus, conventionally, barrier layers have been included on or within the packaging associated with the sensitive goods to prevent or limit the permeation of gases or liquids, such as oxygen and water, through the packaging during manufacturing, storage, or use of the goods.
Atomic layer deposition (ALD) is a thin film deposition process described in U.S. Patent Application Publication No. US 2007/0224348 A1 of Dickey et al. (“the '348 publication”), filed Mar. 26, 2007 as U.S. application Ser. No. 11/691,421 and entitled Atomic Layer Deposition System and Method for Coating Flexible Substrates, and in US 2010/0189900 A1 of Dickey et al. (“the '900 publication”), filed Apr. 6, 2010 as U.S. application Ser. No. 12/755,239 and entitled Atomic Layer Deposition System And Method Utilizing Multiple Precursor Zones for Coating Flexible Substrates, both of which are hereby incorporated by reference. Thin film deposition in accordance with the methods and systems disclosed in the '348 and '900 publications have been proposed for deposition of barrier layers on flexible substrates for packaging for sensitive goods and other uses.
Complex multilayer barrier layers including five or six pairs of alternating organic and inorganic layers have been used to prevent the permeation of oxygen and water through plastic substrates of organic light emitting diodes (OLEDs). Some such barriers are so-called nanolaminates made by ALD, having individual layer thicknesses under 10 nanometers (nm). However, multilayer barriers result in a relatively high overall barrier thickness that is not ideal for thin film flexible packaging. Additionally, although some such barriers may exhibit a good short-term water vapor transmission rate (WVTR), many known multilayer barriers have been found to simply have long lag times for vapor transmission rather than significantly reducing steady state permeability.
Aluminum oxide (Al2O3, also known as alumina) is a material which decomposes when exposed to high humidity/high temperature environments, making it a risky choice as a moisture barrier film. It also suffers from the lag time problem mentioned above, even for single sided coatings, making quality verification difficult and raising concerns about long term performance for thick Al2O3 coatings in high humidity environments. On the other hand, the present inventor has recognized that titanium dioxide (TiO2, also known as titania) formed using an oxygen-containing plasma makes an excellent water vapor barrier, as disclosed in U.S. patent application Ser. No. 12/632,749, filed Dec. 7, 2009 and published as US 2010/014371 0 A1 (“the '710 publication”), which is hereby incorporated by reference. TiO2 is stable in high humidity environments, and has no single-sided lag time issue. However, the present inventor has found that TiO2 has a high refractive index, which can lead to optical transmission loss due to reflection, particularly as the required TiO2 film thickness increases.
Conventional wisdom holds that nanolaminates make better barrier films than mixed materials. See, for example, U.S. Pat. No. 4,486,487 disclosing aluminum-titanium-oxide nanolaminates with Al2O3 and TiO2 layers. And many researchers are investigating nanolaminates as a way to improve barrier performance.
A need remains for barrier films having very low steady-state vapor permeability and improved optical transmission.
In accordance with the present disclosure, a barrier film comprises a mixture of different metal oxides deposited on a substrate. In contrast to many prior methods of forming multi-layer barriers, mixtures according to the present disclosure may have no detectably distinct layers (i.e., essentially a homogenous mixture), or may have alternating layers of different metal oxides that are each less than approximately 1.5 nm thick or, more preferably, less than approximately 1.0 nm thick, or even more preferably less than approximately 0.5 nm thick, or in some cases less than approximately 0.3 nm thick. In some embodiments, mixed films are formed by no more than 15 consecutive deposition cycles of a first metal oxide material before switching to the second metal oxide. In other embodiments, no more than about 2 or 3 molecular layers of a first metal oxide are formed until approximately 10 angstroms (Å) (approximately 1 nm) of the first metal oxide material is deposited, before switching to and depositing a second metal oxide material to a similar thickness, and so on until the desired total thickness of the mixed oxide film is achieved. Such mixtures may consist of tens, hundreds, or thousands of such alternating molecular layers of multiple metal oxides, depending on the desired thickness.
Mixtures according to preferred embodiments may be formed by ALD using precursors from different chemical families for the two metals, and oxygen radicals, such as an oxygen-containing plasma, as the oxygen source. More specifically, in various embodiments, one metal precursor is from a halide family (e.g., chloride or bromide), and another is from a metalorganic family (e.g., alkyl). For example, in one embodiment a mixture of titania and alumina (hereinafter an AlTiO) is deposited by ALD using a halide such as titanium tetrachloride (TiCl4) as the titanium precursor, an alkyl such as trimethylaluminum (TMA) as the aluminum precursor, and a DC plasma formed of dry air as the oxygen precursor for both metal oxides. The oxygen radical-containing plasma preferably contacts the substrate directly (a direct plasma). Mixed AlTiO films formed according to the present disclosure have been observed to have a stable WVTR performance for a given film thickness that is far superior to what is observed for either TiO2 or Al2O3 alone, or for so-called “nanolaminates” of the two materials having individual layer thicknesses exceeding 1.5 nm, as illustrated by the examples below. Mixed AITiO films may also have a refractive index that is significantly lower than TiO2 alone. In some embodiments, such mixed AlTiO barrier films have an overall thickness in the range of approximately 2 nm to 10 nm.
Mixed metal oxide films made by ALD using oxygen plasma have been found to exhibit properties that are superior to multi-layer or mixed films made by conventional thermal ALD processes, such as when water is used as the oxygen precursor and the reactor and substrate temperature are heated to 100° C. or greater during deposition. For example, in one thermal ALD experiment, a mixed AlTiO film having a 1:1 mixture ratio of alumina to titania (mole ratio) was deposited in a Planar Systems P400 batch reactor at 100° C. substrate temperature by alternating ALD cycles of the two metal oxides 40 times—i.e., by (a) exposing the substrate to TiCl4 precursor, (b) exposing it to water vapor, (c) exposing it to TMA, (d) exposing it to water vapor, and repeating steps (a)-(d) forty times. This process is represented by the formulaic notation: 40*(1*TiO2+1*Al2O3). Such a 40-cycle mixed TiO2/Al2O3 film made by thermal ALD had an overall thickness of 6.2 nm and exhibited poor (high) WVTR of approximately 0.5 g/m2/day. This is worse than either TiO2 or Al2O3 films alone when made to the same thickness by thermal ALD processing at the same temperature, and also much worse than either individual material, or mixed material produced in an equivalent run using a plasma-based process.
Also, some attempts to form barriers of nanolaminate stacks of TiO2 and Al2O3 using oxygen-containing plasma have not yielded good results. For example, attempts to make simple film stacks such as (5 nm TiO2+5 nm Al2O3+5 nm TiO2), or (2 nm TiO2+2 nm Al2O3+2 nm TiO2) resulted in films that behaved essentially like an average of the TiO2 and Al2O3 materials, with WVTR generally in between the performance of the two materials, or in some cases worse than either material.
In comparison, films comprising an AlTiO mixture made using oxygen-containing plasma at less than 100° C. exhibit:
Embodiments of a film comprising an AlTiO mixture made using an oxygen-containing plasma may exhibit WVTR less than 5×10−4 g/m2/day at a thickness of less than about 6 or 8 nm, for example films having a thickness of about 4 or 5 nm. Other embodiments of mixed AlTiO films having a thickness of less than approximately 3 or 4 nm may exhibit WVTR of less than 0.005 g/m2/day. Although current test instruments are not sensitive enough to verify it, the present inventors expect that mixed AlTiO films having a thickness of less than approximately 8 or 10 nm will have a WVTR of less than 5×10−6 g/m2/day.
For purposes of the present disclosure and claims, WVTR is determined in accordance with ASTM F1249-06(2011) “Standard Test Method for Water Vapor Transmission Rate Through Plastic Film and Sheeting Using a Modulated Infrared Sensor” at 38° C. (+/−0.1° C.) and 90% RH, but with a test instrument configured with a coulometric sensor including electrodes coated with phosphorous pentoxide (P2O5) rather than a modulated infra-red sensor. In the experimental results set forth below, the WVTR measurements were made either using a MOCON Aquatran® WVTR measurement instrument (indicated as Instrument “MOC”) or an Illinois Instruments Model 7001 WVTR test system (indicated as Instrument “II”). Both the MOCON Aquatran and Illinois Instruments 7001 test systems implement ASTM F1249 with a coulometric sensor including electrodes coated with P2O5 for improved sensitivity over an infra-red sensor. The MOCON Aquatran instrument has a reliable lower measurement limit of approximately 5×10−4 g/m2/day, whereas test instruments implementing an infra-red sensor typically have a lower limit of approximately 5×10−2 g/m2/day. Other available test method specifications include DIN EN ISO 15106-3 (2005). It is possible that over time improved test methods, sensors, and instruments will be developed or discovered to provide improved sensitivity, with lower limits down to 5×10−6 g/m2/day or lower, and improved accuracy; and that recognized standards will be adopted for such improved test methods. To the extent that future test methods, sensors, instruments, and standards provide improvements in sensitivity and accuracy over the test methods used to gather WVTR data disclosed herein, they may be used to determine WVTR under the claims.
Mixed films according to the present disclosure can be made by the roll-to-roll deposition system disclosed in the '348 publication, using a halide such as TiCl4 in a first precursor zone, a metalorganic such as TMA in a second precursor zone, and placing an oxygen radical generator in the isolation zone (for example a direct DC plasma generator). In one embodiment, a DC plasma generator is used to energize an oxygen-containing gas (for example dry air, oxygen gas (O2), carbon dioxide(CO2), or mixtures of two or more of the foregoing, with or without added nitrogen (N2) carrier gas) flowing through the isolation zone at a pressure slightly higher than the first and second precursor zones. In another embodiment, a stacked reactor configuration may utilize a multi-zone stack, such as the 5-zone stack illustrated in FIG. 5 of the '900 publication, wherein a halide such as TiCl4 is introduced in the top and bottom precursor zones and a metalorganic such as TMA is introduced in middle precursor zone, or vice versa, and oxygen radicals are generated from oxygen-containing gas introduced in the intermediate isolation zones separating the TiCl4 and TMA zones.
The deposition process, including growth rate and barrier properties, are relatively insensitive to substrate temperature, at least in the range of about 50° C. to 100° C., which facilitates the use of flexible polymer film substrates such as bi-axially oriented polypropylene (BOPP), which cannot withstand temperatures greater than about 70° C.
It is expected that mixed metal oxide films in accordance with the present disclosure will have barrier properties (WVTR, oxygen transmission, etc.) that are more stable than Al2O3 and many other single metal oxide barriers. For example, upon exposure to test conditions of 38° C. and 90% RH for a time period in the range of 24 hours, 48 hours, or up to one week, mixed AlTiO films deposited on a flexible polymer substrate are expected to exhibit an increase (or change) in WVTR of less than 50% over initial settled readings. In another prophetic example, upon exposure to test conditions of 38° C. and 90% RH for a time period in the range of two weeks and 30 days, mixed AlTiO barrier films deposited on a flexible polymer substrate are expected to exhibit an increase in WVTR of less than 100% over initial settled readings.
Films of varied thicknesses mixed in a 1:1 cycle ratio (x*(1*TiO2+1*Al2O3)) were deposited on a substrate of DuPont Tejin Mellinex® ST-504 in experimental runs at 80° C. using a deposition system having band loop configuration according to
Multiple consecutive cycles of each metal were also tested, with the number of consecutive cycles being increased gradually to determine limits for loss of properties. Films made according to the following processes behaved relatively similarly, evidencing a homogenous mixture:
2*(8*TiO2+8*Al2O3)
4*(4*TiO2+4*Al2O3)
8*(2*TiO2+2*Al2O3)
However, a film made by the process 1*(16*TiO2+16*Al2O3) produced inferior results, and in this film the Al2O3 stability problem mentioned above was evident.
In the experiments of this Example 2, a modified configuration of the experimental reactor shown in
Mixtures of TiO2/Al2O3 having a 1:3 and 3:1 mole ratio, i.e., n*(1*TiO2+3*Al2O3) and n*(3*TiO2+1*Al2O3), were produced according to the valve-controlled reactor procedure described in Example 2, above, and their WVTR was tested. For films of comparable thickness, the TiO2-rich film showed good barrier performance (low WVTR), similar to 1:1 ratio films, but the Al2O3-rich mixture exhibited the long term stability problem described above and an ultimate WVTR that was much higher than 1:1 ratio AlTiO films or the 3:1 ratio TiO2-rich film.
The test process applied in Example 4 was essentially the same process as in Example 1, except substrate transport speed was reduced to approximately 15 meters/min (half of the speed of Example 1, resulting in precursor and plasma exposure times being roughly doubled). Other conditions include: 65° C. substrate temperature, dry air plasma at pressure of approximately 1.4 Torr, operating in “REALD” configuration described in the '710 publication with reference to
At the reduced transport speed of 15 m/min, the growth rate for a single pair of cycles (1*TiO2+1*Al2O3) increased to approximately 0.3 to 0.33 nm per pair, indicating that underdosing was occurring at 30 m/min. Surface saturation was achieved at around 15 m/min, and the growth rate was not observed to increase at speeds below 15 m/min. Interestingly, the thin film growth rate at a substrate speed of 15 m/min is higher than expected from average of steady state deposition of Al2O3 or TiO2 films (0.16 nm for Al2O3 and 0.10 nm for TiO2—for a total of 0.26 nm per pair). The critical required thickness for onset of any barrier properties does not change, remaining at about 2 nm. However, perhaps partly because growth rate per cycle is increased, WVTR of less than 5×10−4 g/m2/day can be achieved for cycle counts as low as 2*15 pairs, or 30 total cycles, as compared with 2*18 pairs (36 total cycles) under the conditions of Example 1.
In another test, mixed AlTiO films were deposited in a three-step process, whereby the substrate was exposed to dry air plasma only after one of the two metal precursors (e.g., TMA→plasma→TiCl4→TMA→plasma→TiCl4—etc.). In other words, one of the plasma generators 60, 70 of the band loop system of
Notably, the growth rate for each the above 3-step sequences was greater than for either of TiO2 or Al2O3 alone, suggesting TMA and TiCl4 may be reacting directly, and indicating unique chemistry related to the sequential exposure to a halide and the metal alkyl. The 3-step “TMA+Plasma+TiCl4” sequence yields about the same growth rate as a full pair of oxides in a 4-step sequence whereby the substrate is exposed to plasma after each metal precursor (e.g., TMA+Plasma+TiCl4+plasma), and still has much better barrier properties than either individual oxide alone. For example, the barrier properties yielded by the 3-step process “TMA+Plasma+TiCl4” are nearly as good as the properties resulting from the 4-step process.
It will be obvious to those having skill in the art that many changes may be made to the details of the above-described embodiments without departing from the underlying principles of the invention. The scope of the present invention should, therefore, be determined only by the following claims.
This application claims the benefit under 35 U.S.C. §119(e) from U.S. Provisional Patent Application No. 61/506,607, filed Jul. 11, 2011, which is hereby incorporated by reference in its entirety.
Number | Date | Country | |
---|---|---|---|
61506607 | Jul 2011 | US |